Whispering-gallery mode resonators: Surface enhanced Raman scattering without plasmons

Calculations based on the Mie theory are performed to determine the locally enhanced electric fields due to whispering-gallery mode resonances for dielectric microspheres, with emphasis on electromagnetic "hot spots" that are located along the wavevector direction on the surface of the sphere. The local electric field enhancement associated with these hot spots is used to determine the surface enhanced Raman scattering enhancement factors for a molecule, here treated as a classical dipole, located near the surface of the sphere. Both incident and Raman emission enhancements are calculated accurately using an extension of the Mie theory that includes interaction of the Raman dipole field with the sphere. The enhancement factors are calculated for dielectric spheres in vacuum with a refractive index of 1.9 and radii of 5, 10, and 20 microm and for wavelengths that span the visible spectrum. Maximum Raman scattering enhancement factors on the order of 10(3)-10(4) are found at locations slightly off the propagation axis when the incident excitation but not the Stokes-shifted radiation is coincident with a whispering-gallery mode resonance. The enhancement factors are found to vary inversely with the resonance width, and this determines the influence of the mode number and order on the results. Additional calculations are performed for the case where the Stokes-shifted radiation is also on-resonance and Raman enhancement factors as large as 10(8) are found. These enhancement factors are typically a factor of 10(2) smaller than would be obtained from /E/4 enhancement estimates, as enhancement of the Raman dipole emission is significantly reduced compared to the local field enhancement for micron size particles or larger. Conditions under which single-molecule or few-molecule measurements are feasible are identified.     

Exploring the chemical enhancement for surface-enhanced Raman scattering with Au bowtie nanoantennas

Single metallic bowtie nanoantennas provide a controllable environment for surface-enhanced Raman scattering (SERS) of adsorbed molecules. Bowties have experimentally measured electromagnetic enhancements, enabling estimation of chemical enhancement for both the bulk and the few-molecule regime. Strong fluctuations of selected Raman lines imply that a small number of p-mercaptoaniline molecules on a single bowtie show chemical enhancement >10(7), much larger than previously believed, likely due to charge transfer between the Au surface and the molecule. This chemical sensitivity of SERS has significant implications for ultra-sensitive detection of single molecules.     

Towards rapid nanoscale chemical analysis using tip-enhanced Raman spectroscopy with Ag-coated dielectric tips

The influence of dielectric substrates on the Raman scattering activities of Ag overlayers has been investigated. Materials with low refractive indices, such as SiO₂, SiO_x and AlF₃, were found to provide suitable supporting platforms for Ag films to give strong surface-enhanced Raman scattering for dye molecules when illuminated at 488 nm. This finding was then extended to tip-enhanced Raman scattering (TERS). Huge enhancements of 70–80×, corresponding to net enhancements of >10⁴, were observed for brilliant cresyl blue test analyte when Ag-coated tips made from or precoated with low refractive index materials were applied. The yield of fabricated tips that significantly enhance the Raman signals was found to be close to 100%. These findings provide crucial steps towards the use of TERS as a robust technique for rapid chemical imaging with nanometer spatial resolution. Figure Silver-coated dielectric tips for tip-enhanced Raman scattering (TERS) are capable of more than 10,000-fold enhancement     

Resonance Raman scattering of rhodamine 6G as calculated using time-dependent density functional theory

In this work, we present the first calculation of the resonance Raman scattering (RRS) spectrum of rhodamine 6G (R6G) which is a prototype molecule in surface-enhanced Raman scattering (SERS). The calculation is done using a recently developed time-dependent density functional theory (TDDFT) method, which uses a short-time approximation to evaluate the Raman scattering cross section. The normal Raman spectrum calculated with this method is in good agreement with experimental results. The calculated RRS spectrum shows qualitative agreement with SERS results at a wavelength that corresponds to excitation of the S(1) state, but there are significant differences with the measured RRS spectrum at wavelengths that correspond to excitation of the vibronic sideband of S(1). Although the agreement with the experiments is not perfect, the results provide insight into the RRS spectrum of R6G at wavelengths close to the absorption maximum where experiments are hindered due to strong fluorescence. The calculated resonance enhancements are found to be on the order of 10(5). This indicates that a surface enhancement factor of about 10(10) would be required in SERS in order to achieve single-molecule detection of R6G.     

Surface-enhanced Raman scattering-active silver nanostructures with two domains

Generally, a controllable and reproduced surface roughness for surface-enhanced Raman scattering (SERS) studies can be generated through control of the electrochemical oxidation–reduction cycles (ORC) procedure. In this work, we propose a new sonoelectrochemical approach to prepare SERS-active substrates with two domain-Ag nanostructures. The method is based on a strategy of deposition–dissolution cycles (DDCs) by using a cathodic overpotential and an anodic overpotential from open circuit potential (OCP) in turn under sonication. The prepared SERS-active substrate demonstrates large Raman scattering enhancement for adsorbed Rhodamine 6G (R6G) with an enhancement factor of 2.3 × 10⁸ and a limit of detection of 2 × 10⁻¹³ M. The improved SERS performances can be successfully explained from the viewpoints of electromagnetic (EM) and chemical (CHEM) enhancements.     

TDDFT studies of absorption and SERS spectra of pyridine interacting with Au20

We present time dependent density functional theory (TDDFT) calculations for a tetrahedral Au20 complex interacting with pyridine for the purpose of modeling absorption and surface enhanced Raman scattering, with emphasis on chemical and electrodynamic enhancement effects. These calculations are done using the ADF code with the BP86 functional, the zeroth-order regular approximation and with the resonant electronic response modeled using a short time approximation expression for the perturbed density matrix, with a damping factor that is empirically chosen. The absorption spectrum of bare Au20 shows strong intraband (sp-sp) and interband (sp-d) coupling with a low-energy peak at 2.89 eV that is mostly intraband and other peaks at 3.94 and 4.70 eV that have mixed intra- and interband character. SERS spectra are calculated for pyridine/Au20 for both vertex (V) and surface (S) configurations at their respective lowest energy absorption maxima (near 2.89 eV), and we find that the V configuration has higher intensities that correspond to SERS enhancements of 10(3)-10(4), whereas S has an enhancement of 10(2)-10(3). These enhancement values are significantly lower than the analogous results for pyridine/Ag20 primarily because of reduced oscillator strength associated with the intraband transition in Au20. Decomposition of the pyridine/Au20 enhancement factor into chemical and electromagnetic contributions (through an analysis of the static SERS intensities) shows enhanced chemical enhancements compared to Ag20 but reduced electromagnetic enhancements.     

Surface-enhanced Raman scattering of p-aminothiophenol on a Au(core)/Cu(shell) nanoparticle assembly.

Surface-enhanced Raman scattering (SERS) of p-aminothiophenol (PATP) molecules adsorbed onto assemblies of Au(core)/Cu(shell) nanoparticles is reported. We compare it with the SERS spectrum of PATP adsorbed onto gold nanoparticles: both the absolute and relative scattered intensities of various bands in the two spectra are very different. The difference in relative intensity can be ascribed to chemical effects; the chemical enhancement ratio of the two substrates is approximately 3-5. A theoretical analysis based on a charge-transfer model is carried out, which yields a consistent result and shows that the difference in chemical enhancement is mainly due to the state densities and Fermi levels of the substrates. The difference in absolute intensity originates from electromagnetic (EM) enhancement. EM enhancement of Au(core)/Cu(shell) nanoparticles is unlike that of single-component gold or copper SERS-active substrates. The core/shell particle size for optimal enhancement is about 20 nm in the case of a 632.8 nm incident laser (the size ratio of the core and shell layers is about 0.6).     

The many facets of Raman spectroscopy for biomedical analysis

A critical review is presented on the use of linear and nonlinear Raman microspectroscopy in biomedical diagnostics of bacteria, cells, and tissues. This contribution is combined with an overview of the achievements of our research group. Linear Raman spectroscopy offers a wealth of chemical and molecular information. Its routine clinical application poses a challenge due to relatively weak signal intensities and confounding overlapping effects. Nonlinear variants of Raman spectroscopy such as coherent anti-Stokes Raman scattering (CARS) and stimulated Raman scattering (SRS) have been recognized as tools for rapid image acquisition. Imaging applications benefit from the fact that contrast is based on the chemical composition and molecular structures in a label-free and nondestructive manner. Although not label-free, surface enhanced Raman scattering (SERS) has also been recognized as a complementary biomedical tool to increase sensitivity. The current state of the art is evaluated, illustrative examples are given, future developments are pointed out, and important reviews and references from the current literature are selected. The topics are identification of bacteria and single cells, imaging of single cells, Raman activated cell sorting, diagnosis of tissue sections, fiber optic Raman spectroscopy, and progress in coherent Raman scattering in tissue diagnosis. The roles of networks—such as Raman4clinics and CLIRSPEC on a European level—and early adopters in the translation, dissemination, and validation of new methods are discussed.     

Nanoscale Chemical Imaging Using Tip‐Enhanced Raman Spectroscopy: A Critical Review

Methods for chemical analysis at the nanometer scale are crucial for understanding and characterizing nanostructures of modern materials and biological systems. Tip‐enhanced Raman spectroscopy (TERS) combines the chemical information provided by Raman spectroscopy with the signal enhancement known from surface‐enhanced Raman scattering (SERS) and the high spatial resolution of atomic force microscopy (AFM) or scanning tunneling microscopy (STM). A metallic or metallized tip is illuminated by a focused laser beam and the resulting strongly enhanced electromagnetic field at the tip apex acts as a highly confined light source for Raman spectroscopic measurements. This Review focuses on the prerequisites for the efficient coupling of light to the tip as well as the shortcomings and pitfalls that have to be considered for TERS imaging, a fascinating but still challenging way to look at the nanoworld. Finally, examples from recent publications have been selected to demonstrate the potential of this technique for chemical imaging with a spatial resolution of approximately 10 nm and sensitivity down to the single‐molecule level for applications ranging from materials sciences to life sciences.     

Surface enhanced Raman optical activity of molecules on orientationally averaged substrates: theory of electromagnetic effects

We present a model for electromagnetic enhancements in surface enhanced Raman optical activity (SEROA) spectroscopy. The model extends previous treatments of SEROA to substrates, such as metal nanoparticles in solution, that are orientationally averaged with respect to the laboratory frame. Our theoretical treatment combines analytical expressions for unenhanced Raman optical activity with molecular polarizability tensors that are dressed by the substrate's electromagnetic enhancements. We evaluate enhancements from model substrates to determine preliminary scaling laws and selection rules for SEROA. We find that dipolar substrates enhance Raman optical activity (ROA) scattering less than Raman scattering. Evanescent gradient contributions to orientationally averaged ROA scale to first or higher orders in the gradient of the incident plane-wave field. These evanescent gradient contributions may be large for substrates with quadrupolar responses to the plane-wave field gradient. Some substrates may also show a ROA contribution that depends only on the molecular electric dipole-electric dipole polarizability. These conclusions are illustrated via numerical calculations of surface enhanced Raman and ROA spectra from (R)-(-)-bromochlorofluoromethane on various model substrates.     

Characterization of the surface enhanced raman scattering (SERS) of bacteria

The surface enhanced Raman scattering (SERS) of a number of species and strains of bacteria obtained on novel gold nanoparticle (approximately 80 nm) covered SiO(2) substrates excited at 785 nm is reported. Raman cross-section enhancements of >10(4) per bacterium are found for both Gram-positive and Gram-negative bacteria on these SERS active substrates. The SERS spectra of bacteria are spectrally less congested and exhibit greater species differentiation than their corresponding non-SERS (bulk) Raman spectra at this excitation wavelength. Fluorescence observed in the bulk Raman emission of Bacillus species is not apparent in the corresponding SERS spectra. Despite the field enhancement effects arising from the nanostructured metal surface, this fluorescence component appears "quenched" due to an energy transfer process which does not diminish the Raman emission. The surface enhancement effect allows the observation of Raman spectra of single bacterial cells excited at low incident powers and short data acquisition times. SERS spectra of B. anthracis Sterne illustrate this single cell level capability. Comparison with previous SERS studies reveals how the SERS vibrational signatures are strongly dependent on the morphology and nature of the SERS active substrates. The potential of SERS for detection and identification of bacterial pathogens with species and strain specificity on these gold particle covered glassy substrates is demonstrated by these results.     

Quantitative evaluation of blinking in surface enhanced resonance Raman scattering and fluorescence by electromagnetic mechanism

We analyze blinking in surface enhanced resonance Raman scattering (SERRS) and surface enhanced fluorescence (SEF) of rhodamine 6G molecules as intensity and spectral instability by electromagnetic (EM) mechanism. We find that irradiation of intense NIR laser pulses induces blinking in SERRS and SEF. Thanks to the finding, we systematically analyze SERRS and SEF from stable to unstable using single Ag nanoparticle (NP) dimers. The analysis reveals two physical insights into blinking as follows. (1) The intensity instability is inversely proportional to the enhancement factors of decay rate of molecules. The estimation using the proportionality suggests that separation of the molecules from Ag NP surfaces is several angstroms. (2) The spectral instability is induced by blueshifts in EM enhancement factors, which have spectral shapes similar to the plasmon resonance. This analysis provides us with a quantitative picture for intensity and spectral instability in SERRS and SEF within the framework of EM mechanism.     

Expanding generality of surface-enhanced Raman spectroscopy with borrowing SERS activity strategy

Surface-enhanced Raman scattering (SERS) was discovered three decades ago and has gone through a tortuous pathway to develop into a powerful diagnostic technique. Recently, the lack of substrate, surface and molecular generalities of SERS has been circumvented to a large extent by devising and utilizing various nanostructures by many groups including ours. This article aims to present our recent approaches of utilizing the borrowing SERS activity strategy mainly through constructing two types of nanostructures. The first nanostructure is chemically synthesized Au nanoparticles coated with ultra-thin shells (ca. one to ten atomic layers) of various transition metals, e.g., Pt, Pd, Ni and Co, respectively. Boosted by the long-range effect of the enhanced electromagnetic (EM) field generated by the highly SERS-active Au core, the originally low surface enhancement of the transition metal can be substantially improved giving total enhancement factors up to 10(4)-10(5). It allows us to obtain the Raman spectra of surface water, having small Raman cross-section, on several transition metals for the first time. To expand the surface generality of SERS, tip-enhanced Raman spectroscopy (TERS) has been employed. With TERS, a nanogap can be formed controllably between an atomically flat metal surface and the tip with an optimized shape, within which the enhanced EM field from the tip can be coupled (borrowed) effectively. Therefore, one can obtain surface Raman signals (TERS signals) from adsorbed species at Au(110), Au(111) and, more importantly, Pt(l10) surfaces. The enhancement factor achieved on these single crystal surfaces can be up to 106, especially with a very high spatial resolution down to about 14 nm. To fully accomplish the borrowing strategy from different nanostructures and to explain the experimental observations, a three-dimensional finite-difference time-domain method was used to calculate and evaluate the local EM field on the core-shell nanoparticle surfaces and the TERS tips. Finally, prospects and further developments of this valuable strategy are briefly discussed with emphasis on the emerging experimental methodologies.     

A Comparative Study on the Influence of Submonolayer Coverage Sn on SERS of Au and Pt Substrates

Since the discovery of the surface enhanced Raman scattering (SERS) in mid-1970's,great efforts have been devoted to understand the enhancement mechanism as well as to extend the SERS system and application. There has been a consensus that the electromagnetic enhancement (EM) and chemical enhancement are the two important SERS mechanisms but each of them can only explain some of experimental results^[1,2] The EM mechanism relies on the surface plasmon resonance under a proper incident laser excitation. Strong EM enhancement has been observed on metals such as Cu, Ag and Au but not on transition metals such as Pt. However, the surface electronic properties can be modulated through submonolayer quantity modification of foreign metal atoms, hi this paper, we report a comparative study on SERS of Au and Pt in the presence of underpotentially deposited (UPD) submonolayer Sn.     

Approaching the electromagnetic mechanism of surface-enhanced Raman scattering: from self-assembled arrays to individual gold nanoparticles

Surface-enhanced Raman scattering (SERS) has been intensively explored both in theory and applications and has been widely used in chemistry, physics and biology for decades. A variety of SERS substrates have been developed in order to investigate the mechanisms behind, which give rise to the enormous enhancement even enabling single molecule detection. The Raman enhancement, which involves an electromagnetic enhancement (EM) and a chemical enhancement (CM), reflects both the physical principle of light/metal interactions and the molecule/metal interactions. In this tutorial review, we focus on the EM enhancement of SERS active substrates made of colloidal gold nanoparticles (GNPs), varying from self-assembled arrays down to single particles, for the purpose of investigating the EM coupling effect and probing the distribution of the induced electric field of single GNPs.     

Plasmonic Pollen Grain Nanostructures: A Three-Dimensional Surface-Enhanced Raman Scattering (SERS)-Active Substrate

A new route has been developed to design plasmonic pollen grain-like nanostructures (PGNSs) as surface-enhanced Raman scattering (SERS)-active substrate. The nanostructures consisting of silver (Ag) and gold (Au) nanoparticles along with zinc oxide (ZnO) nanoclusters as spacers were found highly SERS-active. The morphology of PGNSs and those obtained in the intermediate stage along with each elemental evolution has been investigated by a high-resolution field emission scanning electron microscopy. The optical band gaps and crystal structure have been identified by UV-vis absorption and X-ray powder diffraction (XRD) measurements, respectively. For PGNSs specimen, three distinct absorption bands related to constituent elements Ag, Au, and ZnO were observed, whereas XRD peaks confirmed the existence of Ag, Au, and ZnO within the composition of PGNSs. SERS-activity of PGNSs was confirmed using Rhodamine 6G (R6G) as Raman-active dyes. Air-cooled solid-state laser kits of 532 nm were used as excitation sources in SERS measurements. SERS enhancement factor was estimated for PGNSs specimen and was found as high as 3.5×10⁶. Finite difference time domain analysis was carried out to correlate the electromagnetic (EM) near-field distributions with the experiment results achieved under this investigation. EM near-field distributions at different planes were extracted for s-, p- and 45° of incident polarizations. EM near-field distributions for such nanostructures as well as current density distributions under different circumstances were demonstrated and plausible scenarios were elucidated given SERS enhancements. Such generic fabrication route as well as correlated investigation is not only indispensable to realize the potential of SERS applications but also unveil the underneath plasmonic characteristics of complex SERS-active nanostructures.     

金纳米粒子组装体系粒子密度与SERS强度的关系

利用纳米粒子组装技术制备出金基底／巯基苯胺自组装膜偶联层／金纳米粒子的“三明治”结构。实验结果显示,该结构对偶联层分子的喇曼光谱显示出很好的增强效应,增强因子可达１０＾５;在表面粒子密度（粒子覆盖度）较低时,表面增强喇曼散射（ＳＥＲＳ）强度与表面粒子密度近似呈线性关系;随着表面粒子密度的增加,这种线性关系出现负偏差并在表面粒子密度较高区域出现一个平台;在６０￣１１０ｎｍ范围内大粒径金粒子对喇曼光谱     

Spectral variations in background light emission of surface-enhanced resonance hyper Raman scattering coupled with plasma resonance of individual silver nanoaggregates

We demonstrate the origin of spectral variations in background light emission of surface enhanced resonance hyper Raman scattering (SERHRS) from single Ag nanoaggregates. Ag nanoaggregate-by-nanoaggregate variations in background light emission spectra are related to plasma (plasmon) resonance spectra. Temporal variations in background light emission spectra with temporal blueshifts in plasma resonance spectra are also observed under continuous laser excitation. Both types of the variations in background light emission are reproduced by multiplying background light emission spectra measured from a Ag microaggregate by Lorentz function spectra derived from plasma resonance spectra. The reproduction reveals that second electromagnetic (EM) enhancement by plasma resonance is the origin of the variations. Additionally, spectral variations in background light emission of SERHRS are similar to that of surface enhanced resonance Raman scattering (SERRS). The similarity indicates that both types of background light emission commonly obtain second EM enhancement from identical plasma resonance.     

Reproducible SERRS from structured gold surfaces

Metallic substrates with ordered spherical cavities have been shown to be very effective for surface-enhanced Raman scattering (SERS) and can be fabricated reproducibly using electrodeposition. The sensitivity of detection is increased by several orders of magnitude by using surface-enhanced resonance Raman scattering (SERRS). In this report we demonstrate SERRS for the first time on electrodeposited gold films templated with colloidal spheres and demonstrate the reproducibility of the response. We also obtain a direct comparison between SERRS and SERS by choosing two dyes, Cy5 and Cy3, which are similar in structure but differ in their excitation maxima, such that one is resonant and the other non-resonant with our laser excitation. As expected, the resonant enhancement is found to be of the order of 10(3) over and above that for SERS. The net SERRS enhancements are shown to be of the order of 10(9). We also find that the resonant enhancement profile of the different peaks for the chromophore follows the plasmonic resonance absorption spectrum obtained for the structured surface.     

Surface-enhanced Raman scattering on colloidal nanostructures

Surface-enhanced Raman scattering combines extremely high sensitivity, due to enhanced Raman cross-sections comparable or even better than fluorescence, with the observation of vibrational spectra of adsorbed species, providing one of the most incisive analytical methods for chemical and biochemical detection and analysis. SERS spectra are observed from a molecule-nanostructure enhancing system. This symbiosis molecule-nanostructure is a fertile ground for theoretical developments and a realm of applications from single molecule detection to biomedical diagnostic and techniques for nanostructure characterization.