Valence band photoemission from in-situ grown GaAs(100)-c(4 × 4)

The electron structure of GaAs(100)-c(4 × 4) has been studied by means of angular-resolved photoelectron spectroscopy for photon energies (20–40) eV. The sample was prepared by molecular beam epitaxy in-situ at the BL41 beamline of the MAX I storage ring of the Max-lab in Lund. Photon energy variation helped in separating dispersing bulk features from nondispersing surface features in the energy distribution curves recorded at normal emission. Two sets of peaks were related to bulk transitions from the two topmost E(k _⊥) branches of the valence band of GaAs and one more set came from the surface state in the center of the 2D Brillouin zone. Good agreement was found between experimental bulk dispersion branches and theoretical calculations based on realistic final state dispersion. The surface state peak, hardly visible at 20 and 22 eV photon excitations, gets clearly enhanced at higher excitation energies. In contrast to earlier measurements of this kind, two major differences have been found: (i) clearly developed surface state peak just below the top of the v alence band, (ii) absence of a large peak in the electron energy distribution at around −6.5eV below the valence band top. Presented at the X-th Symposium on Suface Physics, Prague, Czech Republic, July 11–15, 2005.     

Photoemission studies of single crystals of titanium carbide

The electron distribution in the valence band from single crystals of titanium carbide has been studied by photoelectron spectroscopy with photon energies h?ω = 16.8, 21.2, 40.8 and 1486.6 eV. The most conspicious feature of the electron distribution curves for TiC is a hybridization between the titanium 3d and carbon 2p states at ca. 3–4-eV binding energy, and a single carbon 2s band at ca. 10 eV. By taking into account the strong symmetry and energy dependence of the photoionization crosssections, as well as the surface sensitivity, we have identified strong emission from a carbon 2p band at ? 2.9-eV energy. Our results are compared with several recent energy band structure calculations and other experimental data. Results from pure titanium, which have been used for reference purposes, are also presented.The valence band from single crystals of titanium carbide have been studied by means of photoelectron spectroscopy, with photon energies ranging from 16.8 to 1486.6 eV.By taking into account effects such as the symmetry and energy dependence of the photoionization cross-sections and surface sensitivity, we have found the valence band of titanium carbide to consist of two peaks. The upper part of the valence band at 3–4 eV below the Fermi level consists of a hybridization between Ti 3d and C 2p states. The C 2p states observed in our spectra were mainly excited from a band about 2.9 eV below the Fermi level. The APW^5–9, MAPW¹⁰ and EPM¹¹ band structure calculations predict a flat band of p-character between the symmetry points X′₄ and K₃, most likely responsible for the majority of C 2p excitations observed. The C 2s states, on the other hand, form a single band centered around ?10.4 eV.The results obtained are consistent with several recent energy band structure calculations^{5–11, 13} that predict a combined bonding of covalent, ionic and metallic nature.     

Valence band of molybdenum by photoelectron spectroscopy

Experimental photoelectron spectra of a clean polycrystalline Mo surface excited by monochromatized Al K _α X-rays are presented. The spectra are compared with valence bands obtained by UPS and by band structure calculations within the 5 eV region below the Mo Fermi level. All results mentioned above display peaks at 0.3, 1.7, 2.8 and 4 eV belowE _F. The energy distribution of the valence band does not vary with photon energy and electron emission angle for the four different polycrystalline Mo surfaces compared. It is concluded that the four peaks representing the Mo valence band are predominantly of bulk origin.     

Characterization of electronic structure in dielectric materials by making use of the secondary electron emission

The methodology of characterizing electronic structure in dielectric materials will be presented in detail. Energy distribution of the electrons emitted from dielectric materials by the Auger neutralization of ions is measured and rescaled for Auger self-convolution, which is restructured from the energy distribution of the emitted electrons. The Fourier transform is very effective for obtaining the density of states from the Auger self-convolution. The MgO layer is tested as an example of this new measurement scheme. The density of states in the valence band of the MgO layer is studied by measuring the energy distribution of the emitted electrons for MgO crystal with three different orientations of (111), (100) and (110). The characteristic energy of ?₀ corresponding to the peak density of the states in the band is determined, showing that the (111) orientation has a shallow characteristic energy ?₀ = 7.4 eV, whereas the (110) orientation has a deep characteristic energy ?₀ = 9.6 eV, consistent with the observed coefficient γ of the secondary electron emission for MgO crystal. Electronic structure in new functional nano-films spayed over MgO layer is also characterized. It is therefore demonstrated that secondary electron emission by the Auger neutralization of ions is highly instrumental for the determination of the density of states in the valence band of dielectric materials. This method simultaneously determines the valence band structure and the coefficient γ of the secondary electron emission, which plays the most important role in the electrical breakdown phenomena.     

The valence band of free K clusters studied by photoelectron and Auger spectroscopies

The valence states of free neutral potassium clusters produced by a gas aggregation source were probed by synchrotron radiation based photoelectron spectroscopy. The first ionization energy (IE) of the clusters was determined to be 10% larger than the work function of bulk potassium. Using electrostatic concepts and the IE, the mean size of the clusters was estimated to be ≈2000 atoms. Further information about the valence band was provided by investigation of the Auger process initiated by the ionization of the 3p level with a subsequent emission of an Auger electron from the valence band (M_2,3VV). Plasmon satellites were observed in Auger spectra of free metal clusters.     

Electronic and optical properties of pure and Ce3+-doped CaS single crystals: a first-principles prediction

This paper investigates the electronic and optical properties for pure and Ce 3+-doped CaS crystals by using the first-principles total energy calculations.The results show that CaS:Ce has a direct band gap of 2.16 eV,and the top of the valence band is determined by S 3p states and the bottom of the conduction band is determined by Ce 4f states,respectively.Our results validate that the yellow emission from CaS:Ce is produced by doped cerium and the green emission quenches at 12.5% cerium concentration.The Ce-S bond shows more covalent character than the Ca-S bond.     

Polarised hot electron luminescence in p-GaAs: Electric field effects

Electrons photo-excited to high-energy conduction band states of GaAs exhibit complex energy and momentum distributions determined by the anisotropic valence band structure and the optical matrix elements. In p-type GaAs a fraction of these hot electrons combine with localised acceptor states, producing a hot electron luminescence (HEL) spectrum with a cascade of peaks corresponding to discrete energy losses resulting from LO-phonon emission. The highest peak involves unscattered electrons, and their energy distribution is due to warping of the initial heavy-hole (HH) bands. We report measurements of the line shape of this 0-HH peak, and its polarisation profile which identifies emission from electrons along particular directions. An applied electric field of 1 kV cm⁻¹ distorts the hot electron momentum distribution, and this is reflected in the polarisation profile. These line shapes and profiles, with and without field, are calculated using a computer model incorporating a band structure and optical matrix elements, the effect of electric field being included using a k-broadening model. The data and model are in good quantitative agreement assuming an electron lifetime of 100 fs, and confirm the expected differences in the profiles for different excitation polarisation states and applied field directions.     

用深能级瞬态谱方法研究赝晶Si/Ge0.25Si0.75/Si单量子阱的价带偏移

应变的Ge_xSi_1-x层和未应变的硅层间的能带偏移主要是价带偏移。量子阱中载流子的热发射能与界面的能带偏移有着密切的关系。本文用深能级瞬态谱(DLTS)研究分子束外延生长的p型Si/Ge_0.25Si_0.75/Si单量子阱的价带偏移,阱宽为15nm,考虑到电场的影响和量子阱中第一子能级的位置,对从DLTS得到的热发射能进行适当的修正,可以计算出Si/Ge_0.25Si_0.75/S 关键词：     

Fast Intrinsic Emissions of Wide-Gap Oxides Under Electron Irradiation

The emission spectra have been measured in the range of 1.6–9.0eV under irradiation of wide-gap oxides by single electron pulses (3 ns, 300kV). A fast (τ < 3 ns) continuous and temperature-independent emission, connected mainly with the transitions of hot holes between the levels of the valence band of oxides, can be separated in these spectra at 300–600 K, when the inertial emissions (5–7eV) of localized excitations undergo a strong thermal quenching. It is suggested that a drastic decrease of the intensity of this so-called hole intraband luminescence (IBL) in a short-wavelength spectral region is caused by the lowering of the density of states at the edges of the valence band and, therefore, supplies information on the width of an anion valence band E^v. The drastic decrease of the IBL intensity takes place at 6.4–8.6eV in BaMgAl₁₀O₁₇, SrAl₂O₄, MgAl₄O₇, MgO and BeO, that agrees satisfactorily with the values of E^v in these systems obtained by other methods.     

Influence of magnetic quantization on the effective electron mass in Kane-type semiconductors

Summary We study the effective electron mass at the Fermi level in Kane-type semiconductors on the basis of fourth order in effective mass theory and taking into account the interactions of the conduction electrons, heavy holes, light holes and split-off holes, respectively. The results obtained are then compared to those derived on the basis of the well-known three-band Kane model. It is found, takingn-Hg_1−x Cd _x Te as an example, that the effective electron mass at the Fermi level in accordance with fourth-order model depends on the Fermi energy, magnetic quantum number and the electron spin respectively due to the influence of band nonparabolicity only. The dependence of effective mass on electron spin is due to spin-orbit splitting parameter of the valence band in three-band Kane model and the Fermi energy due to band nonparabolicity in two-band Kane model. The same mass exhibits an oscillatory magnetic-field dependence for all the band models as expected since the origin of oscillations in the effective mass in nonparabolic compounds is the same as that of the Shubnikov-de Hass oscillations. In addition, the corresponding results for parabolic energy bands have been obtained from the generalized expressions under certain limiting conditions.     

Subject index

Field-emission energy distributions from the (100) facet of Ge exhibit a double peak. Comparison of the measured distributions with theory shows that the lower energy peak arises from valence band emission while the higher energy peak represents emission from a band of surface states overlapping the valence band. The field-emission energy distribution from the surface states is a maximum at 0.18 eV above the valence band edge. The surface of the emitter is found to be 4kT degenerate n-type with an applied field of $\text{3 × 10}{}^7\text{V}\text{cm}$. This implies 6.3 × 10¹² surface states/cm² at the center of the clean, annealed (100) facet. The effect of the applied field is to broaden the surface state distribution. The degree of broadening can be accounted for by the Stark effect. Adsorption of contamination from the vacuum system ambient or geometric alteration of the surface from the annealed end form reduces the number of surface states.     

Electronic structure and optical properties of RbPb2Br5

We report on density functional theory (DFT) calculations of the total and partial densities of states of rubidium dilead pentabromide, RbPb₂Br₅, employing the augmented plane wave+local orbitals (APW+lo) method as incorporated in the WIEN2k package. The calculations indicate that the Pb 6s and Br 4p states are the dominant contributors to the valence band: their main contributions are found to occur at the bottom and at the top of the band, respectively. Our calculations reveal that the bottom of the conduction band is formed predominantly from contributions of the unoccupied Pb 6p states. Data of total DOS derived in the present DFT calculations are found to be in agreement with the experimental X-ray photoelectron valence-band spectrum of this compound. The predominant contributions of the Br 4p states at the top of the valence band of rubidium dilead pentabromide are confirmed by comparison on a common energy scale of the X-ray emission band representing the energy distribution of the valence Br p states and the X-ray photoelectron valence-band spectrum of the RbPb₂Br₅ single crystal. Main optical characteristics of RbPb₂Br₅, such as dispersion of the absorption coefficient, real and imaginary parts of dielectric function, electron energy-loss spectrum, refractive index, extinction coefficient and optical reflectivity are explored for RbPb₂Br₅ by the DFT calculations.     

The genesis of energy bands formed by sublattice states in alkaline-earth metal oxides and sulfides

The self-consistent electron energy band spectra of crystals and charged sublattices of alkaline-earth metal oxides and sulfides are calculated in the framework of the density functional theory within the pseudopotential approximation in the basis set of localized orbitals. The charge states of sublattices (such as neutral sublattices, empty metal sublattices, and doubly charged anion sublattices) are analyzed with due regard for the electrical neutrality of the crystal. It is demonstrated that the valence bands of the studied crystals are very similar to the valence bands of the doubly charged anion sublattices. The distributions of the valence electron densities of the crystals are virtually identical to those of the anion sublattices. The lower conduction bands of the crystals and doubly charged anion sublattices also almost coincide with each other for MgO and MgS but differ substantially for CaO and CaS. This is associated with the difference between the contributions from the anions and cations to the conduction band of the crystals. It is found that these contributions depend on the relative energy positions of p and d unoccupied states.

     

Effect of preheating temperatures on microstructure and optical properties of Na-doped ZnO thin films by sol–gel process

The chemical composition, crystalline structure, surface morphology and photoluminescence spectra of Na-doped ZnO thin films with different heat treatment process were investigated by X-ray photoelectron spectroscopy, X-ray diffraction, atomic force microscopy and a fluorescence spectrometer. The results show that preferred orientation, residual stress, average crystal size and surface morphology of the thin films are strongly determined by the preheating temperature. The effects of preheating temperature on microstructure and surface morphology have been discussed in detail. The photoluminescence spectra show that there are strong violet & UV emission, blue emission and green emission bands. The violet & UV emission is ascribed to the electron transition from the localized level below the conduction band to the valence band. The blue emission is attributed to the electron transition from the shallow donor level of oxygen vacancies to the valence band, and the electron transition from the shallow donor level of interstitial zinc to the valence band. The green emission is assigned to the electron transition from the level of ionized oxygen vacancies to the valence band.     

Cross section and resonance effects in photoemission from Sn-doped In2O3(111)

Photoemission spectra of Sn-doped In₂O₃(111) have been measured using a range of photon energies between 40 and 1300 eV. The intensity of structure at the bottom of the valence band associated with states of mixed Sn 5s/O 2p character increases with increasing photon energy relative to that of states of more dominantly O 2p character at the top of the valence band, as expected from one electron ionisation cross sections. In addition a pronounced resonance in the intensity of a weak conduction band feature is observed around the In 4p core threshold.     

UV-photoemission study of barium,europium and ytterbium

Measurements are reported of the photoemission spectra and absolute yield of thin films of Eu, Ba and Yb for the photon energy range 2 to 21 eV. Transitions from the occupied 4f-states in Eu and Yb have been observed and the binding energies deduced. The excitation probability of the 4f electrons is found to be very low and an explanation based on their atomic-like nature is given. Transitions involving valence band states are compared with predictions based on published energy band schemes and the density of states for the unoccupied 5d band in Yb is deduced. The effect of chemisorbed oxygen on Ba and Eu surfaces is reported.     

Band gap and band offsets of GaNAsBi lattice matched to GaAs substrate

In this paper, we calculate the band gap and the band discontinuities of a GaN _y AsBi _x structure lattice matched to GaAs substrate using the conduction and the valence band anticrossing models at the same time. The results obtained show a good agreement with experiment. The nitrogen and the bismuth concentrations leading to a wavelength emission of 1.55 μm have been determined (x = 3.5%, y = 2%). This structure shows a good electron confinement resulting in a high characteristic temperature.     

Electronic structure of β-RbNd(MoO4)2 by XPS and XES

β-RbNd(MoO₄)₂ microplates have been prepared by the multistage solid state synthesis method. The phase composition and micromorphology of the final product have been evaluated by XRD and SEM methods. The electronic structure of β-RbNd(MoO₄)₂ molybdate has been studied employing the X-ray photoelectron spectroscopy (XPS) and X-ray emission spectroscopy (XES). For the molybdate, the XPS core-level and valence-band spectra, as well as XES bands representing energy distribution of the Mo 4d- and O 2p-like states, have been measured. It has been established that the O 2p-like states contribute mainly to the upper portion of the valence band with also significant contributions throughout the whole valence-band region. The Mo 4d-like states contribute mainly to a lower valence band portion.     

The effect of transition probability on the shape of X-ray photoelectron spectra of diamond and silicon

X-ray photoelectron spectra of valence bands in diamond and silicon have been calculated. It is shown that the probability of electron excitation from s-states is higher than that from p-states. The density of the electron states in the valence band of these crystals differs markedly from the energy distribution of photoelectrons.     

Electronic structure of copper halides CuI and CuCl: A comparative X-Ray photoelectron and absorption spectroscopy study

The energy distributions of the occupied and unoccupied electronic states for copper halides CuCl and CuI have been investigated using X-ray photoemission and absorption spectroscopy with a highenergy resolution on the equipment of the Russian-German beamline for outlet and monochromatization of synchrotron radiation from the electron storage ring BESSY II. A quasi-molecular analysis of the obtained experimental spectra has revealed that there is a fundamental similarity of the energy structures of the valence band and the conduction band of copper halides CuX (X = Cl, I) due to the identical atomic structure of the studied compounds. The differences in the positions of individual energy subbands in the valence band and the conduction band of CuX and in their intensities in the spectra are associated with different degrees of hybridization of the Cu 3d, 4s and X(n + 1)s, np valence states, as well as with different sizes of structural units (CuCl₄ and CuI₄ quasi-molecules) of the studied crystals.