高温超导体电子结构和超导机理的角分辨光电子能谱研究

超导是一种奇异的宏观量子现象.100多年来,已发现的超导体主要分为两类:以金属或者合金为代表的常规超导体以及以铜氧化物和铁基高温超导体为代表的非常规超导体.常规超导体的超导机理能被BCS超导理论完美解释,但高温超导体的超导机理至今仍未达成共识,已经成为凝聚态物理领域中长期争论且充满挑战的重大科学问题.从实验上揭示非常规超导材料的微观电子结构,是理解其奇异正常态和超导电性机理、建立新理论的前提和基础.角分辨光电子能谱技术,由于可以实现对材料中电子的能量、动量和自旋的直接测量,在高温超导研究中发挥了重要的作用.本文综述了我们利用角分辨光电子能谱技术在铜氧化物和铁基高温超导体电子结构和超导机理研究中取得的一些进展,主要包括母体的电子结构、正常态的非费米液体行为、超导态的能带和超导能隙结构以及多体相互作用等.这些结果为理解铜氧化物和铁基高温超导体的物性及超导机理提供了重要的信息.     

Workshop on fast structural changes

Copper-oxide (cuprate) high-temperature superconductors are doped Mott insulators. The undoped parent compounds are antiferromagnetic insulators, and superconductivity occurs only when an appropriate number of charge carriers (electrons or holes) are introduced by doping. All cuprate materials contain CuO₂ planes (Figure 1a) in their crystal structure; the doped carriers are believed to go into these CuO₂ planes, which are responsible for high-temperature superconductivity. High-temperature superconductors are characterized by their unusual physical properties, both in the superconducting state (below the superconducting transition temperature T_c) and in the normal state (above T_c). Since the discovery of high-temperature superconductivity in 1986 [1], these unusual physical properties and the mechanism of superconductivity have been prominent issues in condensed matter physics [2].     

强关联电子系统中的热输运测量

当考虑电子间的库伦排斥相互作用,以及电荷、自旋和轨道之间的相互耦合时,诸多超越 了近自由电子框架的新奇量子态涌现而出,如非常规超导态和量子自旋液体等。对这些新奇物态 的认知不仅会拓展现有的知识框架,也有望引发新一轮的量子科技革命。因此,对强关联物理的 研究是当下凝聚态物理领域的前沿课题。铜基高温超导体的母体是一种莫特绝缘体,在传统的能 带论之下被预言为金属态。然而电子间的强关联行为使得它表现出绝缘体的性质。由于莫特绝缘 体中库伦相互作用致使能隙打开并冻结其中的电荷自由度,所以在该体系中难以开展电输运性质 的测量研究。作为一种对于元激发（不仅包括电子,还包括磁振子、自旋子等）敏感的探针,热输 运测量在强关联电子系统的研究中发挥着重要的作用。本文回顾了近些年在非常规超导、重费米 子系统和量子自旋液体研究中一些有趣的纵向热输运性质的研究成果,并与我们近期发表的运用 横向热导率测量热霍尔现象的综述文章相互补充。      

从Mott绝缘体到高温超导体:自旋磁性与超导电性的互偶关系

作者最近的一项理论工作对高温超导体作为一种掺杂Mott绝缘体进行了新的探索 ,得到一个长波低能极限的有效理论 ,强调了自旋反铁磁性和超导电性之间的拓扑互偶关系 .这个理论能够为一大类具有本质性和挑战性的高温超导现象提供简明的解释 ,给出掺杂Mott绝缘体的超导电性的“指纹”特征 ,并给出若干有趣的理论预言 .     

Five-fold way to new high <Emphasis Type="Italic">T</Emphasis><Subscript>c</Subscript> superconductors

Discovery of high T _c superconductivity in La_2?x Ba _x CuO₄ by Bednorz and Muller in 1986 was a breakthrough in the 75-year long search for new superconductors. Since then new high T _c superconductors, not involving copper, have also been discovered. Superconductivity in cuprates also inspired resonating valence bond (RVB) mechanism of superconductivity. In turn, RVB theory provided a new hope for finding new superconductors through a novel electronic mechanism. This article first reviews an electron correlation-based RVB mechanism and our own application of these ideas to some new noncuprate superconducting families. In the process we abstract, using available phenomenology and RVB theory, that there are five directions to search for new high T _c superconductors. We call them five-fold way. As the paths are reasonably exclusive and well-defined, they provide more guided opportunities, than before, for discovering new superconductors. The five-fold ways are (i) copper route, (ii) pressure route, (iii) diamond route, (iv) graphene route and (v) double RVB route. Copper route is the doped spin-½ Mott insulator route. In this route one synthesizes new spin-½ Mott insulators and dopes them chemically. In pressure route, doping is not external, but internal, a (chemical or external) pressure-induced self-doping suggested by organic ET-salts. In the diamond route we are inspired by superconductivity in boron-doped diamond and our theory. Here one creates impurity band Mott insulators in a band insulator template that enables superconductivity. Graphene route follows from our recent suggestion of superconductivity in doped graphene, a two-dimensional broadband metal with moderate electron correlations, compared to cuprates. Double RVB route follows from our recent theory of doped spin-1 Mott insulator for superconductivity in iron pnictide family.     

High-energy scale revival and giant kink in the dispersion of a cuprate superconductor

In the present photoemission study of a cuprate superconductor Bi1.74Pb0.38Sr1.88CuO6+delta, we discovered a large scale dispersion of the lowest band, which unexpectedly follows the band structure calculation very well. Similar behavior observed in blue bronze and the Mott insulator Ca2CuO2Cl2 suggests that the origin of hopping-dominated dispersion in an overdoped cuprate might be quite complicated. A giant kink in the dispersion is observed, and the complete self-energy containing all interaction information is extracted for a doped cuprate. These results recovered significant missing pieces in our current understanding of the electronic structure of cuprates.     

铁基高温超导体电子结构的角分辨光电子能谱研究

铜氧化物超导体和铁基超导体是人类相继发现的两类高温超导家族,它们的高温超导机理是凝聚态物理领域中长期争论但悬而未决的重大问题.对铁基超导体广泛而深入的研究,以及与铜氧化物高温超导体的对比,对于发展新的量子固体理论、解决高温超导机理、探索新的超导体以及超导实际应用都具有重要意义.固体材料的宏观物性由其微观电子结构所决定,揭示高温超导材料的微观电子结构是理解高温超导电性的前提和基础.由于角分辨光电子能谱技术具有独特的同时对能量、动量甚至自旋的分辨能力,已成为探测材料微观电子结构的最直接、最有力的实验手段,在高温超导体的研究中发挥了重要作用.本文综述了在不同体系铁基超导体中费米面拓扑结构、超导能隙大小和对称性、轨道三维性和选择性、电子耦合模式等的揭示和发现,为甄别和提出铁基超导新理论、解决高温超导机理问题提供重要依据.     

Raman scattering in the Mott insulators LaTiO3 and YTiO3: evidence for orbital excitations

Raman scattering is used to observe pronounced electronic excitations around 230 meV--well above the two-phonon range--in the Mott insulators LaTiO3 and YTiO3. Based on the temperature, polarization, and photon energy dependence, the modes are identified as orbital excitations. The observed profiles bear a striking resemblance to magnetic Raman modes in the insulating parent compounds of the superconducting cuprates, indicating an unanticipated universality of the electronic excitations in transition metal oxides.     

D-wave superconductivity in doped Mott insulators

The effect of proximity to a Mott insulating phase on the charge transport properties of a superconductor is determined. An action describing the low energy physics is formulated and different scenarios for the approach to the Mott phase are distinguished by different variation with doping of the parameters in the action. A crucial issue is found to be the doping dependence of the quasiparticle charge which is defined here and which controls the temperature and field dependence of the electromagnetic response functions. Presently available data on high-T_c superconductors are analyzed. The data, while neither complete nor entirely consistent, suggest that neither the quasiparticle velocity nor the quasiparticle charge vanish as the Mott phase is approached, in contradiction to the predictions of several widely studied theories of lightly doped Mott insulators. Implications of the results for the structure of vortices in high-T_c superconductors are determined.     

Quasiparticle bands in cuprates by quantum-chemical methods: towards an ab initio description of strong electron correlations

Realistic electronic-structure calculations for correlated Mott insulators are notoriously difficult. Here we present an ab initio multiconfiguration scheme that adequately describes strong correlation effects involving Cu 3d and O 2p electrons in layered cuprates. In particular, the O 2p states giving rise to the Zhang-Rice band are explicitly considered. Renormalization effects due to nonlocal spin interactions are also treated consistently. We show that the dispersion of the lowest band observed in photoemission is reproduced with quantitative accuracy. Additionally, the evolution of the Fermi surface with doping follows directly from our ab initio data. Our results thus open a new avenue for the first-principles investigation of the electronic structure of correlated Mott insulators.     

Ab initio studies on the interplay between spin-orbit interaction and Coulomb correlation in Sr2IrO4 and Ba2IrO4

Ab initio analyses of A(2)IrO(4) (A=Sr,Ba) are presented. Effective Hubbard-type models for Ir 5d t(2g) manifolds downfolded from the global band structure are solved based on the dynamical mean-field theory. The results for A=Sr and Ba correctly reproduce paramagnetic metals undergoing continuous transitions to insulators below the Néel temperature T(N). These compounds are classified not into Mott insulators but into Slater insulators. However, the insulating gap opens by a synergy of the Néel order and significant band renormalization, which is also manifested by a 2D bad metallic behavior in the paramagnetic phase near the quantum criticality.     

Mott transition in modulated lattices and parent insulator of (K,Tl)(y)Fe(x)Se(2) superconductors

The degree of electron correlations remains a central issue in the iron-based superconductors. The parent iron pnictides are antiferromagnetic, and their bad-metal behavior has been interpreted in terms of proximity to a Mott transition. We study such a transition in multiorbital models on modulated lattices containing an ordered pattern of iron vacancies, using a slave-rotor method. We show that the ordered vacancies lead to a band narrowing, which pushes the system to the Mott insulator side. This effect is proposed to underlie the insulating behavior observed in the parent compounds of the newly discovered (K,Tl)(y)Fe(x)Se(2) superconductors.     

Crossover from a pseudogap state to a superconducting state

This paper deduces that the particular electronic structure of cuprate superconductors confines Cooper pairs to be first formed in the antinodal region which is far from the Fermi surface,and these pairs are incoherent and result in the pseudogap state.With the change of doping or temperature,some pairs are formed in the nodal region which locates the Fermi surface,and these pairs are coherent and lead to superconductivity.Thus the coexistence of the pseudogap and the superconducting gap is explained when the two kinds of gaps are not all on the Fermi surface.It also shows that the symmetry of the pseudogap and the superconducting gap are determined by the electronic structure,and non-s wave symmetry gap favours the high-temperature superconductivity.Why the high-temperature superconductivity occurs in the metal region near the Mott metal-insulator transition is also explained.     

Spin and charge order in Mott insulators and d-wave superconductors

We argue that aspects of the anomalous, low temperature, spin and charge dynamics of the high temperature superconductors can be understood by studying the corresponding physics of undoped Mott insulators. Such insulators display a quantum transition from a magnetically ordered Néel state to a confining paramagnet with a spin gap; the latter state has bond-centered charge order, a low energy S=1 spin exciton, confinement of S=1/2 spinons, and a free S=1/2 moment near non-magnetic impurities. We discuss how these characteristics, and the quantum phase transitions, evolve upon doping the insulator into a d-wave superconductor. This theoretical framework was used to make a number of predictions for STM measurements and for the phase diagram of the doped Mott insulator in an applied magnetic field.     

A new layered cuprate superconductor: GaSr2(Y, Ce)2Cu2O9−δ

A new layered cuprate compound with a nominal composition of GaSr₂Y_2−xCe_xCu₂O_9−δ has been prepared. It crystallizes in a tetragonal lattice with cell parameters: a = 3.812 Å, c = 28.16 Å. The structure of the compound belongs to the same family of 1222 phase and is derived from that of GaSr₂LnCu₂O₇ by replacing the single Ln³⁺ layer with a double fluorite (Y, Ce)₂O₂ layer. Like other parent cuprate compounds of superconductors, the as-prepared samples showed antiferromagnetic and semiconducting behavior. After treatment under high oxygen pressure, the samples exhibited bulk superconductivity with transition temperatures between 12–14 K.     

Understanding correlated electron systems by a classification of Mott insulators

This paper surveys the physics of systems proximate to Mott insulators, and presents a classification using conventional and topological order parameters. This classification offers a valuable perspective on a variety of conducting correlated electron systems, from the cuprate superconductors to the heavy fermion compounds. Connections are drawn, and distinctions made, between collinear/non-collinear magnetic order, bond order, neutral spin 1/2 excitations in insulators, electron Fermi surfaces which violate Luttinger’s theorem, fractionalization of the electron, and the fractionalization of bosonic collective modes. Two distinct categories of Z₂ gauge theories are used to describe the interplay of these orders. Experimental implications for the cuprates are briefly noted, but these appear in more detail in a companion review paper (S. Sachdev, cond-mat/0211005).     

Macroscopic quantum tunneling in a d-wave high-TC Bi2Sr2CaCu2O8 + delta superconductor

While Josephson-junction-like structures intrinsic to the layered cuprate high temperature superconductors offer an attractive stage for exploiting possible applications to new quantum technologies, the low energy quasiparticle excitations characteristically present in these d-wave superconductors may easily destroy the coherence required. Here we demonstrate for the first time the feasibility of macroscopic quantum tunneling in the intrinsic Josephson junctions of a high temperature superconductor Bi(2)Sr(2)CaCu(2)O(8 + delta), and find it to be characterized by a high classic-to-quantum crossover temperature and a relatively weak quasiparticle dissipation.     

Superconducting gap ratio from strange metal phase in the absence of quasiparticles

A lttice model for strongly interacting electrons motivated by a rank-3 tensor model provides a tool for understanding the pairing mechanism of high-temperature superconductivity.This Sachdev Ye Kitaev-like model describes the strange metal phase in the cuprate high temperature superconductors.Our calculation indicates that the superconducting gap ratio in this model is higher than the ratio in the BCS theory due to the coupling term and the spin operator.Under certain conditions,the ratio also agrees with the BCS theory.Our results relate to the case of strong coupling,so it may pave the way to gaining insight into the cuprate high temperature superconductors.     

Direct observation of melted Mott state evidenced from Raman scattering in 1T-TaS_2 single crystal

The evolution of electron correlation and charge density wave(CDW)in 1T-TaS_2 single crystal has been investigated by temperature-dependent Raman scattering,which undergoes two obvious peaks of A_(1g) modes about 70.8 cm~(-1) and 78.7 cm~(-1) at 80 K,respectively.The former peak at 70.8 cm~(-1) is accordant with the lower Hubbard band,resulting in the electron-correlation-driven Mott transition.Strikingly,the latter peak at 78.7 cm~(-1) shifts toward low energy with increasing the temperature,demonstrating the occurrence of nearly commensurate CDW phase(melted Mott phase).In this case,phonon transmission could be strongly coupled to commensurate CDW lattice via Coulomb interaction,which likely induces appearance of hexagonal domains suspended in an interdomain phase,composing the melted Mott phase characterized by a shallow electron pocket.Combining electronic structure,atomic structure,transport properties with Raman scattering,these findings provide a novel dimension in understanding the relationship between electronic correlation,charge order,and phonon dynamics.