REINVESTIGATION OF THE PHOTOPHYSICS OF 2-(2'-HYDROXY-4'-DIETHYLAMINOPHENYL)BENZOTHIAZOLE

Abstract— The photophysical properties of 2-(2'-hydroxy-4'-diethylaminophenyl) benzothiazole (HABT) have been investigated by steady-state and time-resolved spectroscopies. In n-heptane HABT exhibits both normal and tautomer emissions with ∼equal fluorescence intensity at room temperature, in contrast to a previous report in which negligible tautomer emission was observed. The normal/tautomer (400/500 nm) ratio of emission intensity increases as the temperature decreases. Two possible excited-state intramolecular proton transfer (ESIPT) mechanisms are proposed, which cannot be resolved at the present stage. One proposed mechanism incorporates state mixing between -OH and -N(C₂H₅)₂ charge transfer states, resulting in a significant energy barrier for ESIPT. An alternative mechanism is also proposed in which fast proton tunneling may take place between enol and keto forms, which are in equilibrium in the excited singlet state.     

NEW FEATURES IN THE PHOTOPHYSICS and PHOTOCHEMISTRY OF 2-(2''-HYDROXY-PHENYL)BENZOTHIAZOLES INTRODUCED BY AMINE SUBSTITUTION

The photophysics and photochemistry of the 4'-diethylamino derivative of both 2-phenyl-benzothiazole and 2-(2'-hydroxyphenyl)benzothiazole have been studied by nanosecond and microsecond laser flash photolysis and picosecond emission spectroscopy. For the non-hydroxy substituted molecule, the singlet excited state was shown to relax primarily via fluorescence emission, and a very weak triplet transient was observed after laser flash excitation. The 2-(2'-hydroxy-4'-diethylaminophenyl)benzothiazole (AHBT) was shown to undergo excited state intramolecular proton transfer (ESIPT) in the picosecond timescale (k greater than 3 x 10(10) s-1) to form a colored zwitter-ion/keto form in solution at room temperature while the ground state back proton transfer was slower by a factor of approximately 10(5). However, in marked contrast with other derivatives of 2-(2'-hydroxyphenyl)benzothiazole and related molecules, the ESIPT was not the only deactivation process of the lowest singlet excited state of the enol form. Under steady-state excitation at room temperature (and low temperature), the fluorescence emission of the enol form was observed. The T-T absorption of the enol form was also observed and furthermore, the ESIPT was shown to have an activation energy which was estimated to be approximately 4 kJ. None of the foregoing, fluorescence and T-T absorption of the enol nor activation energy for proton transfer have been observed for the parent or derivatives of 2-(2'-hydroxyphenyl)benzothiazoles. The striking new features for the ESIPT photochemistry and photophysics for the 4'-diethylamino derivative of 2-(2'-hydroxyphenyl)benzothiazole are discussed and MO calculations are used to aid in the interpretation of some of the experimental results.     

Role of nitrogen substitution in phenyl ring on excited state intramolecular proton transfer and rotamerism of 2-(2'-hydroxyphenyl)benzimidazole: a theoretical study

A comparative study of 2-(2'-hydroxy-3'-pyridyl)benzimidazole (2',3'-HPyBI), 2-(3'-hydroxy-4'-pyridyl)benzimidazole (3',4'-HPyBI), 2-(4'-hydroxy-3'-pyridyl)benzimidazole (4',3'-HPyBI), 2-(3'-hydroxy-2'-pyridyl)benzimidazole (3',2'-HPyBI), and 2-(5'-hydroxy-4'-pyrimidinyl)benzimidazole (5',4'-HPymBI) with 2-(2'-hydroxyphenyl)benzimidazole (HPBI) was performed theoretically to evaluate the effect of nitrogen substitution in the phenolic ring on the photophysics and rotamerism of HPBI. Density functional theory (DFT) and configuration interaction singles (CIS) combined with time-dependent DFT were employed for ground and excited state studies, respectively. Different possible molecular forms were considered for each molecule viz., cis-enol, trans-enol, open-enol, and keto forms. The computational results revealed that cis-enol is the most stable form in the ground state for all the molecules except in 2',3'-HPyBI. In 2',3'-HPyBI, K-2 keto is the most stable form. Water molecule assisted interconversions between different forms of 2',3'-HPyBI were examined theoretically. Excitation and emission energies for all the forms have been calculated theoretically and the values are in good agreement with the available experimental data. The calculations show that intramolecular proton transfer (ESIPT) is endothermic in the ground state while it is exothermic in the first excited singlet state (except 5',4'-HPymBI). The barrier for the excited state ESIPT reaction increases with nitrogen substitution. Torsional rotation between the benzimidazole and the pyridinyl∕pyrimidinyl rings in the S(1) state depicts that twisted-keto structures involve charge transfer from the hydroxypyridinyl∕hydoxypyrimidinyl to the benzimidazole ring. However, the formation of twisted-keto is not energetically favored in these systems.     

Proton transfer reaction of a new orthohydroxy Schiff base in protic solvents at room temperature

Ground and excited state inter- and intramolecular proton transfer reactions of a new o-hydroxy Schiff base, 7-ethylsalicylidenebenzylamine (ESBA) have been investigated by means of absorption, emission and nanosecond spectroscopy in different protic solvents at room temperature and 77 K. The excited state intramolecular proton transfer (ESIPT) is evidenced by a large Stokes shifted emission (approximately 11000 cm(-1)) at a selected excited energy in alcoholic solvents. Spectral characteristics obtained reveal that ESBA exists in more than one structural form in most of the protic solvents, both in the ground and excited states. From the nanosecond measurements and quantum yield of fluorescence we have estimated the decay rate constants, which are mainly represented by nonradiative decay rates. At 77 K the fluorescence spectra are found to be contaminated with phosphorescence spectra in glycerol and ethylene glycol. It is shown that the fluorescence intensity and nature of the species present are dependent upon the excitation energy.     

Enol-keto tautomerism of aromatic photochromic Schiff base N,N'-bis(salicylidene)-p-phenylenediamine: ground state equilibrium and excited state deactivation studied by solvatochromic measurements on ultrafast time scale

A photochromic symmetric Schiff base, N,N'-bis(salicylidene)-p-phenylenediamine, is proposed as a probe for the study of solvent dependent enol-keto tautomerism in the ground and excited states. The ground state equilibrium between the enol-keto tautomers is found to depend mainly not on polarity but on the proton donating ability of the solvent. Upon selective excitation of each of these tautomers, the same excited state of a keto tautomer is created: in enol, after the ultrafast excited state intramolecular proton transfer (ESIPT), reaction, and in keto tautomer, directly. Then some part (<30%) of excited molecules are transferred to the photochromic form in its ground state. The evidence of another ultrafast deactivation channel in the excited enol tautomer competing with ESIPT has been found. The solvent does not influence the ESIPT dynamics nor the efficiency of the creation of the photochrome.     

How To Reach Intense Luminescence for Compounds Capable of Excited‐State Intramolecular Proton Transfer?

Photoinduced intramolecular direct arylation allows structurally unique compounds containing phenanthro[9′,10′:4,5]imidazo[1,2‐f]phenanthridine and imidazo[1,2‐f]phenanthridine skeletons, which mediate excited‐state intramolecular proton transfer (ESIPT), to be efficiently synthesized. The developed polycyclic aromatics demonstrate that the combination of five‐membered ring structures with a rigid arrangement between a proton donor and a proton acceptor provides a means for attaining large fluorescence quantum yields, exceeding 0.5, even in protic solvents. Steady‐state and time‐resolved UV/Vis spectroscopy reveals that, upon photoexcitation, the prepared protic heteroaromatics undergo ESIPT, converting them efficiently into their excited‐state keto tautomers, which have lifetimes ranging from about 5 to 10 ns. The rigidity of their structures, which suppresses nonradiative decay pathways, is believed to be the underlying reason for the nanosecond lifetimes of these singlet excited states and the observed high fluorescence quantum yields. Hydrogen bonding with protic solvents does not interfere with the excited‐state dynamics and, as a result, there is no difference between the occurrences of ESIPT processes in MeOH versus cyclohexane. Acidic media has a more dramatic effect on suppressing ESIPT by protonating the proton acceptor. As a result, in the presence of an acid, a larger proportion of the fluorescence of ESIPT‐capable compounds originates from their enol excited states.     

Femtosecond dynamics on excited-state proton/charge-transfer reaction in 4'-N,N-diethylamino-3-hydroxyflavone. The role of dipolar vectors in constructing a rational mechanism

The excitation behaviors for 4'-N,N-diethylamino-3-hydroxyflavone (Ia) have been investigated via femtosecond fluorescence upconversion approaches to gain detailed insights into the mechanism of the proton/charge-transfer coupling reaction. In polar solvents such as CH2Cl2 and CH3CN, in addition to a slow, solvent-polarity-dependent rate (a few tens of picoseconds(-1)) of excited-state intramolecular proton transfer (ESIPT) reported previously, early femtosecond relaxation dynamics clearly reveal that the proton-transfer tautomer emission consists of a rise component of a few hundred femtoseconds. The temporal spectral evolution at the time domain of zero to a few hundred femtoseconds further resolves two distinct emission bands consisting of a proton-transfer tautomer emission and a time-dependent Stokes shifted emission. The results, in combination with ab initio calculations on the dipolar vectors for normal and tautomer species, lead us to unveil the importance of the relationship of the dipolar vectors among various states, and hence the corresponding solvation energetics in the overall ESIPT reaction. We conclude a similar dipolar character between ground-state normal (N) and excited proton-transfer tautomer (T*) species, whereas due to the excited-state intramolecular charge transfer (ESICT), the normal excited state (N*) possesses a large dipolar change with respect to N and T*. ESIPT is thus energetically favorable at the Franck-Condon excited N*, and its rate is competitive with respect to the solvation relaxation process. After reaching the solvent equilibration, there exists an equilibrium between N* and T* states in, for example, CH3CN. Due to the greatly different equilibrium polarization between N* and T*, both forward and reversed ESIPT dynamics are associated with a solvent-induced barrier. The latter viewpoint of the equilibrium type of ESIPT in Ia is in agreement with the previous reports based on steady-state, picosecond, and femtosecond dynamic approaches.     

Intramolecular Proton Transfer in 2‐(2′‐hydroxyphenyl)oxazolo[4,5‐b]pyridine: Evidence for Tautomer in the Ground State

The intramolecular proton transfer in a newly synthesized molecule, 2‐(2′‐hydroxyphenyl)oxazolo[4,5‐b]pyridine (HPOP) is studied using UV‐visible absorption, fluorescence emission, fluorescence excitation and time‐resolved fluorescence spectroscopy. In the ground state, the molecule exists as cis‐ and trans‐enol in all the solvents. However, in dioxane, alcohols, acetonitrile, dimethylformamide and dimethylsulfoxide the keto tautomer is also observed in the ground state. Dual fluorescence is observed in HPOP where the large Stoke shifted emission is due to emission from the excited‐state intramolecular proton transfer product, whereas the other emission is the normal emission from enol form. The fluorescence (both normal and tautomer emission) of HPOP is less than those of corresponding benzoxazole and imidazopyridine derivatives. This reveals that the nonradiative decay becomes more efficient upon substitution of electronegative atom on the charge acceptor group. The pH studies substantiate the conclusion that (unlike in its imidazole analog) the third ground state species is the keto tautomer and not the monoanion. The effect of temperature on cis‐enol‐trans‐enol‐keto equilibrium and the nonradiative deactivation from the excited state are also investigated.     

生色团连接的苯骈三氮唑衍生物的激发态分子内质子转移

用从头算和密度泛函理论研究了对硝基二苯乙烯作为生色团连接的2-(2-羟基-苯基)-苯骈三氮唑的衍生物2-羟基-5-[对硝基-二苯乙烯基-氧亚甲基]-苯基-(2H-苯骈三氮唑)(C1)和4′-硝基-3,4-二[2-羟基-(2H-苯骈三氮唑)-苄氧基]-二苯乙烯(C2)发生激发态分子内质子转移(ESIPT)的可能性.系统研究了C1和C2发生ESIPT的互变异构体的基态与激发态的性质变化,包括相关的键长、键角等结构参数,Mulliken电荷和偶极矩,前线轨道以及势能曲线.计算结果表明,对于C1来讲,酮式(keto)的基态(K)不存在稳定结构,因此发生基态分子内质子转移(GSIPT)可能性很小.酮式的激发态(K*)的氢键强度要远强于烯醇式(enol)的激发态(E*)的氢键强度.分子在光致激发后,质子供体所带负电荷减小而质子受体所带负电荷增加.在K*,HOMO→LUMO的电子跃迁导致电子密度从"酚环"向质子化杂环转移.E*→K*跃迁只需要克服较小的能垒(约41 kJ.mol-1).计算结果表明C1发生ESIPT的可能性很大.C2由于具有高能量,其具有基态的单质子转移特征的异构体EK(同时含烯醇E与酮K结构)、具有基态的双质子转移特征的异构体2K(含有双酮结构),以及具有双酮结构特征的激发态2K*均无法获得它们的稳定结构,因此,基态分子内单或双质子转移和激发态分子内双重质子转移发生的可能性极小.然而,由于双烯醇式的激发态(2E*)和EK的激发态(EK*)存在稳定结构,且2E*→EK*跃迁具有低能垒,因此C2有可能发生激发态分子内单重质子转移.本文进一步计算了两个分子的紫外-可见吸收光谱与荧光发射光谱,获得了具有较大斯托克位移的ESIPT的荧光发射峰.     

Excited state intramolecular proton transfer in a new o-hydroxy Schiff base in non polar solvents at room temperature and 77 K

A new orthohydroxy Schiff base, 7-ethylsalicylidenebenzylamine (ESBA) has been synthesised. The excited state intramolecular proton transfer (ESIPT) processes have been investigated by means of absorption, emission and nanosecond spectroscopy at room temperature and at 77 K in non polar solvents. The ESIPT is evidenced by a large Stokes shifted emission (11 000 cm⁻¹) only at 77 K. From fluorescence and excitation spectra it is suggested that at least three different species are present in the excited state at room temperature. Our theoretical calculation at AM1 level confirm the cis-isomer to be the only viable form in the ground state.     

Chemistry, photophysics, and ultrafast kinetics of two structurally related Schiff bases containing the naphthalene or quinoline ring

The two structurally related Schiff bases, 2-hydroxynaphthylidene-(8-aminoquinoline) (HNAQ) and 2-hydroxynaphthylidene-1(')-naphthylamine (HNAN), were studied by means of steady-state and time resolved optical spectroscopies as well as time-dependent density functional theory (TDDFT) calculations. The first one, HNAQ, is stable as a keto tautomer in the ground state and in the excited state in solutions, therefore it was used as a model of a keto tautomer of HNAN which exists mainly in its enol form in the ground state at room temperature. Excited state intramolecular proton transfer in the HNAN molecule leads to a very weak (quantum yield of the order of 10(-4)) strongly Stokes-shifted fluorescence. The characteristic time of the proton transfer (about 30 fs) was estimated from femtosecond transient absorption data supported by global analysis and deconvolution techniques. Approximately 35% of excited molecules create a photochromic form whose lifetime was beyond the time window of the experiment (2 ns). The remaining ones reach the relaxed S(1) state (of a lifetime of approximately 4 ps), whose emission is present in the decay associated difference spectra. Some evidence for the back proton transfer from the ground state of the keto form with the characteristic time of approximately 13 ps was also found. The energies and orbital characteristics of main electronic transitions in both molecules calculated by TDDFT method are also discussed.     

DFT based computational study on the excited state intramolecular proton transfer processes in o-hydroxybenzaldehyde

Potential energy (PE) curves for the intramolecular proton transfer in the ground (GSIPT) and excited (ESIPT) states of o-hydroxybenzaldehyde (OHBA) were studied using DFT-B3LYP/6-31G(d) and TD-DFT-B3LYP/6-31G(d) level of theory, respectively. Our calculations suggest the non-viability of ground state intramolecular proton transfer in this compound. Excited states PE calculations support the ESIPT process in OHBA. The contour PE diagram and the variation of oscillator strength along the proton transfer co-ordinate support the dual emission in OHBA. Our calculations also support the experimental observations of Nagaoka et al. [S. Nagaoka, U. Nagashima, N. Ohta, M. Fujita, T. Takemura, J. Phys. Chem. 92 (1988) 166], i.e. normal emission of the title compound comes from S(2) state and the red-shifted proton transfer band appears from the S(1) state. ESIPT process has also been explained in terms of HOMO and LUMO electron density of the enol and keto tautomer of OHBA and from the potential energy surfaces.     

Inter- and intramolecular excited state proton transfer in 2-hydroxy-9H-carzole-1-carboxylic acid

Absorption, fluorescence and fluorescence excitation spectroscopy and single photon counting time dependence spectrofluorimetry have been used to study the inter- and intramolecular excited state proton transfer (ESIPT) reactions in 2-hydroxy-9H-carbazole-1-carboxylic acid (2-HCA). Except in cyclohexane and water (pH 5) dual fluorescence is observed in rest of the solvents used. Normal Stokes shifted band seems to originate from 2-HCA-1-c and tautomer emission band from the tautomer formed by ESIPT in 2-HCA-1-c followed by structural reorganization. Both these emission band systems originate from the same ground state species. AM1 and CNDO/S-CI calculations have been carried out to establish the identity of the species. Different prototropic equilibria have been determined and discussed.     

Femtosecond dynamics of piroxicam structures in solutions

We report on studies of femtosecond dynamics of a nonsteroidal anti-inflammatory drug, piroxicam (1), in water at three different pHs and for comparison in two aprotic solvents. An ultrafast excited-state proton-transfer (ESIPT) process takes place in neutral and cationic enol-type structures. Femtosecond emission and transient absorption experiments show that this reaction is barrierless, and the proton-transferred keto tautomer is formed in less than 100 fs in both organic solvents and acidic water. In neutral and alkaline water, the ESIPT is not present because of the prevalence of the anion structures at the ground state. For the excited anions (pH = 7, 11) and formed keto cations (pH approximately 3), an intramolecular charge-transfer process takes place in times shorter than 0.3 ps. The formed structures have a fluorescence lifetime of approximately 2-5 ps, depending on pH. In contrast, the internal twisting motion in organic solvents is slower (approximately 0.5-1 ps) and gives rotamers with lifetimes of tens of picoseconds. These results clearly show strong interactions of 1 with water, significantly distinct from those present in organic aprotic solvents. We believe that the results are important for a better understanding on short time interactions of drugs with their environment.     

Proton transfer reaction in 4-hydroxy-3-formyl benzoic acid in protic solvents at room temperature and 77K and some theoretical aspects

Proton transfer processes of 4-hydroxy-3-formyl benzoic acid (HFBA) have been studied in a number of different protic solvents by means of absorption, emission and nanosecond transient spectroscopy at room temperature and 77K. Intermolecular interaction occurs in polar protic solvents only in presence of a base in the ground state whereas in the excited state, intermolecular complex formation and proton transfer occurs even in pure protic solvents. The dianion is detected in water, methanol, ethanol and TFE in presence of base. HFBA shows phosphorescence in pure ethanol at 77K. The occurrence of phosphorescence is due to rupture of the intramolecular bond and rotation of the formyl group. We have calculated quantum yields of fluorescence and also estimated decay rates from nanosecond measurements. The energetics of the ground and excited state proton transfer in HFBA have been investigated at the AM1 level of approximation. The ground singlet is predicted to have a large activation barrier on the proton transfer path, while the barrier height is much lower on the corresponding excited singlet surface.     

Ultrafast branching of reaction pathways in 2-(2'-hydroxyphenyl)benzothiazole in polar acetonitrile solution

In a combined study on the photophysics of 2-(2'-hydroxyphenyl)-benzothiazole (HBT) in polar acetonitrile utilizing ultrafast infrared spectroscopy and quantum chemical calculations, we show that a branching of reaction pathways occurs on femtosecond time scales. Apart from the excited-state intramolecular hydrogen transfer (ESIHT) converting electronically excited enol tautomer into the keto tautomer, known to be the dominating mechanism of HBT in nonpolar solvents such as cyclohexane and tetrachloroethene, in acetonitrile solution twisting also occurs around the central C-C bond connecting the hydroxyphenyl and benzothiazole units in both electronically excited enol and keto tautomers. The solvent-induced intramolecular twisting enables efficient internal conversion pathways to both enol and keto tautomers in the electronic ground state. Whereas relaxation to the most stable enol tautomer with twisting angle Θ = 0° implies full ground state recovery, a small fraction of HBT molecules persists as the keto twisting conformer with the twisting angle Θ = 180° for delay times extending beyond 120 ps.     

基于异噁唑酮类份菁染料的激发态分子内质子转移的研究

运用量子化学理论计算方法研究了3-甲基-4-(1H-吲哚-3-次甲基)-异噁唑-5-酮(A)及其衍生物份菁染料的激发态分子内质子转移性质.研究表明:在基态3种染料AH(R=H),AO(R=—O(H3))和AP(R=—O(H2Ph))只存在酮式构型,在激发态AH与AP存在酮式和烯醇式2种构型,而AO存在酮式、烯醇式和仲胺式3种构型.红外光谱表明化合物从基态跃迁到激发态存在分子内的氢键增强作用,势能曲线显示激发态的质子转移为放热反应且能垒较低,通过分析电子光谱得到具有较大斯托克位移的激发态分子内质子转移的荧光发射峰,前线分子轨道理论计算进一步说明了其质子转移的发生过程.     

Excited state proton transfer in di-(2-hydroxy-3-formyl-5-tert butyl phenyl) methane and solvent effect

The proton transfer reaction and the spectroscopic properties of di-(2-hydroxy-3-formyl-5-tert butyl phenyl) methane (HFPM) have been examined in different nonpolar and polar solvents at room temperature and 77 K, by means of absorption, emission and time resolved fluorescence spectroscopy. In the ground state, the primary closed form has been identified in all the nonpolar and polar solvents and the anion is detected only in presence of base in some of the polar solvents. After photoexcitation, the excited state intramolecular proton transfer (ESIPT) is indicated by a large Stokes shifted emission (approximately 10,600 cm-1) in all the nonpolar and polar solvents used, except in water and ethylene glycol (EG). The ESIPT band is likely to be originated from the enol tautomer of the HFPM. Two types of anion and H-bonded complex have been detected in the excited state. In water and EG, only anion and H-bonded complex have been detected in the excited state. At 77 K, HFPM shows phosphorescence in pure ethanol, and in n-hexane in presence of triethylamine. It has been suggested that the appearance of phosphorescence is due to the rotation of the formyl group. The measured nonradiative decay rates have always been found to dominate in the decay processes of the excited state of HFPM. Some semiempirical calculations have been undertaken to rationalize the experimental findings.     

Electronic and quantum dynamical insight into the ultrafast proton transfer of 1-hydroxy-2-acetonaphthone

The ultrafast proton-transfer dynamics of 1-hydroxy-2-acetonaphthone has been theoretically analyzed in the ground and first singlet excited electronic states by density functional theory calculations and quantum dynamics. The potential energies obtained in the ground electronic state reveal that the proton-transfer process does not lead to a stable keto tautomer unless the transfer of the hydrogen from the enol form is accompanied by an internal rotation of the newly formed O-H bond. Calculations in the first singlet excited electronic state point to a very low barrier for the formation of the keto tautomer. The analysis of the calculated frequencies of the two tautomers in the excited state unveils a coupling of the skeletal motions (low frequency modes) with the proton-transfer process, as it has been stated from time-resolved experiments. The electronic energies obtained by the time-dependent density functional theory formalism have been fitted to a monodimensional potential energy surface in order to perform an exact quantum dynamics study of the process. Our results show that the proton-transfer process is completed within 25.5 fs, in remarkable good agreement with experiments.