Quasi-Affinity in certain Classes of Operators

The family of operators S + V (, C, Re > 0), where V isan injective S-Volterra operator (that is, [S, V[ = V²) and— A — V^–1 generates a uniformly bounded C₀-semigroup,is studied in the context of similarity and of the weaker quasi-affinityrelation. It is shown that S is similar to S + V for all , C,Re > 1, and is a quasi-affine transform of S + tV for allt 0 and 0 < < 1.     

Correction: Abelian Varieties defined over their Fields of Moduli, I

Bull London Math. Soc, 4 (1972), 370–372. The proof of the theorem contains an error. Before giving acorrect proof, we state two lemmas. LEMMA 1. Let K/k be a cyclic Galois extension of degree m, let generate Gal (K/k), and let (A, I, ) be defined over K. Supposethat there exists an isomorphism :(A,I,) (A, I, ) over K suchthat v^m–1 ... = 1, where v is the canonical isomorphism(A^m, I^m, ^m) (A, I, ). Then (A, I, ) has a model over k, whichbecomes isomorphic to (A, I, ) over K. Proof. This follows easily from [7], as is essentially explainedon p. 371. LEMMA 2. Let G be an abelian pro-finite group and let : G Q/Z be a continuous character of G whose image has order p.Then either: (a) there exist subgroups G' and H of G such that H is cyclicof order p^m for some m, (G') = 0, and G = G' x H, or (b) for any m > 0 there exists a continuous character m ofG such that p^m _m = . Proof. If (b) is false for a given m, then there exists an element G, of order p^r for some r m, such that () ¦ 0. (Considerthe sequence dual to 0 Ker (p^m) G ^pm G). There exists an opensubgroup G_o of G such that (G₀) = 0 and has order p^r in G/G₀.Choose H to be the subgroup of G generated by , and then aneasy application to G/G₀ of the theory of finite abelian groupsshows the existence of G' (note that () ¦ 0 implies that is not a p-th. power in G). We now prove the theorem. The proof is correct up to the statement(iv) (except that (i) should read: F' k₁ F'ab). To removea minor ambiguity in the proof of (iv), choose to be an elementof Gal (F'_ab/k₂) whose image $$\stackrel{\&macr;}{\sigma}$$ in Gal (k₁/k₂) generates this last group. The error occursin the statement that the canonical map v : A^P A acts on pointsby sending a^p a; it, of course, sends a a. The proof is correct, however, in the case that it is possibleto choose so that ^p = 1 (in Gal (F'/k₂)). By applying Lemma 2 to G = Gal (F'_ab/k₂) and the map G Gal(k₁/k₂) one sees that only the following two cases have to beconsidered. (a) It is possible to choose so that ^pm = 1, for some m, andG = G' x H where G' acts trivially on k₁ and H is generatedby . (b) For any m > 0 there exists a field K, F'ab K k₁ k₂is a cyclic Galois extension of degree p^m. In the first case, we let K F'_ab be the fixed field of G'.Then (A, I, ), regarded as being defined over K, has a modelover k₂. Indeed, if m = 1, then this was observed above, butwhen m > 1 the same argument applies. In the second case, let : (A, I, ) (A$$\stackrel{\&macr;}{\sigma}$$, I$$\stackrel{\&macr;}{\sigma }$$, $$\stackrel{\&macr;}{\sigma}$$) be an isomorphism defined over k₁ and let v ... ^p–1 = µ(R). If is replaced by for some Aut_k1((A, I, )) then is replacedby ^P. Thus, as µ(R) is finite, we may assume that ^pm–1= 1 for some m. Choose K, as in (b), to be of degree p^m overk₂. Let _m be a generator of Gal (K/k₂) whose restriction tok₁ is $$\stackrel{\&macr;}{\sigma }$$. Then : (A, I, ) (A^{$$\stackrel{\&macr;}{\sigma }$$}, I^{$$\stackrel{\&macr;}{\sigma}$$}, ^{$$\stackrel{\&macr;}{\sigma }$$} = (A^{$$\stackrel{\&macr;}{\sigma}$$m}, I^{$$\stackrel{\&macr;}{\sigma }$$m}, ^{$$\stackrel{\&macr;}{\sigma}$$m} is an isomorphism defined over K and v ^mpm–1, ... ^m =^pm–1 = 1, and so, by) Lemma 1, (A, I, ) has a model overk₂ which becomes isomorphic to (A, I, over K. The proof may now be completed as before. Addendum: Professor Shimura has pointed out to me that the claimon lines 25 and 26 of p. 371, viz that µ(R) is a puresubgroup of _R^*t, does not hold for all rings R. Thus this condition,which appears to be essential for the validity of the theorem,should be included in the hypotheses. It holds, for example,if µ(R) is a direct summand of µ(F).     

Precise Spectral Asymptotics for Logistic Equations of Population Dynamics

The semilinear elliptic eigenvalue problem with superlinearpure power nonlinearity is considered. This problem is treatedfrom the standpoint of L²-theory and the precise asymptoticformula for the eigenvalue parameter = () as is established,where is the L²-norm of the solution u associated with . 2000Mathematics Subject Classification 35P30 (primary), 35J60 (secondary).     

Logarithmic Convexity for Supremum Norms of Harmonic Functions

We prove the following convexity property for supremum normsof harmonic functions. Let be a domain in Rⁿ, ₀ and E a subdomainand a compact sebset of ,respectively. Then there exists a constant = (E, ₀, ) (0, 1) such that for all harmonic functions u on, the inequality is valid.The case of concentric balls E plays a key role in the proof.For positive harmonic funcitons ono osuch balls, we determinethe sharp constant in the inequlity.     

The Set of {omega}-Limit Points of A Map of the Circle is Closed

Let f be a continuous self-map of the unit circle, S¹. The -limitpoints (x) of a point x are the set of all limit points of thesequence of iterates of f acting on x. We shall show that theset of all -limit points _xS¹(x) a closed set in S¹.     

Correction: on the Intersection Matrices of Curves lying on Irregular Algebraic Surfaces

Professor W. F. Hammond has kindly drawn my attention to a blunderin 4 of the above paper. He referred to the ( – 2r) xß submatrix D of the skew-symmetric matrix displayednear the top of page 181, of which it is asserted that it issquare and non-singular, and pointed out that, from the factthat the matrix of which D forms part is regular, it may onlybe deduced that the columns of D are linearly independent; thatis, it only follows that – 2r ß. The validity of the equation – 2r = ß is essentialto the succeeding argument and, fortunately, may be establishedby alternative means. Using the nomenclature of the paper, wehave on F the set ₁^*, ..., _2r^*, ₁^*, ..., _ß^* of independent3-cycles (independent because they cut independent 1-cycleson the curve C), which may be completed, to form a basis forsuch cycles on F, by a further set ₁', ..., _2q–2r–pof independent 3-cycles, each of which meets C in a cycle homologousto zero on C. The cycles ₁^*, ..., ^* are invariant cycles andare independent on F so that, if > 2r + ß, thereis a non-trivial linear combination ^* of these having zero intersectionon C with each of the cycles ₁^*, ..., _2r^*, ₁^*, ..., _ß^*.Thus we have. (^* ._k^*)c = 0 = (^* ._i^*)c i.e. (^* ._k^*) = 0 = (^* ._i^* on F (1 k 2r; 1 i ß). Furthermore, (_j . C) 0 on C and we have (^* ._j .C)_C = 0 i.e. (^* ._j) = 0 on F (1 j 2q – 2r – ß). It now follows that ^* 0 on F (for it has zero intersectionwith every member of a basic set of 3-cycles on F). But thiscondradicts the assumption that ^* is a non-trivial linear combinationof the independent cycles ₁^*, ...,^*; and hence < 2r + ß.     

Approximation of Ground State Eigenvalues and Eigenfunctions of Dirichlet Laplacians

Let be a bounded connected open set in R^N, N 2, and let –0be the Dirichlet Laplacian defined in L²(). Let > 0 be thesmallest eigenvalue of –, and let > 0 be its correspondingeigenfunction, normalized by ||||₂ = 1. For sufficiently small>0 we let R() be a connected open subset of satisfying Let – 0 be the Dirichlet Laplacian on R(), and let >0and >0 be its ground state eigenvalue and ground state eigenfunction,respectively, normalized by ||||₂=1. For functions f definedon , we let Sf denote the restriction of f to R(). For functionsg defined on R(), we let Tg be the extension of g to satisfying 1991 Mathematics SubjectClassification 47F05.     

Cardinal Invariants and Eventually Different Functions

In this paper we study several kinds of maximal almost disjointfamilies. In the main result of this paper we show that forsuccessor cardinals , there is an unexpected connection betweeninvariants a_e(), b() and a certain cardinal invariant m_d(⁺)on ⁺. As a corollary we get for example the following result.For a successor cardinal , even assuming that ^< = and 2= ⁺, the following is not provable in Zermelo–Fraenkelset theory. There is a ⁺-cc poset which does not collapse andwhich forces a() = ⁺ < a_e() = ⁺⁺ = 2. We also apply the ideasfrom the proofs of these results to study a = a() and non(M).2000 Mathematics Subject Classification 03E17 (primary), 03E05(secondary).     

On the 'pits effect' of Littlewood and Offord

Asymptotic behaviour of the entire functions , with real _n is studied. It turns out that the Phragmén–Lindelöfindicator of such a function is always non-negative, unlessf(z)=e^az. For a special choice of _n= n² with irrational , theindicator is constant and f has completely regular growth inthe sense of Levin and Pfluger. Similar functions of arbitraryorder are also considered.     

Smoothness of Holonomies for Codimension 1 Hyperbolic Dynamics

Hyperbolic invariant sets of C¹⁺ diffeomorphisms where eitherthe stable or unstable leaves are 1-dimensional are consideredin this paper. Under the assumption that the has local productstructure, the authors prove that the holonomies between the1-dimensional leaves are C¹⁺ for some 0 < < 1.     

Extremal Properties of Contraction Semigroups on Hilbert and Banach Spaces

Let f be a unit vector and T = {T(t) = e^tA: t 0} be a (C₀)contraction semigroup generated by A on a complex Hilbert spaceX. If |T(t)f,f| 1 as t then f is an eigenvector of A correspondingto a purely imaginary eigenvalue. If one allows X to be a Banachspace, the same situation can be considered by replacing T(t)f,fby (T(t)f) where is a unit vector in X^* dual to f. If |(T(t)f)| 1, as t , is f an eigenvector of A? The answer is sometimesyes and sometimes no.     

Trivial centralizers for codimension-one attractors

We show that if is a codimension-one hyperbolic attractor fora C^r diffeomorphism f, where 2 r , and f is not Anosov, thenthere is a neighborhood of f in Diff^r(M) and an open and denseset of such that any g has a trivial centralizer on thebasin of attraction for .     

Anzai Skew Products with Lebesgue Component of Infinite Multiplicity

Let f be a 1-periodic C¹-function whose Fourier coefficientssatisfy the condition _n|n|³|f(n|² < . For every R\Q andm Z\{0}, we consider the Anzai skew product T(x, y) = (x +, y + mx + f(x)) acting on the 2-torus. It is shown that T hasinfinite Lebesgue spectrum on the orthocomplement L²(dx) ofthe space of functions depending only on the first variable.This extends some earlier results of Kushnirenko, Choe, Lemaczyk,Rudolph, and the author. 1991 Mathematics Subject Classification28D05.     

An Example on Sobolev Space Approximation

For each d2 we construct a connected open set R^d such that = int (clos()), and for each k 1 and each p [1, ), the subsetW^k, () fails to be dense in the Sobolev space W^{k, p}(), in thenorm of W^{k, p}(). 1991 Mathematics Subject Classification 46E35,46F05.     

On A Minimization Problem for Vector Fields in L1

This paper treats the problem of minimizing the norm of vectorfields in L¹ with prescribed divergence. The ridge of . playsan important role in the analysis, and in the case where R²is a polygonal domain, the ridge is thoroughly analysed andsome examples are presented. In the case where Rⁿ is a Lipschitzdomain and the divergence is a finite positive Borel measure,the infimum is calculated, and it is shown that if an extremalexists, then it is of the form ₁ = –Fd, where F is a nonnegativefunction and d(x) is the distance from x to the boundary .Finally, if R² is a polygonal domain and the measure is representedby a nonnegative continuous function, then an explicit expressionfor the extremal is given, and it is proven that this extremalis unique.     

Packing, Tiling, Orthogonality and Completeness

Let R^d be an open set of measure 1. An open set DR^d is calleda ‘tight orthogonal packing region’ for if D–Ddoes not intersect the zeros of the Fourier transform of theindicator function of , and D has measure 1. Suppose that isa discrete subset of R^d. The main contribution of this paperis a new way of proving the following result: D tiles R^d whentranslated at the locations if and only if the set of exponentialsE = {exp 2i, x: } is an orthonormal basis for L²(). (This resulthas been proved by different methods by Lagarias, Reeds andWang [9] and, in the case of being the cube, by Iosevich andPedersen [3]. When is the unit cube in R^d, it is a tight orthogonalpacking region of itself.) In our approach, orthogonality ofE is viewed as a statement about ‘packing’ R^d withtranslates of a certain non-negative function and, additionally,we have completeness of E in L²() if and only if the above-mentionedpacking is in fact a tiling. We then formulate the tiling conditionin Fourier analytic language, and use this to prove our result.2000 Mathematics Subject Classification 52C22, 42B99, 11K70.     

Bounds for the Independence Number of Critical Graphs

In 1968 Vizing conjectured that any independent vertex set ofan edge-chromatic critical graph G contains at most half ofthe vertices of G, that is, (G|(G)|). Let be the maximum vertexdegree in a critical graph. For each , we determine c() suchthat (G)c()|V)|. 1991 Mathematics Subject Classification 05C15,05C70.     

Metric Entropy of Convex Hulls in Hilbert Spaces

We show in this note the following statement which is an improvementover a result of R. M. Dudley and which is also of independentinterest. Let X be a set of a Hilbert space with the propertythat there are constants , >0, and for each n N, the setX can be covered by at most n balls of radius n^–. Then,for each n N, the convex hull of X can be covered by 2ⁿ ballsof radius . The estimate is best possible for all n N, apart from the value c=c(, , X).In other words, let N(, X), >0, be the minimal number ofballs of radius covering the set X. Then the above result isequivalent to saying that if N(, X)=O(^–1/) as 0, thenfor the convex hull conv (X) of X, N(, conv (X)) =O(exp(^–2/(12))). Moreover, we give an interplay between several coveringparameters based on coverings by balls (entropy numbers) andcoverings by cylindrical sets (Kolmogorov numbers). 1991 MathematicsSubject Classification 41A46.     

On the Behaviour of the First Eigenfunction of the p-Laplacian Near its Critical Points

In this paper, the behaviour of the positive eigenfunction of in u_| = 0, p > 1, isstudied near its critical points. Under some convexity and symmetryassumptions on , is seen to have a unique critical point atx = 0; also, the behaviour of both and is determined nearby.Positive solutions u to some general problems –_pu = f(u)in , u_| = 0, are also considered, with some convexity restrictionson u. 2000 Mathematics Subject Classification 35B05 (primary),35J65, 35J70 (secondary).     

Analytic Discs Attached From the Outside Have Knotted Boundaries

Let be a pseudoconvex domain in C² with smooth boundary, andlet be a smooth embedded analytic disc intersecting transversally along the curve A. Then A isknotted in . 2000 Mathematics Subject Classification 32U99.