Topology and Phase Transitions: The Case of the Short Range Spherical Model

We characterize the topology of the phase space of the Berlin-Kac spherical model in the context of the so called Topological Hypothesis, for spins lying in hypercubic lattices of dimension d. For zero external field we are able to characterize the topology exactly, up to homology. We find that, even though there is a continuum of changes in the topology of the corresponding manifolds, for d ≥ 3 there are abrupt discontinuities in some topological functions that could be good candidates to associate with the phase transitions that occur at the thermodynamic level. We show however that these changes do not coincide with the phase transitions and conversely, that no topological discontinuity can be associated to the points where the phase transitions take place. At variance with what happens in the Mean Field version of this same model, we show that these abrupt topological changes are accessible thermodynamically. We conclude that, even in short range systems, the topological mechanism does not seem to be responsible for the triggering of a phase transition. We also analyze the case of spins connected to a macroscopic number of (but not all) neighbors, and find that, similar to the results found for the fully connected version, in this case the topological hypothesis seems to hold: the phase transition coincides with an accumulation point of the topological changes present in configuration space. The question of the ensemble equivalence in the short range spherical model is also considered.     

Phase Transitions and Topology Changes in Configuration Space

The relation between thermodynamic phase transitions in classical systems and topological changes in their configuration space is discussed for two physical models and contains the first exact analytic computation of a topologic invariant (the Euler characteristic) of certain submanifolds in the configuration space of two physical models. The models are the mean-field XY model and the one-dimensional XY model with nearest-neighbor interactions. The former model undergoes a second-order phase transition at a finite critical temperature while the latter has no phase transitions. The computation of this topologic invariant is performed within the framework of Morse theory. In both models topology changes in configuration space are present as the potential energy is varied; however, in the mean-field model there is a particularly strong topology change, corresponding to a big jump in the Euler characteristic, connected with the phase transition, which is absent in the one-dimensional model with no phase transition. The comparison between the two models has two major consequences: (i) it lends new and strong support to a recently proposed topological approach to the study of phase transitions; (ii) it allows us to conjecture which particular topology changes could entail a phase transition in general. We also discuss a simplified illustrative model of the topology changes connected to phase transitions using of two-dimensional surfaces, and a possible direct connection between topological invariants and thermodynamic quantities.     

Unattainability of a purely topological criterion for the existence of a phase transition for nonconfining potentials

The relation between thermodynamic phase transitions in classical systems and topology changes in their configuration space is discussed for a one-dimensional, analytically tractable solid-on-solid model. The topology of a certain family of submanifolds of configuration space is investigated, corroborating the hypothesis that, in general, a change of the topology within this family is a necessary condition in order to observe a phase transition. Considering two slightly differing versions of this solid-on-solid model, one showing a phase transition in the thermodynamic limit and the other not, we find that the difference in the quality or strength of this topology change appears to be insignificant. This example indicates the unattainability of a condition of exclusively topological nature which is sufficient to guarantee the occurrence of a phase transition in systems with nonconfining potentials.     

Phase transitions induced by saddle points of vanishing curvature

Based on the study of saddle points of the potential energy landscapes of generic classical many-particle systems, we present a necessary criterion for the occurrence of a thermodynamic phase transition. Remarkably, this criterion imposes conditions on microscopic properties, namely, curvatures at the saddle points of the potential, and links them to the macroscopic phenomenon of a phase transition. We apply our result to two exactly solvable models, corroborating that the criterion derived is not only valid, but also sharp and useful: For both models studied, the criterion excludes the occurrence of a phase transition for all values of the potential energy but the transition energy. This result adds a geometrical ingredient to an established topological condition for the occurrence of a phase transition, thereby providing an answer to the long-standing question of which topology changes in configuration space can induce a phase transition.     

圆环结构磁光光子晶体中的拓扑相变

二维圆环结构的三角晶格磁光光子晶体中可以呈现多重拓扑相.在不同的几何参数和磁场下,这些拓扑相包括正常光子带隙相、量子自旋霍尔相和反常量子霍尔相.与文献[1]类似,该结果展现了二维光子晶体丰富的拓扑相变现象.     

反铁磁半金属 EuCd2Pn2（Pn = As,Sb）中磁交换诱导的外尔态

由于丰富的拓扑量子效应及巨大的潜在应用价值,拓扑材料逐渐成为凝聚态物理前沿的研究材料体系。其中,作为与石墨烯具有相似电子结构的材料,三维拓扑半金属吸引了越来越多的研究兴趣。目前已知的拓扑半金属大多为非磁性的,而磁性拓扑半金属数量有限,与非磁性拓扑半金属相比较,研究开展的还比较少。磁性与拓扑之间的相互作用能够导致非常规的物理性质,如反常霍尔效应甚至量子反常霍尔效应等。此外,在一些具有特殊磁结构的拓扑半金属中,施加外磁场能够调制其自旋结构,从而影响其拓扑能带结构。在该综述中,笔者将详细介绍利用外磁场在 EuCd2Pn2 (Pn = As, Sb) 反铁磁半金属材料中通过调制自旋结构从而改变晶体结构对称性来诱导拓扑相变。此外,笔者也将简单介绍包括 GdPtBi 和 MnBi2Te4 在内的几个相关材料。该综述中讨论的外磁场调控的磁交换诱导的拓扑相变不仅有望应用于拓扑器件,也有助于为理解磁性与拓扑态之间的紧密关联提供新的线索,对于设计新的磁性拓扑材料有启发意义。综述最后,笔者对发展磁性拓扑半金属做了一些简单展望。     

SU(3) spin-orbit coupled fermions in an optical lattice

We propose a scheme to realize the SU(3)spin-orbit coupled three-component fermions in an one-dimensional optical lattice.The topological properties of the single-particle Hamiltonian are studied by calculating the Berry phase,winding number and edge state.We also investigate the effects of the interaction on the ground-state topology of the system,and characterize the interaction-induced topological phase transitions,using a state-of-the-art density-matrix renormalization-group numerical method.Finally,we show the typical features of the emerging quantum phases,and map out the many-body phase diagram between the interaction and the Zeeman field.Our results establish a way for exploring novel quantum physics induced by the SOC with SU(N)symmetry.     

Kinks and cobordism

This paper is concerned with the situation in which the topology of space (or space-time) changes to produce a new manifold that is cobordant with, but not necessarily of the same homotopy type as, the original manifold. The relevance to kink field theories is discussed. It is shown that whenever the concept of degree of mapping is applicable then the degree is conserved under the bordism relation. This has the consequence that certain (topological) fermions arising in general relativity are always conserved in number, even when changes in topology are permitted.     

Direct observation of geometrical phase transitions in mesoscopic superconductors by scanning tunneling microscopy

Using scanning tunneling microscopy, we mapped the distribution of the local density of states in a single crystal superconductor heterostructure with an array of submicron normal metal islands. We observe the coexistence of strongly interacting multiquanta vortex lattice with interstitial Abrikosov vortices. The newly formed composite magnetic flux structure undergoes a series of phase transitions between different topological configuration states. The vortex configuration states are strongly dependent on the number of flux quanta and the nanoscale confinement architecture of the mesoscopic superconductor. Here, we present images of vortex phase transitions due to confinement effects when the number of magnetic flux quanta in the system changes. The vortex dynamics in these systems could serve as a model for behavior of confined many-body systems when the number of particles changes.     

Magnetoelectric effect induced by electron–electron interaction in three dimensional topological insulators

We compute the magnetoelectric response of an interacting topological insulator in three space dimensions with a short range interaction between electrons in different orbitals. We show that in the presence of interactions and inverted bands the chiral phase is gauged away and replaced by a topological angle (θ-term) which is determined by saddle point of the interacting action and the Fujikawa integration measure. The magnetoelectric response breaks time reversal symmetry which is restored at strong interactions. The effect is equivalent to the one in four dimensions without interaction; it can be observed by measuring the Faraday rotation under external stress.     

Euler Characteristic and Topological Phase Transition of NUT-Kerr-Newman Black Hole

From the Gauss-Bonnet-Chern theorem, the Euler characteristic of NUT-Kerr-Newman black hole is calculated to be some discrete numbers from 0 to 2. We find that the Bekenstein-Hawking entropy is the largest entropy in topology by taking into account of the relationship between the entropy and the Euler characteristic. The NUT-Kerr- Newman black hole evolves from the torus-like topological structure to the spherical structure with the changes of mass, angular momentum, electric and NUT charges. In this process, the Euler characteristic and the entropy are changed discontinuously, which give the topological aspect of the first-order phase transition of NUT-Kerr-Newman black hole. The corresponding latent heat of the topological phase transition is also obtained. The estimated latent heat of the black hole evolving from the star just lies in the range of the energy of gamma ray bursts.     

Layer construction of topological crystalline insulator LaSbTe

Topological crystalline insulator(TCI) is one of the symmetry-protected topological states. Any TCI can be deformed into a simple product state of several decoupled two-dimensional(2 D) topologically nontrivial layers in its lattice respecting its crystalline symmetries called the layer construction(LC) limit. In this work, based on first-principles calculations we have revealed that both tetragonal LaSbTe(t-LaSbTe) and orthorhombic LaSbTe(o-LaSbTe) can be interpreted as stacking of 2 D topological insulators in each lattice space. The structural phase transition from t-LaSbTe to o-LaSbTe due to soft phonon modes demonstrates how the real space change can lead to the modification of topological states. Their symmetry-based indicators and topological invariants have been analyzed based on LC. We propose that LaSbTe is an ideal example demonstrating the LC paradigm, which bridges the crystal structures in real space to the band topology in momentum space.     

A “No-Go” theorem for the existence of a discrete action principle

In this paper, we study the problem of the existence of a least-action principle for invertible, second-order dynamical systems, discrete in time and space. We show that, when the configuration space is finite and arbitrary state transitions are allowed, a least-action principle does not exist for such systems. We dichotomize discrete dynamical systems with infinite configuration spaces into those of finite type for which this theorem continues to hold, and those not of finite type for which it is possible to construct a least-action principle. We also show how to recover an action, by restriction of the phase space of certain second-order discrete dynamical systems. We provide numerous examples to illustrate each of these results.     

Overview of phases and phase transitions

We provide an overview of some modern developments in the theory of phases and phase transitions in classical and quantum systems. We show the link between non-ergodicity and fidelity in quantum systems and discuss topological phase transitions. We show that the quantum phase transitions are associated with qualitative changes in some properties of the quantum wavefunctions across the phase transition. We discuss the topological phase transition associated with p-wave superconductor since it is a topic of wide interest because of the possible observation of Majorana fermions.     

磁斯格明子拓扑特性及其动力学微磁学模拟研究进展

具有非平庸拓扑性的新型磁结构斯格明子,由于其拓扑稳定性、尺寸小、低电流驱动等方面的显著优势,有望应用于自旋电子学储存器件.拓扑和凝聚态物理学的结合,使得斯格明子展现出很多有趣的拓扑物理现象,吸引了众多的研究兴趣,同时这些性质也是其电流驱动下动力学特点的重要影响因素.本文从斯格明子的拓扑物理学基础及其自旋电子学器件应用相关动力学两个方面介绍了相关研究进展.在拓扑物理基础方面,介绍了斯格明子的拓扑霍尔效应、斯格明子霍尔效应以及自旋轨道转矩等拓扑性质,由此讨论了斯格明子的动力学性质及其计算方法;在动力学方面,从非均匀电流驱动生成斯格明子、电流驱动下的稳定输运、产生湮灭过程的人工控制几个赛道存储应用关心的问题简要地介绍了相关微磁学模拟研究最新进展.     

Topological phases of quantum theories. Chern-Simons theory

We analyze the vacuum structure (degeneracy, nodes and symmetries) of some quantum theories with special emphasis on the study of its dependence on the geometry and topology of the classical configuration space. The study of the topological limit shows that many low energy properties of those quantum theories can be inferred from the structure of their topological phases. After reviewing some simple pure quantum mechanical models (planar rotor, magnetic monopole and quantum Hall effect) we focus on the study of the rich relationship existing between topologically massive gauge theories and their topological phases, Chern-Simons theories. In particular we show that, although in a finite volume the degeneracy of the quantum vacuum of gauge theories depends on the topology of the underlying Riemann surface, in an infinite volume the vacuum is unique. Finally, the topological structure of Chern-Simons theory is analyzed in a covariant formalism within a geometric regularization scheme. We discuss in some detail the structure of the different metric dependent contributions to the Chern-Simons partition function and the associated topological invariants.     

Characterization of Lifshitz transitions in topological nodal line semimetals

We introduce a two-band model of three-dimensional nodal line semimetals (NLSMs), the Fermi surface of which at half-filling may form various one-dimensional configurations of different topology. We study the symmetries and “drumhead” surface states of the model, and find that the transitions between different configurations, namely, the Lifshitz transitions, can be identified solely by the number of gap-closing points on some high-symmetry planes in the Brillouin zone. A global phase diagram of this model is also obtained accordingly. We then investigate the effect of some extra terms analogous to a two-dimensional Rashba-type spin–orbit coupling. The introduced extra terms open a gap for the NLSMs and can be useful in engineering different topological insulating phases. We demonstrate that the behavior of surface Dirac cones in the resulting insulating system has a clear correspondence with the different configurations of the original nodal lines in the absence of the gap terms.     

Topological quantum phase transition in 5d transition metal oxide Na2IrO3

We predict a quantum phase transition from normal to topological insulators in the 5d transition metal oxide Na2IrO3, where the transition can be driven by the change of the long-range hopping and trigonal crystal field terms. From the first-principles-derived tight-binding Hamiltonian, we determine the phase boundary through the parity analysis. In addition, our first-principles calculations for Na2IrO3 model structures show that the interlayer distance can be an important parameter for the existence of a three-dimensional strong topological insulator phase. Na2IrO3 is suggested to be a candidate material which can have both a nontrivial topology of bands and strong electron correlations.     

Pressure-Induced Topological and Structural Phase Transitions in an Antiferromagnetic Topological Insulator

Recently,natural van der Waals heterostructures of(MnBi_2 Te_4)_m(Bi_2 Te_3)_n have been theoretically predicted and experimentally shown to host tunable magnetic properties and topologically nontrivial surface states.We systematically investigate both the structural and electronic responses of MnBi_2 Te_4 and MnBi_4 Te_7 to external pressure.In addition to the suppression of antiferromagnetic order,MnBi_2 Te_4 is found to undergo a metalsemiconductor-metal transition upon compression.The resistivity of MnBi_4 Te_7 changes dramatically under high pressure and a non-monotonic evolution of p(T) is observed.The nontrivial topology is proved to persist before the structural phase transition observed in the high-pressure regime.We find that the bulk and surface states respond differently to pressure,which is consistent with the non-monotonic change of the resistivity.Interestingly,a pressure-induced amorphous state is observed in MnBi_2 Te_4,while two high-pressure phase transitions are revealed in MnBi_4 Te_7.Our combined theoretical and experimental research establishes MnBi_2 Te_4 and MnBi_4 Te_7 as highly tunable magnetic topological insulators,in which phase transitions and new ground states emerge upon compression.