Determination of time-varying contact length,friction force,torque and forces at the bearings in a helical gear system

This paper deals with determining various time-varying parameters that are instrumental in introducing noise and vibration in a helical gear system. The most important parameter is the contact line variation, which subsequently induces friction force variation, frictional torque variation and variation in the forces at the bearings. The contact line variation will also give rise to gear mesh stiffness and damping variations. All these parameters are simulated for a defect-free and two defective cases of a helical gear system. The defective cases include one tooth missing and two teeth missing in the helical gear. The algorithm formulated in this paper is found to be simple and effective in determining the time-varying parameters.     

Three-dimensional nonlinear vibration of gear pairs

This work investigates the three-dimensional nonlinear vibration of gear pairs where the nonlinearity is due to portions of gear teeth contact lines losing contact (partial contact loss). The gear contact model tracks partial contact loss using a discretized stiffness network. The nonlinear dynamic response is obtained using the discretized stiffness network, but it is interpreted and discussed with reference to a lumped-parameter gear mesh model named the equivalent stiffness representation. It consists of a translational stiffness acting at a changing center of stiffness location (two parameters) and a twist stiffness. These four parameters, calculated from the dynamic response, change as the gears vibrate, and tracking their behavior as a post-processing tool illuminates the nonlinear gear response. There is a gear mesh twist mode where the twist stiffness is active in addition to the well-known mesh deflection mode where the translational stiffness is active. The twist mode is excited by periodic back and forth axial movement of the center of stiffness in helical gears. The same effect can occur in wide facewidth spur gears if tooth lead modifications or other factors such as shaft and bearing deflections disrupt symmetry about the axial centers of the mating teeth. Resonances of both modes are shown to be nonlinear due to partial and total contact loss. Comparing the numerical results with gear vibration experiments from the literature verifies the model and confirms partial contact loss nonlinearity in experiments.     

Multimode Active Control of Friction,Dynamic Ratchets and Actuators

Active control of friction by ultrasonic vibration is a well-known effect with numerous technical applications ranging from press forming to micromechanical actuators. Reduction of friction is observed with vibration applied in any of the three possible directions (normal to the contact plane, in the direction of motion and in-plane transverse). In this work, we consider the multi-mode active control of sliding friction, where phase-shifted oscillations in two or more directions act at the same time. Our analysis is based on a macroscopic contact-mechanical model that was recently shown to be well-suited for describing dynamic frictional processes. For simplicity, we limit our analysis to a constant, load-independent normal and tangential stiffness and two superimposed phase-shifted harmonic oscillations, one of them being normal to the plane and the other in the direction of motion. As in previous works utilizing the present model, we assume a constant local coefficient of friction, with reduction of the observed force of friction arising entirely from the macroscopic dynamics of the system. Our numerical simulations show that the resulting law of friction is determined by just three dimensionless parameters. Depending on the values of these parameters, three qualitatively different types of behavior are observed: (a) symmetric velocity-dependence of the coefficient of friction (same for positive and negative velocities), (b) asymmetric dependence with respect to the sign of the velocity, but with zero force at zero velocity, and (c) asymmetric dependence with nonzero force at zero velocity. The latter two cases can be interpreted as a "dynamic ratchet" (b) and an actuator (c).     

A flexible multi-body approach for frictional contact in spur gears

In the present paper, a large rotational approach for dynamic contact problems with friction is proposed. The approach is used for modelling a spur gear pair with shafts and bearings. The model is obtained by superposing small displacement elasticity on rigid-body motions, and postulating tribological laws on the gear flanks. The finite element method is used to model the elastic properties of the gear pair. Shafts and bearings are represented by linear springs. The tribological laws of the contact interface are Signorini's contact law and Coulomb's law of friction. An important feature of the approach is that the difficulties of impacting mass nodes are avoided. The governing equations of the model are numerically treated by use of the augmented Lagrangian approach. In such manner the geometry of the gear flanks are well represented in the numerical simulations. It is possible to study accurately the consequences of different types of profile modifications as well as flank errors. In this work, the dynamic transmission error is studied. For instance, it turns out that the effect from profile modification is less significant for the transmission error when frictional effects are included.     

Effect of tooth mesh stiffness asymmetric nonlinearity for drive and coast sides on hypoid gear dynamics

A nonlinear time-varying dynamic model of a hypoid gear pair system with time-dependent nonlinear mesh stiffness, mesh damping and backlash properties is formulated to study the effect of mesh stiffness asymmetry for drive and coast sides on dynamic response. The asymmetric characteristic is the result of the inherent curvilinear tooth form and pinion offset in hypoid set. Using the proposed nonlinear time-varying dynamic model, effects of asymmetric mesh stiffness parameters that include mean mesh stiffness ratio, mesh stiffness variation and mesh stiffness phase angle on the dynamic mesh force response and tooth impact regions are examined systematically. Specifically, the dynamic models with only asymmetric mesh stiffness nonlinearity, with only backlash nonlinearity and with both asymmetric mesh stiffness and backlash nonlinearities are analyzed and compared. Using the parameters of a typical hypoid gear set, the extent of the effect of asymmetry in the mesh coupling on gear pair dynamics is quantified numerically. The results show that the increase in the mean mesh stiffness ratio tends to worsen the dynamic response amplitude, and the mesh stiffness parameters for drive side have more effect on dynamic response than those of the coast side one.     

Dynamic simulation of planetary gear set with flexible spur ring gear

Ring gear is a key element for vibration transmission and noise radiation in the planetary gear system which has been widely employed in different areas, such as wind turbine transmissions. Its flexibility has a great influence on the mesh stiffness of internal gear pair and the dynamic response of the planetary gear system, especially for the thin ring cases. In this paper, the flexibility of the internal ring gear is considered based on the uniformly curved Timoshenko beam theory. The ring deformation is coupled into the mesh stiffness model, which enables the investigation on the effects of the ring flexibility on the mesh stiffness and the dynamic responses of the planetary gear. A method about how to synthesize the total mesh stiffness of the internal gear pairs in multi-tooth region together with the ring deformation and the tooth errors is proposed. Numerical results demonstrate that the ring thickness has a great impact on the shape and magnitude of the mesh stiffness of the internal gear pair. It is noted that the dynamic responses of the planetary gear set with equally spaced supports for the ring gear are modulated due to the cyclic variation of the mesh stiffness resulted from the presence of the supports, which adds more complexity in the frequency structure.     

Vibro-acoustic propagation of gear dynamics in a gear-bearing-housing system

This work developed a computational process to predict noise radiation from gearboxes. It developed a system-level vibro-acoustic model of an actual gearbox, including gears, bearings, shafts, and housing structure, and compared the results to experiments. The meshing action of gear teeth causes vibrations to propagate through shafts and bearings to the housing radiating noise. The vibration excitation from the gear mesh and the system response were predicted using finite element and lumped-parameter models. From these results, the radiated noise was calculated using a boundary element model of the housing. Experimental vibration and noise measurements from the gearbox confirmed the computational predictions. The developed tool was used to investigate the influence of standard rolling element and modified journal bearings on gearbox radiated noise.     

Passive reduction of gear mesh vibration using a periodic drive shaft

In this paper, a passive approach to reduce transmitted vibration generated by gear mesh contact dynamics is presented. The approach utilizes the property of periodic structural components that creates stop band and pass band regions in the frequency spectra. The stop band regions can be tailored to correspond to regions of the frequency spectra that contain harmonics and sub-harmonics of the gear mesh frequency, attenuating the response in those regions. A periodic structural component is comprised of a repeating array of cells, which are themselves an assembly of elements. The elements may have differing material properties as well as geometric variations. For the purpose of this research, only geometric variations are considered and each cell is assumed to be identical. A periodic shaft is designed and machined in order to reduce transmitted vibration of a pair of spur gears. Analytical and experimental results indicate that transmitted vibrations from gear mesh contact to the bearing supports are reduced at a variety of operational speeds under static torque preload.     

Dynamic modelling of spur gear pair and application of empirical mode decomposition-based statistical analysis for early detection of localized tooth defect

Gears are one of the most common and important machine components in many advanced machines. An improved understanding of vibration signal is required for the early detection of incipient gear failure to achieve high reliability. This paper mainly consists of two parts: in the first part, a 6-degree-of-freedom gear dynamic model including localized tooth defect has been developed. The model consists of a spur gear pair, two shafts, two inertias representing load and prime mover and bearings. The model incorporates the effects of time-varying mesh stiffness and damping, backlash, excitation due to gear errors and profile modifications. The second part consists of signal processing of simulated and experimental signals. Empirical mode decomposition (EMD) is a method of breaking down a signal without leaving a time domain. The process is useful for analysing non-stationary and nonlinear signals. EMD decomposes a signal into some individual, nearly monocomponent signals, named as intrinsic mode function (IMF). Crest factor and kurtosis have been calculated of these IMFs. EMD pre-processed kurtosis and crest factor give early detection of pitting as compared to raw signal.     

Nonlinear dynamics of planetary gears using analytical and finite element models

Vibration-induced gear noise and dynamic loads remain key concerns in many transmission applications that use planetary gears. Tooth separations at large vibrations introduce nonlinearity in geared systems. The present work examines the complex, nonlinear dynamic behavior of spur planetary gears using two models: (i) a lumped-parameter model, and (ii) a finite element model. The two-dimensional (2D) lumped-parameter model represents the gears as lumped inertias, the gear meshes as nonlinear springs with tooth contact loss and periodically varying stiffness due to changing tooth contact conditions, and the supports as linear springs. The 2D finite element model is developed from a unique finite element-contact analysis solver specialized for gear dynamics. Mesh stiffness variation excitation, corner contact, and gear tooth contact loss are all intrinsically considered in the finite element analysis. The dynamics of planetary gears show a rich spectrum of nonlinear phenomena. Nonlinear jumps, chaotic motions, and period-doubling bifurcations occur when the mesh frequency or any of its higher harmonics are near a natural frequency of the system. Responses from the dynamic analysis using analytical and finite element models are successfully compared qualitatively and quantitatively. These comparisons validate the effectiveness of the lumped-parameter model to simulate the dynamics of planetary gears. Mesh phasing rules to suppress rotational and translational vibrations in planetary gears are valid even when nonlinearity from tooth contact loss occurs. These mesh phasing rules, however, are not valid in the chaotic and period-doubling regions.     

PLANETARY GEAR PARAMETRIC INSTABILITY CAUSED BY MESH STIFFNESS VARIATION

Parametric instability is investigated for planetary gears where fluctuating stiffness results from the changing contact conditions at the multiple tooth meshes. The time-varying mesh stiffnesses of the sun-planet and ring-planet meshes are modelled as rectangular waveforms with different contact ratios and mesh phasing. The operating conditions leading to parametric instability are analytically identified. Using the well-defined properties of planetary gear vibration modes, the boundaries separating stable and unstable conditions are obtained as simple expressions in terms of mesh parameters. These expressions allow one to suppress particular instabilities by adjusting the contact ratios and mesh phasing. Tooth separation from parametric instability is numerically simulated to show the strong impact of this non-linearity on the response.     

A dynamic model to predict modulation sidebands of a planetary gear set having manufacturing errors

In this study, a nonlinear time-varying dynamic model is proposed to predict modulation sidebands of planetary gear sets. This discrete dynamic model includes periodically time-varying gear mesh stiffnesses and the nonlinearities associated with tooth separations. The model uses forms of gear mesh interface excitations that are amplitude and frequency modulated due to a class of gear manufacturing errors to predict dynamic forces at all sun-planet and ring-planet gear meshes. The predicted gear mesh force spectra are shown to exhibit well-defined modulation sidebands at frequencies associated with the rotational speeds of gears relative to the planet carrier. This model is further combined with a previously developed model that accounts for amplitude modulations due to rotation of the carrier to predict acceleration spectra at a fixed position in the planetary transmission housing. Individual contributions of each gear error in the form of amplitude and frequency modulations are illustrated through an example analysis. Comparisons are made to measured spectra to demonstrate the capability of the model in predicting the sidebands of a planetary gear set with gear manufacturing errors and a rotating carrier.     

Numerical study on reducing the vibration of spur gear pairs with phasing

A new method of reducing gear vibration was analyzed using a simple spur gear pair with phasing. This new method is based on reducing the variation in mesh stiffness by adding another pair of gears with half-pitch phasing. This reduces the variation in the mesh stiffness of the final (phasing) gear, because each gear compensates for the variation in the other's mesh stiffness. A single gear pair model with a time-varying rectangular-type mesh stiffness function and backlash was used, and the dynamic response over a wide range of speeds was obtained by numerical integration. Because of the reduced variation in mesh stiffness and the double frequency, the phasing gear greatly reduced the dynamic response and nonlinear behavior of the normal gears. The results of the analysis indicate the possibility of reducing vibration of spur gear pairs using the proposed method.     

Gear transmission dynamics: Effects of index and run out errors

This work describes a non-linear dynamic model for the study of the vibration signals generated by gear transmissions. The developed model considers both the parametric excitations due to the variable compliance of bearings and gears, can handle changes in the transmitted torque and allows the integration of the dynamic equations quickly and accurately. This model has been developed previously by the authors to assess the profile deviations on the dynamic behavior of gear transmissions and its influence on the transmitted torque. It also includes the presence of gear defects as cracks and pitting during the calculation of meshing forces. In this paper, the model has been enhanced in order to include two common defects such as index errors and run out or eccentricity errors. Index errors occur as a result of a non-uniform angular distribution of the tooth profiles along the pitch circle. Run out appears due to the displacement of the geometric center of the gear with respect to the center of rotation of the shaft on which it is mounted. Although both errors are caused by different reasons, sometimes they have been confused because of their similitudes. The procedure for including both kinds of errors in the model is described and simulations under several transmitted torques are presented. The results are assessed and compared focusing the attention on certain transmission parameters and magnitudes as transmission error, load forces in the tooth flanks and demodulation techniques on the resulting vibratory signals.     

Vibration analysis of a rotating system due to the effect of ball bearing waviness

This research presents an analytical model to investigate vibration due to ball bearing waviness in a rotating system supported by two or more ball bearings, taking account of the centrifugal force and gyroscopic moment of the ball. The waviness of rolling elements is modelled by the sinusoidal function, and it is incorporated into the position vectors of the race curvature center. The Hertzian contact theory is applied to calculate the elastic deflection and non-linear contact force, while the rotor has translational and angular motions. Both the centrifugal force and gyroscopic moment of the ball and the waviness of the rolling elements are included in the kinematic constraints and force equilibrium equations of a ball to derive the non-linear governing equations of the rotor, which are solved by using the Runge–Kutta–Fehlberg algorithm to determine the new position of the rotor. The proposed model is validated by the comparison of the results of the prior researchers. This research shows that the centrifugal force and gyroscopic moment of the ball plays the important role in determining the bearing frequencies, i.e., the principal frequencies, their harmonics and the sideband frequencies resulting from the waviness of the rolling elements of ball bearing. It also shows that the bearing vibration frequencies are generated by the waviness interaction not only between the rolling elements of one ball bearing, but also between those of two or more ball bearings constrained by the rotor.     

Identification of Iwan distribution density function in frictional contacts

Mechanical contacts affect structural responses, causing localized nonlinear variations in the stiffness and damping. The physical behaviors of contact interfaces are quite complicated and almost impossible to model at the micro-scale. In order to establish a meaningful understanding of the friction effects and to predict the contact behavior, a robust parametric friction model is usually employed. This paper employs an Iwan-type model to predict the nonlinear effects of a frictional contact interface. The Iwan model is characterized by its distribution density function which is commonly identified by double differentiation of the experimentally obtained joint interface restoring force. Direct measurement of restoring forces at the contact interface is impractical and estimating it using an inverse approach introduces considerable uncertainties in identification of the density function. This paper develops a more reliable procedure in identification of the Iwan model by relating the density function to the joint interface dissipated energy. The energy dissipated in a contact interface is easily obtained from measurement and it is shown that the dissipation is uniquely defined using the density function and the vibration amplitude. In an experimental case study Iwan distribution density function in a frictional contact is obtained using measured dissipations at different vibration levels.     

Texture-induced modulations of friction force: the fingerprint effect

Modulations of the friction force in dry solid friction are usually attributed to macroscopic stick-slip instabilities. Here we show that a distinct, quasistatic mechanism can also lead to nearly periodic force oscillations during sliding contact between an elastomer patterned with parallel grooves, and abraded glass slides. The dominant oscillation frequency is set by the ratio between the sliding velocity and the grooves period. A model is derived which quantitatively captures the dependence of the force modulations amplitude with the normal load, the grooves period, and the slides roughness characteristics. The model's main ingredient is the nonlinearity of the friction law. Since such nonlinearity is ubiquitous for soft solids, this "fingerprint effect" should be relevant to a large class of frictional configurations and have important consequences in human digital touch.     

Research on dynamics and fault mechanism of spur gear pair with spalling defect

This study focuses on the nonlinear dynamic and vibration characteristics of spur gear pair with local spalling defect to explore the spalling mechanism. The dynamic model of the gear pair with spalling defect and time-variant mesh stiffness is established to investigate the effect of spalling defect on mesh stiffness and dynamic response. The analytical solutions of the system which is deduced into four different stages of the gear with the time-variant stiffness in a mesh period are obtained. The dynamic responses with the evolvement of sapll are analyzed by using time history, phase contrail, Poincaré section and spectrum analysis. The spalling characteristics are also evaluated by employing statistical techniques, which shows that the spalling failure is suitable to be detected under low velocity and small excitation. The gearbox with spalling defect is designed and the experiments are carried out to get the dynamic characteristics of the spalling vibration signals. The results obtained herein show the good agreement qualitatively with the theoretical analysis, which provides a theoretical basis to spalling fault diagnosis of gearbox.     

Influence of the normal force and contact geometry on the static force of friction of an oscillating sample

The paper is devoted to an experimental and theoretical investigation of the static friction force between a rapidly oscillating sample and a steel plate. The static frictional force is studied experimentally as function of the oscillating amplitude, the normal force and the contact geometry. A simplest model of tangent contact with a constant friction coefficient is proposed and shows a good agreement with experiment. The static friction force is proved to be a universal function of the ratio of the oscillation amplitude, the indentation depth and to the friction coefficient.     

Feasibility of a phased acoustic array for monitoring acoustic signatures from meshing gear teeth

This paper investigates the feasibility of sensing damage emanating from rotating drivetrain elements such as bearings, gear teeth, and drive shafts via airborne paths. A planar phased acoustic array is evaluated as a potential fault detection scheme for detecting spatially filtered acoustic signatures radiating from gearbox components. Specifically, the use of beam focusing and steering to monitor individual tooth mesh dynamics is analyzed taking into consideration the constraints of the array/gearbox geometry and the spectral content of typical gear noise. Experimental results for a linear array are presented to illustrate the concepts of adaptive beam steering and spatial acoustic filtering. This feasibility study indicates that the planar array can be used to track the acoustic signatures at higher harmonics of the gear mesh frequency.