偏最小二乘法在红外光谱识别茶叶中的应用

采用漫反射傅立叶变换红外光谱(FTIR)法结合主成分分析(PCA)、偏最小二乘法(PLS)、簇类的独立软模式(SIMCA)识别法对十三种茶叶进行了分类判别研究。研究结果表明,通过多元散射校正(MSC)对原始光谱进行预处理,可以提高模式识别技术的分类判别效果。在此基础上,选取1 900~900 cm-1波长范围内的茶叶红外光谱建立识别模型,三种方法都得到了满意的分类判别效果。在对检验集中全部130个样本的判别中,PCA仅有两类样本无法判别,SIMCA的识别率和拒绝率都在90%以上,而PLS的识别效果最佳,全部样本都得到了正确的归类。这一研究结果表明傅立叶变换红外光谱法与化学计量学方法相结合可以实现茶叶品种的快速鉴别,这为茶叶的客观评审提供了一种新思路。     

基于近红外光谱和OPLS-DA的不同牌号卷烟分类识别方法研究

为了对卷烟牌号进行准确分类鉴别,提出了一种基于近红外光谱(NIRS)分析技术结合有监督的模式识别快速鉴别卷烟牌号的新方法。利用标准正态变量变换(SNV)、多元散射校正(MSC)、一阶导数(FD)、二阶导数(SD)和Savitzky-Golay平滑(SG)及其相结合的光谱预处理方法对烟丝光谱进行预处理,通过近红外光谱结合主成分分析(PCA)、偏最小二乘判别分析(PLS-DA)和正交偏最小二乘判别分析(OPLS-DA) 3种模式识别方法对不同牌号烟丝进行分类识别研究,并采用分类识别正确率作为评价指标。实验结果表明：(1)烟丝近红外光谱主成分得分图交叉重叠,区分不明显,PCA无法识别出5种牌号的成品烟丝;(2)烟丝光谱经MSC+FD预处理后的PLS-DA模型可得到较好的识别效果,校正集和测试集的分类识别正确率分别为100%和98.3%;(3)烟丝光谱经MSC+SD预处理后的OPLS-DA模型的模式识别效果最好,模型对自变量拟合指数(R2X）,因变量的拟合指数(R2Y)和模型预测指数(Q2)分别为0.485、0.907 和0.748,近红外光谱校正集和测试集的分类识别正确率均为100%。说明近红外光谱技术结合有监督模式识别方法OPLS-DA建立的烟丝牌号分类模型具有高效快速、准确无损的优点,为卷烟烟丝分类提供了一种新的快速鉴别方法。     

近红外光谱法定性检测菜籽油中多效唑残留

采用近红外光谱技术结合化学计量学方法对菜籽油中多效唑残留进行定性检测。在4000~10000 cm-1光谱范围内采集126个菜籽油样本的近红外透射光谱。对原始光谱进行初步分析后,分别采用线性判别分析(LDA)、簇类独立软模式法(SIMCA)和最小二乘支持向量机(LSSVM)三种不同方法建立菜籽油中多效唑残留的定性检测模型,并对不同多效唑残留的菜籽油样本的分类正确率进行分析。研究结果表明,LDA,SIMCA及LSSVM 3种方法建立的检测模型均具有较高的判别能力,其校正集和预测集的正确率分别为93.33%,91.11%,95.56%和86.11%,88.89%,83.33%。此外,高多效唑残留样本的分类正确率大致趋于100%,而低多效唑残留样本的分类正确率则有一定波动。由此可知,利用近红外光谱技术可对菜籽油中多效唑残留进行快速、无损的定性检测。     

近红外光谱结合LSTSVM算法判别不同等级烟叶

本文用近红外光谱结合最小二乘双胞胎支持向量机(LSTSVM)算法建立了烟叶等级分类模型。从三个等级共210个烟叶样品中,取出120个样品作为建模集,剩余90个样品作为预测集。为了建立最优模型,对光谱预处理方法和模型参数进行筛选优化,最优模型对预测集样品的平均识别率为95.56%,结果表明该方法可以作为烟叶等级分类的一种有效方法。此外,将该算法与SIMCA、PLS-DA、SVM等三种常见的模式识别算法进行了比较,结果表明基于样品的原始光谱,同等条件下,LSTSVM算法的预测效果优于其他三种算法。     

原位实时近红外光谱研究核壳乳液聚合过程

将苯乙烯(St)和丙烯酸丁酯(BA)单体以不同的聚合方式制备核壳乳液和共聚乳液, 并采用近红外光谱技术实现了对乳液反应过程的原位实时监测, 通过对近红外光谱的谱带归属和主成分分析, 为近红外光谱技术判别乳液聚合过程提供了科学依据, 也为判断反向核壳乳液核壳翻转的拐点提出了一种新的方法. 采用簇类独立软模式法(SIMCA)建立了定性判别模型, 得到了很好的判别结果, 为进一步研究近红外光谱技术用于核壳乳液聚合过程奠定了基础.     

近红外光谱与化学计量学方法用于镉污染稻米的定性鉴别

采用近红外光谱漫反射模式结合化学计量学方法对稻米镉含量是否超标进行可行性鉴别分析.本研究收集了120个样本,测定其镉含量值(合格49个,不合格71个).对光谱数据预处理方法优化,确定了平滑,一阶导数以及自归一化后的数据作为输入变量.采用竞争性自适应重加权算法筛选了45个关键变量,并对上述变量的光谱吸收带进行归属.比较了主成分分析-判别分析法、偏最小二乘识别分析、线性判别分析、K-最近邻法与簇类独立软模式法5种模式识别方法.确定采用偏最小二乘识别分析建模效果最好,模型训练集与预测集鉴别准确率分别达到98.8％与91.7％.结果表明,近红外光谱作为初筛方法可用于鉴别稻米中镉含量是否超标.     

基于高光谱成像技术的不同时期番茄植株的快速无损判别研究

利用近红外高光谱成像技术对不同浓度盐胁迫下的番茄叶片进行了定性判别。采集192个叶片样本的平均光谱反射率数据,并对原始光谱数据分别进行多元散射校正（MSC）、标准正态化（SNV）、正交信号校正（OSC）、相关优化偏移（COW）4种预处理,建立了偏最小二乘回归（PLSR）模型。建模结果显示：OSC预处理光谱的建模效果最优。分别采用间隔变量迭代空间收缩法（iVISSA）、间隔随机蛙跳法（IRF）、遗传偏最小二乘算法（GAPLS）、竞争性自适应加权算法（CARS）、变量组合集群分析（VCPA）等方法提取特征波长,建立PLSR模型。结果表明：VCPA提取特征波长所建立的模型最优。将VCPA法提取的11个特征波长（945、975、990、1 002、1 005、1 067、1 204、1 326、1 595、1 642、1 660 nm）用于建立番茄叶片定性判别预测模型,最优预测模型的决定系数（R2P）与预测均方根误差（RMSEP）分别为0.917、0.456。该研究为在线监测植物长势提供了技术支撑。     

基于近红外光谱分析技术的栽培香菇产地快速鉴别

建立了一种基于近红外光谱分析技术的香菇产地鉴别方法。利用近红外光谱仪扫描不同主产地的香菇干样,获得样品的近红外漫反射光谱。利用偏最小二乘判别分析(PLSDA)分别建立了吉林、湖北、福建3个省份栽培香菇的产地判别模型,同时使用光谱预处理和波长筛选技术对判别模型进行优化,最后使用预测样品对模型进行验证。结果表明,使用原始光谱建立的模型能够初步实现对产地的判别,使用光谱预处理技术扣除光谱中的背景信息,同时利用波长筛选技术选择特定波长对模型进行优化后,可进一步提高预测正确率。该方法为香菇产地真实性溯源提供了一种新方法,对香菇产业发展具有重要的实际意义。     

纹党参与白条党参红外光谱的SIMCA聚类鉴别方法研究

以纹党参和白条党参的红外光谱为聚类分析的对象,研究了红外光谱结合SIMCA聚类分析法对纹党参和白条党参进行识别与分类的可行性.选取400 ～2 000 cm~(-1)范围内的光谱,通过基线补偿(Offset)和散射校正(MSC)等预处理后,采用SIMCA聚类分析法建立识别模型.结果表明,所建模型对纹党参和白条党参的识别率分别达92%和96%,拒绝率均为100%.用盲样对所建模型进行了测试,测试结果全部正确.该法可实现对纹党参和白条党参的快速鉴别.     

基于高光谱成像技术的配方烟丝组分判别

应用近红外（1 000～2 200 nm）高光谱成像技术开展了面对像素、面对样本的配方烟丝 4种组分（叶 丝、梗丝、薄片丝、膨胀丝） 的判别研究。以样本高光谱图像的所有像素点光谱数据进行面对像素的组分判 别;以样本所有像素点的平均光谱数据进行面对样本的组分判别。采用二阶导数法结合萨维茨基－戈莱平滑 （SG）滤波对光谱数据进行预处理。通过面对像素数据的主成分分析,证实了基于面对像素的高光谱数据进行 组分判别的可行性,以前5主成分建立的支持向量机模型很好地实现了叶丝与梗丝、叶丝与薄片丝的判别任 务。建立了面对样本的4组分的K近邻和支持向量机判别模型,通过连续投影算法和二阶导数法进行特征波 长选择,筛选出具有高判别准确率的波段,组分判别率达86. 97%。     

Screening of adulteration in packaging biocomposites by infrared spectroscopy and chemometrics

Fourier transform infrared spectroscopy coupled with chemometrics was employed to detect packaging polylactic acid-based biocomposite samples adulterated with polypropylene (PP) 30–45% and linear low-density polyethylene 2–10%. Principal component analysis, soft independent modeling of class analogy (SIMCA) and partial least square discriminate analysis (PLS-DA) chemometric techniques were utilized to classify samples in different classes. Totally, 362 samples were modeled in three different classes (two adulterated and one non-adulterated). The obtained results revealed that PLS-DA is the most suitable chemometric approach for prediction of probable adulteration in biocomposite samples with reliable specificity and selectivity. It could provide 99% correct class prediction rate between non-adulterated biocomposite samples and adulterated ones, while SIMCA methods provided 73.33% prediction accuracy in classification.     

Chemometrics‐enhanced laser‐induced thermal emission detection of PETN and other explosives on various substrates

Infrared emissions (IREs) of samples of pentaerythritol tetranitrate (PETN) deposited as contamination residues on various substrates were measured to generate models for the detection and discrimination of the important nitrate ester from the emissions of the substrates. Mid‐infrared emissions were generated by heating the samples remotely using laser‐induced thermal emission (LITE). Chemometrics multivariate analysis techniques such as principal component analysis (PCA), soft independent modeling by class analogy (SIMCA), partial least squares‐discriminant analysis (PLS‐DA), support vector machines (SVMs), and neural network (NN) were employed to generate the models for the classification and discrimination of PETN IREs from substrate thermal emissions. PCA exhibited less variability for the LITE spectra of PETN/substrates. SIMCA was able to predict only 44.7% of all samples, while SVM proved to be the most effective statistical analysis routine, with a discrimination performance of 95%. PLS‐DA and NN achieved prediction accuracies of 94% and 88%, respectively. High sensitivity and specificity values were achieved for five of the seven substrates investigated. Copyright © 2015 John Wiley & Sons, Ltd.     

Classification of polymer batch variations by dynamic headspace/capillary gas chromatography/multivariate data analysis

Gas chromatographic profiles have been generated from different batches of a polypropylene/polyethylene copolymer. The profiles generated from polymer pellets have been obtained by dynamic headspace/capillary gas chromatography analysis. Initially 10 to 40 peaks were chosen at random from the quantitative reports and transferred to a data table. After appropriate scaling the table has been analyzed by a multivariate statistic program, SIMCA (Soft Independent Modeling of Class Analogy) a pattern recognition technique. The method has been used to differentiate batches according to sensory qualities of the final packaging product and changes in polymer peilet production.     

Comparison of PLS1-DA, PLS2-DA and SIMCA for classification by origin of crude petroleum oils by MIR and virgin olive oils by NIR for different spectral regions

This study compares results obtained with several chemometric methods: SIMCA, PLS2-DA, PLS2-DA with SIMCA, and PLS1-DA in two infrared spectroscopic applications. The results were optimized by selecting spectral ranges containing discriminant information. In the first application, mid-infrared spectra of crude petroleum oils were classified according to their geographical origins. In the second application, near-infrared spectra of French virgin olive oils were classified in five registered designations of origins (RDOs). The PLS-DA discrimination was better than SIMCA in classification performance for both applications. In both cases, the PLS1-DA classifications give 100% good results. The encountered difficulties with SIMCA analyses were explained by the criteria of spectral variance. As a matter of fact, when the ratio between inter-spectral variance and intra-spectral variance was close to the F_c (Fisher criterion) threshold, SIMCA analysis gave poor results. The discrimination power of the variable range selection procedure was estimated from the number of correctly classified samples.     

基于质子转移反应-飞行时间质谱快速鉴别不同产地闽北水仙茶

采用质子转移反应-飞行时间质谱仪(PTR-TOF-MS), 构建了3个产地(武夷山、建阳、建瓯)113个闽北水仙茶样品香气的化学指纹图谱, 对所得的闽北水仙茶香气指纹图谱进行主成分分析(PCA), 获得了不同产地闽北水仙茶样品的质谱信息特征, 然后采用软独立建模分类法(SIMCA)、K最邻近结点算法(KNN)、偏最小二乘判别分析法(PLS-DA)对闽北水仙茶的质谱信息进行了模式识别.结果表明, PTR-TOF-MS结合分类识别模式能有效区分不同产地的闽北水仙茶.PCA 提取了3个主成分, 累计贡献率为84.66%;3个识别模型的校正集判别正确率分别为89.38%、100.00%和100.00%, 预测集的判别正确率分别为83.18%、 96.46%和95.57%.基于此成功建立了不同产地的闽北水仙茶识别模型.本方法无需样品预处理、分析速度快、灵敏度高、对茶叶无损伤, 为茶叶产地溯源提供了新方法.     

Development of diagnostic models for canine osteoarthritis based on serum and joint fluid mid‐infrared spectral data using five different discrimination and classification methods

Osteoarthritis (OA) is an insidious joint disease that gradually leads to cartilage loss and the morphological impairment of other joint tissues. Therefore, early diagnosis and timely therapeutic intervention are of importance. Although there are a few diagnostic techniques used in clinics, these methods have various drawbacks. Infrared spectroscopy has emerged as an important analytical technique with wide applications in a variety of areas including clinical diagnosis. Research has shown that the presence of OA is associated with biochemical changes that are presumed to be reflected in serum or joint fluid. Hence, OA may be detected provided that serum or joint fluid is measured by infrared spectroscopy and appropriate data analysis methods are used to extract the diagnostic information from the infrared spectra. In this work, 5 discrimination and classification methods ([1] principal component analysis coupled with linear discriminant analysis, [2] principal component analysis coupled with multiple logistic regression, [3] partial least squares discriminant analysis, [4] regularized linear discriminant analysis, and [5] support vector machine) were used to build OA diagnostic models based on mid‐infrared spectra of serum and joint fluid. Useful diagnostic models were developed, indicating that infrared spectroscopy coupled with multivariate data analysis methods is very promising as a simple and accurate approach for OA diagnosis. The results also showed that models built from the 5 methods were different, as were the models' predictive performances. Therefore, choice of appropriate data analysis methods in model development should be taken into account.