Analysis of multiple reflections in hybrid photonic crystal multimode interference coupler

In this paper the analysis of multiple reflections in photonic crystal (PhC) multimode interference (MMI) couplers using eigen-mode expansion method is presented. The analysis is conducted on a hybrid PhC structure which consisted of 1-D PhC multimode waveguide sandwiched between 2-D PhC input/output waveguides. In PhC multimode waveguide, where the mechanism of wave confinement is not due to total internal reflection but due to photonic bandgap properties, the reflectivity at 2-D PhC facet wall would be very large for all the guided modes in the waveguide when ever the image formed due to MMI effect does not coincides with the output access waveguide.     

Photonic bands, gap maps, and intrinsic losses in three-component 2D photonic crystal slabs

We obtain the photonic bands and intrinsic losses for the triangular lattice three-component two- dimensional （2D） photonic crystal （PhC） slabs by expanding the electromagnetic field on the basis of waveguide modes of an effective homogeneous waveguide. The introduction of the third component into the 2D PhC slabs influences the photonic band structure and the intrinsic losses of the system. We examine the dependences of the band gap width and gap edge position on the interlayer dielectric constant and interlayer thickness. It is found that the gap edges shift to lower frequencies and the intrinsic losses of each band decrease with the increasing interlayer thickness or dielectric constant. During the design of the real PhC system, the effect of unintentional native oxide surface layer on the optical properties of 2D PhC slabs has to be taken into consideration. At the same time, intentional oxidization of macroporous PhC structure can be utilized to optimize the design.     

Four-port coupled channel-guide device based on 2D photonic crystal structure

We have fabricated and measured a four-port coupled channel-waveguide device using W1 channel waveguides oriented along ΓK directions in a two-dimensional (2D) hole-based planar photonic crystal (PhC) based on silicon-on-insulator (SOI) waveguide material, at operation wavelengths around 1550 nm. 2D FDTD simulations and experimental results are shown and compared. The structure has been designed using a mode conversion approach, combined with coupled-mode concepts. The overall length of the photonic crystal structure is typically about 39 μm and the structure has been fabricated using a combination of direct-write electron-beam lithography (EBL) and dry-etch processing. Devices were measured using a tunable laser with end-fire coupling into the planar structure.     

Dual-frequency division de-multiplexer based on cascaded photonic crystal waveguides

A dual-frequency division de-multiplexing mechanism is demonstrated using cascaded photonic crystal waveguides with unequal waveguide widths. The de-multiplexing mechanism is based on the frequency shift of the waveguide bands for the unequal widths of the photonic crystal waveguides. The modulation in the waveguide bands is used for providing frequency selectivity to the system. The slow light regime of the waveguide bands is utilized for extracting the desired frequency bands from a wider photonic crystal waveguide that has a relatively larger group velocity than the main waveguide for the de-multiplexed frequencies. In other words, the wider spatial distribution of the electric fields in the transverse direction of the waveguide for slow light modes is utilized in order to achieve the dropping of the modes to the output channels. The spectral and spatial de-multiplexing features are numerically verified. It can be stated that the presented mechanism can be used to de-multiplex more than two frequency intervals by cascading new photonic crystal waveguides with properly selected widths.     

Evidence of the photonic gap contribution to the guiding mechanism for strongly confined modes in the refractivelike domain

The group index dispersion and birefringence of guided modes supported by straight photonic crystal (PhC) waveguides are theoretically and experimentally investigated as a function of the waveguide width within various reduced frequency domains. Within the photonic gap and far from the Brillouin zone edges, strongly confined modes supported by narrow PhC guides exhibit both a group index and a birefringence larger than those of a deep ridge. These two results evidence the contribution of the photonic gap to the guiding mechanism in the refractivelike domain.     

The study of electro-optical sensor based on slotted photonic crystal waveguide

A compact and sensitive electro-optical sensor based on slotted photonic crystal waveguide (S-PhCW) is demonstrated. The electro-optical sensor can be realized in photonic crystal (PhC) slabs of silicon in Silicon-on-Insulator (SOI). Nonlinear optical polymer is used as infiltration. By applying three-dimensional finite difference time domain (3D-FDTD), the sensitivity and quality factor of electro-optical sensor with different slotted waveguide width are calculated. In addition, sensitivity and the optical properties such as transmission spectrum and field distributions are compared between electro-optical sensor based on line defect photonic crystal waveguide (W1-PhCW) and that based on slotted photonic crystal waveguide (S-PhCW). Simulation results demonstrate that, compared with electro-optical sensor based on line defect photonic crystal waveguide, the sensitivity and quality factor is improved by 30 times and 6.6 times respectively in sensor based on slotted photonic crystal waveguide. Besides, the proposed PhC sensor devices have the advantage of a compact structure with the potential for monolithic integration with optical-to-electrical on-chip conversion and detection.     

Enhanced third harmonic reflection and diffraction in Silicon on Insulator photonic waveguides

Enhanced third harmonic (TH) generation from Silicon-On-Insulator (SOI) planar waveguides as well as SOI photonic crystal (PhC) slabs is studied in different angular configurations, both in the visible and infrared energy ranges. In the SOI planar waveguide, the multilayer structure causes the optical properties such as TH reflection to be different from those of bulk silicon samples. This behavior is well reproduced by calculations of TH reflectance.Measurements of third-harmonic reflection and diffraction from one-dimensional PhC slabs etched in the SOI waveguide are also reported. The angular positions of TH peaks at various diffraction orders agree well with those calculated from a nonlinear grating equation. Both reflection and diffraction processes contribute to enhanced TH generation efficiency in the PhC slabs.TH reflectance measurements performed on PhC slabs in the near infrared show a resonant interaction between the incident beam and the photonic structure, dependent on the angle of incidence. This leads to a nonlinear conversion efficiency which is strongly enhanced with respect to that of the SOI waveguide, due to the excitation of strong local fields associated with the presence of photonic modes in the PhC slab.     

Influences of supercell termination and lateral row number on the determination of slow light properties of photonic crystal waveguides

We systematically analyze the effects of the use of an inaccurate supercell termination and an insufficient supercell size of plane-wave expansion method on the dispersion and the slow light properties of the photonic crystal waveguides. The inattentive use of supercells of photonic crystal waveguides appeared in the literature is found to be yielding errors in the dispersion and slow light characteristics of the fundamental guided mode of photonic crystal waveguides. In addition, extra modes appear in the photonic band gap of the photonic crystal waveguide due to inaccurate supercell termination. By examining the field distribution of the modes, the extra modes can be determined and removed from the band diagram. The dispersion, group index and bandwidth characteristics are observed to be less affecting from inaccurate supercell termination as the number of rows adjacent to the waveguide increases. Moreover, the dispersion and the group index-frequency curves of the fundamental guided mode of correctly terminated supercells are found to be converging as the lateral row number along the line-defect is increased.     

Silicon-based two-dimensional photonic crystal waveguides

A review of the properties of silicon-based two-dimensional (2D) photonic crystals is given, essentially infinite 2D photonic crystals made from macroporous silicon and photonic crystal slabs based on silicon-on-insulator basis. We discuss the bulk photonic crystal properties with particular attention to the light cone and its impact on the band structure. The application for wave guiding is discussed for both material systems, and compared to classical waveguides based on index-guiding. Losses of resonant waveguide modes above the light line are discussed in detail.     

Demonstration of temperature resilient properties of 2D silicon carbide photonic crystal structures and cavity modes

In this paper, photonic crystal (PhC) based on two dimensional (2D) square and hexagonal lattice periodic arrays of Silicon Carbide (SiC) rods in air structure have been investigated using plane wave expansion (PWE) method. The PhC designs have been optimized for telecommunication wavelength (λ = 1.55 μm) by varying the radius of the rods and lattice constant. The result obtained shows that a photonic band gap (PBG) exists for TE-mode propagation. First, the effect of temperature on the width of the photonic band gap in the 2D SiC PhC structure has been investigated and compared with Silicon (Si) PhC. Further, a cavity has been created in the proposed SiC PhC and carried out temperature resiliency study of the defect modes. The dispersion relation for the TE mode of a point defect A1 cavity for both SiC and Si PhC has been plotted. Quality factor (Q) for both these structures have been calculated using finite difference time domain (FDTD) method and found a maximum Q value of 224 for SiC and 213 for Si PhC cavity structures. These analyses are important for fabricating novel PhC cavity designs that may find application in temperature resilient devices.     

Analysis and design of efficient coupling in photonic crystal circuits

A rigorous analysis and design of efficient coupling from photonic crystal (PhC) waveguides into conventional dielectric waveguides is reported. Closed-form expressions for the reflection and transmission matrices that completely characterize the scattering that occurs at the interface are derived based on an eigenmode expansion technique and a Bloch basis. Analytic expressions are used to analyze the reflection into PhC waveguides. We obtain that negligible reflection can be achieved by choosing a certain interface within a PhC unit cell. Furthermore, analytic expressions are used to design a novel and compact coupler structure in order to achieve high coupling efficiency when broad dielectric waveguides are considered. Thereby, transmission efficiencies near 100 from the fundamental guided Bloch mode into the fundamental waveguide mode are achieved.     

基于全内反射光子晶体多模波导偏振无关型光分束器

研究了全内反射在光子晶体多模波导中的作用,利用常规的耦合模理论对对称入射时的多模干涉行为和自映射现象进行了讨论和分析.研究表明,输入光场依然能沿着多模导光区高效的传输,这种结构中的光场传输是由全内反射和布喇格反射的联合作用而决定的.设计了一种全内反射偏振无关型光分束器,这种分束器在集成光学中具有重大的潜在应用价值.     

Fabrication and demonstration of square lattice two-dimensional rod-type photonic bandgap crystal optical intersections

This paper reports fabrication and demonstration of optical intersections in two-dimensional (2D) rod-type photonic crystal (PhC) structures. High resolution and aspect ratio 2D square lattice PhC waveguide intersections were designed and fabricated for application at the optical communication wavelengths centered at 1550 nm. In the silicon processing front, challenges resolved to overcome issues of drastically reduced process windows caused by the dense PhC rods arrays with critical dimensions (CDs) reduced to only a few hundred nanometers were addressed not only in terms of critical process flow design but also in the development of each processing module. In the lithographic process of deep ultraviolet laser system working at 248 nm, PhC rods of sub-lithographic wavelength CDs (115 nm in radii) were realized in high resolution, even near periphery regions where proximity errors were prone. In the deep etching module, stringent requirements on etch angle control and low sidewall scallops (undulations arising from time multiplexed etch and passivation actions) were satisfied, to prevent catastrophic etch failures, and enable optical quality facets. The successfully fabricated PhCs were also monolithically integrated with large scale optical testing fiber grooves that enabled macro optical fiber assisted coupling to the micro scale PhC devices. In the optical experiments, the transmission and crosstalk properties for the PhC intersection devices with different rod radii at the center of the PhC optical waveguides crossings were measured with repeatability. The properties of the PhC intersections were therefore optimized and verified to correspond well with first principle finite difference time domain simulations.     

All-optical switch based on photonic crystal microcavity with multi-resonant modes

We present a design of all-optical switches based on one-dimensional photonic crystals (1D PhC) doped with nonlinear optical materials. The 1D PhC switch structure is composed of a PhC cavity sandwiched by two accessional PhC microcavities. The center PhC cavity has two resonant frequencies with nearly the same quality factors (Q), while the accessional PhC cavities have the same resonant frequency, which is equal to one of the resonant frequencies of the center cavity. The two accessional PhC cavities cause reduction of Q value in this resonant frequency and result in different Q values of two modes. We realize all-optical switch effect by selecting pump light wavelength at the low Q mode and probe light wavelength at the other mode. The theoretical simulations by using the finite difference time domain method show that the pump light intensity required to realize optical switch effect in the designed switch is 50 times smaller than that in one-dimensional photonic crystals cavity with only one resonant mode.     

全矢量有限元模型及其在光波导中的应用

为了研究光波导和光子晶体光纤的模式特性和传输特性,从矢量波动方程出发,推导出了各向异性介质中场微分方程复数泛函表达式,利用棱边/节点混合元离散了该泛函,加入了各向异性介质匹配层边界条件,得到关于传播常量的广义特征值方程.以矩形波导为例,对各向异性介质匹配层边界条件的吸收特性进行了研究,得到了基模以及几个高阶模的场分布、色散曲线和损耗曲线.结果表明该方法可靠有效.对正六边形晶格光子晶体光纤进行了分析.数据表明：光纤有效折射率随空气孔直径或波长的增大而减小,但与空气孔圈数无关;光纤限制损耗(confinement loss)随波长增大近似成指数增大,而增加空气孔直径或者空气孔圈数则可使之显著降低.     

SOI nanophotonic waveguide structures fabricated with deep UV lithography

To reduce the dimensions of photonic integrated circuits, high-contrast wavelength-scale structures are needed. We developed a fabrication process for Silicon-on-insulator nanophotonics, based on standard CMOS processing techniques with deep UV lithography. Measurements using either end-fire incoupling or grating-based fibre couplers show photonic crystal waveguides with moderate propagation losses (7.5 dB/mm) and photonic wires with very low propagation losses (0.24 dB/mm).     

Contra-directional coupling between two-dimensional photonic crystal waveguides

The contra-directional coupling between two photonic crystal (PC) waveguides is studied, using the finite-difference time-domain (FDTD) method. A design of contra-directional coupler is presented and its transmission properties are investigated. The device can be used as an add/drop filter. It is also shown that the coupled mode theory is suitable to study the photonic crystal waveguide coupler.     

3 dB power splitter design based on coupled cavity waveguides

Using numerical simulations, we investigated the transmission properties for coupled cavity waveguides form in two-dimensional photonic dielectric rods in air with square lattice. The dispersion for the coupled cavity waveguides with different radius of the defects is given. The optimum design waveguide should be perfect transmission for pulse though with a quasi-flat dispersion band. Based on the coupled cavity waveguides, a 3 dB power splitter is designed. Our results may have an important role in the design of efficient power splitters in a photonic circuit.     

Selective modes excitation in multimode photonic crystal waveguides

We investigate modes excitation with the input field of different positions in two-dimensional multimode photonic crystal waveguides. Odd modes can be selectively excited by the input field of odd symmetry. The input field with different positions can excite different modes due to the field intensity distribution of modes. When the input field locates at the position of the zero field, intensity of waveguide modes is zero and the modes are not excited. The finite-difference time-domain method is used to obtain the excited field distributions.     

Design of low-loss tapered waveguide by applying photonic-crystal-based microlenses in telescopic structure

In this paper, the design of low-loss tapered waveguides by applying photonic-crystal-based microlenses is presented. The microlenses are realized by using two-dimensional photonic crystal (PhC) structures with a hexagonal periodic lattice of air-holes. In order to make the PhC structures behave as homogeneous and isotropic microlenses, the PhC structures are designed to operate in the low-frequency domain with light wavelength sufficiently larger than the PhC lattice constant. The effective indices of the PhC are calculated and the structures are properly arranged in microlenslike shapes. By monolithically integrating the effective microlenses in the tapered area between the two optical waveguides with different core dimensions, the wavefront of the eigenmode can be coupled from the larger core to the smaller core effectively and also the radiation loss in the tapered area between the two connected optical waveguides can be effectively suppressed. The results show that the PhC-based microlens in the telescopic structure can serve as an optical element in the tapered waveguide with the advantages of low loss, high efficiency and compactness.