On approximations of rank one -perturbations

Approximations of rank one -perturbations of self-adjoint operators by operators with regular rank one perturbations are discussed. It is proven that in the case of arbitrary not semibounded operators such approximations in the norm resolvent sense can be constructed without any renormalization of the coupling constant. Approximations of semibounded operators are constructed using rank one non-symmetric regular perturbations.

     

Form sums of nonnegative selfadjoint operators

Summary The sum of two unbounded nonnegative selfadjoint operators is a nonnegative operator which is not necessarily densely defined. In general its selfadjoint extensions exist in the sense of linear relations (multivalued operators). One of its nonnegative selfadjoint extensions is constructed via the form sum associated with A and B. Its relations to the Friedrichs and Krein--von Neumann extensions of A+Bare investigated. For this purpose, the one-to-one correspondence between densely defined closed semibounded forms and semibounded selfadjoint operators is extended to the case of nondensely defined semibounded forms by replacing semibounded selfadjoint operators by semibounded selfadjoint relations. In particular, the inequality between two closed nonnegative forms is shown to be equivalent to a similar inequality between the corresponding nonnegative selfadjoint relations.</o:p>     

On hypercyclic rank one perturbations of unitary operators

Recently, S. Grivaux showed that there exists a rank one perturbation of a unitary operator in a Hilbert space which is hypercyclic. Another construction was suggested later by the first and the third authors. Here, using a functional model for rank one perturbations of singular unitary operators, we give yet another construction of hypercyclic rank one perturbation of a unitary operator. In particular, we show that any countable union of perfect Carleson sets on the circle can be the spectrum of a perturbed (hypercyclic) operator.     

Perturbation of the Drazin inverse for closed linear operators

We investigate the perturbation of the Drazin inverse of a closed linear operator recently introduced by second author and Tran, and derive explicit bounds for the perturbations under certain restrictions on the perturbing operators. We give applications to the solution of perturbed linear equations, to the asymptotic behaviour ofC ₀-semigroups of linear operators, and to perturbed differential equations. As a special case of our results we recover recent perturbation theorems of Wei and Wang.     

Perturbation theory of selfadjoint matrices and sign characteristics under generic structured rank one perturbations

For selfadjoint matrices in an indefinite inner product, possible canonical forms are identified that arise when the matrix is subjected to a selfadjoint generic rank one perturbation. Genericity is understood in the sense of algebraic geometry. Special attention is paid to the perturbation behavior of the sign characteristic. Typically, under such a perturbation, for every given eigenvalue, the largest Jordan block of the eigenvalue is destroyed and (in case the eigenvalue is real) all other Jordan blocks keep their sign characteristic. The new eigenvalues, i.e. those eigenvalues of the perturbed matrix that are not eigenvalues of the original matrix, are typically simple, and in some cases information is provided about their sign characteristic (if the new eigenvalue is real). The main results are proved by using the well known canonical forms of selfadjoint matrices in an indefinite inner product, a version of the Brunovsky canonical form and on general results concerning rank one perturbations obtained.     

Eigenvalue perturbation theory of classes of structured matrices under generic structured rank one perturbations

udy the perturbation theory of structured matrices under structured rank one perturbations, and then focus on several classes of complex matrices. Generic Jordan structures of perturbed matrices are identified. It is shown that the perturbation behavior of the Jordan structures in the case of singular J-Hamiltonian matrices is substantially different from the corresponding theory for unstructured generic rank one perturbation as it has been studied in [18, 28, 30, 31]. Thus a generic structured perturbation would not be generic if considered as an unstructured perturbation. In other settings of structured matrices, the generic perturbation behavior of the Jordan structures, within the confines imposed by the structure, follows the pattern of that of unstructured perturbations.     

On semibounded restrictions of self-adjoint operators

After the von Neumann's remark [10] about pathologies of unbounded symmetric operators and an abstract theorem about stability domain [9], we develope here a general theory allowing to construct semibounded restrictions of selfadjoint operators in explicit form. We apply this theory to quantum-mechanical momentum (position) operator to describe corresponding stability domains. Generalization to the case of measurable functions of these operators is considered. In conclusion we discuss spectral properties of self-adjoint extensions of constructed self-adjoint restrictions.     

Eigenvalue perturbation theory of symplectic,orthogonal, and unitary matrices under generic structured rank one perturbations

We study the perturbation theory of structured matrices under structured rank one perturbations, with emphasis on matrices that are unitary, orthogonal, or symplectic with respect to an indefinite inner product. The rank one perturbations are not necessarily of arbitrary small size (in the sense of norm). In the case of sesquilinear forms, results on selfadjoint matrices can be applied to unitary matrices by using the Cayley transformation, but in the case of real or complex symmetric or skew-symmetric bilinear forms additional considerations are necessary. For complex symplectic matrices, it turns out that generically (with respect to the perturbations) the behavior of the Jordan form of the perturbed matrix follows the pattern established earlier for unstructured matrices and their unstructured perturbations, provided the specific properties of the Jordan form of complex symplectic matrices are accounted for. For instance, the number of Jordan blocks of fixed odd size corresponding to the eigenvalue 1 or ?1 have to be even. For complex orthogonal matrices, it is shown that the behavior of the Jordan structures corresponding to the original eigenvalues that are not moved by perturbations follows again the pattern established earlier for unstructured matrices, taking into account the specifics of Jordan forms of complex orthogonal matrices. The proofs are based on general results developed in the paper concerning Jordan forms of structured matrices (which include in particular the classes of orthogonal and symplectic matrices) under structured rank one perturbations. These results are presented and proved in the framework of real as well as of complex matrices.     

Riesz bases for p-subordinate perturbations of normal operators

For a class of unbounded perturbations of unbounded normal operators, the change of the spectrum is studied and spectral criteria for the existence of a Riesz basis with parentheses of root vectors are established. A Riesz basis without parentheses is obtained under an additional a priori assumption on the spectrum of the perturbed operator. The results are applied to two classes of block operator matrices.     

Bemerkungen über nichtlineare Störungen von Schrödinger-Operatoren

Nonlinear perturbations of Schrödinger operators are considered. It is shown that the surjectivity (resp. bijectivity) of the perturbed nonlinear operator is conserved if the nonlinearity is the sum of two operators satisfying the conditions (H 2) and (H 3) respectively and of an operator which is not necessarily monotone ((H1)). The method used here consists in cutting off and mollifying the nonlinear perturbation in such a way that the approximate equation can be easily solved by the classical Schauder theorem. At the end of this paper a short outline is given, in which it is shown that the methods can also be applied to the case of complex solutions and to wider classes of partial differential equations.     

On finite rank perturbations of definitizable operators

It was shown by P. Jonas and H. Langer that a selfadjoint definitizable operator A in a Krein space remains definitizable after a finite rank perturbation in resolvent sense if the perturbed operator B is selfadjoint and the resolvent set ρ(B) is nonempty. It is the aim of this note to prove a more general variant of this perturbation result where the assumption on ρ(B) is dropped. As an application a class of singular ordinary differential operators with indefinite weight functions is studied.     

Orthogonality in Classes

 Let denote the von Neumann–Schatten class, its norm and let be an elementary operator defined by . We shall characterize those operators which are orthogonal to the range of in the sense that for all . The main results of this paper are: If and (i) if A, C, respectively B, D are commuting normal operators with , or (ii) if A, B are contractions and , then is orthogonal to the range of if and only of S is in the kernel of . Furthermore, in both cases, the algebraic direct sum satisfies . (Received 9 February 2000; in revised form 21 February, 2001)     

An approximation problem of the finite rank operator in Banach spaces

By the method of geometry of Banach spaces, we have proven that a bounded linear operator in Banach space is a compact linear one iff it can be uniformly approximated by a sequence of the finite rank bounded homogeneous operators, which reveals the essence of the counter example given by Enflo.     

A note on stability of stochastic systems with unbounded perturbations ∗

In this note we consider the question of stabilizability on Hilbert space of systems governed by abstract stochastic differential equations containing randomly perturbed operators. It is shown that, under certain assumptions, a feedback control law can be found that makes the system exponentially stable in the mean square sense even in the presence of unbounded perturbations of the generator     

Some Selfadjoint 2$\times$2 Operator Matrices Associated with Closed Operators

We study a 22 operator matrix associated with a closed densely defined operator. Among others, the selfadjointness of a closed symmetric operator and the strong commutativity of two (unbounded) self-adjoint operators are characterized in terms of the related operator matrices. We propose a definition of strong commutativity for closed symmetric operators. Submitted: November 8, 2001     

Robustness of strongly and polynomially stable semigroups

In this paper we study the robustness properties of strong and polynomial stability of semigroups of operators. We show that polynomial stability of a semigroup is robust with respect to a large and easily identifiable class of perturbations to its infinitesimal generator. The presented results apply to general polynomially stable semigroups and bounded perturbations. The conditions on the perturbations generalize well-known criteria for the preservation of exponential stability of semigroups. We also show that the general results can be improved if the perturbation is of finite rank or if the semigroup is generated by a Riesz-spectral operator. The theory is applied to deriving concrete conditions for the preservation of stability of a strongly stabilized one-dimensional wave equation.     

Nevanlinna Functions,Perturbation Formulas,and Triplets of Hilbert Spaces

Let S be a closed symmetric operator with defect numbers (1,1) in a Hilbert space ?? and let A be a selfadjoint operator extension of S in ??. Then S is necessarily a graph restriction of A and the selfadjoint extensions of S can be considered as graph perturbations of A, cf. [8]. Only when S is not densely defined and, in particular, when S is bounded, 5 is given by a domain restriction of A and the graph perturbations reduce to rank one perturbations in the sense of [23]. This happens precisely when the Q - function of S and A belongs to the subclass No of Nevanlinna functions. In this paper we show that by going beyond the Hilbert space ?? the graph perturbations can be interpreted as compressions of rank one perturbations. We present two points of view: either the Hilbert space ?? is given a one-dimensional extension, or the use of Hilbert space triplets associated with A is invoked. If the Q - function of S and A belongs to the subclass N₁ of Nevanlinna functions, then it is convenient to describe the selfadjoint extensions of S including its generalized Friedrichs extension (see [6]) by interpolating the original triplet, cf. [5]. For the case when A is semibounded, see also [4]. We prove some invariance properties, which imply that such an interpolation is independent of the (nonexceptional) extension.     

Finite rank perturbations of contractions

We study finite rank perturbations of contractions of classC _.0 with finite defect indices. The completely nonunitary part of such a perturbation is also of classC _.0, while the unitary part is singular. When the defect indices of the original contraction are not equal, it can be shown that almost always (with respect to a suitable measure) the perturbation has no unitary part.     

Bounds on the non-real spectrum of differential operators with indefinite weights

Ordinary and partial differential operators with an indefinite weight function can be viewed as bounded perturbations of non-negative operators in Krein spaces. Under the assumption that 0 and $\infty $ are not singular critical points of the unperturbed operator it is shown that a bounded additive perturbation leads to an operator whose non-real spectrum is contained in a compact set and with definite type real spectrum outside this set. The main results are quantitative estimates for this set, which are applied to Sturm–Liouville and second order elliptic partial differential operators with indefinite weights on unbounded domains.