Ultrafilter translations

We develop a method for extending results about ultrafilters into a more general setting. In this paper we shall be mainly concerned with applications to cardinality logics. For example, assumingV=L, Gödel's Axiom of Constructibility, we prove that if > then the logic with the quantifier there exist many is (,)-compact if and only if either is weakly compact or is singular of cofinality<. As a corollary, for every infinite cardinals and , there exists a (,)-compact non-(,)-compact logic if and only if either < orcf<cf or < is weakly compact.Counterexamples are given showing that the above statements may fail, ifV=L is not assumed.However, without special assumptions, analogous results are obtained for the stronger notion of [,]-compactness.     

The dynamics of perturbations of the contracting Lorenz attractor

We show here that by modifying the eigenvalues ₂ < ₃ < 0 < ₁ of the geometric Lorenz attractor, replacing the usualexpanding condition ₃+₁ > 0 by acontracting condition ₃+₁ < 0, we can obtain vector fields exhibiting transitive non-hyperbolic attractors which are persistent in the following measure theoretical sense: They correspond to a positive Lebesgue measure set in a twoparameter space. Actually, there is a codimension-two submanifold in the space of all vector fields, whose elements are full density points for the set of vector fields that exhibit a contracting Lorenz-like attractor in generic two parameter families through them. On the other hand, for an open and dense set of perturbations, the attractor breaks into one or at most two attracting periodic orbits, the singularity, a hyperbolic set and a set of wandering orbits linking these objects.     

On the lowest eigenvalue of the Laplacian for the intersection of two domains

IfA andB are two bounded domains in _n and (A), (B) are the lowest eigenvalues of – with Dirichlet boundary conditions then there is some translate,B _x, ofB such that (AB _x)<(A)+(B). A similar inequality holds for .There are two corollaries of this theorem: (i) A lower bound for sup _x {volume (AB _x)} in terms of (A), whenB is a ball; (ii) A compactness lemma for certain sequences inW ^1,p ( _n ).Work partially supported by U.S. National Science Foundation grant PHY-8116101 A01. AMS(MOS) Classification: 35P15     

Spectral parameter asymptotics of the Weyl solutions of Sturm-Liouville equations

In the paper one investigates the dependence of Weyl's solution ,)=c(,)+n()s(,) of the Sturm-Liouville equation y+q()y=²y on the spectral parameter . Under the condition that the potential q is bounded from below and q()exp(c₀+c[in1 ¦¦), it is proved for {ie217-01} for any positive values and A. If q()>1 and {ie217-02} for all >0, then in the semiplane >0 the Weyl solution (, ) is obtained from the Weyl solution (,x) is obtained from the Weyl solution e^ix with zero potential, with the aid of a generalization of B. Ya Levin's transformation operators.Translated from Zapiski Nauchnykh Seminarov Leningradskogo Otdeleniya Matematicheskogo Instituta im. V. A. Steklova Akademii Nauk SSSR, Vol. 170, pp. 184–206, 1989.I express my sincere gratitude to L. A. Pastur and I. V. Ostrovskii for valuable advice and discussions.     

Minimality of derivative chains,corresponding to a boundary value problem on a finite segment

One investigates the minimality of derivative chains, constructed from the root vectors of polynomial pencils of operators, acting in a Hilbert space. One investigates in detail the quadratic pencil of operators. In particular, for L()=L₀+L₁+²L₂ with bounded operators L₀0, L₂0 and Re L₁0, one shows the minimality in the space_173-02 of the system {x_k, _kekx_k}, where x_k are eigenvectors of L(), corresponding to the characteristic numbers _kin the deleted neighborhoods of which one has the representation L^–1()=(–_k)^–1R_K+W_K() with one-dimensional operators R_k and operator-valued functions W_K(), k=1, 2, ..., analytic for =_k.Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 42, No. 2, pp. 195–205, February, 1990.     

The Müntz-Szasz problem

A condition is obtained on the placement of point _n (in some sense, the final point) with which completeness of the system of functionsexp (– _n x), Re_n>0, in spaces L^p, 1p<2. is equivalent to divergence of the series re_n(1+¦_n¦²)^–1.Translated from Matematicheskie Zametki, Vol. 23, No. 1, pp. 91–103, January, 1978.Deceased.     

The spectral bound of Schrödinger operators

Let V: R ^N [0, ] be a measurable function, and >0 be a parameter. We consider the behaviour of the spectral bound of the operator 1/2–V as a function of . In particular, we give a formula for the limiting value as , in terms of the integrals of V over subsets of R ^N on which the Laplacian with Dirichlet boundary conditions has prescribed values. We also consider the question whether this limiting value is attained for finite .     

Separation of two (possibly unbounded) components of the spectrum of a linear operator

LetX be a complex Banach space andA: D(A)X a densely defined closed linear operator whose resolvent set contains the real line and for which (–A)^–1 is bounded onR. We give a necessary and sufficient condition, in terms of the complex powers ofA and –A, for the existence of a decompositionX=X ₊X _–, whereX _± are closed subspaces, invariant forA, the spectra of the reduced operatorsA _± are {(A);Im>0} and {(A);Im<0} respectively, and (–A _±)^–1 is bounded forIm0.Finally we give an example of an operator in anL ^p-type space for which the decomposition exists if 1<p<+ and does not exist ifp=1.     

The Spectral Function and Principal Eigenvalues for Schrödinger Operators

Let m , 0 m₊ in Kato's class. We investigate the spectral function s( + m) where s( + m) denotes the upper bound of the spectrum of the Schrödinger operator + m. In particular, we determine its derivative at 0. If m_- is sufficiently large, we show that there exists a unique ₁ > 0 such that s( + ₁m) = 0. Under suitable conditions on m⁺ it follows that 0 is an eigenvalue of + ₁m with positive eigenfunction.     

Nonnegative Hall Polynomials

The number of subgroups of type and cotype in a finite abelian p-group of type is a polynomialg with integral coefficients. We prove g has nonnegative coefficients for all partitions and if and only if no two parts of differ by more than one. Necessity follows from a few simple facts about Hall-Littlewood symmetric functions; sufficiency relies on properties of certain order-preserving surjections that associate to each subgroup a vector dominated componentwise by . The nonzero components of (H) are the parts of , the type of H; if no two parts of differ by more than one, the nonzero components of – (H) are the parts of , the cotype of H. In fact, we provide an order-theoretic characterization of those isomorphism types of finite abelian p-groups all of whose Hall polynomials have nonnegative coefficients.     

On extremal perturbations of semi-Fredholm operators

Given a bounded linear operatorA in an infinite dimensional Banach space and a compact subset of a connected component of its semi-Fredholm domain, we construct a finite rank operatorF such that –A+F is bounded below (or surjective) for each ,F ²=0 and rankF=max min{dimN(–A), codimR(–A)}, if ind(–A)0 (or ind(–A)0, respectively) for each .     

On the width of ordered sets and Boolean algebras

Thewidth (chain number) of a partial order P, < is the smallest cardinal such that ¦A¦< 1 + whenever A is an antichain (chain) in P. We prove that, if a partial order (P, <) has width and cf()=, then P contains antichains A_n (n<) such that ¦A ₀¦<¦A₁¦ <...<={¦A_n¦: n < < } and either A₀1 A₂< ... or A₀>A₁ >A₂> ... A similar structure result is obtained for partial orders with chain number if cf()=. As an application we solve a problem of van Douwen, Monk and Rubin [1] by showing that if a Boolean algebra has width , thencf() .This work has been partially supported by NATO grant No. 339/84.Presented by Bjarni Jonsson.     

Discrete Spectrum of Differential Operators in Spectral Gaps under Nonnegative Perturbations of High Order

Let A be a self-adjoint elliptic second-order differential operator, let (, ) be an inner gap in the spectrum of A, and let B(t) = A + tW ^* W, where W is a differential operator of higher order. Conditions are obtained under which the spectrum of the operator B(t) in the gap (, ) is either discrete, or does not accumulate to the right-hand boundary of the spectral gap, or is finite. The quantity N(, A, W, ), (, ), > 0 (the number of eigenvalues of the operator B(t) passing the point (, ) as t increases from 0 to ) is considered. Estimates of N(, A, W, ) are obtained. For the perturbation W ^* W of a special form, the asymptotics of N(, A, W, ) as + is given. Bibliography: 5 titles.     

Remarks on the perturbation of analytic matrix functions III

As in [N], [LN] the Newton diagram is used in order to get information about the first terms of the Puiseux expansions of the eigenvalues () of the perturbed matrix pencilT(, )=A()+B(, ) in the neighbourhood of an unperturbed eigenvalue () ofA(). In fact sufficient conditions are given which assure that the orders of these first terms correspond to the partial multiplicities of the eigenvalue ₀ ofA().     

Approximation of differentiable functions by polynomial splines in domains with external peaks

For unbounded domains with external power-type peaks, we propose a method for the approximation of functionsf(x) w _p ^r () by polynomial splines in the metricw _p ^r (), 1pq, and present the corresponding estimates.Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 46, No. 9, pp. 1224–1233, September, 1994.     

Cardinal Invariants of λ-Topologies

We study the basic cardinal-valued invariants of C (X) such as weight, density, network weight, i-weight, and tightness, where C (X) is the space of all continuous real functions on X in the -topology.     

Difference Sets with n = 2pm

Let D be a (v,k,) difference set over an abelian group G with even n = k - . Assume that t N satisfies the congruences t q _i ^fi (mod exp(G)) for each prime divisor q_i of n/2 and some integer f_i. In [4] it was shown that t is a multiplier of D provided that n > , (n/2, ) = 1 and (n/2, v) = 1. In this paper we show that the condition n > may be removed. As a corollary we obtain that in the case of n= 2p^a when p is a prime, p should be a multiplier of D. This answers an open question mentioned in [2].     

Bounds on the subdominant eigenvalue involving group inverse with applications to graphs

Let A be an n × n symmetric, irreducible, and nonnegative matrix whose eigenvalues are ₁₂ ... _n. In this paper we derive several lower and upper bounds, in particular on ₂ and _n , but also, indirectly, on . The bounds are in terms of the diagonal entries of the group generalized inverse, Q ^#, of the singular and irreducible M-matrix Q = ₁ I – A. Our starting point is a spectral resolution for Q ^#. We consider the case of equality in some of these inequalities and we apply our results to the algebraic connectivity of undirected graphs, where now Q becomes L, the Laplacian of the graph. In case the graph is a tree we find a graph-theoretic interpretation for the entries of L ^# and we also sharpen an upper bound on the algebraic connectivity of a tree, which is due to Fiedler and which involves only the diagonal entries of L, by exploiting the diagonal entries of L ^#.     

On the positive solutions of some nonlinear diffusion problems

We consider the nonlinear diffusion equationu _t –a(x, u _{x x} )+b(x, u)=g(x, u) with initial boundary conditions andu(t, 0)=u(t, 1)=0. Here,a, b, andg denote some real functions which are monotonically increasing with respect to the second variable. Then, the corresponding stationary problem has a positive solution if and only if(0, ^*) or(0, ^*]. The endpoint ^* can be estimated by , where ₁ u denotes the first eigenvalue of the stationary problem linearized at the pointu. The minimal positive steady state solutions are stable with respect to the nonlinear parabolic equation.

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Zusammenfassung Wir betrachten die nichtlineare Diffusionsgleichungu _t –a(x, u _x ) _x +b(x, u)=g(x, u) mit Randbedingungen undu (t, 0)=u (t, 1)=0. Dabei sinda, b, undg monoton wachsende Funktionen bzgl. des zweiten Argumentes. Das zugehörige stationäre Problem hat genau dann eine positive Lösung, falls (0, ^*) oder(0, ^*]. Der Endpunkt ^* kann durch abgeschätzt werden, wobei ₁ u den ersten Eigenwert des an der Stelleu linearisierten stationären Problems bezeichnet. Die minimale positive stationäre Lösung ist stabil bzgl. der obigen nichtlinearen parabolischen Gleichung.

     

Prediction Problems for Square-Transformed Stationary Processes

This paper discusses the prediction problems for square-transformed process, Y _t = X _t ², where X _t is a stationary process with spectral density g(). The square-transformation is important in prediction of the volatility of ARCH models. First, we evaluate the mean square prediction error for square-transformed process when the predictor is constructed from the true spectral density g(). However, it is often that the true structure g() is not completely specified. Hence, we consider the problem of misspecified prediction when a conjectured spectral density f (), , is fitted to g(). Then, constructing the best linear predictor based on f (), we can evaluate the prediction error for square-transformed process. Also, we consider a bias adjusted prediction problem for the above two cases. Furthermore, we may suppose that X _t is a non-Gaussian process. Then, we evaluate the mean square prediction errors when the best linear predictor is constructed by the true spectral density g() and the conjectured spectral density f (), respectively. Since is usually unknown we estimate it by a quasi-MLE . The second-order asymptotic approximations of the mean square errors of the predictors based on g() and f () are given. Finally, we provide some numerical examples, which show some unexpected features.