第一性原理研究硫化镉高压相变及其电子结构与弹性性质

采用第一性原理研究了CdS的六方纤锌矿(WZ), 立方闪锌矿(ZB) 和岩盐矿(RS)相在高压条件下的相稳定性、 相变点、电子结构以及弹性性能.WZ相与RS 相可以在相应的压强范围内稳定存在, 而ZB相不能稳定存在.压强大于2.18 GPa时, WZ相向RS相发生金属化相变.WZ相中S原子电负性大于Cd, 且电负性差值小于1.7, CdS的WZ相为共价晶体.高压作用下, S原子半径被强烈压缩, 有效核电荷增加, 对层外电子吸引能力提高, 电负性急剧增大, 导致S与Cd的电负性差值大于1.7, CdS的RS相以离子晶体存在. WZ相的C₄₄随压强增加呈下降趋势, 导致WZ相力学不稳定, 并向RS相转变.当压强大于2.18 GPa时, RS相C₁₁, C₁₂随压强增加而增大, 并且C₄₄保持稳定, 说明RS相具有良好的高压稳定性与力学性能. 关键词： 第一性原理 相变 电子结构 弹性性质     

ZnS结构相变、电子结构和光学性质的研究

运用第一性原理平面波赝势和广义梯度近似方法, 对闪锌矿结构(ZB)和氯化钠结构(RS) ZnS的状态方程及其在高压下的相变进行计算研究, 分析相变点附近的电子态密度、能带结构和光学性质的变化机理. 结果表明: 通过状态方程得到ZB相到RS相的相变压强值为18.1 GPa, 而利用焓相等原理得到的相变压强值为18.0 GPa; 在结构相变过程中, sp³轨道杂化现象并未消失, RS相ZnS的金属性明显增强; 与ZB相ZnS相比, RS相ZnS的介电常数主峰明显增强, 并向低能方向出现了明显偏移, 使得介电峰向低能方向拓展, 在低能区电子跃迁大大增强. 关键词： 硫化锌 相变 电子结构 光学性质     

Pressure-induced phase transition in wurtzite ZnS: An ab initio constant pressure study

We study the pressure-induced phase transition of wurtzite ZnS using a constant pressure ab initio technique. A first-order phase transition into a rocksalt state at 30–35 GPa is observed in the constant pressure simulation. We also investigate the stability of wurtzite (WZ) and zinc-blende (ZB) phases from energy–volume calculations and Gibbs free energies at zero temperature and find that both structures show nearly similar equations of state and transform into a rocksalt structure around 14 GPa, in agreement with experiments. Additionally, we examine the influence of pressure on the electronic structure of the wurtzite and zinc-blende ZnS crystals and find that their band gap energies exhibit similar tendency and increase with increasing pressure. The calculated pressure coefficients and deformation potential are found to be comparable with experiments.     

Pressure induced phase transition in ZnS

The phase transition of ZnS from the zincblende (ZB) structure to the rocksalt (RS) structure is investigated by the ab initio plane-wave pseudopotential density functional theory method. It is found that the pressures for transition from the ZB structure to the RS structure are 17.5 GPa from total energy-volume data and 15.4 GPa from equal enthalpies, consistent with the experimental data. From the high pressure elastic constants obtained, we find that the ZB structure ZnS is unstable when the applied pressure is larger than 17 GPa. Moreover, the dependence of the normalized primitive cell volume V/V₀ on pressure P can also be successfully obtained.     

First-principles calculations of structure and high pressure phase transition in gallium nitride

The phase transitions of semiconductor GaN from the Wurtzite (WZ) structure and the zinc-blende (ZB) structure to the rocksalt (RS) structure are investigated by using the first-principles plane-wave pseudopotential density functional method combined with the ultrasoft pseudopotential scheme in the generalized gradient approximation (GGA) correction. It is found that the phase transitions from the WZ structure and the ZB structure to the RS structure occur at pressures of 46.1 GPa and 45.2 GPa, respectively. The lattice parameters, bulk moduli and their pressure derivatives of these structures of GaN are also calculated. Our results are consistent with available experimental and other theoretical results. The dependence of the normalized formula-unit volume $V/V_{0 }$ on pressure $P$ is also successfully obtained.     

First-Principles Calculations for Elastic Properties of ZnS under Pressure

The pressure dependence of elastic properties of ZnS in zinc-blende （ZB） and wurtzite （WZ） structures are investigated by the generalized gradient approximation （GGA） within the plane-wave pseudopotential density functional theory （DFT）. Our results are in good agreement with the available experimental data and other theoretical results. From the high-pressure elastic constants obtained, we find that the ZB and WZ structures of ZnS are unstable when the applied pressures are larger than 15.8 GPa and 21.3 GPa, respectively. The sound velocities along different directions for the two structures are also obtained. It is shown that as pressure increases, the sound velocities of the shear wave decrease, and those of all the longitudinal waves increase. An analysis has been made to reveal the anisotropy and highly noneentral forces in ZnS.     

Structural stabilities and band structure characteristics of platinum nitride (PtN) via first-principles calculations

The structural phase transformations of the PtN compound with a 1:1 stoichiometric ratio of Pt:N were investigated using the framework of density functional theory (DFT). The full potential linearized augmented plane wave (FP-LAPW) method within the generalized gradient (PBE-GGA) and the Engel–Vosko generalized gradient (EV-GGA) approximations were used. A comparative study of the experimental and theoretical results is provided on the structural properties of zinc-blende (ZB), rock-salt (RS), cesium chloride (CsCl), wurtzite (WZ), nickel arsenide (NiAs), lead monoxide (PbO), and tungsten carbide (WC) phases. The calculated band structure using the modified version of the Becke and Johnson (mBJ) exchange potential reveals the metallic character of the PtN compound. The present study also shows that the PtN compound crystallizes in the WZ phase under ambient conditions. The theoretical transition pressures from WZ to RS, NiAs, PbO, and CsCl transformations are found to be 9.441 GPa, 7.705 GPa, 18.345 GPa and 31.9 GPa, respectively, using the PBE-GGA method.     

First principles study of structural stability,electronic structure and mechanical properties of ReN and TcN

The crystal structure, structural stability, electronic and mechanical properties of ReN and TcN are investigated using first principles calculations. We have considered five different crystal structures: NaCl, zinc blende (ZB), NiAs, tungsten carbide (WC) and wurtzite (WZ). Among these ZB phase is found to be the lowest energy phase for ReN and TcN at normal pressure. Pressure induced structural phase transitions from ZB to WZ phase at 214 GPa in ReN and ZB to NiAs phase at 171 GPa in TcN are predicted. The electronic structure reveals that both ReN and TcN are metallic in nature. The computed elastic constants indicate that both the nitrides are mechanically stable. As ReN in NiAs phase has high bulk and shear moduli and low Poisson's ratio, it is found to be a potential ultra incompressible super hard material.     

Theoretical investigation of the structural stabilities,elastic properties and band structure characteristics of platinum carbide

Ab initio calculations based on the density functional theory within the full-potential linearized augmented plane wave method were carried out to investigate the structural stabilities of the different crystallographic phases, the pressure-induced phase transition and the electronic properties of the platinum carbide (PtC) compound. The zinc-blende (ZB), rock-salt (RS), cesium chloride (CsCl), wurtzite (WZ), nickel arsenide (NiAs), lead monoxide (PbO) and the tungsten carbide (WC) phases were considered. The exchange and correlation potential was treated by the generalized-gradient approximation using the Perde–Burke–Ernzerhof parameterization. The thermodynamic properties such as variation of the bulk modulus, lattice constant, heat capacity, thermal expansion and Debye temperature versus pressures and temperatures are investigated. The band structure results show the metallic character of the PtC compound in all the considered phases and the present study also shows that the PtC compound crystallizes in the ZB phase at ambient conditions. The theoretical transition pressures from the ZB to RS for the NiAs, PbO and CsCl transformations were also computed.     

The stability and electronic properties of wurtzite and zinc-blende ZnS nanowires

The stability and electronic properties of the pristine wurtzite (WZ) and zinc-blende (ZB) structural ZnS nanowires are investigated and compared by using first-principles approaches. It shows that the WZ-ZnS nanowire is more stable energetically than the ZB-ZnS nanowire. The two kinds of ZnS nanowires have different electronic properties due to both the quantum confinement effect and the surface effect. The band gaps of pristine WZ nanowires become larger than that of the corresponding bulk ZnS, while those of ZB nanowires are smaller. The electronic properties of the hydrogen-passivated WZ-ZnS and ZB-ZnS nanowires are further calculated. The underlying physical reason for their energetic and electronic structures is elucidated.     

Elastic and Thermodynamic Properties of CdSe from First-Principles Calculations

The lattice parameters, bulk modulus, phase transition pressure, and temperature dependencies of the elastic constants c_ij of CdSe are investigated by using the Cambridge Serial Total Energy Package (CASTEP) program in the frame of Density Functional Theory (DFT). It is found that the phase transitions from the ZB structure to the RS structure and from WZ structure to RS structure are 2.2 GPa and 2.8 GPa, respectively. Our results agree well with the available experimental data and other theoretical results. The aggregate elastic modulus (B, G, E, A), the Poisson's ratio (υ), the Grüneisen parameter (γ), the Debye temperature Θ_D on pressure and temperature are also successfully obtained.     

Elastic and thermodynamic properties of alkali hydrides XH (X = K,Rb and Cs)

The calculation of the structural, mechanical and thermodynamic properties of the alkali hydrides XH (X?=?K, Rb and Cs) in rock-salt (RS), cesium chloride (CsCl), zinc-blende (ZB) and wurtzite (WZ) phases are done by using the full-potential linearized augmented plane wave (FP-LAPW) method within the frame work of the density functional theory (DFT) as implemented in the WIEN2K code. The Perdew–Burke–Ernzerhof generalized gradient approximation (PBE-GGA) was used for the exchange-correlation potential.The elastic constants and their related properties, as well as the thermodynamic properties, were obtained by using the IRelast package. The calculated elastic constants for the alkali hydrides, with the four structures RS, CsCl, ZB and WZ, at ambient pressure are mechanically stable. The elastic constants and their related properties in the RS structure are changeable with increasing pressure. Elastic constants, bulk modulus, shear modulus (stiffness) and Debye temperatures of these compounds are decreased as going from K to Cs in the periodic table. These compounds in the RS structure are mechanically stronger at ambient conditions.     

Enhanced ionic conduction and disproportionation in pure CuCl at high pressure

The optical and electrical properties of pure cuprous chloride (CuCl) single crystals have been studied under pressure up to 12 GPa. The transition pressures for the three crystallographic phases have been determined as 5.1 ± 0.1 GPa (ZnS → tetragonal) and 8.8 ± 0.4 GPa (tetrag.-NaCl). During the transition at 5.1 GPa, where the coordination number changes, the formation of cupric ions is observed. This is interpreted as a result of a partial, transient, and reversible disproportionation. In the ZnS and NaCl phase, an enhanced ionic conductivity is found following the first transformation into the tetragonal structure. The concentration of the mobile ions is typically 10¹⁸ cm^?3 and their diffusivity is ～ 4×10^?7 cm²s^?1. An applied voltage in excess of 0.7 V causes anodic oxidation of Cu⁺ which mimics much higher conductivity.     

Investigations of phase transition, elastic and thermodynamic properties of GaP by using the density functional theory

The phase transition of gallium phosphide (GaP) from zinc-blende (ZB) to a rocksalt (RS) structure is investigated by the plane-wave pseudopotential density functional theory (DFT). Lattice constant a₀, elastic constants c_ij, bulk modulus B₀ and the pressure derivative of bulk modulus B₀' are calculated. The results are in good agreement with numerous experimental and theoretical data. From the usual condition of equal enthalpies, the phase transition from the ZB to the RS structure occurs at 21.9 GPa, which is close to the experimental value of 22.0 GPa. The elastic properties of GaP with the ZB structure in a pressure range from 0 GPa to 21.9 GPa and those of the RS structure in a pressure range of pressures from 21.9 GPa to 40 GPa are obtained. According to the quasi-harmonic Debye model, in which the phononic effects are considered, the normalized volume V/V₀, the Debye temperature θ, the heat capacity C_v and the thermal expansion coefficient α are also discussed in a pressure range from 0 GPa to 40 GPa and a temperature range from 0 K to 1500 K.     

高压下ZnSe 纳米带的结构相变及拉曼散射研究

 利用高压原位角散X射线衍射实验研究了ZnSe纳米带的结构稳定性。发现样品在12.6 GPa 附近存在一个从立方闪锌矿型到立方岩盐矿型的结构相变,并且在相变点附近存在较大的体积收缩,相对体积变化率达13%。利用Birch-Murnaghan 状态方程拟合,得到了闪锌矿相的体弹模量约为56 GPa,略低于体材料的体弹模量（约67 GPa）;并得到其立方岩盐矿相的体弹模量约为116 GPa。高压拉曼散射实验结果表明,横光学声子模散射峰在5.5 GPa压力附近发生劈裂,纵光学声子模散射峰在12.8 GPa压力以上逐渐消失。根据角散实验的体弹模量数据,计算得到了闪锌矿相中对应不同声子模式的格林爱森常数。     

Electronic structure engineering of ZnO with the modified Becke–Johnson exchange versus the classical correlation potential approaches

In this study, we report investigations of structural and electronic properties of ZnO in wurtzite (WZ), rock salt (RS) and zinc-blende (ZB) phases. Calculations have been done with full-potential linearized augmented plane wave plus local orbital method developed within the frame work of Density Functional Theory (DFT). For structural properties investigations, Perdew and Wang proposed local density approximations (LDA) and Perdew et al. proposed generalized gradient approximations (GGA) have been applied. Where for electronic properties in addition to these, Tran–Blaha modified Becke–Johnson (mBJ) potential has been used. Our computed band gap values of ZnO in WZ and ZB phases with mBJ potential are significantly improved compared to those with LDA and GGA; however, in RS phase, energy gap is significantly overestimated compared to experimental measurements. The Zn-d band was found to be more narrower with mBJ potential than that of LDA and GGA. On the other hand, our evaluated crystal field splitting energy values overestimate the experimental values.     

First-principles calculations for electronic, optical and thermodynamic properties of ZnS

The electronic, optical and thermodynamic properties of ZnS in the zinc-blende （ZB） and wurtzite （WZ） structures are investigated by using the plane-wave pseudopotential density functional theory （DFT）. The results obtained are consistent with other theoretical results and the available experimental data. When the pressures are above 20.5 and 27 GPa, the ZB-ZnS and the WZ-ZnS are converted into indirect gap semiconductors, respectively. The critical point structure of the frequency-dependent complex dielectric function is investigated and analysed to identify the optical transitions. Moreover, the values of heat capacity Cv and Debye temperature θ at different pressures and different temperatures are also obtained successfully.     

Electronic and optical properties of BAs under pressure

The electronic and optical properties of boron arsenide (BAs) in the zinc-blende (ZB) and rock-salt (RS) phases have been studied by the density functional theory (DFT) method based on the generalized gradient approximation (GGA). Using the enthalpy-pressure data, the structural phase transition from ZB to RS is observed at 141 GPa. Our calculated electronic properties show that ZB-BAs is a semiconductor, whereas RS-BAs is a semi-metal. Calculations of the dielectric function and absorption coefficient have been performed for the energy range 0-30 eV. The dependence of pressure on band structure and optical spectra is also investigated. The results are compared with available theoretical and experimental data.     

Self-consistent model of nanowire growth and crystal structure with regard to the adatom diffusion

A self-consistent model of growth and structure of semiconductor nanowires is proposed. The crystal phase of group III–V semiconductor nanowires is studied. The critical radius of the transition from the hexagonal wurtzite (WZ) structure to the cubic structure of zinc blende (ZB) type is calculated as a function of parameters of the system of materials and the gaseous medium supersaturation. The model presented here is applicable to both gas-phase and molecular beam epitaxies and allows one to calculate the probability of formation of the WZ and ZB phases under various deposition conditions.     

First-principles study of zinc-blende to rocksalt phase transition in BN

The structural, electronic and elastic properties of the cubic boron nitride (BN) compound are investigated by a first-principle pseudopotential method. The calculations show that the structural phase transition from the zinc-blende(ZB) structure to the rocksalt (RS) structure occurs at a transition pressure of 1088 GPa and with a volume reduction of 3.1%. Both the ZB and RS structures of BN have indirect gaps, with energy gaps of 4.80 eV and 2.11 eV, respectively. The positive pressure derivative of the indirect band gap (Γ-X) energy for the the ZB phase and the predicted ultrahigh metallization pressure are attributed to the absence of d occupations in the valence bands. The increase of the shear modulus with increasing pressure implies that the lattice stability becomes higher when BN is compressed.