Orthogonality of matrices

Let X be a real finite-dimensional normed space with unit sphere S_X and let L(X) be the space of linear operators from X into itself. It is proved that X is an inner product space if and only if for A,C∈L(X)

     

The intersection of left (right) spectra of 2 × 2 upper triangular operator matrices

When A∈B(H) and B∈B(K) are given, we denote by M_C the operator matrix acting on the infinite-dimensional separable Hilbert space H⊕K of the form In this paper, for given A and B, the sets and ?_C∈Inv(K,H)σ_l(M_C) are determined, where σ_l(T),B_l(K,H) and Inv(K,H) denote, respectively, the left spectrum of an operator T, the set of all the left invertible operators and the set of all the invertible operators from K into H.     

A note on complex matrices that are unitarily congruent to real matrices

Every square complex matrix is known to be consimilar to a real matrix. Unitary congruence is a particular type of consimilarity. We prove that a matrix A∈M_n(C) is unitarily congruent to a real matrix if and only if A is unitarily congruent to via a symmetric unitary matrix. It is shown by an example that there exist matrices that are congruent, but not unitarily congruent, to real matrices.     

Semidefinite descriptions of low-dimensional separable matrix cones

Let K⊂E, K^′⊂E^′ be convex cones residing in finite-dimensional real vector spaces. An element y in the tensor product E⊗E^′ is K⊗K^′-separable if it can be represented as finite sum , where x_l∈K and for all l. Let S(n), H(n), Q(n) be the spaces of n×n real symmetric, complex Hermitian and quaternionic Hermitian matrices, respectively. Let further S₊(n), H₊(n), Q₊(n) be the cones of positive semidefinite matrices in these spaces. If a matrix A∈H(mn)=H(m)⊗H(n) is H₊(m)⊗H₊(n)-separable, then it fulfills also the so-called PPT condition, i.e. it is positive semidefinite and has a positive semidefinite partial transpose. The same implication holds for matrices in the spaces S(m)⊗S(n), H(m)⊗S(n), and for m?2 in the space Q(m)⊗S(n). We provide a complete enumeration of all pairs (n,m) when the inverse implication is also true for each of the above spaces, i.e. the PPT condition is sufficient for separability. We also show that a matrix in Q(n)⊗S(2) is Q₊(n)⊗S₊(2)- separable if and only if it is positive semidefinite.     

Elementary operators on self-adjoint operators

Let H be a Hilbert space and let A and B be standard ∗-operator algebras on H. Denote by As and Bs the set of all self-adjoint operators in A and B, respectively. Assume that and are surjective maps such that M(AM^∗(B)A)=M(A)BM(A) and M^∗(BM(A)B)=M^∗(B)AM^∗(B) for every pair A∈As, B∈Bs. Then there exist an invertible bounded linear or conjugate-linear operator and a constant c∈{−1,1} such that M(A)=cTAT^∗, A∈As, and M^∗(B)=cT^∗BT, B∈Bs.     

Schur-class multipliers on the Arveson space: De Branges-Rovnyak reproducing kernel spaces and commutative transfer-function realizations

An interesting and recently much studied generalization of the classical Schur class is the class of contractive operator-valued multipliers S(λ) for the reproducing kernel Hilbert space H(kd) on the unit ball Bd⊂Cd, where kd is the positive kernel kd(λ,ζ)=1/(1−〈λ,ζ〉) on Bd. The reproducing kernel space H(KS) associated with the positive kernel KS(λ,ζ)=(I−S(λ)S^∗(ζ))⋅kd(λ,ζ) is a natural multivariable generalization of the classical de Branges-Rovnyak canonical model space. A special feature appearing in the multivariable case is that the space H(KS) in general may not be invariant under the adjoints of the multiplication operators on H(kd). We show that invariance of H(KS) under for each j=1,…,d is equivalent to the existence of a realization for S(λ) of the form S(λ)=D+C⁻¹(I−λ₁A₁−?−λdAd)(λ₁B₁+?+λdBd) such that connecting operator has adjoint U^∗ which is isometric on a certain natural subspace (U is “weakly coisometric”) and has the additional property that the state operators A₁,…,Ad pairwise commute; in this case one can take the state space to be the functional-model space H(KS) and the state operators A₁,…,Ad to be given by (a de Branges-Rovnyak functional-model realization). We show that this special situation always occurs for the case of inner functions S (where the associated multiplication operator MS is a partial isometry), and that inner multipliers are characterized by the existence of such a realization such that the state operators A₁,…,Ad satisfy an additional stability property.     

Continuity of the spectrum on a class of upper triangular operator matrices

Let B(H) denote the algebra of operators on an infinite dimensional complex Hilbert space H, and let A^○∈B(K) denote the Berberian extension of an operator A∈B(H). It is proved that the set theoretic function σ, the spectrum, is continuous on the set C(i)⊂B(Hi) of operators A for which σ(A)={0} implies A is nilpotent (possibly, the 0 operator) and at every non-zero λ∈σp(A^○) for some operators X and B such that λ∉σp(B) and σ(A^○)={λ}∪σ(B). If CS(m) denotes the set of upper triangular operator matrices , where Aii∈C(i) and Aii has SVEP for all 1?i?m, then σ is continuous on CS(m). It is observed that a considerably large number of the more commonly considered classes of Hilbert space operators constitute sets C(i) and have SVEP.     

Low rank perturbation of regular matrix polynomials

Let A(λ) be a complex regular matrix polynomial of degree ? with g elementary divisors corresponding to the finite eigenvalue λ₀. We show that for most complex matrix polynomials B(λ) with degree at most ? satisfying rank the perturbed polynomial (A+B)(λ) has exactly elementary divisors corresponding to λ₀, and we determine their degrees. If does not exceed the number of λ₀-elementary divisors of A(λ) with degree greater than 1, then the λ₀-elementary divisors of (A+B)(λ) are the elementary divisors of A(λ) corresponding to λ₀ with smallest degree, together with rank(B(λ)-B(λ₀)) linear λ₀-elementary divisors. Otherwise, the degree of all the λ₀-elementary divisors of (A+B)(λ) is one. This behavior happens for any matrix polynomial B(λ) except those in a proper algebraic submanifold in the set of matrix polynomials of degree at most ?. If A(λ) has an infinite eigenvalue, the corresponding result follows from considering the zero eigenvalue of the perturbed dual polynomial.     

Accretive operators and Cassels inequality

Let a,b>0 and let Z∈M_n(R) such that Z lies into the operator ball of diameter [aI,bI]. Then for all positive definite A∈M_n(R),

     

Preservers of spectral radius, numerical radius, or spectral norm of the sum on nonnegative matrices

Let be the set of entrywise nonnegative n×n matrices. Denote by r(A) the spectral radius (Perron root) of . Characterization is obtained for maps such that r(f(A)+f(B))=r(A+B) for all . In particular, it is shown that such a map has the form

     

Numerical ranges of reducible companion matrices

In this paper, we show that a reducible companion matrix is completely determined by its numerical range, that is, if two reducible companion matrices have the same numerical range, then they must equal to each other. We also obtain a criterion for a reducible companion matrix to have an elliptic numerical range, put more precisely, we show that the numerical range of an n-by-n reducible companion matrix C is an elliptic disc if and only if C is unitarily equivalent to A⊕B, where A∈M_n-2, B∈M₂ with σ(B)={aω₁,aω₂}, , ω₁≠ω₂, and .     

A note on the perturbation of positive matrices by normal and unitary matrices

In a recent paper, Neumann and Sze considered for an n × n nonnegative matrix A, the minimization and maximization of ρ(A + S), the spectral radius of (A + S), as S ranges over all the doubly stochastic matrices. They showed that both extremal values are always attained at an n × n permutation matrix. As a permutation matrix is a particular case of a normal matrix whose spectral radius is 1, we consider here, for positive matrices A such that (A + N) is a nonnegative matrix, for all normal matrices N whose spectral radius is 1, the minimization and maximization problems of ρ(A + N) as N ranges over all such matrices. We show that the extremal values always occur at an n × n real unitary matrix. We compare our results with a less recent work of Han, Neumann, and Tastsomeros in which the maximum value of ρ(A + X) over all n × n real matrices X of Frobenius norm was sought.     

The eigenvalue distribution on Schur complements of H-matrices

The paper studies the eigenvalue distribution of some special matrices. Tong in Theorem 1.2 of [Wen-ting Tong, On the distribution of eigenvalues of some matrices, Acta Math. Sinica (China), 20 (4) (1977) 273-275] gives conditions for an n × n matrix A ∈ SD_n ∪ ID_n to have |J_R+(A)| eigenvalues with positive real part, and |J_R-(A)| eigenvalues with negative real part. A counter-example is given in this paper to show that the conditions of the theorem are not true. A corrected condition is then proposed under which the conclusion of the theorem holds. Then the corrected condition is applied to establish some results about the eigenvalue distribution of the Schur complements of H-matrices with complex diagonal entries. Several conditions on the n × n matrix A and the subset α ⊆ N = {1, 2, … , n} are presented such that the Schur complement matrix A/α of the matrix A has eigenvalues with positive real part and eigenvalues with negative real part.     

A system of real quaternion matrix equations with applications

Let H be the real quaternion algebra and H^n×m denote the set of all n×m matrices over H. Let P∈H^n×n and Q∈H^m×m be involutions, i.e., P²=I,Q²=I. A matrix A∈H^n×m is said to be (P,Q)-symmetric if A=PAQ. This paper studies the system of linear real quaternion matrix equations

     

The index formula and the spectral shift function for relatively trace class perturbations

We compute the Fredholm index, index(DA), of the operator DA=(d/dt)+A on L²(R;H) associated with the operator path , where (Af)(t)=A(t)f(t) for a.e. t∈R, and appropriate f∈L²(R;H), via the spectral shift function ξ(⋅;A₊,A₋) associated with the pair (A₊,A₋) of asymptotic operators A_±=A(±∞) on the separable complex Hilbert space H in the case when A(t) is generally an unbounded (relatively trace class) perturbation of the unbounded self-adjoint operator A₋.We derive a formula (an extension of a formula due to Pushnitski) relating the spectral shift function ξ(⋅;A₊,A₋) for the pair (A₊,A₋), and the corresponding spectral shift function ξ(⋅;H₂,H₁) for the pair of operators in this relative trace class context,This formula is then used to identify the Fredholm index of DA with ξ(0;A₊,A₋). In addition, we prove that index(DA) coincides with the spectral flow of the family {A(t)}_t∈R and also relate it to the (Fredholm) perturbation determinant for the pair (A₊,A₋): with the choice of the branch of ln(detH(⋅)) on C₊ such thatWe also provide some applications in the context of supersymmetric quantum mechanics to zeta function and heat kernel regularized spectral asymmetries and the eta-invariant.     

Nearest southeast submatrix that makes multiple a prescribed eigenvalue. Part 1

Given four complex matrices A,B,C and D, where A∈C^n×n and D∈C^m×m, and given a complex number z₀: What is the (spectral norm) distance from D to the set of matrices X∈C^m×m such that z₀ is a multiple eigenvalue of the matrix

     

Essential approximate point spectra and Weyl's theorem for operator matrices

When A∈B(H) and B∈B(K) are given, we denote by MC the operator acting on the infinite dimensional separable Hilbert space H⊕K of the form . In this paper, it is shown that a 2×2 operator matrix MC is upper semi-Fredholm and ind(MC)?0 for some C∈B(K,H) if and only if A is upper semi-Fredholm and

     

Functions of operators under perturbations of class Sp

This is a continuation of our paper [2]. We prove that for functions f in the Hölder class Λα(R) and 1<p<∞, the operator f(A)−f(B) belongs to Sp/α, whenever A and B are self-adjoint operators with A−B∈Sp. We also obtain sharp estimates for the Schatten-von Neumann norms ‖f(A)−f(B)Sp/α_‖ in terms of ‖A−BSp_‖ and establish similar results for other operator ideals. We also estimate Schatten-von Neumann norms of higher order differences . We prove that analogous results hold for functions on the unit circle and unitary operators and for analytic functions in the unit disk and contractions. Then we find necessary conditions on f for f(A)−f(B) to belong to Sq under the assumption that A−B∈Sp. We also obtain Schatten-von Neumann estimates for quasicommutators f(A)R−Rf(B), and introduce a spectral shift function and find a trace formula for operators of the form f(A−K)−2f(A)+f(A+K).