On the distribution of reducible polynomials

Let ℛ _n (t) denote the set of all reducible polynomials p(X) over ℤ with degree n ≥ 2 and height ≤ t. We determine the true order of magnitude of the cardinality |ℛ _n (t)| of the set ℛ _n (t) by showing that, as t → ∞, t ² log t ≪ |ℛ₂(t)| ≪ t ² log t and t ⁿ ≪ |ℛ _n (t)| ≪ t _n for every fixed n ≥ 3. Further, for 1 < n/2 < k < n fixed let ℛ _k,n (t) ⊂ ℛ _n (t) such that p(X) ∈ ℛ _k,n (t) if and only if p(X) has an irreducible factor in ℤ[X] of degree k. Then, as t → ∞, we always have t ^k+1 ≪ |ℛ _k,n (t)| ≪ t ^k+1 and hence |ℛ _n−1,n (t)| ≫ |ℛ _n (t)| so that ℛ _n−1,n (t) is the dominating subclass of ℛ _n (t) since we can show that |ℛ _n (t)∖ℛ _n−1,n (t)| ≪ t ⁿ⁻¹(log t)².On the contrary, if R _n ^s (t) is the total number of all polynomials in ℛ _n (t) which split completely into linear factors over ℤ, then t ²(log t) ⁿ⁻¹ ≪ R _n ^s (t) ≪ t ² (log t) ⁿ⁻¹ (t → ∞) for every fixed n ≥ 2.      

Anharmonic Oscillators in the Complex Plane, $\boldsymbol{\mathcal{PT}}$-symmetry,and Real Eigenvalues

For integers m ≥ 3 and 1 ≤ ℓ ≤ m − 1, we study the eigenvalue problems − u ^″(z) + [( − 1)^ℓ(iz) ^m  − P(iz)]u(z) = λu(z) with the boundary conditions that u(z) decays to zero as z tends to infinity along the rays argz=-\fracp2±\frac(l+1)pm+2\arg z=-\frac{\pi}{2}\pm \frac{(\ell+1)\pi}{m+2} in the complex plane, where P is a polynomial of degree at most m − 1. We provide asymptotic expansions of the eigenvalues λ _n . Then we show that if the eigenvalue problem is PT\mathcal{PT}-symmetric, then the eigenvalues are all real and positive with at most finitely many exceptions. Moreover, we show that when gcd(m,l)=1\gcd(m,\ell)=1, the eigenvalue problem has infinitely many real eigenvalues if and only if one of its translations or itself is PT\mathcal{PT}-symmetric. Also, we will prove some other interesting direct and inverse spectral results.     

Pointwise characterization of Sobolev classes

We prove that a function f is in the Sobolev class W _loc ^m,p (ℝ ⁿ ) or W ^m,p (Q) for some cube Q ⊂ ℝ ⁿ if and only if the formal (m − 1)-Taylor remainder R ^m−1 f(x,y) of f satisfies the pointwise inequality |R ^m−1 f(x,y)| ≤ |x − y| ^m [a(x) + a(y)] for some a ε L ^p (Q) outside a set N ⊂ Q of null Lebesgue measure. This is analogous to H. Whitney’s Taylor remainder condition characterizing the traces of smooth functions on closed subsets of ℝ ⁿ . Dedicated to S.M. Nikol’skiĭ on the occasion of his 100th birthday The main results and ideas of this paper were presented in the plenary lecture of the author at the International Conference and Workshop Function Spaces, Approximation Theory and Nonlinear Analysis dedicated to the centennial of Sergei Mikhailovich Nikol’skii, Moscow, May 24–28, 2005.     

The generic division rings

LetA=k (X ₁, X₂..., X_m) be the division ring generated by genericn×n matrices over a fieldk; thenA is not a crossed product in the following cases: (i) there exists a primeq such thatq ³ℛn;(ii)[k:Q]=m, whereQ is the field of rationals, then if eitherq ³ℛn for someq for whichq-1ℛm, orq ²/nn for some other prime; (iii)k=Z _p ^r a finite field ofp ^r elements and eitherq ³ℛn for sameqℛp ^r-1 orq ²ℛn for some other primes. Other cases are also considered.     

Surjective partial differential operators on real analytic functions defined on open convex sets

Let P(D) be a partial differential operator with constant coefficients which is surjective on the space A(Ω) of real analytic functions on a covex open set Ω⊂ℝ ⁿ . Let L(P _m ) denote the localizations at ∞ (in the sense of H?rmander) of the principal part P _m . Then Q(x+iτN)≠ 0 for (x,τ)∈ℝ ⁿ ×(ℝ\{ 0}) for any Q∈L(P _m ) if N is a normal to δΩ which is noncharacteristic for Q. Under additional assumptions this implies that P _m must be locally hyperbolic. Received: 24 January 2000     

A Boundedness Criterion via Atoms for Linear Operators in Hardy Spaces

Let p∈(0,1] and s≥[n(1/p−1)], where [n(1/p−1)] denotes the maximal integer no more than n(1/p−1). In this paper, the authors prove that a linear operator T extends to a bounded linear operator from the Hardy space H ^p (ℝ ⁿ ) to some quasi-Banach space ℬ if and only if T maps all (p,2,s)-atoms into uniformly bounded elements of ℬ.      

Solvability of nonlocal elliptic problems in weight spaces

In this paper we consider elliptic equations of order 2m in a bounded domainQ є R ⁿ with boundaryδQ and nonlocal conditions relating the traces of the solution and its derivatives on (n − 1)-dimensional smooth manifolds Γ _i (∪ _i =∂δQ) to their values on some compact setF ⊂Q, whereF ∩δQ ≠ Φ. The Fredholm solvability of these problems in the weight spacesV _{p, a} ^/l+2m (Q) is proved for arbitrary 1<p <∞. Translated fromMatematicheskie Zametki, Vol. 67, No. 6, pp. 882–898, June, 2000. This research was supported by the Russian Foundation for Basic Research under grant No. 99-01-00028.     

Remarques sur les systemes dynamiques donnes avec plusieurs facteurs

Two Bernoulli shifts are given, (X, T) and (X′, T′), with independent generatorsR=P ∨Q andR′=P′ ∨Q′ respectively. (R andR′ are finite). One can chooseR such that if (X′, T′) can be made a factor of (X, T) in such a way that (P′) _T′ and (Q′) _T′ are full entropy factors of (P) _T and (Q) _T respectively thend (P ∨Q)=d(P′ ∨Q′). In addition it is proved that if (X, T) is a Bernoulli shift and ifS is a measure preserving transformation ofX that has the same factor algebras asT thenS=T orS=T ⁻¹. A tool for this proof, which may be of independent interest is a relative version for very weak Bernoullicity.

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Equipe de Recherche n^o 1 “Processus stochastique et applications” dépendant de la Section n^o 1 “Mathématiques, Informatique” associée au C.N.R.S.     

Controllability in a filled domain for the multidimensional wave equation with a singular boundary control

In accordance with the demands of the so-called local approach to inverse problems, the set of “waves” u^f (·, T) is studied, where u^f (x,t) is the solution of the initial boundary-value problem u_tt−Δu=0 in Ω×(0,T), u|_t<0=0, u|_∂Ω×(0,T)=f, and the (singular) control f runs over the class L²((0,T); H^−m (∂Ω)) (m>0). The following result is established. Let Ω^T={x ∈ Ω : dist(x, ∂Ω)<T)} be a subdomain of Ω ⊂ ℝⁿ (diam Ω<∞) filled with waves by a final instant of time t=T, let T_*=inf{T : Ω^T=Ω} be the time of filling the whole domain Ω. We introduce the notation D_m=Dom((−Δ)^m/2), where (−Δ) is the Laplace operator, Dom(−Δ)=H²(Ω)∩H ₀ ¹ (Ω);D_−m=(D_m)′;D_−m(Ω^T)={y∈D_−m:supp y ⋐ Ω^T. If T<T., then the reachable set R _m ^T ={u^t(·, T): f ∈ L₂((0,T), H^−m (∂Ω))} (∀m>0), which is dense in D_−m(Ω^T), does not contain the class C ₀ ^∞ (Ω^T). Examples of a ∈ C ₀ ^∞ , a ∈ R _m ^T , are presented. Translated fromZapiski Nauchnykh Seminarov POMI, Vol. 210, 1994, pp. 7–21. Translated by T. N. Surkova.     

Density of smooth maps in Wk, p(M, N) for a close to critical domain dimension

Assuming m − 1 < kp < m, we prove that the space C ^∞(M, N) of smooth mappings between compact Riemannian manifolds M, N (m = dim M) is dense in the Sobolev space W ^k,p (M, N) if and only if π _m−1(N) = {0}. If π _m−1(N) ≠ {0}, then every mapping in W ^k,p (M, N) can still be approximated by mappings M → N which are smooth except in finitely many points.     

On the finiteness of a field-theoretic invariant for commutative rings

If T is a (commutative unital) ring extension of a ring R, then Λ(T /R) is defined to be the supremum of the lengths of chains of intermediate fields between R _P /P R _P and T _Q /QT _Q , where Q varies over Spec(T) and P:= Q ∩ R. The invariant σ(R):= sup Λ(T/R), where T varies over all the overrings of R. It is proved that if Λ(S/R)< ∞ for all rings S between R and T, then (R, T) is an INC-pair; and that if (R, T) is an INC-pair such that T is a finite-type R-algebra, then Λ(T/R)< ∞. Consequently, if R is a domain with σ(R) < ∞, then the integral closure of R is a Prüfer domain; and if R is a Noetherian G-domain, then σ(R) < ∞, with examples showing that σ(R) can be any given non-negative integer. Other examples include that of a onedimensional Noetherian locally pseudo-valuation domain R with σ(R)=∞.     

Distribution of a certain partition function modulo powers of primes

In this paper, we study a certain partition function a(n) defined by Σ _n≥0 a(n)q ⁿ := Π _n=1(1 − q ⁿ )⁻¹(1 − q ²ⁿ )⁻¹. We prove that given a positive integer j ≥ 1 and a prime m ≥ 5, there are infinitely many congruences of the type a(An + B) ≡ 0 (mod m ^j ). This work is inspired by Ono’s ground breaking result in the study of the distribution of the partition function p(n).     

On a Delay Reaction-Diffusion Difference Equation of Neutral Type

In this paper, we first consider a delay difference equation of neutral type of the form: Δ(y _n + py _n−k + q _n y _n−l = 0 for n∈ℤ⁺(0) (1*) and give a different condition from that of Yu and Wang (Funkcial Ekvac, 1994, 37(2): 241–248) to guarantee that every non-oscillatory solution of (1*) with p = 1 tends to zero as n→∞. Moreover, we consider a delay reaction-diffusion difference equation of neutral type of the form: Δ₁(u _n,m + pu _n−k,m ) + q _n,m u _n−l,m = a ²Δ² ₂ u _{n +1, m−1} for (n,m) ∈ℤ⁺ (0) ×Ω, (2*) study various cases of p in the neutral term and obtain that if p≥−1 then every non-oscillatory solution of (2*) tends uniformly in m∈Ω to zero as n→∞; if p = −1 then every solution of (2*) oscillates and if p < −1 then every non-oscillatory solution of (2*) goes uniformly in m∈Ω to infinity or minus infinity as n→∞ under some hypotheses. Received July 14, 1999, Revised August 10, 2000, Accepted September 30, 2000     

On F-almost split sequences

Let A be an Artinian algebra and F an additive subbifunctor of Ext,（-, -） having enough projectives and injectives. We prove that the dualizing subvarieties of mod A closed under F-extensions have F-almost split sequences. Let T be an F-cotilting module in mod A and S a cotilting module over F = End（T）. Then Horn（-, T） induces a duality between F-almost split sequences in ⊥FT and almost sl31it sequences in ⊥S, where addrS = Hom∧（f（F）, T）. Let A be an F-Gorenstein algebra, T a strong F-cotilting module and 0→A→B→C→0 and F-almost split sequence in ⊥FT.If the injective dimension of S as a Г-module is equal to d, then C≌（ΩCM^-dΩ^dDTrA^＊）^＊,where（-）^＊=Hom（g,T）.In addition, if the F-injective dimension of A is equal to d, then A≌ΩMF^-dDΩFop^-d TrC≌ΩCMF^-d ≌F^d DTrC.     

Discrete Calderón’s Identity,Atomic Decomposition and Boundedness Criterion of Operators on Multiparameter Hardy Spaces

In this paper we establish a discrete Calderón’s identity which converges in both L ^q (ℝ ^n+m ) (1<q<∞) and Hardy space H ^p (ℝ ⁿ ×ℝ ^m ) (0<p≤1). Based on this identity, we derive a new atomic decomposition into (p,q)-atoms (1<q<∞) on H ^p (ℝ ⁿ ×ℝ ^m ) for 0<p≤1. As an application, we prove that an operator T, which is bounded on L ^q (ℝ ^n+m ) for some 1<q<∞, is bounded from H ^p (ℝ ⁿ ×ℝ ^m ) to L ^p (ℝ ^n+m ) if and only if T is bounded uniformly on all (p,q)-product atoms in L ^p (ℝ ^n+m ). The similar result from H ^p (ℝ ⁿ ×ℝ ^m ) to H ^p (ℝ ⁿ ×ℝ ^m ) is also obtained.     

Probabilities of high excursions of Gaussian fields

Let {ξ(t), t ∈ T} be a differentiable (in the mean-square sense) Gaussian random field with E ξ(t) ≡ 0, D ξ(t) ≡ 1, and continuous trajectories defined on the m-dimensional interval T ì \mathbbR^m T \subset {\mathbb{R}^m} . The paper is devoted to the problem of large excursions of the random field ξ. In particular, the asymptotic properties of the probability P = P{−v(t) < ξ(t) < u(t), t ∈ T}, when, for all t ∈ T, u(t), v(t) ⩾ χ, χ → ∞, are investigated. The work is a continuation of Rudzkis research started in [R. Rudzkis, Probabilities of large excursions of empirical processes and fields, Sov. Math., Dokl., 45(1):226–228, 1992]. It is shown that if the random field ξ satisfies certain smoothness and regularity conditions, then P = e^−Q  + Qo(1), where Q is a certain constructive functional depending on u, v, T, and the matrix function R(t) = cov(ξ′(t), ξ′(t)).     

Exact controllability for the wave equation with variable coefficients

We consider in this paper the evolution systemy″−Ay=0, whereA =∂ _i(a_ij∂_j) anda _ij ∈C ¹ (ℝ⁺;W ^1,∞ (Ω)) ∩W ^1,∞ (Ω × ℝ⁺), with initial data given by (y ₀,y ₁) ∈L ²(Ω) ×H ⁻¹ (Ω) and the nonhomogeneous conditiony=v on Γ ×]0,T[. Exact controllability means that there exist a timeT>0 and a controlv such thaty(T, v)=y′(T, v)=0. The main result of this paper is to prove that the above system is exactly controllable whenT is “sufficiently large”. Moreover, we obtain sharper estimates onT.     

A Lower Bound for the Differences of Powers of Linear Operators

Let T be a bounded linear operator in a Banach space, with σ（T）={1}. In 1983, Esterle-Berkani＇ s conjecture was proposed for the decay of differences （I - T） T^n as follows： Eitheror lim inf （n→∞（n＋1）｜｜（I-T）T^n｜｜≥1/e or T = I. We prove this claim and discuss some of its consequences.     

Lower bounds at infinity of solutions of partial differential equations in the exterior of a proper cone

An extension of a classical theorem of Rellich to the exterior of a closed proper convex cone is proved: Let Γ be a closed convex proper cone inR ⁿ and −Γ′ be the antipodes of the dual cone of Γ. Let be a partial differential operator with constant coefficients inR ⁿ, whereQ(ζ)≠0 onR ⁿ−iΓ′ andP _i is an irreducible polynomial with real coefficients. Assume that the closure of each connected component of the set {ζ∈R ⁿ−iΓ′;P _j(ζ)=0, gradP _j(ζ)≠0} contains some real point on which gradP _j≠0 and gradP _j∉Γ∪(−Γ). LetC be an open cone inR ⁿ−Γ containing both normal directions at some such point, and intersecting each normal plane of every manifold contained in {ξ∈R ⁿ;P(ξ)=0}. Ifu∈ℒ′∩L _loc ² (R ⁿ−Γ) and the support ofP(−i∂/∂x)u is contained in Γ, then the condition implies that the support ofu is contained in Γ.     

Mixing properties of Markov operators and ergodic transformations,and ergodicity of cartesian products

LetT be a Markov operator onL ₁(X, Σ,m) withT*=P. We connect properties ofP with properties of all productsP ×Q, forQ in a certain class: (a) (Weak mixing theorem)P is ergodic and has no unimodular eigenvalues ≠ 1 ⇔ for everyQ ergodic with finite invariant measureP ×Q is ergodic ⇔ for everyu ∈L ₁ with∝ udm=0 and everyf ∈L _∞ we haveN ⁻¹Σ _n ^≠1/N |<u, P ⁿf>|→0. (b) For everyu ∈L ₁ with∝ udm=0 we have ‖T ⁿu‖₁ → 0 ⇔ for every ergodicQ, P ×Q is ergodic. (c)P has a finite invariant measure equivalent tom ⇔ for every conservativeQ, P ×Q is conservative. The recent notion of mild mixing is also treated. Dedicated to the memory of Shlomo Horowitz An erratum to this article is available at .