Ⅶ族元素在Si(111)和Ge(111)表面上的吸附

本文用原子集团模型和电荷自洽的EHT方法研究了Ⅶ族元素在Si(111)和Ge(111)表面上的化学吸附。利用能量极小的原则确定了各元素的化学吸附构型。对于Cl,在这两个表面均是顶位吸附。对于Ⅰ,都呈三度空位吸附。对Br,顶位及三度空位吸附均能发生,但是在Si(111)表面顶位吸附要优于三度空位,而在Ge(111)表面则三度空位吸附优于顶位。最后对Ⅶ族元素原子在这两种表面的吸附行为作了讨论,并与实验作了比较。 关键词：     

金属铝在半导体表面的吸附

本文采用集团模型,用自洽的EHT方法计算金属Al在Si(111)和GaAs(110)面上吸附的稳定的几何构型和电子态,结果表明,Al在Si(111)面的三度开位上的离子吸附比顶位的共价吸附更稳定,态密度与实验符合也更好,Al吸附在GaAs(110)面上,将取代表面Ga原子,形成AlAs,此时GaAs(110)面将恢复到不弛豫的理想位置。 关键词：     

用总能量密度泛函集团方法研究I/Si(111)及I/Ge(111)表面吸附

本文中用自洽总能量密度泛函集团方法研究了Ⅶ族的Ⅰ在Si(111)和Ge(111)表面的吸附。分别采用了两种集团模型来模拟顶位和三度位构型,用总能量极小原理确定了吸附的最佳构型和吸附能量,得到顶位比三度位吸附更为稳定的结果,与SEXAFS实验结果一致。本文还计算了Ⅶ族元素F,Cl,Br,I在Si(111)顶位吸附的状态密度,讨论了这系列DOS的变化情况,并与实验或其他理论结果进行了比较,最后还讨论了半经验EHT方法的适用性及限制。 关键词：     

NH_x(x=1～3)在金属Ir表面吸附与解离的第一性原理研究

采用密度泛函理论,在slab模型下,研究了NH_x(x=1~3)在Ir(100)、Ir(111)和Ir(110)表面上的最稳定吸附位置、几何构型以及逐步脱氢分解过程,计算了相应的吸附能和活化能.计算结果表明,在Ir(100)、Ir(111)面上,NH_3是以C_3轴垂直吸附在顶位,在Ir(110)上,NH_3是以N-Ir键与表面成68.6°吸附在顶位,且吸附能依赖于表面的结构而不同,相比而言,NH_3更容易吸附在开放表面Ir(100)、Ir(110)面上,说明NH_3在这些表面的吸附具有结构敏感性.NH_(x(x=1~3))的分解,在Ir(100),NH_3的吸附与分解存在竞争,在Ir(110)面NH_3最容易分解,在Ir(111)面NH_3是分子性吸附,不能分解.NH_2、NH在三个表面均能够分解,在Ir(110)面活化能均较高.     

Al吸附在Pt,Ir和Au的(111)面的低覆盖度研究

应用密度泛函理论,系统研究了Al原子在Pt(111),Ir(111)和Au(111)表面的桥位、顶位、三重面心立方(fcc)洞位和六角密排(hcp)洞位这四个典型位置的吸附情况. 主要计算了三吸附体系的几何结构、平均结合能和差分电荷密度,并系统讨论了相关原子的密立根电荷布居数和投影态密度.研究发现,对于Pt(111)和Ir(111)表面,Al原子在hcp洞位最稳定,但是对于Au(111)表面,Al原子在fcc洞位最稳定. 关键词： 吸附 密度泛函理论 结合能 电子结构     

Au钝化Si(100)表面的电子特性

用TB-LMTO方法研究单层的Au原子在理想的Si(100)表面的化学吸附.计算了Au原子在不同位置的吸附能,吸附体系与清洁Si(100)表面的层投影态密度, 以及电子转移情况.结果表明, Au原子在吸附面上方的A位(顶位)吸附最稳定, Au钝化Si(100)表面可以取得明显的钝化效果, 这一结论与实验事实相符合.     

碳化硅表面氢气吸附机理研究

在CVD沉积SiC过程中,载气体H2与沉积SiC基体表面的反应影响沉积速率和沉积产物品质,因此研究这些微观反应机理具有十分重要的科学意义和工程价值。本文基于第一性原理研究了H2在3C-SiC(111)（硅原子暴露面）和3C-SiC(-1-1-1)（碳原子暴露面）面的吸附位置、吸附能、电子结构和覆盖率等吸附情况。发现H2倾向于吸附在3C-SiC(111)面,H原子的最稳定吸附位为OT位（顶位）且属于化学吸附。H2在吸附时会自发解离为两个H原子,以双顶位形式吸附在两个相邻的Si原子上。该过程中基体表面Si原子的电子向H偏移,此时两者的主要相互作用源于Si原子的p轨道和H的s轨道的重叠杂化。通过计算氢气在表面的覆盖率,发现吸附能随着覆盖率的增大而增大,在低H覆盖率(θH≤4/9 ML)下,H原子之间存在着较强的吸引力,随着H覆盖率的增加(θH＞4/9 ML),H原子之间排斥力逐渐增大,吸附能增加趋缓,整体结构更加稳定。     

氢在Ni(511)台阶面的吸附与解离研究

应用EAM模型研究了氢在Ni(511)面的吸附和解离.首先计算了单个氢原子在Ni(511)面上的吸附能、吸附键长及吸附高度,发现氢在Ni(511)面上有三种相对稳定的吸附位,即台阶棱上的二重桥位B、台阶面上的三重洞位H3′以及平台面上的四重洞位H1和H2.与Ni(001)低指数面相比,明显的增加了台阶棱上的二重桥位B以及台阶面上的三重洞位H3′,并且H1位的吸附性也有所增强,说明台阶的存在影响了氢在Ni(511)表面的吸附性,使台阶附近的吸附位增多且吸附性增强;然后计算了氢分子在台阶表面上解离吸附时的活化势垒、吸附能、氢镍之间键长及氢氢之间的距离,计算结果表明台阶底部更易于使氢分子解离,台阶附近是氢吸附和解离的活性部位.     

稀土元素在硅表面的化学吸附

本文对几种稀土元素(铈、钐、镱)在硅表面的化学吸附进行了理论计算。用定域密度泛函-离散变分方法(LDF-DVM)对顶位和三度开位两种集团模型进行了自洽计算,包括总结合能的计算,给出了吸附位能曲线,从而确定出最佳吸附构型和位置。讨论了电荷转移情况、吸附能的大小等,与一些实验结果进行了比较。并给出了三种元素在硅表面稳定吸附时的态密度图,分析讨论了其电子结构的差异和特点。 关键词：     

Ge在Si(111)7×7表面的选择性吸附

利用超高真空扫描隧道显微镜研究了室温条件下Ge在Si(111)7×7表面上初期吸附过程.在Ge所形成团簇中存在一个临界核.这些Ge团簇的吸附中心总是在三个增原子所围成的区域中.它们的电子结构具有类似半导体的性质,即其局域态密度在远离费米面的能级处很大,而在费米面附近的能级处非常小. 关键词： 扫描隧道显微镜 Si(111)7×7表面 Ge团簇     

A CLUSTER MODEL METHOD AND ITS APPLICATIONS TO CHEMISORPTIONS ON SEMICONDUCTOR SURFACES

In the present paper the cluster model and charge self-consistent method are used to study the chemisorpti on Si(lll1), Ge(111), and GaAs(110) surfaces. The parameters in the calculations are selected to fit the respective bulk energy bands of Si, Ge, and GaAs. Some general rules of chemisorpti on Si(ll1) and Ge(ll1) are investigated and speculated. The three-fold hollow site geometry is favorable for group iii metals on Si(lll), whereas the one-fold top site is more stable for group vii elements, the reason being probably one of the favorable charge distribution. However, the situation for chemisorpti on Ge(ll1) is somewhat different. The adsorptions of group iii and v elements on GaAs(110) are also considered. The possible chemisorption geometries and the related electronic states for these systems are calculated and discussed.     

Na在Si(111)表面(3×1)有序吸附结构的光电子能谱研究

分析了Si(111)7×7表面上Na(3×1)有序吸附的同步辐射光电子能谱的变化,并与Paggel等的扫描隧道显微镜和光电子能谱比较,得出Na吸附在类余留原子(rest atom)的位置,支持Mnch的模型,与室温下无序吸附Na的光电子能谱相比较,得出Na-Si界面肖特基势垒形成是由Na与Si原子之间的相互作用决定,与表面构形是否有序关系不大,势垒高度与MIGS理论预计值相符。     

Theory of adsorption: Ordered monolayers from Na to Cl on Si(001) and Ge(001)

First principles calculations of clean and adsorbate-covered surfaces of Si(001) and Ge(001) are reported. Chemical trends in the adsorption of ordered Na, K, Ge, As, Sb, S, Se and Cl overlayers are discussed. The calculations are based on the local-density approximation and employ non-local, norm-conserving pseudopotentials together with Gaussian orbital basis sets. The semi-infinite geometry of the substrate is properly taken into account by employing our scattering theoretical method. From total-energy minimization calculations we obtain optimal surface reconstructions which show asymmetric dimers for Si(001), Ge(001) and Ge:Si(001). For As:Si(001), Sb:Si(001) and Sb:Ge(001), we find symmetric adatom dimers in the equilibrium geometries. S or Se adlayers are found to be adsorbed in bridge positions forming a (1×1) unit cell with a geometry very close to the configuration of a terminated bulk lattice. Cl atoms adsorb on top of the dangling bonds of symmetric Si dimers residing in the first substrate-surface layer. Our calculations for Na:Si(001) and K:Si(001) confirm valley-bridge site adsorption for half monolayer coverage. For full monolayer alkali-metal coverage, adsorption in pedestal and valley-bridge positions is found to be energetically most favourable. The calculated optimal adsorption configurations are in excellent agreement with a whole body of recent experimental data on surface-structure determination. For these structural models, we obtain electronic surface band structures which agree very good with a wealth of data from angle-resolved photoemission spectroscopy investigations.     

Hydrogen chemisorption on the 100 (2 × 1) surfaces of Si and Ge

This paper combines a theoretical study of the Si(100) surface having a monolayer of atomic hydrogen chemisorbed to it with an experimental study of the analogous Ge(100) and Ge(110) surfaces. In the theoretical work the underlying (100) silicon surface is taken to be reconstructed according to the Schlier-Farnsworth-Levine pairing model with the hydrogen located on the unfilled tetrahedral bonds of this structure. Self-consistent calculations of the electronic potential, charge density, spectrum, and occupied surface density of states are carried out. The force on the hydrogen atoms is then calculated using the Hellman-Feynman theorem. This force is found to be close to zero, confirming that the hydrogen atoms are indeed at the equilibrium position for the chosen silicon geometry. Features in the calculated photoemission spectrum for the Si(100) 2 × 1 : H surface are discussed in terms of related features in the photoemission spectrum of Si(111) : H, but are found not to agree with the previously measured photoemission spectrum of Si(100) 2 × 1 : H. Measured photoemission and ion-neutralization spectra for Ge(100) 2 × 1 : H agree in their major features with what is calculated for Si(100) 2 × 1 : H, however, suggesting that the Ge(100) 2 × 1 : H surface is reconstricted according to the pairing model. Similarly, measured spectra for clean Ge(100) 2 × 1 agree with calculations for the row dimerized Si(100) surface.     

Triangular Mott-Hubbard insulator phases of Sn/Si(111) and Sn/Ge(111) surfaces

The ground state of Sn/Si(111) and Sn/Ge(111) surface alpha phases is reexamined theoretically, based on ab initio calculations where correlations are approximately included through the orbital dependence of the Coulomb interaction (in the local density+Hubbard U approximation). The effect of correlations is to destabilize the vertical buckling in Sn/Ge(111) and to make the surface magnetic, with a metal-insulator transition for both systems. This signals the onset of a stable narrow gap Mott-Hubbard insulating state, in agreement with very recent experiments. Antiferromagnetic exchange is proposed to be responsible for the observed Gamma-point photoemission intensity, as well as for the partial metallization observed above 60 K in Sn/Si(111). Extrinsic metallization of Sn/Si(111) by, e.g., alkali doping, could lead to a novel 2D triangular superconducting state of this and similar surfaces.     

Ge/Si(111)与Si/Ge(111)体系的生长特性与表面再构研究

本文利用RHEED和AES对Ge/Si(111)和Si/Ge(111)体系的生长特性与表面再构进行了研究。由此提出了其生长模式,并讨论了应力对生长特性、界面特性和表面再构的作用。     

Photoemission measurements of bulk,surface and hydrogen induced states on cleaved Ge(111)

Ultraviolet photoemission spectroscopy using HeI (21.2 eV) resonance photons has been used to study cleaved Ge(111) surfaces which were also characterized by Auger electron spectroscopy and low energy electron diffraction. Higher effective resolution for both bulk and surface states was found than for recent measurements employing synchrotron radiation.