An in-depth analysis of reflections in MMI couplers using optical low-coherence reflectometry: design optimization and performance evaluation

This paper describes a comprehensive report on the high potential of optical low-coherence reflectometry (OLCR) measurements to assist the design optimization and performance evaluation of symmetric MMI couplers. Using three sets of deep-ridge InGaAsP–InP couplers on InP and by performing OLCR measurements simultaneously in reflection and transmission modes, the nature and origin of all reflections in MMI have first been identified with respect to a deliberately chosen design parameter, namely, the coupler length. In addition, and in total agreement with the self-imaging principle and also the BPM simulations, the back reflections in combiner mode are shown to be prominent even in fully optimized devices. Finally, a simple design artifact has been proposed and demonstrated experimentally for the first time to suppress back reflections. Received: 16 May 2001 / Published online: 2 November 2001     

Intensity modulation in two Mach–Zehnder interferometers using plasma dispersion in silicon-on-insulator

We present comparative measurements of two Mach–Zehnder interferometers, one with Y-junction couplers and the other with MMI couplers, both developed in silicon-on-insulator technology and using plasma dispersion effect for light phase modulation. Measurements of fiber-to-fiber losses, absorption coefficient, output intensity vs. time and extinction ratio vs. frequency have been performed at λ=1.3 μm and at λ=1.55 μm. Results are reported and discussed in this paper. Received: 18 May 2001 / Revised version: 24 September2001 / Published online: 30 October 2001     

Design, realisation and analysis of an apodised, film-loaded acousto-optic tunable filter

The design and realisation of a SiO₂ film-loaded Ti:LiNbO₃ integrated acousto-optic tunable filter are presented. An optimised Hamming apodisation is achieved through introducing an angular offset between the acoustic and optical waveguides along with carefully placed acoustic absorbers. The realised device has a 20-mm acoustic interaction length and achieves a 3-dB linewidth of 1.8 nm with 19-dB sidelobe suppression. The realised device is highly efficient, requiring a RF drive power of only 10 mW to achieve complete polarisation conversion. The enhanced drive efficiency of the device is analysed using both acoustic and optical mode analysis. Based on this analysis, possible explanations for the improved behaviour are presented and directions that may lead to further enhancements are discussed. Received: 18 May 2001 / Revised version: 7 August 2001 / Published online: 23 October 2001     

Realization of MMI Power Splitter by UV-light Imprinting Technique Using Hybrid Sol-Gel SiO2 Materials

An efficient fabrication scheme of buried ridge waveguide devices is demonstrated by UV-light imprinting technique using organic-inorganic hybrid sol-gel Zr-doped SiO2 materials. The refractive indices of a guiding layer and a cladding layer for the buried ridge waveguide structure are 1.537 and 1.492 measured at 1550nm, respectively. The tested results show more circular mode profiles due to existence of the cladding layer. A buried ridge single-mode waveguide operating at 1550 nm has a low propagation loss （0.088 dB/cm） and the 1× 2 MMI power splitter exhibits uniform outputs, with a very iow splitting loss of 0.029 dB at 1549nm.     

Origin of reciprocal circular birefringence observed in X-cut, Z-propagation LiNbO3 polarization transformers

Polarimetric investigation reveals up to ≈ 2 rad of reciprocal circular retardation present in 10 commercial X-cut, Z-propagation LiNbO₃ polarization transformers from two suppliers. A recent experiment confirms the static polarization mode coupling observed in polarization transformers which are fabricated in-house using either off-axis or principal-axis propagation. Optical activity is responsible for the nonideal behavior of the integrated electro-optic waveplates. This phenomenon is explained and accurately modelled using LiNbO₃ anisotropy. Furthermore the procedure required to make the polarization transformers ideal is given. Received: 16 May 2001 / Revised version: 9 August 2001 / Published online: 23 October 2001     

Impact of waveguide sidewall roughness on the output uniformity and phase of MMI splitters

In this paper, we develop a model for the effects of waveguide sidewall roughness on the output uniformity and phase of a 3-dB MMI splitter. We achieve this by investigating analytically the effect of sidewall roughness on mode coupling in the MMI section of the splitter using the coupled mode and coupled power equations. Using these equations, the subsequent impact of mode coupling losses on the splitter output uniformity and phase is calculated and results for 1 × 2 and 2 × 2 splitters are presented and compared. Finally, to illustrate the impact of sidewall roughness on the operation of a waveguide device, the response of a Mach Zehnder interferometer comprising 2 × 2 splitters is investigated.     

Optimization of TE–TM mode converters on X-cut, Y-propagation LiNbO3 used for PMD compensation

Two-phase and three-phase TE–TM mode converters for integrated optic polarization mode dispersion compensation are compared, and the latter are found to have a slightly better electro-optic efficiency. If a small differential group delay is needed, compensation performance can be drastically improved by a waveguide tilt in the YZ plane. Received: 16 May 2001 / Published online: 23 October 2001     

Optimal design of multimode interference couplers using an improved self-imaging theory

Self-imaging theory is widely accepted as a good method in designing 1 × N multimode interference (MMI) couplers, but it is also true that self-imaging theory is not suitable for low-contrast structures. An improved self-imaging theory is proposed in this paper for the optimal design of low-contrast 1 × N MMI couplers. The average effective width of MMI waveguide and the average effective propagation constant of MMI waveguide are used as the basis to modify the conventional self-imaging theory. A direct calculation of the average effective width of low-contrast MMIs is presented. We use this approach in the optimal design of a 1 × 4 silica MMI coupler, and the results show that the improved self-imaging theory is more accurate than conventional self-imaging theory for low-contrast structures, the results also show that if the material parameters and the width of an MMI waveguide are fixed, the average effective width of the MMI waveguide will increase with the decrease of the height of the core layer.     

Vertically and laterally waveguide-coupled cylindrical microresonators in Si3N4 on SiO2 technology

High-finesse laterally and vertically waveguide-coupled cylindrical microresonators have been designed and realized in Si₃N₄ on SiO₂ technology using conventional optical lithography. Based on the experimental results and detailed simulations, a comparison between the lateral and vertical coupling schemes is made. Received: 16 May 2001 / Revised version: 13 August 2001 / Published online: 2 November 2001     

Femtosecond waveguide writing: a new avenue to three-dimensional integrated optics

Using tightly focussed femtosecond laser pulses, waveguides can be fabricated inside various glasses and crystals. This technique has the potential to generate not only planar but three-dimensional photonic devices. In this paper we present, to the best of our knowledge, the first true three-dimensional integrated optical device, a 1×3 splitter fabricated in pure fused silica. The optical properties of this device and possibilities for the fabrication of complex high-density integrated optical elements are discussed. Received: 23 December 2002 / Accepted: 6 January 2003 / Published online: 28 March 2003 RID="*" ID="*"Corresponding author. Fax: +49-3641/65-7680, E-mail: nolte@iap.uni-jena.de     

Planar Er- and Yb-doped amplifiers and lasers

New results in erbium-doped planar waveguide amplifiers and lasers are presented. The waveguides are produced in silica-on-silicon technology using plasma-enhanced chemical vapor deposition. Waveguide propagation losses outside the erbium absorption band are improved to values below 0.05 dB/cm for a core–cladding index step of around 1.4%. Amplifier arrays show a net gain of more than 12 dB over the entire C-band. Received: 13 June 2001 / Published online: 23 October 2001     

新型1×N多模干涉分束器的三维设计与模拟

相比于传统的1×N对称型多模干涉（Mult-Mode Interference,MMI）分束器设计,提出了一种新型埋入式弱限制光波导分束器件.它的干涉区及输入输出波导采用倒锥形式,器件尺寸减小,且不均匀性与附加损耗也减小.以1×4的对称型MMI分束器为例,当只对干涉区采用倒锥形结构后,在TE偏振中心波长为1.55 μm时,器件长度减小了500 μm,均匀性增加了0.131 dB,而附加损耗仅增加了0.02 dB,波长响应较传统设计增加了40 nm.在此基础上,又在输入输出臂上也各增加倒锥形结构后,相比于传统设计附加损耗减小了0.02 dB,均匀性增加了0.139 dB,器件长度减小了500 μm.改进后的器件具有优越的容差性.器件采用掺氟型聚合物材料进行优化设计,通过在合理范围内偏离输出波导位置,使输出光强达到最大值.     

Low electric power drived thermo-optic multimode interference switches with tapered heating electrodes

A novel thermo-optic multimode interference (MMI) switch with a tapered heating electrode was proposed and the performance of the switch was simulated. An analytical steady-state heat-conduction model is also presented. In the design, one tapered heating electrode is used to alter the refractive index in the multimode slab region to realize the switching function. The simulation results indicate that the MMI switch can provide high extinction ratio, and good polarization- and wavelength-independence. The electric power consumption for the MMI switch is half of that of a switch with a straight heating electrode and similar to that of a Mach-Zehnder interferometer switch.     

Integrated thin film InGaAsP laser and 1 x 4 polymer multimode interference splitter on silicon

We report on a thin film InGaAsP laser integrated with a 1 x 4 polymer multimode interference (MMI) splitter on a silicon substrate for planar optical signal distribution. The thin film laser had a threshold current of 40 mA and was endfire coupled to the integrated passive polymer MMI splitter, and the optical signal from the laser was distributed to the four output waveguides of the MMI coupler. The measured loss of the MMI splitter was 0.79 dB. The normalized powers of the four MMI output ports in the integrated system were measured to be 0.823, 0.978, 0.852, and 1.     

Multimode interference wavelength multi/demultiplexer for 1310 and 1550 nm operation based on BCB 4024-40 photodefinable polymer

A 1310 and 1550 nm coarse wavelength multi/demultiplexer based on benzocyclobutene (BCB 4024-40) polymer is demonstrated for the first time. The device is designed based on a combination of general interference and paired interference mechanisms of multimode interference (MMI). It is fabricated on BK7 glass substrate with a thin layer of SiO₂ as cover. A cost effective chemical etching technique is used in the fabrication process to take advantage of the photosensitive nature of the polymer. The device length was significantly reduced by adopting the restricted multimode interference scheme, lower beat length ratio and cascaded MMI couplers. The measured crosstalk at 1310 nm was 14.4 dB and at 1550 nm was 20.6 dB. The measured insertion loss is around 3.2-3.5 dB for both ports.     

III–V semiconductor interface properties as a knowledge basis for modern heterostructure devices

Some examples of interface studies are reported which show their close link with progress in III–V modern semiconductor device physics and technology. The surface electronic properties investigated in-situ by reflectance anisotropy spectroscopy during InGaP/InP growth (metal-organic vapor-phase epitaxy) are essential for the control of ordering phenomena in these layers, which is relevant for high-performance optoelectronic devices. Studies of electronic interface states at metal/narrow-gap III–V semiconductors are presented, which enabled the successful preparation of semiconductor/superconductor hybrid devices. For group-III nitrides with wurtzite structure the presence of fixed polarization interface charges yields new challenges in order to understand and control Schottky-barrier heights, band offsets and 2D confinement in heterostructure field-effect transistors. Received: 26 April 2001 / Accepted: 23 July 2001 / Published online: 3 April 2002     

一种新型SOI Mach-Zehnder干涉型电光调制器的设计

在超紧缩双曲锥形3dB多模干涉耦合器的基础上,设计了一种新的Silicon-on-insulator (SOI) Mach-Zehnder干涉型电光调制器.与传统的Y分支器相比,双曲锥形3dB耦合器的制作容差大,而长度缩短了近30%,使得整个器件的尺寸大幅减小.调制区采用横向注入的PIN结构,模拟结果表明:当外加偏压为0.86V时,器件的调制深度最大,此时注入电流为13.2mA,对应的器件功耗为11.4mW.     

Optimal design for a flat-top AWG demultiplexer by using a fast calculation method based on a Gaussian beam approximation

Passband broadening of an AWG (array waveguide grating) demultiplexer with an MMI (multimode interference) coupler connected at the end of a tapered input waveguide is considered. An explicit formula based on the field propagation of an approximate Hermit-Gaussian beam is used to calculate quickly and reliably the spectral response of the AWG demultiplexer. The widths of the input waveguide, the output waveguides and the MMI coupler are optimized. The optimal design is verified with the experimental measurement.     

弱导波导多模干涉耦合器结构参量优化设计

本文分析了以硅基底上二氧化硅波导为代表的弱导波导多模干涉(MMI)耦合器件输入(出)波导位置及宽度和MMI长度等结构参量对器件性能的影响.提出了参量空间法,在给定工艺材料参量和多模波导宽度情况下,通过匹配各结构参量,制出均匀性好、附加损耗低的弱导波导多模干涉耦合器件.     

Tunable and switchable all-fiber comb filter using a PBS-based two-stage cascaded Mach-Zehnder interferometer

We propose and demonstrate a novel tunable and switchable all-fiber comb filter by employing a polarization beam splitter (PBS)-based two-stage cascaded Mach-Zehnder (M-Z) interferometer. The proposed comb filter consists of a rotatable polarizer, a fiber PBS, a non-3-dB coupler and a 3-dB coupler. By simply adjusting the polarization state of the input light, the dual-function of channel spacing tunable and wavelength switchable (interleaving) operations can be efficiently obtained. The theoretical analysis is verified by the experimental results. A comb filter with both the channel spacing tunable from 0.18 nm to 0.36 nm and the wavelength switchable functions is experimentally demonstrated.