The classification of injective Banach lattices

LetE be a 1-injective Banach lattice,X any Banach space andT: E ← X a norm bounded linear operator. Then eitherT is an isomorphism on some copy ofl _∞ inE or for all σ > 0 there is φ ∈E ₊ ^′ such that ‖Tu‖≦φ (|u|)+σ ‖u‖ for allu ∈E. We deduce the theorem that: A norm order continuous injective Banach lattice is order isomorphic to an (AL)-space.     

Analogues of the “zero-two” law for positive linear contractions inL p andC(X)

LetT be a positive linear contraction inL ^p (1≦p<∞), then we show that lim ‖T ^pf −T ⁿ⁺¹ f‖ _p ≦(1 − ε)2^1/p (f∈L _p ⁺ , ε>0 independent off) implies already lim_n n→∞ ‖T ⁿf −T ⁿ⁺¹ n+1f ‖_p p=0. Several other related results as well as uniform variants of these are also given. Finally some similar results inLsu/t8 andC(X) are shown.     

Asymptotic behavior of nonexpansive mappings in normed linear spaces

LetT be a nonexpansive mapping on a normed linear spaceX. We show that there exists a linear functional.f, ‖f‖=1, such that, for allx∈X, lim_n→x f(T ⁿ x/n)=lim_n→x‖T ⁿ x/n ‖=α, where α≡inf _y∈c ‖Ty-y‖. This means, ifX is reflexive, that there is a faceF of the ball of radius α to whichT ⁿ x/n converges weakly for allx (inf_z∈f g(T ⁿ x/n-z)→0, for every linear functionalg); ifX is strictly conves as well as reflexive, the convergence is to a point; and ifX satisfies the stronger condition that its dual has Fréchet differentiable norm then the convergence is strong. Furthermore, we show that each of the foregoing conditions on X is satisfied if and only if the associated convergence property holds for all nonexpansiveT. Supported by National Science Foundation Grant MCS-79-066.     

An example concerning the nonlinear pointwise ergodic theorem

It is shown that the pointwise ergodic theorem for Markov operators inL ₁, having a finite invariant measure, fails to extend to the case of nonlinear operators. Recall thatT is called nonexpansive inL _p if ‖Tf – Tg ‖ _p ≦‖f – g‖ _p holds for allf andg.     

Coboundaries of irreducible markov operators onC(K)

LetK be a compact Hausdorff space, and letT be an irreducible Markov operator onC(K). We show that ifgεC(K) satisfies sup _N ‖Σ _j ^=0N T ^j g‖<∞, then (and only then) there existsfεC(K) with (I − T)f=g. Generalizing the result to irreducible Markov operator representations of certain semi-groups, we obtain that bounded cocycles are (continuous) coboundaries. For minimal semi-group actions inC(K), no restriction on the semi-group is needed.     

On αβ-sets

A closed setE⊂T is an αβ-set, where α and β are elements of infinite order inT ifE⊂E−α). ∪ (E−β). We give two constructions of “thin” αβ-sets.     

Averaging distances in real quasihypermetric Banach spaces of finite dimension

The average distance theorem of Gross implies that for each realN-dimensional Banach space (N≥2) there is a unique positive real numberr(E) with the following property: For each positive integern and for all (not necessarily distinct)x ₁,x ₂, …,x _n inE with ‖x ₁‖=‖x ₂‖=…=‖x _n‖=1, there exists anx inE with ‖x‖=1 such that The main result of this paper shows, thatr(E)≤2−1/N for each realN-dimensional Banach spaceE (N≥2) with the so-called quasihypermetric property (which is equivalent toE isL ¹-embeddable). Moreover, equality holds if and only ifE is isometrically isomorphic to ℝ ^N equipped with the usual 1-norm.     

On the order of growth of solutions of algebraic differential equations

Assume thatf is an integer transcendental solution of the differential equationP _n (z, f, f′)=P _n−1(z, f, f′, ... f ^(p)), whereP _n andP _n−1 are polynomials in all variables, the degree ofP _n with respect tof andf′ is equal ton, and the degree ofP _n−1 with respect tof, f′, ... f ^(p) is at mostn−1. We prove that the order ρ of growth off satisfies the relation 1/2≤ρ<∞. We also prove that if ρ=1/2, then, for a certain real ν, in the domain {z: ν<argz<ν+2π}/E _*, whereE _* is a certain set of disks with finite sum of radii, the estimate lnf(z)=z ^1/2 (β+o(1)), β∈C, holds forz=re ^iϕ,r≥r(ϕ)≥0. Furthermore, on the ray {z: argz=ν}, the following relation is true: ln‖f(re ^iν)‖=o(r ^1/2),r→+∞,r>0, , where Δ is a certain set on the semiaxisr>0 with mes Δ<∞. “L'vivs'ka Politekhnika” University, Lvov. Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 51, No. 1, pp. 69–77, January, 1999.     

Uniform boundedness of (<Emphasis Type="Italic">C</Emphasis>, 1) means of Jacobi expansions in weighted sup norms. I (The main theorems and ideas)

Lubinsky and Totik’s decomposition [11] of the Cesàro operators σ _n ^(α,β) of Jacobi expansions is modified to prove uniform boundedness in weighted sup norms, i.e., ‖w ^(a,b) σ _n ^(α,β) ‖_∞ ≦ C‖w ^(a,b) f‖_∞, whenever α,β ≧ −1/2 and a, b are within the square around (α/2 + 1/4, α/2 + 1/4) having a side length of 1. This approach uses only classical results from the theory of orthogonal polynomials and various estimates for the Jacobi weights. The present paper is concerned with the main theorems and ideas, while a second paper [7] provides some necessary estimations.      

Distortion theorem for Bloch mappings on the unit ball <Emphasis Type="Italic">ℬ</Emphasis><Superscript><Emphasis Type="Italic">n</Emphasis></Superscript>

In this paper, we obtain a version of subordination lemma for hyperbolic disk relative to hyperbolic geometry on the unit disk D. This subordination lemma yields the distortion theorem for Bloch mappings f ∈ H（B^n） satisfying ｜｜f｜｜0 = 1 and det f＇（0） = α ∈ （0, 1], where｜｜f｜｜0 = sup{（1 - ｜z｜^2 ）n＋1/2n det（f＇（z））[1/n ： z ∈ B^n}. Here we establish the distortion theorem from a unified perspective and generalize some known results. This distortion theorem enables us to obtain a lower bound for the radius of the largest univalent ball in the image of f centered at f（0）. When a = 1, the lower bound reduces to that of Bloch constant found by Liu. When n = 1, our distortion theorem coincides with that of Bonk, Minda and Yanagihara.     

Invariant densities and mean ergodicity of markov operators

We prove that a Markov operatorT onL ₁ has an invariant density if and only if there exists a densityf that satisfies lim sup _n→∞‖T ⁿ f − f‖ < 2. Using this result, we show that a Frobenius-Perron operatorP is mean ergodic if and only if there exists a densityw such that lim sup _n→∞ ‖P ⁿ f − w‖<2 for every densityf. Corresponding results hold for strongly continuous semigroups.     

Selection of the number of regression variables; A minimax choice of generalized FPE

Summary A generalized Final Prediction Error (FPE_α)_ criterion is considered. Based onn observations, the numberk of regression variables is selected from a given range 0≦k≦K, so as to minimize . It is shown that if α tends to infinity withn, the selection is consistent but the maximum of the mean squared error of estimates of parameters diverges to infinity with the same order of divergence as that of α. A meaningful minimax choice of α exists for a regret type mean squared error, while for simple mean squared error it is trivially 0. The minimax regret choice of α converges to a constant, approximately 3.5 forK≧8 ifn−K increases simultaneously withn, otherwise it diverges to infinity withn.     

Extension of positive functionals on certain ordered spaces

An ordered linear spaceL is said to satisfy extension property (E1) if for every directed subspaceM ofL and positive linear functional ϕ onM, ϕ can be extended toL. A Riesz spaceL is said to satisfy extension property (E2) if for every sub-Riesz spaceM ofL and every real valued Riesz homomorphism ϕ onM, ϕ can be extended toL as a Riesz homomorphism. These properties were introduced by Schmidt in [5]. In this paper, it is shown that an ordered linear space has extension property (E1) if and only if it is order isomorphic to a function spaceL′ defined on a setX′ such that iff andg belong toL′ there exists a finite disjoint subsetM of the set of functions onX′ such that each off andg is a linear combination of the points ofM. An analogous theorem is derived for Riesz spaces with extension property (E2).     

On the convex approximation property and the asymptotic behavior of nonlinear contractions in Banach spaces

We prove that ifC is a bounded closed convex subset of a uniformly convex Banach space,T:C→C is a nonlinear contraction, andS _n =(I+T+…+T ⁿ⁻¹ )/n, then lim _n ‖S _n (x)−TS _n (x)‖=0 uniformly inx inC. T also satisfies an inequality analogous to Zarantonello’s Hilbert space inequality. which permits the study of the structure of the weak ω-limit set of an orbit. These results are valid forB-convex spaces if some additional condition is imposed on the mapping. Partially supported by NSF Grant MCS-7802305A01.     

The Banach-Mazur distance to the cube and the Dvoretzky-Rogers factorization

We show the existence of a sequence (λ _n ) of scalars withλ _n =o(n) such that, for any symmetric compact convex bodyB ⊂R ⁿ , there is an affine transformationT satisfyingQ ⊂T(B) ⊂λ _n Q, whereQ is then-dimensional cube. This complements results of the second-named author regarding the lower bound on suchλ _n . We also show that ifX is ann-dimensional Banach space andm=[n/2], then there are operatorsα:l ₂ ^m →X andβ:X→l _∞ ^m with ‖α‖·‖β‖≦C, whereC is a universal constant; this may be called “the proportional Dvoretzky-Rogers factorization”. These facts and their corollaries reveal new features of the structure of the Banach-Mazur compactum. Research performed while this author was visiting IHES. Supported in part by the NSF Grant DMS-8702058 and the Sloan Research Fellowship.     

Realization of a sum of sequences by a sum graph

It is shown that the realizability of the sequences ϕ=(a ₁,…, _a ), ψ=(b ₁,…,b _n ) and ϕ+ψ is a sufficient condition for the realizability of ϕ+ψ by a graph with a ϕ-factor ifb _i ≦1 fori=1,…,n. The condition is not sufficient in general. A necessary and sufficient condition for the realizability of ϕ+ψ by a graph with a ϕ-factor is given for the case that ϕ is realizable by a star and isolated vertices.     

Norms of powers of absolutely convergent fourier series

Letf(t) = ∑a _k e ^ikt be infinitely differentiable on R, |f(t)|<1. It is known that under these assumptions ‖ⁿ‖ converges to a finite limitl asn → ∞ (l ² = sec(arga),a = (f′(0))² -f″(0)). We obtain here more precise results: (i) an asymptotic series (in powers ofn ^-1/2) for the Fourier coefficientsa _nk off ⁿ , which holds uniformly ink asn → ∞; (ii) an asymptotic series (this time only powers ofn ^-1 are present!) for ‖f ⁿ ‖; (iii) the fact that ifi ^j f ^(j)(0) is real forj = 1,2,..., 2h + 2 then ‖f ⁿ ‖ = l + o(n ^-h ),n → ∞. More generally, we obtain analogous finite asymptotic expansions whenf is assumed to be differentiable only finitely many times.     

Estimates of the periods of periodic points for nonexpansive operators

Suppose thatE is a finite-dimensional Banach space with a polyhedral norm ‖·‖, i.e., a norm such that the unit ball inE is a polyhedron. ℝ ⁿ with the sup norm or ℝ ⁿ with thel ₁-norm are important examples. IfD is a bounded set inE andT:D→D is a map such that ‖T(y)−T(z)‖≤ ‖y−z‖ for ally andz inE, thenT is called nonexpansive with respect to ‖·‖, and it is known that for eachx ∈D there is an integerp=p(x) such that lim _j→∞ T ^jp (x) exists. Furthermore, there exists an integerN, depending only on the dimension ofE and the polyhedral norm onE, such thatp(x)≤N: see [1,12,18,19] and the references to the literature there. In [15], Scheutzow has raised a question about the optimal choice ofN whenE=ℝ ⁿ ,D=K ⁿ , the set of nonnegative vectors in ℝ ⁿ , and the norm is thel ₁-norm. We provide here a reasonably sharp answer to Scheutzow’s question, and in fact we provide a systematic way to generate examples and use this approach to prove that our estimates are optimal forn≤24. See Theorem 2.1, Table 2.1 and the examples in Section 3. As we show in Corollary 2.3, these results also provide information about the caseD=ℝ ⁿ , i.e.,T:ℝ ⁿ →ℝ ⁿ isl ₁-nonexpansive. In addition, it is conjectured in [12] thatN=2 ⁿ whenE=ℝ ⁿ and the norm is the sup norm, and such a result is optimal, if true. Our theorems here show that a sharper result is true for an important subclass of nonexpansive mapsT:(ℝ ⁿ ,‖ · ‖_∞)→(ℝ ⁿ ,‖ · ‖_∞). Partially supported by NSF DMS89-03018.     

A minimax theorem for irreducible compact operators inL p-spaces

Let (X, Σ, μ) be a σ-finite measure space,T a compact irreducible (positive, linear) operator onL ^p (μ) (1≦p<+∞). It is shown that the spectral radiusr ofT is characterized by the minimax property {fx196-1} where ∑₀ denotes the ring of sets of finite measure and whereQ denotes the set of all, almost everywhere positive functions inL ^p. Moreover, ifr>0 then equality on either side is assumed ifff is the (essentially unique) positive eigenfunction ofT. Various refinements are given in terms of corresponding relations for irreducible finite rank operators approximatingT. Dedicated to H. G. Tillmann on his 60th birthday     

Monotone perturbations of the laplacian inL 1(R N )

The semilinear perturbation of Poisson’s equation (E): −Δu+β(u)∋f, where β is a maximal monotone graph inR, has been investigated by Ph. Bénilan, H. Brézis and M. Crandall forf∈L ¹(R ^N ),N≧1, under the assumptions 0∈β(0) ifN≧3 and 0∈β(0) ∩ Int β(R) ifN=1,2. We discuss in this paper the solvability and well-posedness of (E) in terms of any maximal monotone graph β. In particular, if β takes only positive values andN≧3 we prove that no solution exists; ifN=2 we give necessary and sufficient conditions on β andf for (E) to be solvable in a natural sense.