Spectral densities of response functions for the O(3) symmetric Anderson and two channel Kondo models

The O(3) symmetric Anderson model is an example of a system which has a stable low energy marginal Fermi liquid fixed point for a certain choice of parameters. It is also exactly equivalent, in the large U limit, to a localized model which describes the spin degrees of freedom of the linear dispersion two channel Kondo model. We first use an argument based on conformal field theory to establish this precise equivalence with the two channel model. We then use the numerical renormalization group (NRG) approach to calculate both one-electron and two-electron response functions for a range of values of the interaction strength U. We compare the behaviours about the marginal Fermi liquid and Fermi liquid fixed points and interpret the results in terms of a renormalized Majorana fermion picture of the elementary excitations. In the marginal Fermi liquid case the spectral densities of all the Majorana fermion modes display a dependence on the lowest energy scale, and in addition the zero Majorana mode has a delta function contribution. The weight of this delta function is studied as a function of the interaction U and is found to decrease exponentially with U for large U. Using the equivalence with the two channel Kondo model in the large U limit, we deduce the dynamical spin susceptibility of the two channel Kondo model over the full frequency range. We use renormalized perturbation theory to interpret the results and to calculate the coefficient of the ln divergence found in the low frequency behaviour of the T=0 dynamic susceptibility. Received 29 January 1999     

Dependent Hazards in Multivariate Survival Problems

A new class of bivariate survival distributions is constructed from a given family of survival distributions. The properties of these distributions are analyzed. It is shown that the same bivariate survival function can be derived using two radically different concepts: one involves transformation of the well-known bivariate survival function; the other involves correlated stochastic hazards. The new conditions that guarantee negative associations of life spans are derived. An exponential representation of the survival function for two related individuals is derived in terms of the conditional distribution of the stochastic hazards among survivors. Versions of the multivariate correlated gamma-frailty model are investigated.     

Operat orized Bogoliubov Transformat ion and Seniority Mixing in Collective States of Nuclei

The operatorized Bogoliubov transformation (OBT) to deal with the seniority mixing problem in the cojlective states composed of S and D nucleon pairs is introduced. The spurious components of such states due to seniority mixing are disdussed and evaluated by using OBT.     

考虑属性关联的C-TODIM决策方法

针对属性具有关联性的多属性决策问题,考虑到决策者具有参照依赖和损失规避行为,提出一种新的C-TODIM决策方法。依据经典TODIM决策方法,考虑决策者的参照依赖行为,计算每个方案相对于其它各个方案关于各属性的收益或损失值;再考虑到决策者的损失规避行为,集成属性关联情形下方案关于所有属性的收益或损失值,得到每个方案相对于其它各个方案的个体感知优势度;在此基础上,计算每个方案的总体感知优势度,并依据总体感知优势度的大小对方案进行排序。最后通过一个风险投资的算例验证该方法的可行性和有效性。     

Crystal electric field excitations in ferromagnetic CeTX compounds

A ferromagnetic ground state was identified for the compounds CeCuGe (T_C=10 K), CeCuSi (T_C=15 K) [F. Yang, et al., J. Appl. Phys. 69 (1991) 4705] and CeAuGe (T_C=10 K) [R. Pottgen, J. Magn. Magn. Mater. 152 (1996) 196]. The observed saturation magnetic moment values at low temperatures for all three compounds are considerably less than the theoretically expected value g_JJ=2.14μ_B for the free Ce³⁺ ion involving the entire six-fold J=5/2 multiplet, and thus provide a first indication of partial lifting of the f-electron level degeneracy in these compounds. Specific heat data yield crystal electric field (CEF) excitation energies (Δ_Sch) equivalent to 140 K for CeCuGe, 110 K for CeCuSi and 280 K for CeAuGe. To confirm the presence of CEF excitations directly, we have carried out inelastic neutron scattering (INS) measurements on all three compounds, using the HET spectrometer at ISIS Facility. Here, we present a detailed analysis of the INS spectra of CeCuSi on the basis of a CEF model and the detailed analysis of the INS of the other two compounds will be reported elsewhere.     

量子相变和量子临界现象

本文综述凝聚态物理学中的量子相变和量子临界现象,首先考察了相变中存在量子效应的可能性,通过横磁场Ising模型介绍了量子相变的基本特征;接下来对照热临界现象,引入了量子标度和量子重正化的基本概念和操作方式;然后利用量子临界现象的方案,分析了密度驱动、无序驱动和关联驱动的金属-绝缘体相变;继续利用量子临界性的概念探讨如重电子化合物、铜氧化物和巡游铁磁体这类复杂的相互作用多粒子系统;最后选择量子点、碳纳米管和单层石墨为例,介绍了量子临界性在低维和纳米系统研究中的作用.     

银薄膜对光学基底表面粗糙度及光散射的影响

为了研究金属银薄膜与光学基底表面粗糙度和光散射的关系,提出了通过对光学薄膜矢量散射公式积分来获得界面粗糙度完全相关模型和完全非相关模型下其表面的总反射散射的方法.理论计算了光学基底上两种模型在不同厚度银膜下的总反射散射和双向反射分布函数.结果表明,当沉积在光学基底上的银薄膜的厚度大于80 nm后,两种模型下计算的银薄膜的表面总反射散射都等于基底的总积分散射,银薄膜能较好地复现出基底的粗糙度轮廓.实验研究表明为了复现基底的粗糙度,银薄膜的最佳厚度应在80~160 nm之间.     

Asymptotic properties of local polynomial regression with missing data and correlated errors

The main objective of this work is the nonparametric estimation of the regression function with correlated errors when observations are missing in the response variable. Two nonparametric estimators of the regression function are proposed. The asymptotic properties of these estimators are studied; expresions for the bias and the variance are obtained and the joint asymptotic normality is established. A simulation study is also included.