Totally hereditarily normaloid operators and Weyl's theorem for an elementary operator

A Hilbert space operator T∈B(H) is hereditarily normaloid (notation: T∈HN) if every part of T is normaloid. An operator T∈HN is totally hereditarily normaloid (notation: T∈THN) if every invertible part of T is normaloid. We prove that THN-operators with Bishop's property (β), also THN-contractions with a compact defect operator such that and non-zero isolated eigenvalues of T are normal, are not supercyclic. Take A and B in THN and let dAB denote either of the elementary operators in B(B(H)): ΔAB and δAB, where ΔAB(X)=AXB−X and δAB(X)=AX−XB. We prove that if non-zero isolated eigenvalues of A and B are normal and , then dAB is an isoloid operator such that the quasi-nilpotent part H₀(dAB−λ) of dAB−λ equals ⁻¹(dAB−λ)(0) for every complex number λ which is isolated in σ(dAB). If, additionally, dAB has the single-valued extension property at all points not in the Weyl spectrum of dAB, then dAB, and the conjugate operator , satisfy Weyl's theorem.     

Symmetric operators with real defect subspaces of the maximal dimension. Applications to differential operators

Let H be a Hilbert space and let A be a simple symmetric operator in H with equal deficiency indices d:=n_±(A)<∞. We show that if, for all λ in an open interval I⊂R, the dimension of defect subspaces Nλ(A) (=Ker(A^?−λ)) coincides with d, then every self-adjoint extension has no continuous spectrum in I and the point spectrum of is nowhere dense in I. Application of this statement to differential operators makes it possible to generalize the known results by Weidmann to the case of an ordinary differential expression with both singular endpoints and arbitrary equal deficiency indices of the minimal operator.     

Schur-class multipliers on the Arveson space: De Branges-Rovnyak reproducing kernel spaces and commutative transfer-function realizations

An interesting and recently much studied generalization of the classical Schur class is the class of contractive operator-valued multipliers S(λ) for the reproducing kernel Hilbert space H(kd) on the unit ball Bd⊂Cd, where kd is the positive kernel kd(λ,ζ)=1/(1−〈λ,ζ〉) on Bd. The reproducing kernel space H(KS) associated with the positive kernel KS(λ,ζ)=(I−S(λ)S^∗(ζ))⋅kd(λ,ζ) is a natural multivariable generalization of the classical de Branges-Rovnyak canonical model space. A special feature appearing in the multivariable case is that the space H(KS) in general may not be invariant under the adjoints of the multiplication operators on H(kd). We show that invariance of H(KS) under for each j=1,…,d is equivalent to the existence of a realization for S(λ) of the form S(λ)=D+C⁻¹(I−λ₁A₁−?−λdAd)(λ₁B₁+?+λdBd) such that connecting operator has adjoint U^∗ which is isometric on a certain natural subspace (U is “weakly coisometric”) and has the additional property that the state operators A₁,…,Ad pairwise commute; in this case one can take the state space to be the functional-model space H(KS) and the state operators A₁,…,Ad to be given by (a de Branges-Rovnyak functional-model realization). We show that this special situation always occurs for the case of inner functions S (where the associated multiplication operator MS is a partial isometry), and that inner multipliers are characterized by the existence of such a realization such that the state operators A₁,…,Ad satisfy an additional stability property.     

Reduced Weyl asymptotics for pseudodifferential operators on bounded domains I. The finite group case

Let G⊂O(n) be a compact group of isometries acting on n-dimensional Euclidean space Rn, and X a bounded domain in Rn which is transformed into itself under the action of G. Consider a symmetric, classical pseudodifferential operator A₀ in L²(Rn) with G-invariant Weyl symbol, and assume that it is semi-bounded from below. We show that the spectrum of the Friedrichs extension A of the operator is discrete, and derive asymptotics for the number Nχ(λ) of eigenvalues of A less or equal λ and with eigenfunctions in the χ-isotypic component of L²(X) as λ→∞, giving also an estimate for the remainder term in case that G is a finite group. In particular, we show that the multiplicity of each unitary irreducible representation in L²(X) is asymptotically proportional to its dimension.     

Reduced Weyl asymptotics for pseudodifferential operators on bounded domains II. The compact group case

Let G⊂O(n) be a compact group of isometries acting on n-dimensional Euclidean space Rn, and X a bounded domain in Rn which is transformed into itself under the action of G. Consider a symmetric, classical pseudodifferential operator A₀ in L²(Rn) that commutes with the regular representation of G, and assume that it is elliptic on X. We show that the spectrum of the Friedrichs extension A of the operator is discrete, and using the method of the stationary phase, we derive asymptotics for the number Nχ(λ) of eigenvalues of A equal or less than λ and with eigenfunctions in the χ-isotypic component of L²(X) as λ→∞, giving also an estimate for the remainder term for singular group actions. Since the considered critical set is a singular variety, we recur to partial desingularization in order to apply the stationary phase theorem.     

Internal Lifshits tails for random magnetic Schrödinger operators

This paper is devoted to the study of Lifshits tails for weak random magnetic perturbations of periodic Schrödinger operators acting on L²(Rd) of the form Hλ,w=(−i∇−λ_∑γ∈ZdwγA²(⋅−γ))+V, where V is a Zd-periodic potential, λ is positive coupling constants, (wγ)_γ∈Zd are i.i.d and bounded random variables and is the single site vector magnetic potential. We prove that, for λ small, at an open band edge, a true Lifshits tail for the random magnetic Schrödinger operator occurs if a certain set of conditions on H₀=−Δ+V and on A holds.     

Maps preserving the nilpotency of products of operators

Let B(X) be the algebra of all bounded linear operators on the Banach space X, and let N(X) be the set of nilpotent operators in B(X). Suppose ?:B(X)→B(X) is a surjective map such that A,B∈B(X) satisfy AB∈N(X) if and only if ?(A)?(B)∈N(X). If X is infinite dimensional, then there exists a map f:B(X)→C?{0} such that one of the following holds:

(a)

There is a bijective bounded linear or conjugate-linear operator S:X→X such that ? has the form A?S[f(A)A]S^-1.

(b)

The space X is reflexive, and there exists a bijective bounded linear or conjugate-linear operator S : X′ → X such that ? has the form A ? S[f(A)A′]S⁻¹.

If X has dimension n with 3 ? n < ∞, and B(X) is identified with the algebra M_n of n × n complex matrices, then there exist a map f:M_n→C?{0}, a field automorphism ξ:C→C, and an invertible S ∈ M_n such that ? has one of the following forms:

     

On the perturbation of the group generalized inverse for a class of bounded operators in Banach spaces

Given a bounded operator A on a Banach space X with Drazin inverse AD and index r, we study the class of group invertible bounded operators B such that I+AD(B−A) is invertible and R(B)∩N(Ar)={0}. We show that they can be written with respect to the decomposition X=R(Ar)⊕N(Ar) as a matrix operator, , where B₁ and are invertible. Several characterizations of the perturbed operators are established, extending matrix results. We analyze the perturbation of the Drazin inverse and we provide explicit upper bounds of ‖B^?−AD‖ and ‖BB^?−ADA‖. We obtain a result on the continuity of the group inverse for operators on Banach spaces.     

Continuous extension operators and convexity

Given a nonempty closed subset A of a Hilbert space X, we denote by L(A) the space of all bounded Lipschitz mappings from A into X, equipped with the supremum norm. We show that there is a continuous mapping F_c:L(A)?L(X) such that for each g∈L(A), F_c(g)|_A=g, , and . We also prove that the corresponding set-valued extension operator is lower semicontinuous.     

Elementary operators on self-adjoint operators

Let H be a Hilbert space and let A and B be standard ∗-operator algebras on H. Denote by As and Bs the set of all self-adjoint operators in A and B, respectively. Assume that and are surjective maps such that M(AM^∗(B)A)=M(A)BM(A) and M^∗(BM(A)B)=M^∗(B)AM^∗(B) for every pair A∈As, B∈Bs. Then there exist an invertible bounded linear or conjugate-linear operator and a constant c∈{−1,1} such that M(A)=cTAT^∗, A∈As, and M^∗(B)=cT^∗BT, B∈Bs.     

Rank-1 perturbations of cosine functions and semigroups

Let A be the generator of a cosine function on a Banach space X. In many cases, for example if X is a UMD-space, A+B generates a cosine function for each B∈L(D((ω−A)^1/2),X). If A is unbounded and , then we show that there exists a rank-1 operator B∈L(D(γ(ω−A)),X) such that A+B does not generate a cosine function. The proof depends on a modification of a Baire argument due to Desch and Schappacher. It also allows us to prove the following. If A+B generates a distribution semigroup for each operator B∈L(D(A),X) of rank-1, then A generates a holomorphic C₀-semigroup. If A+B generates a C₀-semigroup for each operator B∈L(D(γ(ω−A)),X) of rank-1 where 0<γ<1, then the semigroup T generated by A is differentiable and ‖T^′(t)‖=O(t−α) as t↓0 for any α>1/γ. This is an approximate converse of a perturbation theorem for this class of semigroups.     

Low rank perturbation of regular matrix polynomials

Let A(λ) be a complex regular matrix polynomial of degree ? with g elementary divisors corresponding to the finite eigenvalue λ₀. We show that for most complex matrix polynomials B(λ) with degree at most ? satisfying rank the perturbed polynomial (A+B)(λ) has exactly elementary divisors corresponding to λ₀, and we determine their degrees. If does not exceed the number of λ₀-elementary divisors of A(λ) with degree greater than 1, then the λ₀-elementary divisors of (A+B)(λ) are the elementary divisors of A(λ) corresponding to λ₀ with smallest degree, together with rank(B(λ)-B(λ₀)) linear λ₀-elementary divisors. Otherwise, the degree of all the λ₀-elementary divisors of (A+B)(λ) is one. This behavior happens for any matrix polynomial B(λ) except those in a proper algebraic submanifold in the set of matrix polynomials of degree at most ?. If A(λ) has an infinite eigenvalue, the corresponding result follows from considering the zero eigenvalue of the perturbed dual polynomial.     

Functions of operators under perturbations of class Sp

This is a continuation of our paper [2]. We prove that for functions f in the Hölder class Λα(R) and 1<p<∞, the operator f(A)−f(B) belongs to Sp/α, whenever A and B are self-adjoint operators with A−B∈Sp. We also obtain sharp estimates for the Schatten-von Neumann norms ‖f(A)−f(B)Sp/α_‖ in terms of ‖A−BSp_‖ and establish similar results for other operator ideals. We also estimate Schatten-von Neumann norms of higher order differences . We prove that analogous results hold for functions on the unit circle and unitary operators and for analytic functions in the unit disk and contractions. Then we find necessary conditions on f for f(A)−f(B) to belong to Sq under the assumption that A−B∈Sp. We also obtain Schatten-von Neumann estimates for quasicommutators f(A)R−Rf(B), and introduce a spectral shift function and find a trace formula for operators of the form f(A−K)−2f(A)+f(A+K).     

New Orlicz-Hardy spaces associated with divergence form elliptic operators

Let L be the divergence form elliptic operator with complex bounded measurable coefficients, ω the positive concave function on (0,∞) of strictly critical lower type pω∈(0,1] and ρ(t)=t−1/ω−1(t−1) for t∈(0,∞). In this paper, the authors study the Orlicz-Hardy space Hω,L(Rn) and its dual space BMOρ,L^*(Rn), where L^* denotes the adjoint operator of L in L²(Rn). Several characterizations of Hω,L(Rn), including the molecular characterization, the Lusin-area function characterization and the maximal function characterization, are established. The ρ-Carleson measure characterization and the John-Nirenberg inequality for the space BMOρ,L(Rn) are also given. As applications, the authors show that the Riesz transform ∇L−1/2 and the Littlewood-Paley g-function gL map Hω,L(Rn) continuously into L(ω). The authors further show that the Riesz transform ∇L−1/2 maps Hω,L(Rn) into the classical Orlicz-Hardy space Hω(Rn) for and the corresponding fractional integral L−γ for certain γ>0 maps Hω,L(Rn) continuously into , where is determined by ω and γ, and satisfies the same property as ω. All these results are new even when ω(t)=tp for all t∈(0,∞) and p∈(0,1).     

The index formula and the spectral shift function for relatively trace class perturbations

We compute the Fredholm index, index(DA), of the operator DA=(d/dt)+A on L²(R;H) associated with the operator path , where (Af)(t)=A(t)f(t) for a.e. t∈R, and appropriate f∈L²(R;H), via the spectral shift function ξ(⋅;A₊,A₋) associated with the pair (A₊,A₋) of asymptotic operators A_±=A(±∞) on the separable complex Hilbert space H in the case when A(t) is generally an unbounded (relatively trace class) perturbation of the unbounded self-adjoint operator A₋.We derive a formula (an extension of a formula due to Pushnitski) relating the spectral shift function ξ(⋅;A₊,A₋) for the pair (A₊,A₋), and the corresponding spectral shift function ξ(⋅;H₂,H₁) for the pair of operators in this relative trace class context,This formula is then used to identify the Fredholm index of DA with ξ(0;A₊,A₋). In addition, we prove that index(DA) coincides with the spectral flow of the family {A(t)}_t∈R and also relate it to the (Fredholm) perturbation determinant for the pair (A₊,A₋): with the choice of the branch of ln(detH(⋅)) on C₊ such thatWe also provide some applications in the context of supersymmetric quantum mechanics to zeta function and heat kernel regularized spectral asymmetries and the eta-invariant.     

Operators on the space of vector-valued totally measurable functions

Let L(X,Y) stand for the space of all bounded linear operators between real Banach spaces X and Y, and let Σ be a σ-algebra of sets. A bounded linear operator T from the Banach space B(Σ,X) of X-valued Σ-totally measurable functions to Y is said to be σ-smooth if ‖T(fn)Y_‖→0 whenever a sequence of scalar functions (‖fn(⋅)X_‖) is order convergent to 0 in B(Σ). It is shown that a bounded linear operator is σ-smooth if and only if its representing measure is variationally semi-regular, i.e., as An↓∅ (here stands for the semivariation of m on A∈Σ). As an application, we show that the space Lσs(B(Σ,X),Y) of all σ-smooth operators from B(Σ,X) to Y provided with the strong operator topology is sequentially complete. We derive a Banach-Steinhaus type theorem for σ-smooth operators from B(Σ,X) to Y. Moreover, we characterize countable additivity of measures in terms of continuity of the corresponding operators .     

Stochastic differential equations with coefficients in Sobolev spaces

We consider the Itô stochastic differential equation on Rd. The diffusion coefficients A₁,…,Am are supposed to be in the Sobolev space with p>d, and to have linear growth. For the drift coefficient A₀, we distinguish two cases: (i) A₀ is a continuous vector field whose distributional divergence δ(A₀) with respect to the Gaussian measure γd exists, (ii) A₀ has Sobolev regularity for some p^′>1. Assume for some λ₀>0. In case (i), if the pathwise uniqueness of solutions holds, then the push-forward #(Xt)γd admits a density with respect to γd. In particular, if the coefficients are bounded Lipschitz continuous, then Xt leaves the Lebesgue measure Lebd quasi-invariant. In case (ii), we develop a method used by G. Crippa and C. De Lellis for ODE and implemented by X. Zhang for SDE, to establish existence and uniqueness of stochastic flow of maps.     

Balanced Leonard pairs

Let K denote a field, and let V denote a vector space over K with finite positive dimension. By a Leonard pair on V we mean an ordered pair of linear transformations A : V → V and A^∗ : V → V that satisfy the following two conditions:

(i)

There exists a basis for V with respect to which the matrix representing A is irreducible tridiagonal and the matrix representing A^∗ is diagonal.

(ii)

There exists a basis for V with respect to which the matrix representing A^∗ is irreducible tridiagonal and the matrix representing A is diagonal.

Let (respectively v₀, v₁, … , v_d) denote a basis for V that satisfies (i) (respectively (ii)). For 0 ? i ? d, let a_i denote the coefficient of , when we write as a linear combination of , and let denote the coefficient of v_i, when we write A^∗v_i as a linear combination of v₀, v₁, … , v_d.In this paper we show a₀ = a_d if and only if . Moreover we show that for d ? 1 the following are equivalent; (i) a₀ = a_d and a₁ = a_d−1; (ii) and ; (iii) a_i = a_d−i and for 0 ? i ? d. These give a proof of a conjecture by the second author. We say A, A^∗ is balanced whenever a_i = a_d−i and for 0 ? i ? d. We say A,A^∗ is essentially bipartite (respectively essentially dual bipartite) whenever a_i (respectively ) is independent of i for 0 ? i ? d. Observe that if A, A^∗ is essentially bipartite or dual bipartite, then A, A^∗ is balanced. For d ≠ 2, we show that if A, A^∗ is balanced then A, A^∗ is essentially bipartite or dual bipartite.