Dynamic analysis for a pair of spur gears with translational motion due to bearing deformation

In this study, the dynamic response of a pair of spur gears is analyzed when the gear set has translational motion due to bearing deformation. A new dynamic model for the gear set, considering translational motion, is proposed, in which the distance between the centers of a pinion and a gear varies with time. Therefore, the proposed model regards the pressure angle and the contact ratio as time-varying variables, while the previous model regards them as constants. After deriving nonlinear equations of motion for the gear set, the dynamic responses are computed by applying the Newmark time integration method. This paper claims that the new model produces more accurate dynamic responses in comparison to those of the previous model. Some dynamic response differences between the new and previous models are demonstrated, and the effects of damping and stiffness upon the dynamic responses are also investigated.     

A method to determine dynamic loads on spur gear teeth and on bearings

A method is described which can be used to calculate dynamic gear tooth force and bearing forces. The model includes elastic bearings. The gear mesh stiffness and the path of contact are determined using the deformations of the gears and the bearings. This gives contact outside the plane-of-action and a time-varying working pressure angle. In a numerical example it is found that the only important vibration mode for the gear contact is the one where the gear tooth deformation is dominant. The bearing force variation, however, will be much more affected by the other vibration modes. The influence of the friction force is also studied. The friction has no dynamic influence on the gear contact force or on the bearing force in the gear mesh line-of-action direction. On the other hand, the changing of sliding directions in the pitch point is a source for critical oscillations of the bearings in the gear tooth frictional direction. These bearing force oscillations in the frictional direction appear unaffected by the dynamic response along the gear mesh line-of-action direction.     

A dynamic model to predict modulation sidebands of a planetary gear set having manufacturing errors

In this study, a nonlinear time-varying dynamic model is proposed to predict modulation sidebands of planetary gear sets. This discrete dynamic model includes periodically time-varying gear mesh stiffnesses and the nonlinearities associated with tooth separations. The model uses forms of gear mesh interface excitations that are amplitude and frequency modulated due to a class of gear manufacturing errors to predict dynamic forces at all sun-planet and ring-planet gear meshes. The predicted gear mesh force spectra are shown to exhibit well-defined modulation sidebands at frequencies associated with the rotational speeds of gears relative to the planet carrier. This model is further combined with a previously developed model that accounts for amplitude modulations due to rotation of the carrier to predict acceleration spectra at a fixed position in the planetary transmission housing. Individual contributions of each gear error in the form of amplitude and frequency modulations are illustrated through an example analysis. Comparisons are made to measured spectra to demonstrate the capability of the model in predicting the sidebands of a planetary gear set with gear manufacturing errors and a rotating carrier.     

PLANETARY GEAR PARAMETRIC INSTABILITY CAUSED BY MESH STIFFNESS VARIATION

Parametric instability is investigated for planetary gears where fluctuating stiffness results from the changing contact conditions at the multiple tooth meshes. The time-varying mesh stiffnesses of the sun-planet and ring-planet meshes are modelled as rectangular waveforms with different contact ratios and mesh phasing. The operating conditions leading to parametric instability are analytically identified. Using the well-defined properties of planetary gear vibration modes, the boundaries separating stable and unstable conditions are obtained as simple expressions in terms of mesh parameters. These expressions allow one to suppress particular instabilities by adjusting the contact ratios and mesh phasing. Tooth separation from parametric instability is numerically simulated to show the strong impact of this non-linearity on the response.     

Dynamic characteristics of the herringbone planetary gear set during the variable speed process

In this study, a dynamic model for herringbone planetary gears is proposed which can be applied in the dynamic analysis of variable speed processes (including acceleration, deceleration, and large speed fluctuation process, etc.). The dynamic responses of the acceleration process of an example of a herringbone planetary gear set are simulated in cases where the profile error excitations are ignored and included. The phenomenon of tooth separations can be observed as the rotating speed increases in the simulation, and the effect of the profile error excitations on the phenomenon is also investigated. Furthermore, the effects of the profile error excitations on the vibrations and dynamic meshing forces are investigated before and after the appearance of tooth separations. Moreover, the dynamic characteristics of the herringbone planetary gear set are also compared with that of the spur/helical herringbone planetary gear set briefly. Finally, some advice for the design of planetary gear sets is given to avoid the phenomena of tooth separation and tooth back contacts and suppress the vibrations and dynamic meshing forces.     

Dynamic simulation of planetary gear set with flexible spur ring gear

Ring gear is a key element for vibration transmission and noise radiation in the planetary gear system which has been widely employed in different areas, such as wind turbine transmissions. Its flexibility has a great influence on the mesh stiffness of internal gear pair and the dynamic response of the planetary gear system, especially for the thin ring cases. In this paper, the flexibility of the internal ring gear is considered based on the uniformly curved Timoshenko beam theory. The ring deformation is coupled into the mesh stiffness model, which enables the investigation on the effects of the ring flexibility on the mesh stiffness and the dynamic responses of the planetary gear. A method about how to synthesize the total mesh stiffness of the internal gear pairs in multi-tooth region together with the ring deformation and the tooth errors is proposed. Numerical results demonstrate that the ring thickness has a great impact on the shape and magnitude of the mesh stiffness of the internal gear pair. It is noted that the dynamic responses of the planetary gear set with equally spaced supports for the ring gear are modulated due to the cyclic variation of the mesh stiffness resulted from the presence of the supports, which adds more complexity in the frequency structure.     

Nonlinear dynamics of planetary gears using analytical and finite element models

Vibration-induced gear noise and dynamic loads remain key concerns in many transmission applications that use planetary gears. Tooth separations at large vibrations introduce nonlinearity in geared systems. The present work examines the complex, nonlinear dynamic behavior of spur planetary gears using two models: (i) a lumped-parameter model, and (ii) a finite element model. The two-dimensional (2D) lumped-parameter model represents the gears as lumped inertias, the gear meshes as nonlinear springs with tooth contact loss and periodically varying stiffness due to changing tooth contact conditions, and the supports as linear springs. The 2D finite element model is developed from a unique finite element-contact analysis solver specialized for gear dynamics. Mesh stiffness variation excitation, corner contact, and gear tooth contact loss are all intrinsically considered in the finite element analysis. The dynamics of planetary gears show a rich spectrum of nonlinear phenomena. Nonlinear jumps, chaotic motions, and period-doubling bifurcations occur when the mesh frequency or any of its higher harmonics are near a natural frequency of the system. Responses from the dynamic analysis using analytical and finite element models are successfully compared qualitatively and quantitatively. These comparisons validate the effectiveness of the lumped-parameter model to simulate the dynamics of planetary gears. Mesh phasing rules to suppress rotational and translational vibrations in planetary gears are valid even when nonlinearity from tooth contact loss occurs. These mesh phasing rules, however, are not valid in the chaotic and period-doubling regions.     

Effect of tooth mesh stiffness asymmetric nonlinearity for drive and coast sides on hypoid gear dynamics

A nonlinear time-varying dynamic model of a hypoid gear pair system with time-dependent nonlinear mesh stiffness, mesh damping and backlash properties is formulated to study the effect of mesh stiffness asymmetry for drive and coast sides on dynamic response. The asymmetric characteristic is the result of the inherent curvilinear tooth form and pinion offset in hypoid set. Using the proposed nonlinear time-varying dynamic model, effects of asymmetric mesh stiffness parameters that include mean mesh stiffness ratio, mesh stiffness variation and mesh stiffness phase angle on the dynamic mesh force response and tooth impact regions are examined systematically. Specifically, the dynamic models with only asymmetric mesh stiffness nonlinearity, with only backlash nonlinearity and with both asymmetric mesh stiffness and backlash nonlinearities are analyzed and compared. Using the parameters of a typical hypoid gear set, the extent of the effect of asymmetry in the mesh coupling on gear pair dynamics is quantified numerically. The results show that the increase in the mean mesh stiffness ratio tends to worsen the dynamic response amplitude, and the mesh stiffness parameters for drive side have more effect on dynamic response than those of the coast side one.     

Vibration signal models for fault diagnosis of planetary gearboxes

A thorough understanding of the spectral structure of planetary gear system vibration signals is helpful to fault diagnosis of planetary gearboxes. Considering both the amplitude modulation and the frequency modulation effects due to gear damage and periodically time variant working condition, as well as the effect of vibration transfer path, signal models of gear damage for fault diagnosis of planetary gearboxes are given and the spectral characteristics are summarized in closed form. Meanwhile, explicit equations for calculating the characteristic frequency of local and distributed gear fault are deduced. The theoretical derivations are validated using both experimental and industrial signals. According to the theoretical basis derived, manually created local gear damage of different levels and naturally developed gear damage in a planetary gearbox can be detected and located.     

Determination of time-varying contact length,friction force,torque and forces at the bearings in a helical gear system

This paper deals with determining various time-varying parameters that are instrumental in introducing noise and vibration in a helical gear system. The most important parameter is the contact line variation, which subsequently induces friction force variation, frictional torque variation and variation in the forces at the bearings. The contact line variation will also give rise to gear mesh stiffness and damping variations. All these parameters are simulated for a defect-free and two defective cases of a helical gear system. The defective cases include one tooth missing and two teeth missing in the helical gear. The algorithm formulated in this paper is found to be simple and effective in determining the time-varying parameters.     

A flexible multi-body approach for frictional contact in spur gears

In the present paper, a large rotational approach for dynamic contact problems with friction is proposed. The approach is used for modelling a spur gear pair with shafts and bearings. The model is obtained by superposing small displacement elasticity on rigid-body motions, and postulating tribological laws on the gear flanks. The finite element method is used to model the elastic properties of the gear pair. Shafts and bearings are represented by linear springs. The tribological laws of the contact interface are Signorini's contact law and Coulomb's law of friction. An important feature of the approach is that the difficulties of impacting mass nodes are avoided. The governing equations of the model are numerically treated by use of the augmented Lagrangian approach. In such manner the geometry of the gear flanks are well represented in the numerical simulations. It is possible to study accurately the consequences of different types of profile modifications as well as flank errors. In this work, the dynamic transmission error is studied. For instance, it turns out that the effect from profile modification is less significant for the transmission error when frictional effects are included.     

Three-dimensional nonlinear vibration of gear pairs

This work investigates the three-dimensional nonlinear vibration of gear pairs where the nonlinearity is due to portions of gear teeth contact lines losing contact (partial contact loss). The gear contact model tracks partial contact loss using a discretized stiffness network. The nonlinear dynamic response is obtained using the discretized stiffness network, but it is interpreted and discussed with reference to a lumped-parameter gear mesh model named the equivalent stiffness representation. It consists of a translational stiffness acting at a changing center of stiffness location (two parameters) and a twist stiffness. These four parameters, calculated from the dynamic response, change as the gears vibrate, and tracking their behavior as a post-processing tool illuminates the nonlinear gear response. There is a gear mesh twist mode where the twist stiffness is active in addition to the well-known mesh deflection mode where the translational stiffness is active. The twist mode is excited by periodic back and forth axial movement of the center of stiffness in helical gears. The same effect can occur in wide facewidth spur gears if tooth lead modifications or other factors such as shaft and bearing deflections disrupt symmetry about the axial centers of the mating teeth. Resonances of both modes are shown to be nonlinear due to partial and total contact loss. Comparing the numerical results with gear vibration experiments from the literature verifies the model and confirms partial contact loss nonlinearity in experiments.     

Complex signal analysis for wind turbine planetary gearbox fault diagnosis via iterative atomic decomposition thresholding

The vibration signals from complex structures such as wind turbine (WT) planetary gearboxes are intricate. Reliable analysis of such signals is the key to success in fault detection and diagnosis for complex structures. The recently proposed iterative atomic decomposition thresholding (IADT) method has shown to be effective in extracting true constituent components of complicated signals and in suppressing background noise interferences. In this study, such properties of the IADT are exploited to analyze and extract the target signal components from complex signals with a focus on WT planetary gearboxes under constant running conditions. Fault diagnosis for WT planetary gearboxes has been a very important yet challenging issue due to their harsh working conditions and complex structures. Planetary gearbox fault diagnosis relies on detecting the presence of gear characteristic frequencies or monitoring their magnitude changes. However, a planetary gearbox vibration signal is a mixture of multiple complex components due to the unique structure, complex kinetics and background noise. As such, the IADT is applied to enhance the gear characteristic frequencies of interest, and thereby diagnose gear faults. Considering the spectral properties of planetary gearbox vibration signals, we propose to use Fourier dictionary in the IADT so as to match the harmonic waves in frequency domain and pinpoint the gear fault characteristic frequency. To reduce computing time and better target at more relevant signal components, we also suggest a criterion to estimate the number of sparse components to be used by the IADT. The performance of the proposed approach in planetary gearbox fault diagnosis has been evaluated through analyzing the numerically simulated, lab experimental and on-site collected signals. The results show that both localized and distributed gear faults, both the sun and planet gear faults, can be diagnosed successfully.     

Identification and control of chaos in nonlinear gear dynamic systems using Melnikov analysis

In this paper, the Melnikov analysis is extended to develop a practical model of gear system to control and eliminate the chaotic behavior. To this end, a nonlinear dynamic model of a spur gear pair with backlash, time-varying stiffness and static transmission error is established. Based on the Melnikov analysis the global homoclinic bifurcation and transition to chaos in this model are predicted. Then non-feedback control method is used to eliminate the chaos by applying an additional control excitation. The regions of the parameter space for the control excitation are obtained analytically. The accuracy of the theoretical predictions and also the performance of the proposed control system are verified by the comparison with the numerical simulations. The simulation results show effectiveness of the proposed control system and present some useful information to analyze and control the gear dynamical systems.     

渐开线斜齿轮短齿廓修形降噪分析*

为了降低特定工况下减速箱的噪声特性,找到相对最佳的渐开线斜齿轮修形方式,该文基于专业的齿轮修形软件Kisssoft和多学科一体化软件LMS Virtual Lab,根据短齿廓修形可以改变渐开线斜齿轮的端面、轴向重合度的原理,比较了未修形和经过不同短齿廓修形方式达到特定重合度后的渐开线斜齿轮减速箱声功率级的大小。分析了经过短齿廓修形后的减速箱声功率级在转速500~2000 r/min之间显著下降的原因,并对经过短齿廓修形后的减速箱声功率级在2500 r/min和3000 r/min时并未明显下降的原因做了解释。最后根据减速箱声功率级在转速500~2000 r/min之间的平均降幅,认为通过齿形鼓形修形使得渐开线斜齿轮的端面、轴向重合度分别为1.516、0.864时,减速箱声功率级降幅最大,降噪效果最好。     

Research on dynamics and fault mechanism of spur gear pair with spalling defect

This study focuses on the nonlinear dynamic and vibration characteristics of spur gear pair with local spalling defect to explore the spalling mechanism. The dynamic model of the gear pair with spalling defect and time-variant mesh stiffness is established to investigate the effect of spalling defect on mesh stiffness and dynamic response. The analytical solutions of the system which is deduced into four different stages of the gear with the time-variant stiffness in a mesh period are obtained. The dynamic responses with the evolvement of sapll are analyzed by using time history, phase contrail, Poincaré section and spectrum analysis. The spalling characteristics are also evaluated by employing statistical techniques, which shows that the spalling failure is suitable to be detected under low velocity and small excitation. The gearbox with spalling defect is designed and the experiments are carried out to get the dynamic characteristics of the spalling vibration signals. The results obtained herein show the good agreement qualitatively with the theoretical analysis, which provides a theoretical basis to spalling fault diagnosis of gearbox.     

Stability analysis of a rotor–bearing system with time-varying bearing stiffness due to finite number of balls and unbalanced force

Previous investigations have indicated that the finite number of balls can cause the bearing stiffness to vary periodically. However, effects of unbalanced force in a rotor–bearing system on the bearing stiffness have not received sufficient attention. The present work reveals that the unbalanced force can also make the bearing stiffness vary periodically. The parametric excitations from the time-varying bearing stiffness can cause instability and severe vibration under certain operating conditions. Therefore, the determination of the operating conditions of parametric instability is crucial to the design of high speed rotating machinery. In this paper, an extended Jones–Harris stiffness model is presented to ascertain the stiffness of the angular contact ball bearing considering five degrees of freedom. Stability analysis of a rigid rotor–bearing system is performed utilizing the discrete state transition matrix (DSTM) method. The effects of unbalanced force, bearing loads and damping on the instability regions are discussed thoroughly. Investigations mainly show that the time-varying bearing stiffness fluctuates sinusoidally due to finite number of balls and unbalanced force. The locations and widths of the instability regions caused by these two parametric excitations differ distinctly. Unbalanced force could change the widths of the instability regions, but without altering their central positions. The axial and radial loads of the bearing only change the positions of the instability regions, without affecting their widths. Besides, damping can reduce the widths of the instability regions.     

A dynamic model to determine vibrations in involute helical gears

A method to determine the dynamic load between two rotating elastic helical gears is presented. The stiffness of the gear teeth is calculated using the finite element method and includes the contribution from the elliptic distributed tooth load. To make sure that the new incoming contacts which are the main excitation source are properly simulated, the necessary deformation of the gears is determined by using the true geometry and positions of the gears for every time step of the dynamic calculation. This allows the contact to be positioned outside the plane of action. A numerical example is presented with figures that show the behaviour of the dynamic transmission error as well as the variation of the contact pressure due to the dynamic load for different rotational speeds.     

Numerical study on reducing the vibration of spur gear pairs with phasing

A new method of reducing gear vibration was analyzed using a simple spur gear pair with phasing. This new method is based on reducing the variation in mesh stiffness by adding another pair of gears with half-pitch phasing. This reduces the variation in the mesh stiffness of the final (phasing) gear, because each gear compensates for the variation in the other's mesh stiffness. A single gear pair model with a time-varying rectangular-type mesh stiffness function and backlash was used, and the dynamic response over a wide range of speeds was obtained by numerical integration. Because of the reduced variation in mesh stiffness and the double frequency, the phasing gear greatly reduced the dynamic response and nonlinear behavior of the normal gears. The results of the analysis indicate the possibility of reducing vibration of spur gear pairs using the proposed method.