Invariant Subspaces for Semigroups of Algebraic Operators

T. Laffey showed (Linear and Multilinear Algebra6(1978), 269–305) that a semigroup of matrices is triangularizable if the ranks of all the commutators of elements of the semigroup are at most 1. Our main theorem is an extension of Hthis result to semigroups of algebraic operators on a Banach space. We also obtain a related theorem for a pair {A, B} of arbitrary bounded operators satisfying rank (AB−BA)=1 and several related conditions. In addition, it is shown that a semigroup of algebraically unipotent operators of bounded degree is triangularizable.     

Invariant subspaces for operator semigroups with commutators of rank at most one

Let X be a complex Banach space of dimension at least 2, and let S be a multiplicative semigroup of operators on X such that the rank of ST−TS is at most 1 for all {S,T}⊂S. We prove that S has a non-trivial invariant subspace provided it is not commutative. As a consequence we show that S is triangularizable if it consists of polynomially compact operators. This generalizes results from [H. Radjavi, P. Rosenthal, From local to global triangularization, J. Funct. Anal. 147 (1997) 443-456] and [G. Cigler, R. Drnovšek, D. Kokol-Bukovšek, T. Laffey, M. Omladi?, H. Radjavi, P. Rosenthal, Invariant subspaces for semigroups of algebraic operators, J. Funct. Anal. 160 (1998) 452-465].     

Fonctions lipschitziennes et espaces de Sobolev fractionnaires

We consider a semigroup of Markovian and symmetric operators to which we associate fractional Sobolev spaces D^α_p (0 < α < 1 and 1 < p < ∞) defined as domains of fractional powers (−A_p)^α/2, where A_p is the generator of the semigroup in L^p. We show under rather general assumptions that Lipschitz continuous functions operate by composition on D^α_p if p ≥ 2. This holds in particular in the case of the Ornstein-Uhlenbeck semigroup on an abstract Wiener space.     

The p-approximation property in terms of density of finite rank operators

We characterize the p-approximation property (p-AP) introduced by Sinha and Karn [D.P. Sinha, A.K. Karn, Compact operators whose adjoints factor through subspaces of ?p, Studia Math. 150 (2002) 17-33] in terms of density of finite rank operators in the spaces of p-compact and of adjoints of p-summable operators. As application, the p-AP of dual Banach spaces is characterized via density of finite rank operators in the space of quasi-p-nuclear operators. This relates the p-AP to Saphar's approximation property APp^′. As another application, the p-AP is characterized via a trace condition, allowing to define the trace functional on certain subspaces of the space of nuclear operators.     

On simultaneous triangularization of collections of compact operators

In this paper we consider collections of compact (resp. C_p class) operators on arbitrary Banach (resp. Hilbert) spaces. For a subring R of reals, it is proved that an R-algebra of compact operators with spectra in R on an arbitrary Banach space is triangularizable if and only if every member of the algebra is triangularizable. It is proved that every triangularizability result on certain collections, e.g., semigroups, of compact operators on a complex Banach (resp. Hilbert) space gives rise to its counterpart on a real Banach (resp. Hilbert) space. We use our main results to present new proofs as well as extensions of certain classical theorems (e.g., those due to Kolchin, McCoy, and others) on arbitrary Banach (resp. Hilbert) spaces.     

Infinite-dimensional triangularization

The goal of this paper is to generalize the theory of triangularizing matrices to linear transformations of an arbitrary vector space, without placing any restrictions on the dimension of the space or on the base field. We define a transformation T of a vector space V to be triangularizable if V has a well-ordered basis such that T sends each vector in that basis to the subspace spanned by basis vectors no greater than it. We then show that the following conditions (among others) are equivalent: (1) T is triangularizable, (2) every finite-dimensional subspace of V is annihilated by $f(T)$ for some polynomial f that factors into linear terms, (3) there is a maximal well-ordered set of subspaces of V that are invariant under T, (4) T can be put into a crude version of the Jordan canonical form. We also show that any finite collection of commuting triangularizable transformations is simultaneously triangularizable, we describe the closure of the set of triangularizable transformations in the standard topology on the algebra of all transformations of V, and we extend to transformations that satisfy a polynomial the classical fact that the double-centralizer of a matrix is the algebra generated by that matrix.     

Extremal functions as divisors for kernels of Toeplitz operators

In this paper, an extremal function of a Banach space of analytic functions in the unit disk (not all functions vanishing at 0) is a function solving the extremal problem for functions f of norm 1. We study extremal functions of kernels of Toeplitz operators on Hardy spaces H^p, 1<p<∞. Such kernels are special cases of so-called nearly invariant subspaces with respect to the backward shift, for which Hitt proved that when p=2, extremal functions act as isometric divisors. We show that the extremal function is still a contractive divisor when p<2 and an expansive divisor when p>2 (modulo p-dependent multiplicative constants). We give examples showing that the extremal function may fail to be a contractive divisor when p>2 and also fail to be an expansive divisor when p<2. We discuss to what extent these results characterize the Toeplitz operators via invariant subspaces for the backward shift.     

Boundary values of holomorphic semigroups of unbounded operators and similarity of certain perturbations

We obtain sufficient conditions for a “holomorphic” semigroup of unbounded operators to possess a boundary group of bounded operators. The theorem is applied to generalize to unbounded operators results of Kantorovitz about the similarity of certain perturbations. Our theory includes a result of Fisher on the Riemann-Liouville semigroup in L^p(0, ∞) 1 < p < ∞. In this particular case we give also an alternative approach, where the boundary group is obtained as the limit of groups in the weak operator topology.     

Positive Semigroups of Kernel Operators

Extending results of Davies and of Keicher on ℓ^p we show that the peripheral point spectrum of the generator of a positive bounded C₀-semigroup of kernel operators on L^p is reduced to 0. It is shown that this implies convergence to an equilibrium if the semigroup is also irreducible and the fixed space non-trivial. The results are applied to elliptic operators. Dedicated to the memory of H.H. Schaefer     

Subordination in the sense of Bochner of L p -semigroups and associated Markov processes

We show that the subordination induced by a convolution semigroup（subordination in the sense of Bochner）of a C0-semigroup of sub-Markovian operators on an Lpspace is actually associated to the subordination of a right（Markov）process.As a consequence,we solve the martingale problem associate with the Lp-infinitesimal generator of the subordinate semigroup.We also prove quasi continuity properties for the elements of the domain of the Lp-generator of the subordinate semigroup.It turns out that an enlargement of the base space is necessary.A main step in the proof is the preservation under such a subordination of the property of a Markov process to be a Borel right process.We use several analytic and probabilistic potential theoretical tools.     

Characterization of the closedness of the sum of two shift-invariant spaces

We first present a formula for the supremum cosine angle between two closed subspaces of a separable Hilbert space under the assumption that the ‘generators’ form frames for the subspaces. We then characterize the conditions that the sum of two, not necessarily finitely generated, shift-invariant subspaces of L²(Rd) be closed. If the fibers of the generating sets of the shift-invariant subspaces form frames for the fiber spaces a.e., which is satisfied if the shift-invariant subspaces are finitely generated or if the shifts of the generating sets form frames for the respective subspaces, then the characterization is given in terms of the norms of possibly infinite matrices. In particular, if the shift-invariant subspaces are finitely generated, then the characterization is given wholly in terms of the norms of finite matrices.     

Vector-valued Littlewood-Paley-Stein theory for semigroups

We develop a generalized Littlewood-Paley theory for semigroups acting on L^p-spaces of functions with values in uniformly convex or smooth Banach spaces. We characterize, in the vector-valued setting, the validity of the one-sided inequalities concerning the generalized Littlewood-Paley-Stein g-function associated with a subordinated Poisson symmetric diffusion semigroup by the martingale cotype and type properties of the underlying Banach space. We show that in the case of the usual Poisson semigroup and the Poisson semigroup subordinated to the Ornstein-Uhlenbeck semigroup on Rⁿ, this general theory becomes more satisfactory (and easier to be handled) in virtue of the theory of vector-valued Calderón-Zygmund singular integral operators.     

Regularity properties of semigroups generated by some Fleming-Viot type operators

We study different qualitative properties of the semigroup generated by some degenerate differential elliptic operators on the standard simplex of Rd. Some methods are new and are based on the representation formulas of the semigroup in terms of iterates of suitable positive operators. The main result is the ultracontractivity property which is obtained in the setting of weighted Lp-spaces. We describe the asymptotic behavior of the semigroup and obtain the compactness property in the same setting and also in spaces of continuous functions.     

Algebra properties for Sobolev spaces — applications to semilinear PDEs on manifolds

In this work, we aim to prove algebra properties for generalized Sobolev spaces W ^s,p ?? L ^?? on a Riemannian manifold (or more general homogeneous type space as graphs), where W ^s,p is of Bessel-type W ^s,p := (1+L)^?s/m (L ^p ) with an operator L generating a heat semigroup satisfying off-diagonal decays. We do not require any assumption on the gradient of the semigroup. Instead, we propose two different approaches (one by paraproducts associated to the heat semigroup and another one using functionals). We also study the action of nonlinearities on these spaces and give applications to semi-linear PDEs. These results are new on Riemannian manifolds (with a non-bounded geometry) and even in euclidean space for Sobolev spaces associated to second order uniformly elliptic operators in divergence form.     

Weighted norm inequalities, Gaussian bounds and sharp spectral multipliers

Let L be a non-negative self-adjoint operator acting on L²(X) where X is a space of homogeneous type. Assume that L generates a holomorphic semigroup e−tL whose kernels pt(x,y) have Gaussian upper bounds but there is no assumption on the regularity in variables x and y. In this article, we study weighted Lp-norm inequalities for spectral multipliers of L. We show that sharp weighted Hörmander-type spectral multiplier theorems follow from Gaussian heat kernel bounds and appropriate L² estimates of the kernels of the spectral multipliers. These results are applicable to spectral multipliers for large classes of operators including Laplace operators acting on Lie groups of polynomial growth or irregular non-doubling domains of Euclidean spaces, elliptic operators on compact manifolds and Schrödinger operators with non-negative potentials.     

Weighted interpolation in Paley-Wiener spaces and finite-time controllability

This paper considers the solution of weighted interpolation problems in model subspaces of the Hardy space H² that are canonically isometric to Paley-Wiener spaces of analytic functions. A new necessary and sufficient condition is given on the set of interpolation points which guarantees that a solution in H² can be transferred to a solution in a model space. The techniques used rely on the reproducing kernel thesis for Hankel operators, which is given here with an explicit constant. One of the applications of this work is to the finite-time controllability of diagonal systems specified by a C₀ semigroup.     

Spectra of singular measures as multipliers on Lp

Stein's theorem on the interpolation of a family of operators between two analytic spaces is generalized, both to a multiply connected domain and to an interpolation between more than two spaces. The theorem is then applied to get setwise upper bounds for spectra of convolution operators on L^p of the circle. In particular the spectra of operators given by convolution by Cantor-Lebesgue-type measures on L^p are determined. The same is done for certain Riesz products. These results are used to derive a result on translation-invariant subspaces of L^p of the circle.     

OSCILLATION AND VARIATION OF THE LAGUERRE HEAT AND POISSON SEMIGROUPS AND RIESZ TRANSFORMS＊

In this article,we study Lp-boundedness properties of the oscillation and variation operators for the heat and Poissson semigroup and Riesz transforms in the Laguerre settings.Also,we characterize Hard...     

Differentiability of a convex semigroup on Rn

It is proved that each continuous semigroup {P(t)}_t≥0 of convex operators P(t):Rⁿ→Rⁿ is continuously differentiable with respect to t. This note represents a first step towards a better understanding of semigroups formed by convex operators. We establish the differentiability of a convex semigroup in the finite dimensional case, generalizing a basic result from linear semigroup theory. Our motivation for the study of semigroups of convex operators comes from the theory of Markov decision processes. In [1] and in [2] it was shown that the maximum reward of these processes can be described by a certain nonlinear semigroup. The nonlinear operators are defined as suprema of linear operators (plus a constant), hence they are convex operators. It seems that the convexity assumption keeps its smoothing influence even in the infinite dimensional situation. We hope to discuss this in a future paper.     

L p-Theory of elliptic differential operators on manifolds of bounded geometry

This paper is devoted to some of the properties of uniformly elliptic differential operators with bounded coefficients on manifolds of bounded geometry in L ^pspaces. We prove the coincidence of minimal and maximal extensions of an operator of a considered type with a positive principal symbol, the existence of holomorphic semigroup, generated by it, and the estimates of L ^p-norms of the operators of this semigroup. Some spectral properties of such operators in L ^pspaces are also studied.