偏最小二乘法测定复方乙酰水杨酸片中的有效成分

将偏最小二乘法(PLS)与近红外漫反射光谱法相结合,对复方乙酰水杨酸片进行无损非破坏定量分析．建立了最佳的数学校正模型,比较了样品中3种有效成分(乙酰水杨酸、非那西丁和咖啡因)同时测定和单独测定时的主成分数对PLS定量预测能力的影响,预测了未知样品。3种有效成分同时测定和单独测定建立的PLS模型具有相同的主成分数,PLS预报浓度与参考浓度具有相近的标准偏差,说明用PLS法同时测定3种组分的含量是可行的。     

Development of a rapid process monitoring method for dry-coated tableting process by using near-infrared spectroscopy

A nondestructive transmittance near-infrared (NIR) method for detecting off-centered cores in dry-coated (DC) tablets was developed as a monitoring system in the DC tableting process. Caffeine anhydrate was used as a core active pharmaceutical ingredient (API), and DC tablets were made by the direct compression method. NIR spectra were obtained from these intact DC tablets using the transmittance method. The reference assay was performed with HPLC. Calibration models were generated by partial least squares (PLS) regression and principal component regression (PCR) utilizing external validations. Hierarchical cluster analysis (HCA) of the results confirmed that NIR spectroscopy correctly detected off-centered cores in DC tablets. We formulated and used the Centering Index (CI) to evaluate the precision of core alignment and generated an NIR calibration model that could correctly predict this index. The principal component (PC) 1 loading vector of the final calibration model indicated that it could specifically detect the misalignment of tablet cores. The model also had good linearity and accuracy. The CIs of unknown sample tablets predicted by the final calibration model and those calculated through the HPLC analysis were closely parallel with each other. These results demonstrate the validity of the final calibration model and the utility of the transmittance NIR spectroscopic method developed in this study as a monitoring system in DC tableting process.     

Combined wavelet transform-artificial neural network use in tablet active content determination by near-infrared spectroscopy

The pharmaceutical industry faces increasing regulatory pressure to optimize quality control. Content uniformity is a basic release test for solid dosage forms. To accelerate test throughput and comply with the Food and Drug Administration's process analytical technology initiative, attention is increasingly turning to nondestructive spectroscopic techniques, notably near-infrared (NIR) spectroscopy (NIRS). However, validation of NIRS using requisite linearity and standard error of prediction (SEP) criteria remains a challenge. This study applied wavelet transformation of the NIR spectra of a commercial tablet to build a model using conventional partial least squares (PLS) regression and an artificial neural network (ANN). Wavelet coefficients in the PLS and ANN models reduced SEP by up to 60% compared to PLS models using mathematical spectra pretreatment. ANN modeling yielded high-linearity calibration and a correlation coefficient exceeding 0.996.     

Content uniformity of pharmaceutical solid dosage forms by near infrared hyperspectral imaging: A feasibility study

Near-infrared imaging systems simultaneously record spectral and spatial information. Each measurement generates a data cube containing several thousand spectra. Chemometric methods are therefore required to extract qualitative and quantitative information. The aim of this study was to determine the feasibility of quantifying active pharmaceutical ingredient (API) and excipient content in pharmaceutical formulations using hyperspectral imaging.Two kinds of tablets with a range of API content were analysed: a binary mixture of API and cellulose, and a pharmaceutical formulation with seven different compounds. Two pixel sizes, 10 μm/pixel and 40 μm/pixel, were compared, together with two types of spectral pretreatment: standard normal variate (SNV) normalization and Savitzky-Golay smoothing. Two methods of extracting concentrations were compared: the partial least squares 2 (PLS2) algorithm, which predicts the content of several compounds simultaneously, and the multivariate classical least squares (CLS) algorithm based on pure compound reference spectra without calibration.Best content predictions were achieved using 40 μm/pixel resolution and the PLS2 method with SNV normalized spectra. However, the CLS method extracted distribution maps with higher contrast and was less sensitive to noisy spectra and outliers; its API predictions were also highly correlated to real content, indicating the feasibility of predicting API content using hyperspectral imaging without calibration.     

近红外光谱结合特征变量筛选方法用于农药乳油中毒死蜱含量的测定

为提高毒死蜱农药乳油中有效成分近红外光谱定量分析模型的精度和稳定性。采用联合区间偏最小二乘法(siPLS)结合遗传算法(GA)筛选特征变量,由交互验证法确定最佳主成分因子数及筛选的变量数。结果表明,从全光谱区优选出81个变量,主成分因子数为11时,能建立性能最优的模型,模型预测集的决定系数R_p~2为0.972,预测均方根误差(RMSEP)为0.353%。研究表明,利用siPLS结合GA方法优选特征变量,能大幅度地消除农药乳油光谱变量间的冗余信息和无关信息,降低模型的复杂度,提高农药有效成分预测模型的精度及稳定性。     

An expeditious method for determining particle size distribution by near infrared spectroscopy: Comparison of PLS2 and ANN models

The particle size distribution of a solid product can be crucial parameter considering its application to different kinds of processes. The influence of particle size on near infrared (NIR) spectra has been used to develop effective alternative methods to traditional ones in order to determine this parameter. In this work, we used the chemometrical techniques partial least squares 2 (PLS2) and artificial neural networks (ANNs) to simultaneously predict several variables to the rapid construction of particle size distribution curves. The PLS2 algorithm relies on linear relations between variables, while the ANN technique can model non-linear systems.Samples were passed through sieves of different sieve opening in order to separate several size fractions that were used to construct two types of particle size distribution curves. The samples were recorded by NIR and their spectra were used with PLS2 and ANN to develop two calibration models for each. The correlation coefficients and relative standard errors of prediction (RSEP) have been used to assess the goodness of fit and accuracy of the results.The four calibration models studied provided statistically identical results based on RSEP values. Therefore, the combined use of NIR spectroscopy and PLS2 or ANN calibration models allows determining the particle size distributions accurately. The results obtained by ANN or PLS2 are statistically similar.     

Quantitative analysis of diphenhydramine hydrochloride in pharmaceutical wafers using near infrared and Raman spectroscopy

Wafers with varying concentrations of diphenhydramine hydrochloride (DPH-HCl) as active pharmaceutical ingredient (API) were prepared and their near infrared (NIR) and Raman spectra recorded. The purpose of this study was to compare the suitability of these two vibrational spectroscopic techniques for the quantification of DPH-HCl in pharmaceutical wafers. Partial least squares (PLS1) calibration models with different data pretreatments were tested. Both NIR and Raman spectroscopy proved to be suitable to predict DPH-HCl contents at lower concentration ranges. At higher concentrations, interference by crystallization processes was observed. For investigating the general applicability of the quantification methods, two commercially available products were examined.     

Quantitative Analysis of Uncoated Eszopiclone Tablets by Near-Infrared Spectroscopy

This study employed near-infrared (NIR) spectroscopy to analyze content uniformity, moisture content, compression force, tablet hardness, average particle size, and particle-size distribution. The content uniformity, moisture content, compression force, tablet hardness, and average particle size models yielded high correlation coefficients (R²) of 0.99582, 0.99725, 0.99620, 0.96294, and 0.98421, respectively, whereas the particle size distribution models showed good predictive ability. Conventional criteria such as R², root-mean-square error of calibration, and the root-mean-square error of prediction were used to evaluate the accuracy and precision of the model. To ensure the accuracy and predictability of the content model for low-dose tablets, additional validation and reliability evaluations were performed using 70%, 80%, 100%, 120%, and 130% drug concentrations as well as 90% and 110% active content formulations. Near-infrared spectroscopy with multivariate modeling is a rapid, nondestructive technique for the characterization of the manufacturing process.     

Quantitative determination of prednisone in tablets by infrared attenuated total reflection and Raman spectroscopy

The quantification of prednisone in tablets was performed using partial least squares (PLS) models based on FTIR-attenuated total reflection (ATR) and FT-Raman spectra. To compare the predictive ability of these models, the relative standard error of prediction (RSEP) values were calculated. In the case of prednisone determination from the FT-Raman data, RSEP values of 3.1 and 3.2% for the calibration and validation data sets were obtained. For FTIR-ATR models, which were constructed using five spectra for each sample, these errors amounted to 2.6 and 2.9%, respectively. Four commercial products containing 1, 5, 10, and 20 mg prednisone/tablet were quantified. Concentrations derived from the elaborated models correlated strongly with the results of reference analyses and with the declared values (in parentheses). The analyses gave recoveries of 100.0-101.6% (100.1-103.0%) and 98.1-103.2% (100.4-102.9%) for FTIR-ATR and FT-Raman data, respectively. A successful quantification of prednisolone in tablets containing 5 mg active ingredient/tablet was also performed using the PLS model, which was based on FTIR-ATR spectra, with a recovery of 99.8 (98.8%). Both reported spectroscopic techniques can be used as fast and convenient alternatives to the standard pharmacopeial methods of prednisone and prednisolone quantification in solid dosage forms. However, in the case of FTIR-ATR spectroscopy, it is necessary to repeat measurements several times to obtain sufficiently low quantification errors.     

PLS-ANN算法-NIR光谱非破坏性Norvasc药物有效成分的定量分析

采用偏最小二乘(PLS)结合人工神经网络(ANN)算法解析Norvasc(络活喜)药片的近红外(NIR)漫反射光谱, 实现了对其中有效成分苯磺酸氨氯地平的非破坏定量测定. 设计了最佳的PLS-ANN模型, 分别讨论了最佳波长范围、 导数光谱及输入层和隐含层节点数对预测结果的影响. 以HPLC法的测定结果作标准, 苯磺酸氨氯地平浓度预测值的相对误差RE＜3.5%, 该方法可用于Norvasc药品实际生产中的质量控制.     

The use of NIR as a multi-parametric in situ monitoring technique in filamentous fermentation systems

The use of Fourier transform near infrared (FT-NIR) spectroscopy for simultaneous determination of multiple properties in an active pharmaceutical ingredient (API) fermentation process is described, together with procedures for developing accurate NIR calibrations with a performance independent of scale and the specific bioreactor used. Measurements were made in situ, by insertion of transflection probes into pilot and industrial bioreactors providing direct contact with the fermentation culture media. The ultimate goal was to establish methods for real time process monitoring aimed at enhanced process supervision, fault detection diagnosis and control of bioreactors. The in situ acquired spectra were related to lab results of samples taken from the reactors during the course of the manufacturing process. Suitable spectral wavenumber regions were selected and calibration models based on partial least squares (PLS) were developed. The root mean square errors of prediction for API content, viscosity, nitrogen source and carbon source concentration were all within acceptable ranges as compared to the off-line lab measurements, respectively, 0.03% (w/w), 150 cp, 0.01% (w/w), and 0.4% (w/w).     

Fusion strategies for selecting multiple tuning parameters for multivariate calibration and other penalty based processes: A model updating application for pharmaceutical analysis

New multivariate calibration methods and other processes are being developed that require selection of multiple tuning parameter (penalty) values to form the final model. With one or more tuning parameters, using only one measure of model quality to select final tuning parameter values is not sufficient. Optimization of several model quality measures is challenging. Thus, three fusion ranking methods are investigated for simultaneous assessment of multiple measures of model quality for selecting tuning parameter values. One is a supervised learning fusion rule named sum of ranking differences (SRD). The other two are non-supervised learning processes based on the sum and median operations. The effect of the number of models evaluated on the three fusion rules are also evaluated using three procedures. One procedure uses all models from all possible combinations of the tuning parameters. To reduce the number of models evaluated, an iterative process (only applicable to SRD) is applied and thresholding a model quality measure before applying the fusion rules is also used. A near infrared pharmaceutical data set requiring model updating is used to evaluate the three fusion rules. In this case, calibration of the primary conditions is for the active pharmaceutical ingredient (API) of tablets produced in a laboratory. The secondary conditions for calibration updating is for tablets produced in the full batch setting. Two model updating processes requiring selection of two unique tuning parameter values are studied. One is based on Tikhonov regularization (TR) and the other is a variation of partial least squares (PLS). The three fusion methods are shown to provide equivalent and acceptable results allowing automatic selection of the tuning parameter values. Best tuning parameter values are selected when model quality measures used with the fusion rules are for the small secondary sample set used to form the updated models. In this model updating situation, evaluation of all possible models, thresholding, and iterative SRD performed equivalently for the three fusion rules with TR and PLS performed worse. While the application is model updating, the fusion processes are applicable to other situations requiring selection of multiple tuning parameter values.     

Determination of benzo[a]pyrene in cigarette mainstream smoke by using mid-infrared spectroscopy associated with a novel chemometric algorithm

Determination of benzo[a]pyrene (BaP) in cigarette smoke can be very important for the tobacco quality control and the assessment of its harm to human health. In this study, mid-infrared spectroscopy (MIR) coupled to chemometric algorithm (DPSO-WPT-PLS), which was based on the wavelet packet transform (WPT), discrete particle swarm optimization algorithm (DPSO) and partial least squares regression (PLS), was used to quantify harmful ingredient benzo[a]pyrene in the cigarette mainstream smoke with promising result. Furthermore, the proposed method provided better performance compared to several other chemometric models, i.e., PLS, radial basis function-based PLS (RBF-PLS), PLS with stepwise regression variable selection (Stepwise-PLS) as well as WPT-PLS with informative wavelet coefficients selected by correlation coefficient test (rtest-WPT-PLS). It can be expected that the proposed strategy could become a new effective, rapid quantitative analysis technique in analyzing the harmful ingredient BaP in cigarette mainstream smoke.     

Quantitative determination of acetylsalicylic acid and acetaminophen in tablets by FT-Raman spectroscopy

A procedure for quantitative determination of acetylsalicylic acid and acetaminophen in pharmaceuticals by PLS (partial least squares) and PCR (principal component regression) treatment of FT (Fourier transform)-Raman spectroscopic data is proposed. The proposed method was tested on powdered samples. Three chemometric models were built: the first, for samples consisting of an active substance diluted by lactose, starch and talc; the second, in which a simple inorganic salt was applied as an internal standard and additions were not taken into account; and the third, in which a model was constructed for a commercial pharmaceutical, where all constituents of the tablet were known. By utilising selected spectral ranges and by changing the chemometric conditions it is possible to carry out fast and precise analysis of the active component content in medicines on the basis of the simplified chemometric models. The proposed method was tested on five commercial tablets. The results were compared with data obtained by intensity ratio and pharmacopoeial methods. To appraise the quality of the models, the relative standard error of predictions (RSEPs) were calculated for calibration and prediction data sets. These were 0.7-2.0% and 0.8-2.3%, respectively, for the different PLS models. Application of these models to the Raman spectra of commercial tablets containing acetylsalicylic acid gave RSEP values of 1.3-2.0% and a mean accuracy of 1.2-1.7% with a standard deviation of 0.6-1.2%.     

New reliable Raman collection system using the wide area illumination (WAI) scheme combined with the synchronous intensity correction standard for the analysis of pharmaceutical tablets

A novel and reliable Raman collection system for the non-destructive analysis of pharmaceutical tablets has been proposed. The main idea was to develop and utilize the wide area illumination (WAI) scheme for Raman collection to cover a large surface area (coverage area: 28.3 mm²) of solid tablet to dramatically improve the reliability in sample representation and the reproducibility of sampling due to less sensitivity of sample placement with regard to the focal plane. Simultaneously, the effective and synchronous standard configuration using isobutyric anhydride was harmonized with the WAI scheme to correct the problematic variation of Raman intensity from the change of laser power. To verify the quantitative performance of the proposed scheme, the compositional analysis of active ingredient in naproxen tablet has been performed. The average sample composition was successfully represented by using the WAI scheme compared to the conventional scheme with a much smaller illumination area. After the intensity correction using the non-overlapping peak of isobutyric anhydride standard and area normalization, a partial least squares (PLS) model was developed using an optimized spectral range and the concentrations of naproxen in tablets were accurately predicted. The prediction accuracy was not sensitive to changes in laser power or tablet position within ±2 mm. Additionally, the prediction accuracy was repeatable without systematic drift or need for re-calibration.     

中药口服固体制剂原辅料近红外光谱数据库的构建及应用

建立了中药口服固体制剂原辅料近红外(NIR)光谱数据库,采用模式识别方法研究了NIR光谱数据在物料分类和物性预测中的应用。使用便携式近红外光谱仪快速测量149批原辅料粉末的NIR漫反射光谱数据,并录入iTCM数据库。利用主成分分析(PCA)法探究NIR光谱数据对已知结构物料的分类能力,采用偏最小二乘(PLS)法研究了NIR光谱对原辅料物性参数和直接压片片剂性能的预测能力。经标准正态变量变换(SNV)+Savitzky-Golay(SG)平滑+一阶导数处理后的NIR光谱数据对微晶纤维素、乳糖、乙基纤维素、交联聚维酮和羟丙基甲基纤维素这5类辅料的区分能力较好。NIR光谱数据与原辅料粉末粒径、密度和吸湿性的相关性较强。NIR光谱信息作为物料物理性质的补充,可提高粉末直接压片片剂性能预测模型的性能。NIR光谱数据是iTCM数据库物性参数数据的补充,物性参数与NIR光谱数据的结合能更全面地表征原辅料的性质。     

Comparison of Different PLS Algorithms for Simultaneous Determination of Cd(II), Cu(II), Pb(II), and Zn(II) by Anodic Stripping Voltammetry at Bismuth Film Electrode

In this work we evaluated the use of different variable selection techniques combined with partial least‐squares regression (PLS) – genetic algorithm PLS (GA‐PLS), interval PLS (iPLS), and synergy interval PLS (siPLS) – in the simultaneous determination of Cd(II), Cu(II), Pb(II) and Zn(II) by anodic stripping voltammetry at a bismuth film. Generally, variable selection provided an improvement in prediction results when compared to full‐voltammogram PLS. The use of interval selection based algorithms have shown to be most adequate than the selection of discrete variables by GA. Excellent analytical performances were obtained despite the inherent complexity of the simultaneous determination.     

Partial least squares and random sample consensus in outlier detection

A novel outlier detection method in partial least squares based on random sample consensus is proposed. The proposed algorithm repeatedly generates partial least squares solutions estimated from random samples and then tests each solution for the support from the complete dataset for consistency. A comparative study of the proposed method and leave-one-out cross validation in outlier detection on simulated data and near-infrared data of pharmaceutical tablets is presented. In addition, a comparison between the proposed method and PLS, RSIMPLS, PRM is provided. The obtained results demonstrate that the proposed method is highly efficient.     

Discrimination of Beers by Cyclic Voltammetry Using a Single Carbon Screen-printed Electrode

A fast, simple and costless methodology without sample pre-treatment is proposed for the discrimination of beers. It is based on cyclic voltammetry (CV) using commercial carbon screen-printed electrodes (SPCE) and includes a correction of the signals measured with different SPCE units. Data are submitted to partial least squares discriminant analysis (PLS−DA) and support vector machine discriminant analysis (SVM−DA), which allow a reasonable classification of the beers. Also, CV data from beers can be used to predict their alcoholic degree by partial least squares (PLS) and artificial neural networks (ANN). In general, non-linear methods provide better results than linear ones.     

A nonlinear partial least squares algorithm using quadratic fuzzy inference system

We introduce a new nonlinear partial least squares algorithm ‘Quadratic Fuzzy PLS (QFPLS)’ that combines the outer linear Partial Least Squares (PLS) framework and the Takagi–Sugeno–Kang (TSK) fuzzy inference system. The inner relation between the input and the output PLS score vectors is modeled by a quadratic TSK fuzzy inference system. The performance of the proposed QFPLS method is tested and compared against four other well‐known partial least squares methods (Linear PLS (LPLS), Quadratic PLS (QPLS), Linear Fuzzy PLS (LFPLS), and Neural Network PLS (NNPLS)) on various different types of randomly generated test data. QFPLS outperformed competitors based on two comparison measures: the output variables cumulative per cent variance captured by the PLS latent variables and the root mean‐square error of prediction (RMSEP). Copyright © 2009 John Wiley & Sons, Ltd.