Growth characteristics and properties of ZnO:Ga thin films prepared by pulsed DC magnetron sputtering

Transparent conductive ZnO:Ga thin films were deposited on Corning 1737 glass substrate by pulsed direct current (DC) magnetron sputtering. The effects of process parameters, namely pulse frequency and film thickness on the structural and optoelectronic properties of ZnO:Ga thin films are evaluated. It shows that highly c-axis (0 0 2) oriented polycrystalline films with good visible transparency and electrical conductivity were prepared at a pulsed frequency of 10 kHz. Increasing the film thickness also enlarged the grain size and carrier mobility which will subsequently lead to the decrease in resistivity. In summary, ZnO:Ga thin film with the lowest electrical resistivity of 2.01 × 10⁻⁴ Ω cm was obtained at a pulse frequency of 10 kHz with 500 nm in thickness. The surface RMS (root mean square) roughness of the film is 2.9 nm with visible transmittance around 86% and optical band gap of 3.83 eV.     

Optimal DB-PAYGO pension management towards a habitual contribution rate

In this paper, we propose a new objective function, which reflects the costs of unstable contribution risk and discontinuity risk in DB-PAYGO pension system. The problem is to minimize the quadratic deviation between the actual contribution rate and a habitual target and the quadratic proportional deviation of the pension accumulation. A modified non-negative constraint of the contribution rate is added, which together with a stochastic habitual target process, causes difficulty in solving the minimization problem by Lagrange dual method. The results are split into two cases which depend on the habit-adjusted adequacy of the pension budget. In the inadequate case, the optimal contribution rate reveals a hump shape curve with respect to time, which is different from the exponential growth curve of the model with a fixed target. By moderately raising the contribution rate in the initial phase, it helps to increase the accumulation and reduce the contribution burden of the follow-up policyholders. Notably, the hump shape curve is a more practical policy, because of that the exponential growth curve raises anxiety about the unlimited growth of the contribution rate and harms the confidence in the sustainability of the pension fund. We also study the impacts of the certain trend in demography, and the uncertain fluctuations in salary and investment on the optimal control policies.     

随机环境下具有最低担保约束的DC养老金鲁棒投资策略

针对近年来养老金管理遇到的问题,基于模型不确定性,考虑随机环境和退休保障限制的DC型养老金最优投资策略具有重要意义.以养老金的最终价值相对于退休后年金担保的不变相对风险厌恶期望效用最大化为目标,利用随机动态规划的方法,求出鲁棒最优投资策略及相应的价值函数.最后,通过数值分析,得到各参数对最优投资策略的影响.     

基于公众偏好大数据分析的重大突发事件应急决策方案动态调整方法

针对在重大突发事件应急过程中如何根据与其相关的公众偏好大数据信息来对事件进行划分以及确定事件风险大小等问题,提出了一种基于公众偏好大数据分析的两阶段聚类算法,将事件现场公众在社交媒体上发布的偏好大数据信息进行聚类分析,识别出多个与事件相关的子事件,并得出每个子事件的客观风险级别。然后,结合专家经验判断,综合得出每个子事件的风险级别,进而选择相对应的方案。在此基础上,根据实际突发事件多阶段演变特点,描述了应急决策中多事件多方案的动态调整过程,考虑方案之间的相关性和不同子事件调整方案对各风险级别子事件的应急处置效果、应对损失以及不同方案之间的转化成本等因素,得出不同情境下的最佳调整方案。通过案例分析说明了该方法的可行性和有效性。     

Optimal portfolio for a defined-contribution pension plan under a constant elasticity of variance model with exponential utility

Based on the Lie symmetry method, we derive the explicit optimal invest strategy for an investor who seeks to maximize the expected exponential (CARA) utility of the terminal wealth in a defined-contribution pension plan under a constant elasticity of variance model. We examine the point symmetries of the Hamilton-Jacobi-Bellman (HJB) equation associated with the portfolio optimization problem. The symmetries compatible with the terminal condition enable us to transform the (2+ 1)-dimensional HJB equation into a (1+ 1)-dimensional nonlinear equation which is linearized by its infinite-parameter Lie group of point transformations. Finally, the ansatz technique based on variables separation is applied to solve the linear equation and the optimal strategy is obtained. The algorithmic procedure of the Lie symmetry analysis method adopted here is quite general compared with conjectures used in the literature.     

控藻鲢鱼的捕捞策略

鲢鱼是一种以水中浮游动植物为食的滤食性鱼类,利用鲢鱼控制蓝藻数量是一种有效的纯生物手段.分析蠡湖鲢鱼资源稳定的条件,建立鱼量的基本方程式及利润模型,给出利润与捕捞强度的关系和鱼群数量的变化趋势.最后得到了鲢鱼的放流与回捕策略.     

加速方程有偏场合下加速寿命试验的稳健设计

考虑在加速寿命试验中,当假定的加速模型不是转化应力的线性模型时,模型参数的极大似然估计的近似分布。研究在一定的条件下,获得正常应力下寿命分布的p分位寿命估计的最优稳健设计方法。并通过数值例子说明方法的有效性。     

Compromise 4<Superscript><Emphasis Type="Italic">m</Emphasis></Superscript>2<Superscript><Emphasis Type="Italic">n</Emphasis></Superscript> plans with clear two-factor interactions

This paper gets some necessary conditions for the existence of some kinds of clear 4^m2^n compromise plans which allow estimation of all main effects and some specified two-factor interactions without assuming the remaining two-factor interactions being negligible. Some methods for constructing clear 4^m2^n compromise plans are introduced.     

掺银氧化锌纳米棒的水热法制备研究

利用水热法在直流磁控溅射制备的掺铝氧化锌 (AZO) 种子层上制备了不同形貌和光学性能的掺银ZnO纳米棒, 并采用XRD、扫描电镜、透射谱、光发射谱和EDS谱详细研究了Ag离子与Zn离子的摩尔百分比 (R_Ag/Zn) 及AZO种子层对掺银ZnO纳米棒的结构和光学性质的影响. 随着R_Ag/Zn的增加, 掺银ZnO 纳米棒的微结构和光学性质的变化与银掺杂诱导的纳米棒的端面尺寸变化有关. 平均端面尺寸的变化归结于种子层颗粒大小和颗粒数密度不同导致掺入的Ag离子的相对比例不同. 溅射15 min的AZO种子层上生长的ZnO纳米棒由于缺陷增多导致在可见光区的发光峰明显强于溅射10 min 的AZO种子层上、相同R_Ag/Zn 条件下生长的ZnO纳米棒. Ag掺杂产生的点缺陷增多导致可见光区PL波包较宽. 纯ZnO纳米棒的微结构与种子层厚度导致的结晶度和颗粒大小有关. 关键词： ZnO纳米棒 水热法 Ag掺杂 直流磁控溅射     

Ar原子偶宇称3p5(2P1/2)nl′ [K′]J (l′=1, 3)自电离Rydberg态共振增强激发光谱

用脉冲直流放电产生Ar原子亚稳态3p⁵4s[3/2]₂和3p⁵4s′[1/2]₀．在单光子32500～35600 cm^-1能量范围内, 结合飞行时间质谱技术获得Ar原子共振增强激发光谱．光谱分析表明,所有谱线来源于Ar原子3p⁵4s[3/2]₂和3p⁵4s′[1/2]₀两个亚稳态吸收单个光子向偶宇称np′、nf′自电离Rydberg态序列的跃迁．实验观测到许多新的自电离能级,并获得更精确和系统的能级位置和量子亏损值数据．