Wideband high-resolution direction of arrival estimation method based on the pressure-velocity combined processing using the acoustic vector sensor array

In order to solve the problem of DOA (Direction of Arrival) estimation of underwater distant wideband targets, a novel coherent signal-subspace method based on the cross spectral matrix of pressure and particle velocity using the Acoustic Vector Sensor Array (AVSA) is proposed in this paper. The proposed method is different from existing AVSA based DOA estimation methods in using particle velocity information of Acoustic Vector Sensor (AVS) as an independent array element. It is entirely based on the combined information processing of pressure and particle velocity, namely, the P-V cross spectrum, has better DOA estimation performance than existing methods in isotropic noise field. By theoretical analysis, both focusing principle and eigendecomposition theory based on the P-V cross spectral matrix are given. At the same time, the corresponding criteria for source number detection is also presented. Computer simulations with data from lake trials demonstrate that the proposed method is effective and obviously outperforms existing methods in resolution and accuracy in the case of low Signal-to-Noise Ratio (SNR).     

矢量声纳高速运动目标稳健高分辨方位估计

针对水声矢量信号处理框架中的高速运动目标低信噪 比小快拍条件下的稳健高分辨方位估计问题, 将压缩感知技术应用于水声矢量信号空间谱估计模型中. 结合声矢量传感器结构特性, 探讨了基于声压振速联合处理的广义时域滤波方法; 结合矩阵空域预滤波理论, 设计了基于阻带约束通带均方误差最大值最小的空域滤波器, 研究了矢量声纳空域预滤波方法; 结合以上分析, 提出了基于压缩感知技术的时空联合滤波高分辨方位估计方法, 给出了方法的数学模型、物理解释及具体实施步骤.理论分析和计算机仿真试验表明, 新方法对于小快拍数 条件下的矢量声纳高速运动目标高分辨方位估计问题, 具有较低的双目标分辨门限和较高的估计精度, 有着良好的应用前景.湖上试验验证了方法的有效性. 关键词： 声矢量传感器 空间谱估计 时空滤波 压缩感知     

Acoustic vector sensor signal processing

Acoustic vector sensor simultaneously, colocately and directly measures orthogonal components of particle velocity as well as pressure at single point in acoustic field so that is possible to improve performance of traditional underwater acoustic measurement devices or detection systems and extends new ideas for solving practical underwater acoustic engineering problems. Although acoustic vector sensor history of appearing in underwater acoustic area is no long, but with huge and potential military demands, acoustic vector sensor has strong development trend in last decade, it is evolving into a one of important underwater acoustic technology. Under this background, we try to review recent progress in study on acoustic vector sensor signal processing, such as signal detection, DOA estimation, beamforming, and so on.     

分布式矢量传感器对宽带源被动定位的方法研究

本文给出了两种基于矢量传感器的被动定位方法。一般来说，对目标进行被动定位可以通过方位信息或时延信息来实现。单个矢量传感器就可以实现目标方位估计，而对多个矢量传感器接收的信号进行互相关运算即可得到目标对各矢量传感器的时延信息。本文先给出了利用方位信息进行被动定位的方法，然后给出了利用分布式矢量传感器进行方位一时延信息联合被动定位的新方法，并通过仿真分析对这两种方法的定位性能进行了比较。     

压差式矢量水听器方位估计中的干扰抵消

矢量水听器由于能获取声场中标量（声压）和矢量（振速）信息，因此单个的矢量水听器就可实现目标方位估计。单个矢量水听器是利用信号的声压和质点振速之间相关性进行信号方位估计，但是当存在干扰，并且干扰和信号之间相关时，如果对运用能量流进行方位估计的方法不加改进，则会出现很大的误差，甚至出现错误的估计。本文提出一种存在已知噪声干扰情况下的干扰抵消方法，并针对该方法进行了仿真试验，最后运用湖试数据进行了验证。结果表明，该方法能有效地减弱相千千柑对信号的影响，实现对信号的方位估计。     

声矢量阵阵元位置及幅相误差有源校正算法*

针对声矢量阵幅相误差及阵元位置误差校正问题,基于特征分解法,提出一种简单实用的有源校正算法。该方法需要合作信源的至少3个方位信息,根据声矢量阵的通道特征,利用特征分解法构造矩阵方程组,通过矩阵运算得到声矢量阵阵元位置和幅相误差参数,从而实现对声矢量阵的校正。大量计算机仿真表明该校正算法具有良好的声矢量阵阵列误差参数估计性能。     

On the angular error of intensity vector based direction of arrival estimation in reverberant sound fields

An acoustic vector sensor provides measurements of both the pressure and particle velocity of a sound field in which it is placed. These measurements are vectorial in nature and can be used for the purpose of source localization. A straightforward approach towards determining the direction of arrival (DOA) utilizes the acoustic intensity vector, which is the product of pressure and particle velocity. The accuracy of an intensity vector based DOA estimator in the presence of noise has been analyzed previously. In this paper, the effects of reverberation upon the accuracy of such a DOA estimator are examined. It is shown that particular realizations of reverberation differ from an ideal isotropically diffuse field, and induce an estimation bias which is dependent upon the room impulse responses (RIRs). The limited knowledge available pertaining the RIRs is expressed statistically by employing the diffuse qualities of reverberation to extend Polack's statistical RIR model. Expressions for evaluating the typical bias magnitude as well as its probability distribution are derived.     

一种基于矢量水听器阵的归一化加权Capon波束形成方法

矢量水听器同时拾取声场的标量信息声压和矢量信息振速。本文在分析了各向同性噪声场下矢量水听器阵Capon波束形成方位谱的基础上，提出了一种归一化加权Capon波束形成的改进算法，并给出了方位谱的表达式。本方法不需要特征分解，并且得到的是通常意义上的功率谱(可用于估计信号的能量)。仿真计算表明，此方法的性能优于Capon法，可大大提高方位估计的精度。     

稳健的高精度单矢量传感器测向方法

针对单矢量传感器各通道之间的相位误差引起已有方法测向不准的问题,提出一种对相位误差稳健的高精度测向方法.该测向方法首先利用单矢量传感器接收信号协方差矩阵的主特征向量与其共轭向量做Hadamard积来构造空间谱,实现对水下目标的方位估计;由于Hadamard积消除了相位误差,此估计值与相位误差无关,但存在方位估计模糊。然后利用相位误差的估计值进行解模糊操作,从而得到正确的方位估计。该测向方法的测向性能独立于相位误差,估计精度高。仿真和试验数据处理结果验证了该测向方法对相位误差稳健;在相位误差条件下,其方位估计精度高于平均声强法、CAPON测向方法以及MUSIC测向方法。而且仿真结果表明,该测向方法的测向精度接近克拉美洛下界(CRB)。      

声矢量圆阵宽带相干目标MVDR方位估计*

针对宽带相干目标的远程探测问题，本文提出一种基于声压振速联合处理和矢量重构的声矢量圆阵MVDR波束形成方法。该方法利用相位模态变换技术，将声矢量圆阵变换为与信号频率无关的虚拟线阵，并构建虚拟线阵声压与组合振速的互协方差矩阵，利用声压与振速各分量间的空间相关性有效地抑制各向同性环境噪声；并对宽带相干信号的互协方差矩阵进行矢量重构，即将最大特征值对应的特征向量划分为相互重叠的子向量，从而构建前/后向Hermitian矩阵；最后，基于MVDR波束形成器实现宽带相干目标的方位估计。仿真计算和实验数据处理结果表明，该方法具较强的解相干能力和噪声抑制能力以及较高的方位估计性能。     

一种声矢量阵子空间拟合算法及其矩阵预滤波器设计

为了减少矩阵预滤波器通带响应畸变程度,提出了一种基于阻带约束通带最大k个误差范数和(k为约束点的数目)最小化准则的矩阵预滤波器设计方法,通过使通带内最大的k个响应误差范数和最小化,减少了通带响应畸变程度。同时针对声矢量阵方位估计算法计算量过大的问题,提出了一种基于矩阵预滤波的声矢量阵子空间拟合算法,通过对声矢量阵声压、振速信号子空间进行联合处理,将预滤波矩阵和拟合子空间矩阵均减少为M×M维(M为阵元数),从而减少矩阵预滤波器设计和方位搜索所需时间。仿真结果和分析表明该算法性能和预滤波MUSIC算法相当,但在计算量上有较大优势,矩阵预滤波方法能抑制阻带干扰,提高后续算法的分辨和估计性能。      

Direction-of-arrival estimation for extensible acoustic vector sensor array

Aiming at high-resolution estimation of the direction-of-arrival of closely-spaced sources at low signal-to-noise ratio regions, this paper proposes a DOA estimation algorithm that is suitable for an extensible acoustic vector sensor array. Taking the 3D array composed of the minimum number(four) of acoustic vector sensors as the acquisition module, a virtual array having the same structure as the original array structure is extended in the three-dimensional space based on the aperture expansion characteristic of higher-order cumulants. The virtual array and the real array can construct a matrix with rotational invariance, which contains the angular information for estimating DOA. The Cramer-Rao bound of the algorithm are derived. We analyze the influence of SNR, the number of snapshots and the elevation angle on the performance of the algorithm. Simulation results show that the proposed algorithm has better noise suppression ability and higher resolution in DOA estimation than the conventional ESPRIT algorithm using the acoustic vector array. Experiments are conducted to validate the proposed algorithm.     

一种矢量水听器基阵模拟器的设计

矢量水听器的每个阵元同时测量声场中声矢量和质点振速的3个分量,相对于声压水听器阵来说,矢量阵获取声场中更多的信息。利用矢量阵所获得速度场的信息可以去除目标方位估计中的 180°模糊。模拟器可以模拟实际海洋环境中目标的辐射特性和噪声特性,应用模拟器可以有效地缩短声纳的研制周期。本文提出一种矢量水听器基阵模拟器的设计方案,该方案解决了矢量阵中宽带信号的90°移相问题、时延精确控制问题和宽带噪声的谱状控制问题。     

基于声矢量传感器的分布式定位系统在水下宽带声源定位中的应用

提出了基于声矢量传感器的分布式浮标网络定位系统,研究了不同应用背景下单个声矢量传感器的测向算法,推导了目标DOA估计的Cramer-Rao界,给出了分层海水介质中多个声矢量传感器的几何定位算法。数值仿真结果表明:(1)系统的定位性能强烈依赖于接收信噪比;(2)该系统适用于单一强声源的定位。     

吸声材料对水下小平台上矢量传感器声学特性的影响研究

本文围绕粘贴黏弹性吸声材料方法对水下小平台上安装矢量传感器的指向性和测向的影响展开理论分析和实验研究.首先建立了吸声材料和平台结构组成的复合层结构的数学模型,对声波经过复合层结构的声学特性进行了分析,在此基础上利用有限元耦合边界元法对粘贴吸声材料前后的水下小平台上的矢量传感器的声学特性进行研究.通过理论计算和数值分析研究了吸声材料对矢量传感器的各通道的指向性的影响,并计算了覆盖吸声材料前后矢量传感器的测向精度.水池实验验证了分析结果的正确性.     

交叉验证多路径匹配追踪水声矢量阵稀疏方位估计

水下运动目标的高分辨DOA估计和目标的左右舷分辨问题一直是水声阵列信号处理中的一个核心问题。矢量阵相比于声压阵具有天然的左右舷分辨能力和更高的处理增益,近年来得到了广泛关注。Capon等一些传统高分辨处理方法存在不能解相干源、需要多快拍处理以及对阵列流行误差敏感等多种问题。针对水声阵列信号处理领域面临的以上问题,利用声呐工作场景中空间目标的稀疏性,本文提出了一种基于交叉验证技术的多路径匹配追踪（Multiplepath Matching Pursuit with Cross Validation,CV-MMP）声矢量阵稀疏DOA估计算法。该算法采用交叉验证技术可以在未知场景中目标个数的条件下实现稀疏DOA的估计,相比于常规的声矢量阵Capon算法而言,可以在小快拍数甚至单快拍数条件下实现多目标的稀疏DOA估计以及高分辨能力。仿真和海试试验数据处理验证了提出的算法的有效性。      

A subspace fitting algorithm of acoustic vector sensor array and corresponding matrix pre-filter design

In order to ease the pass-band response distortion of the matrix pre-filter,a simple approach for designing matrix spatial filter is proposed,which minimizes the sum of the k maximal distortion norm（k is the number of the constraint points）within the pass-band,while constraining the filter response within the stop-band.Considering the costly amount of calculation of the high-resolution methods,an algorithm with small amount of calculation based on matrix pre-filtering and subspace fitting using acoustic vector array（MF-VSSF）is proposed.Through joint processing of signal subspace of both pressure and particle velocity,the pre-filtering matrix and the signal subspace is decreased to M-dimensional（M is the number of array-element）,hence reduces the time-consumption of the matrix pre-filter design and DOA searching.Simulation results show that,the method offers the same performance as MUSIC with pre-filtering,but has much lesser amount of calculation.Moreover,the designed prefilter can efficiently suppress the interference in the stop-band and improve the estimation and resolution performance of successive DOA estimators.     

声矢量锥形阵的高阶累积量波达方向估计

为解决信源在较低信噪比情况下的测向分辨率问题,提出阵列可扩展的声矢量锥形阵测向算法。算法基于四阶累积量的阵列扩展和高斯噪声抑制特性,计算声矢量传声器不同输出分量的四阶累积量,使其在三维方向上扩展与原阵型结构相同的虚拟阵,从而构造包含角度信息的旋转不变矩阵进行测向。推导给出了算法的克拉美罗界,理论分析了算法性能受信噪比、采样快拍以及入射声源俯仰角的影响。仿真实验验证了该算法较常规声矢量阵ESPRIT算法有更优的噪声抑制能力及更高分辨的DOA估计性能。      

Geoacoustic Inversion Based on a Vector Hydrophone Array

We propose a geoacoustic inversion scheme employing a vector hydrophone array based on the fact that vector hydrophone can provide more acoustic field information than traditional pressure hydrophones. Firstly, the transmission loss of particle velocities is discussed. Secondly, the sediment sound speed is acquired by a matchedfield processing （MFP） procedure, which is the optimization in combination of the pressure field and vertical particle velocity field. Finally, the bottom attenuation is estimated from the transmission loss difference between the vertical particle velocity and the pressure. The inversion method based on the vector hydrophone array mainly has two advantages： One is that the MFP method based on vector field can decrease the uncertain estimation of the sediment sound speed. The other is that the objective function based on the transmission loss difference has good sensitivity to the sediment attenuation and the inverted sediment attenuation is independent of source level. The validity of the inverted parameters is examined by comparison of the numerical results with the experimental data.     

Modelling the pressure field in the vicinity of a microphone membrane using PIV

A new approach for estimating the acoustic pressure in the near field of a microphone based on non-intrusive direct measurement of acoustic particle velocity is proposed.This method enables the estimation of the acoustic pressure inside a domain located in front of the microphone membrane. The acoustic pressure is calculated using the acoustic particle velocity on the frontiers of this domain and a physical model based on the Green function of the system.Results are obtained using the acoustic velocity measured with Particle Image Velocimetry (PIV) in front of a microphone excited with a plane wave inside a rectangular waveguide. They show that the diffraction of the plane wave by the microphone leads to an increase of the acoustic pressure on the microphone edge in the order of magnitude of 0.1 dB.