A subspace fitting algorithm of acoustic vector sensor array and corresponding matrix pre-filter design

In order to ease the pass-band response distortion of the matrix pre-filter,a simple approach for designing matrix spatial filter is proposed,which minimizes the sum of the k maximal distortion norm（k is the number of the constraint points）within the pass-band,while constraining the filter response within the stop-band.Considering the costly amount of calculation of the high-resolution methods,an algorithm with small amount of calculation based on matrix pre-filtering and subspace fitting using acoustic vector array（MF-VSSF）is proposed.Through joint processing of signal subspace of both pressure and particle velocity,the pre-filtering matrix and the signal subspace is decreased to M-dimensional（M is the number of array-element）,hence reduces the time-consumption of the matrix pre-filter design and DOA searching.Simulation results show that,the method offers the same performance as MUSIC with pre-filtering,but has much lesser amount of calculation.Moreover,the designed prefilter can efficiently suppress the interference in the stop-band and improve the estimation and resolution performance of successive DOA estimators.     

矢量声纳高速运动目标稳健高分辨方位估计

针对水声矢量信号处理框架中的高速运动目标低信噪 比小快拍条件下的稳健高分辨方位估计问题, 将压缩感知技术应用于水声矢量信号空间谱估计模型中. 结合声矢量传感器结构特性, 探讨了基于声压振速联合处理的广义时域滤波方法; 结合矩阵空域预滤波理论, 设计了基于阻带约束通带均方误差最大值最小的空域滤波器, 研究了矢量声纳空域预滤波方法; 结合以上分析, 提出了基于压缩感知技术的时空联合滤波高分辨方位估计方法, 给出了方法的数学模型、物理解释及具体实施步骤.理论分析和计算机仿真试验表明, 新方法对于小快拍数 条件下的矢量声纳高速运动目标高分辨方位估计问题, 具有较低的双目标分辨门限和较高的估计精度, 有着良好的应用前景.湖上试验验证了方法的有效性. 关键词： 声矢量传感器 空间谱估计 时空滤波 压缩感知     

一种声矢量阵子空间拟合算法及其矩阵预滤波器设计

为了减少矩阵预滤波器通带响应畸变程度,提出了一种基于阻带约束通带最大k个误差范数和(k为约束点的数目)最小化准则的矩阵预滤波器设计方法,通过使通带内最大的k个响应误差范数和最小化,减少了通带响应畸变程度。同时针对声矢量阵方位估计算法计算量过大的问题,提出了一种基于矩阵预滤波的声矢量阵子空间拟合算法,通过对声矢量阵声压、振速信号子空间进行联合处理,将预滤波矩阵和拟合子空间矩阵均减少为M×M维(M为阵元数),从而减少矩阵预滤波器设计和方位搜索所需时间。仿真结果和分析表明该算法性能和预滤波MUSIC算法相当,但在计算量上有较大优势,矩阵预滤波方法能抑制阻带干扰,提高后续算法的分辨和估计性能。      

零点约束矩阵滤波设计

为解决在空域预滤波阶段抑制强噪声的问题,提出了零点约束矩阵滤波设计方法,并给出了解的表达式。通过设计凸规划问题,在严格约束阻带响应等于零的情况下,使通带误差最小。将凸规划问题转换为线性约束二阶最优化问题,构造Lagrange函数并得到最优解,重排后得出滤波矩阵。仿真可知,本方法可设计出强干扰离散分布或处于某扇面的预滤波器,可用于解决常规波束形成算法受强干扰影响方位估计性能的问题。      

水声信号稀疏重构的高阶累积量波达方向估计

高阶累积量具有高斯噪声抑制和阵元扩展特性,将高阶累积量引入水声信号的方位估计中,提出了离格稀疏贝叶斯学习重构的高阶累积量测向算法。该方法利用高阶累积量对高斯噪声的自然盲性,计算阵列信号四阶累积量来滤除高斯噪声,使阵元在原来的结构上扩展了一倍;并构造出选择矩阵剔除了四阶累积量中的冗余项,能再一次的扩展阵元,得到的新观测模型具有更好的统计性能;最后利用空域稀疏性,推导出四阶累积量下的离格稀疏表示模型,采用贝叶斯学习解算出源信号的最大后验概率,实现了目标方位估计。数值仿真和海试实验数据表明,该方法在相邻声源方位间隔为4°的情况下分辨概率可达到95%以上,在信噪比大于-5 dB时目标方位估计的均方根误差在1°以内,可显著抑制背景噪声干扰,在多声源密集分布条件下也能准确、稳健的对水声目标方位进行估计。      

基于矢量水听器阵列空域预滤波处理的多重信号分类算法研究

矢量水听器能同时拾取声压和振速信息,在相同的信噪比、阵元数及阵列孔径下,矢量阵定向性能优于声压阵列。目前,以多重信号分类算法(Multiple signal classification,MUSIC)为代表的高分辨定向算法已经广泛应用于矢量水听器阵列中。但是随着信噪比降低、信号源方位间隔减小,传统MUSIC算法定向精度及分辨概率显著下降。本文采用最小二乘法设计适用于矢量水听器水平阵列的矩阵空域滤波器,用于阵列数据的空间滤波预处理,可以对阻带扇面噪声进行有效抑制。由滤波后的数据协方差矩阵可以得到新的噪声子空间,在传统MUSIC算法基础上修正通带扇面内阵列流型的畸变后即可得到滤波后MUSIC算法的方位谱。仿真结果表明,当信噪比较低时,改进算法有效提高了通带扇面内目标方位分辨性能。最后本文对四基元矢量水平阵列海试数据进行了处理,改进算法对窄带信号定向较常规算法-3 dB束宽减小了13°,旁瓣级降低约8 dB。对有一定带宽的行船辐射噪声定向处理得到了更加精确的航迹图,海试数据处理结果证明了该算法的可行性和有效性。     

Direction-of-arrival estimation for extensible acoustic vector sensor array

Aiming at high-resolution estimation of the direction-of-arrival of closely-spaced sources at low signal-to-noise ratio regions, this paper proposes a DOA estimation algorithm that is suitable for an extensible acoustic vector sensor array. Taking the 3D array composed of the minimum number(four) of acoustic vector sensors as the acquisition module, a virtual array having the same structure as the original array structure is extended in the three-dimensional space based on the aperture expansion characteristic of higher-order cumulants. The virtual array and the real array can construct a matrix with rotational invariance, which contains the angular information for estimating DOA. The Cramer-Rao bound of the algorithm are derived. We analyze the influence of SNR, the number of snapshots and the elevation angle on the performance of the algorithm. Simulation results show that the proposed algorithm has better noise suppression ability and higher resolution in DOA estimation than the conventional ESPRIT algorithm using the acoustic vector array. Experiments are conducted to validate the proposed algorithm.     

Direction-of-arrival estimation for co-located multiple-input multiple-output radar using structural sparsity Bayesian learning

This paper addresses the direction of arrival(DOA) estimation problem for the co-located multiple-input multipleoutput(MIMO) radar with random arrays. The spatially distributed sparsity of the targets in the background makes compressive sensing(CS) desirable for DOA estimation. A spatial CS framework is presented, which links the DOA estimation problem to support recovery from a known over-complete dictionary. A modified statistical model is developed to accurately represent the intra-block correlation of the received signal. A structural sparsity Bayesian learning algorithm is proposed for the sparse recovery problem. The proposed algorithm, which exploits intra-signal correlation, is capable being applied to limited data support and low signal-to-noise ratio(SNR) scene. Furthermore, the proposed algorithm has less computation load compared to the classical Bayesian algorithm. Simulation results show that the proposed algorithm has a more accurate DOA estimation than the traditional multiple signal classification(MUSIC) algorithm and other CS recovery algorithms.     

盲重构频域阵列信号的压缩感知水声目标方位估计

针对复杂海洋环境条件下压缩感知水声目标方位估计性能下降的问题,利用盲源分离能够提高信噪比的优势,提出了一种盲重构频域阵列信号的压缩感知水声目标方位估计方法。首先将阵元域信号通过傅里叶变换方法得到多个子带阵列信号;然后对各个子带阵列信号进行复数域盲源分离得到子带解混矩阵和子带分离信号估计,并对子带分离信号进行属性分析和处理;再根据处理后的子带分离信号和子带解混矩阵重构子带阵列信号,对重构的子带阵列信号采用频域压缩感知方法进行空间谱估计,得到各个子带的空间谱;最后将各子带得到的空间谱进行求和,搜索求和后空间谱的峰值则可实现目标方位估计。模拟器数据和海上实测数据验证结果表明,同等条件下该方法的目标检测能力优于经典的最小方差无失真响应(Minimum Variance Distortionless Response,MVDR)方法、频域压缩感知(Compressed Sensing,CS)方法、盲源分离(Blind Source Separation,BSS)与MVDR相结合的方法(BSS+MVDR方法),测向精度更高,明显提高了弱目标信号的空间谱能量,增强了声呐检测弱目标的能力。      

Direction of arrival estimation for underwater acoustic target based on compressed sensing after blind reconstruction of array signal in frequency domain

The performance of direction of arrival(DOA) estimation based on compressed sensing(CS) decreases in the complex ocean marine environment.In order to tackle this problem,a method of DOA estimation for underwater acoustic target based on CS after blind reconstruction of array signal in frequency domain is proposed.Firstly,the received array data are transformed to frequency domain by Fourier transform and frequency domain wideband signal are divided into part overlapping multiple sub-band array signal.Secondly,each subband array signal are separated using plural blind source separation(BSS) method,the sub-band separated matrix and target signal can be estimated.Thirdly,the array signal in frequency domain are reconstructed according to the separated matrix and separated signals which were not noises.Fourthly,the sub-band spatial spectrum corresponding to the reconstructed array signal is obtained by CS beamforming method.Finally,the total spatial spectrum is achieved by summing the all sub-band spatial spectrum.And the target direction can be estimated by searching the peak value of the total spatial spectrum.The verification results of simulator data and sea measured data show that,under the same conditions,the target detection ability and direction precision of the proposed method is superior to the classical minimum variance distortionless response(MVDR) method,frequency domain CS method,BSS combined with MVDR method.The spatial spectrum energy of faint target signal is improved obviously,and the ability of the sonar to detect faint target is enhanced.     

交叉验证多路径匹配追踪水声矢量阵稀疏方位估计

水下运动目标的高分辨DOA估计和目标的左右舷分辨问题一直是水声阵列信号处理中的一个核心问题。矢量阵相比于声压阵具有天然的左右舷分辨能力和更高的处理增益,近年来得到了广泛关注。Capon等一些传统高分辨处理方法存在不能解相干源、需要多快拍处理以及对阵列流行误差敏感等多种问题。针对水声阵列信号处理领域面临的以上问题,利用声呐工作场景中空间目标的稀疏性,本文提出了一种基于交叉验证技术的多路径匹配追踪（Multiplepath Matching Pursuit with Cross Validation,CV-MMP）声矢量阵稀疏DOA估计算法。该算法采用交叉验证技术可以在未知场景中目标个数的条件下实现稀疏DOA的估计,相比于常规的声矢量阵Capon算法而言,可以在小快拍数甚至单快拍数条件下实现多目标的稀疏DOA估计以及高分辨能力。仿真和海试试验数据处理验证了提出的算法的有效性。      

虚拟阵列Khatri-Rao积与子空间联合稀疏表示的DOA估计方法

利用目标信号在空域分布的稀疏性,该文提出了一种基于虚拟阵列Khatri-Rao(KR)积与信号子空间联合稀疏表示的单快拍DOA估计方法;该方法利用单次快拍的采样数据,构造出双向虚拟阵列数据,并对虚拟阵列数据的协方差矩阵进行KR积变换处理,然后对向量化后的数据进行顺序重构,利用重构矩阵的大奇异值对应的左奇异向量为估计信号子空间;最后,利用凸优化工具箱对稀疏模型进行二阶凸规划的优化求解,得到高精度的DOA估计值;仿真实验验证了算法的有效性,在低信噪比下比传统MUSIC和OMP算法具有更高的估计精度。     

对称旋转不变相干分布式非圆信号二维波达方向估计

在相干分布式非圆信号二维波达方向估计中,利用信号非圆特性可提升估计精度,但现有的低复杂度算法利用泰勒级数近似建立的旋转不变关系会引入额外误差.针对该问题,考虑中心对称的三维立体线阵,提出了一种基于对称旋转不变关系的二维波达方向估计算法.算法首先利用信号非圆特性建立了扩展阵列模型;然后证明了对于任意的中心对称阵列,相干分布源的确定性角信号分布函数矢量具有对称特性,利用此特性在三维立体线阵的三个子阵中分别建立了扩展广义方向矢量的对称旋转不变关系;基于此,通过无须搜索的多项式求根方式分别得到中心方位角和俯仰角估计;最后利用整个阵列广义方向矢量的对称旋转不变关系构造代价函数实现了参数匹配.理论分析和仿真实验表明,相比于现有的低复杂度算法,所提算法避免了泰勒级数近似引入的额外误差,以较小的复杂度代价获得了性能的较大提升.同时,所提算法能够实现三维空间全方位的角度估计.     

拖曳线列阵声呐平台噪声的空域矩阵滤波抑制技术

针对拖曳线列阵声呐平台噪声构成近场强干扰影响声呐弱目标探测的问题,利用近场平台噪声的多途传播特性,将匹配场定位技术和平面波目标方位估计技术结合,使用平台噪声到达接收阵的拷贝向量以及平面波方向向量共同设计平台噪声零响应约束空域矩阵滤波器,实现了平台噪声抑制.推导得出滤波器设计最优化问题的最优解,利用广义奇异值分解简化最优解表达式,并给出滤波器对平面波方向向量整体响应误差以及对平台噪声拷贝向量响应。利用平台噪声拷贝向量与远场平面波方向向量相关性,解释了平台噪声构成强干扰的原因,以及滤波后存在探测盲区的原因。由仿真可知,空域矩阵滤波处理可获得更小的探测盲区,同时获得盲区外更高的探测能力.      

基于多个小孔径基阵的水下目标宽带波达方位估计方法

本文将多小孔径基阵应用于声纳浮标阵对可疑海区进行快速搜索的研究中,提出了一种基于多个小孔径子阵的宽带目标方位估计方法.该方法采用一种新颖的降秩估计器的信号模型,对多个小孔径子阵的输出信息进行综合处理,然后使用近似意义上的降秩估计器对目标源进行方位估计.所建立的阵列模型中不需要包含有关小孔径子阵之间的任何位置信息,因此,有效地减小了因阵形估计带来的烦杂工作和估计误差对方位估计性能的影响.仿真结果表明,此方法提高了定向精度,给出了稳定的目标方位估计.     

Cyclostationary approaches for spatial RFI mitigation in radio astronomy

Radio astronomical observations are increasingly corrupted by radio frequency interferences (RFIs), and real time filtering algorithms are becoming essential. In this article, it is shown how spatial processing techniques can limit the impact of the incoming RFIs for phased array radio telescopes. The proposed approaches are based on estimation of the RFI spatial signature. It requires the diagonalization of either the classic correlation matrix or the cyclic correlation matrix of the array. Different diagonalization techniques are compared. Then, RFI detection and RFI filtering techniques are illustrated through simulations on data acquired with the Low Frequency Array Radio telescope, LOFAR. The originality of the study is the use of the cyclostationarity property, in order to improve the spatial separation between cosmic sources and RFIs.     

Spatial time-frequency DOA estimation based on joint diagonalization using Jacobi rotation

Direction-of-arrival (DOA) estimation consists of locating closely spaced sources impinging from different directions in the presence of considerable noise or interference. Recently, this problem has been solved using spatial time-frequency distribution (STFD) information that is available in the array signals. In this work, a new joint diagonalization approach based on Jacobi rotation, which can efficiently combine all of the relevant STFD points, is proposed to achieve superior DOA resolutions and suppressed sidelobes in the spatial spectrum. It is discovered that our proposed Jacobi technique leads to a non-orthogonal joint diagonalization structure and can avoid pre-whitening the signal component of the observation. In addition, we further adopt the minimum variance distortionless response (MVDR) processor instead of the MUltiple SIgnal Classification (MUSIC) algorithm to avoid the estimation of the signal subspace and noise subspace in the time-frequency DOA domain. Finally, computer simulations of several frequently encountered types of challenging scenarios (such as low SNR and coherent arrivals) show that significant improvements are achieved by our proposed approach in comparison to the existing techniques.     

Robust algorithm of direction of arrival estimation for coherent wideband sources in unknown correlated noise fields

A robust algorithm of direction of arrival (DOA) estimation for coherent wideband sources in unknown correlated noise fields was investigated. The noise is usually unknown and correlated among sensors in practical applications, especially for arrays with comparatively small apertures. The spatially correlated noise incurs an increase in focusing error and a severe degradation in the DOA estimation, and therefore a method of focusing transformation based on differentiating covariance matrix was proposed to eliminate noise, hence reduce the focusing error. The simulation and experimental results demonstrate the effectiveness of the proposed method.     

频域单快拍压缩感知目标方位估计和信号恢复方法

方位估计和信号恢复分别是水下目标定位、跟踪和目标识别的前提。提出了一种阵列频域单快拍压缩感知的水下目标方位估计和信号恢复方法。首先将阵列接收数据变换到频域,取频域单快拍数据作为压缩感知的测量值,然后根据频域快拍对应的频率、搜索方位和阵列流形构造过完备的阵列流形矩阵作为压缩感知的感知矩阵,最后通过基追踪算法估计搜索方位上目标信号和功率,实现DOA估计与信号恢复。宽带仿真实验数据验证结果表明,同等条件下完成同样的目标方位分辨,提出的方法比最小方差无失真响应方法要求的阵元数和快拍数较少,要求的信噪比更低,恢复的目标信号更加准确,波形相关系数达到89%以上。海上实验数据处理结果表明,目标检测能力优于最小方差无失真响应方法,证明该方法可以适用于实际声呐系统。      

观测平台转向时稀疏贝叶斯学习方位估计

针对观测平台转向时固定安装于其上的声呐线列阵指向快速变化导致的空间谱谱峰变宽问题,提出一种稀疏贝叶斯学习方位估计方法。该方法利用大地坐标系下不同接收快拍中的空域稀疏信号具有相同先验分布的特性,将转向过程中多个阵列指向分别对应的接收快拍信息联合处理,以求得目标方位。仿真分析与海试数据处理显示出,所提方法可以获得谱峰较尖锐的空间谱,具有较高的测向精度和角度分辨力,此外,对由左右舷模糊引起的伪峰有较强的抑制效果。所得结果表明,所提方法可以有效解决谱峰变宽问题,提升了平台转向时的方位估计性能,同时有效地利用阵列指向的变化提高了线阵抗左右舷模糊能力。