ZnO材料电子结构的第一性原理计算研究*

本文采用基于密度泛函理论的第一性原理平面波赝势法,研究了ZnO的纤锌矿结构、类石墨结构、闪锌矿结构和氯化钠结构的电子结构。结果表明：ZnO的纤锌矿结构是这四种结构中最稳定的结构;ZnO是一个离子性较强而共价键较弱的混合键金属氧化物半导体材料;ZnO的氯化钠结构是典型的间接带隙能带结构,其余均是直接带隙半导体能带结构。     

第一性原理研究[111]晶向硅纳米线电子结构,光学性质与压阻特性的应变效应

基于密度泛函理论体系下的广义梯度近似(GGA),利用第一性原理方法计算研究了单轴应变对[111]晶向硅纳米线的电子结构、光学性质以及压阻性质的影响.能带结构和光学性质的结果表明:压应变导致硅纳米线的带隙明显线性减小,且使其由直隙半导体转变为间隙半导体,而施加拉应变后硅纳米线仍为直隙半导体材料,但是带隙略有减小,且价带顶附近的能带线产生了较为复杂的变化.由于能带的应变效应导致其光学性质也相应发生了较大改变:拉应变使硅纳米线的介电峰出现宽化现象,低能区内的光吸收增强,静态折射率和反射率峰值增大,而压应变的效果则相反.结合能带结构与压阻系数计算模型得到的压阻特性结果表明:随着压应变的增加压阻系数单调减小,这主要归因于空穴浓度随压应变显著变化引起的;而拉应变作用时,压阻系数呈现波动趋势,这主要是由于空穴有效传输质量的增加程度和载流子浓度的增加程度不同而相互竞争导致的.上述计算结果表明,设计基于硅纳米线的光电和力电器件时,需考虑其应变效应.     

第一性原理研究[111]晶向硅纳米线电子结构，光学性质与压阻特性的应变效应

基于密度泛函理论体系下的广义梯度近似（GGA），利用第一性原理方法计算研究了单轴应变对[111]晶向硅纳米线的电子结构、光学性质以及压阻性质的影响．能带结构和光学性质的结果表明：压应变导致硅纳米线的带隙明显线性减小，且使其由直隙半导体转变为间隙半导体，而施加拉应变后硅纳米线仍为直隙半导体材料，但是带隙略有减小，且价带顶附近的能带线产生了较为复杂的变化．由于能带的应变效应导致其光学性质也相应发生了较大改变：拉应变使硅纳米线的介电峰出现宽化现象，低能区内的光吸收增强，静态折射率和反射率峰值增大，而压应变的效果则相反．结合能带结构与压阻系数计算模型得到的压阻特性结果表明：随着压应变的增加压阻系数单调减小，这主要归因于空穴浓度随压应变显著变化引起的；而拉应变作用时，压阻系数呈现波动趋势，这主要是由于空穴有效传输质量的增加程度和载流子浓度的增加程度不同而相互竞争导致的．上述计算结果表明，设计基于硅纳米线的光电和力电器件时，需考虑其应变效应．     

基于锡组分和双轴张应力调控的临界带隙应变Ge_(1-x)Sn_x能带特性与迁移率计算

能带工程通过改变材料的能带结构可以显著提升其电学和光学性质,已广泛应用于半导体材料的改性研究.双轴张应力和Sn组分共同作用下的Ge_(1-x)Sn_x合金,不仅可以解决直接带隙转变所需高Sn组分带来的工艺难题,而且载流子迁移率会显著提升,在单片光电集成领域有很好的应用前景.根据形变势理论,分析了(001)面双轴张应变Ge_(1-x)Sn_x的带隙转变条件,并给出了在带隙转变临界点Sn组分和双轴张应力的关系;采用8κ·p方法,得到了临界带隙双轴张应变Ge_(1-x)Sn_x在布里渊区中心点附近的能带结构,进而计算得到电子与空穴有效质量;基于载流子散射模型,计算了电子与空穴迁移率.计算结果表明:较低Sn组分和双轴张应力的组合即可得到直接带隙Ge_(1-x)Sn_x合金,且直接带隙宽度随着应力的增大而减小;临界带隙双轴张应变Ge_(1-x)Sn_x具有极高的电子迁移率,空穴迁移率在较小应力作用下即可显著提升.考虑工艺实现难度和材料性能两个方面,可以选择4%Sn组分与1.2 GPa双轴张应力或3%Sn组分与1.5 GPa双轴张应力的组合用于高速器件和光电器件的设计.     

GaN结构相变、电子结构和光学性质

运用第一性原理平面波赝势和广义梯度近似方法,对纤锌矿结构和氯化钠结构GaN的状态方程及其在高压下的相变进行计算研究,分析相变点附近的电子态密度、能带结构和光学性质的变化机制.通过状态方程和焓相等原理得到GaN从纤锌矿到氯化钠结构的相变压强分别为43.9 Gpa和46.0 Gpa;在相变的过程中,GaN由典型的直接带隙半导体转变为间接带隙半导体材料;氯化钠结构GaN相比于纤锌矿结构,介电函数主峰值增强,本征吸收边明显往高能方向移动,氯化钠结构GaN在低能区域的光学性质差于纤锌矿结构.     

(InAs)1/(GaSb)1超晶格纳米线第一原理研究

半导体纳米线作为纳米器件的作用区和连接部分具有理想的形状, 把电子运动和原子周期性限制在一维结构当中.通过体材料的已知特性, 有效地选择材料组分使纳米线的低维结构优点更加突出.此外, 还可以通过其他方式来调整纳米线特性, 如控制纳米线直径、晶体学生长方向、结构相、表面晶体学晶面和饱和 度等内部或固有的特性;施加电场、磁场、热场和力场等外部影响. 体材料InAs和GaSb的晶格常数非常相近, 因此InAs/GaSb异质结构晶格失配很小, 可生长成为优良的红外光电子材料.另外, 体材料InAs在二元III---V化合物半导体中具有最低的有效质量, 这使得电子限制在InAs层的InAs/GaSb超晶格具有良好的输运特性. 本文通过第一原理计算研究轴线沿[001]和[111]闪锌矿晶体学方向的 (InAs)₁/(GaSb)₁超晶格纳米线(下标表示分子或双原子单层的数量) 的结构、电子和力学特性, 以及它们随纳米线直径(线径约为0.5---2.0 nm)的变化规律.另外, 分析了外部施加的应力对电子特性的影响, 考察了不同线径(InAs)₁/(GaSb)₁超晶格纳米线的电子带边能级随轴向应变的变化, 从而确定超晶格电子能带的带边变形势.     

应力调控下二维硒化锗五种同分异构体的第一性原理研究

采用第一性原理计算方法,研究了二维单层硒化锗(GeSe)的5种同分异构体结构的稳定性和在应力调控下的电子性质变化规律.计算结果表明:5种同分异构体结构都具有热力学稳定性; a-GeSe是直接带隙半导体, b-GeSe, g-GeSe, d-GeSe和e-GeSe都是间接带隙半导体. a-GeSe在应力调控下出现了直接到间接带隙的转变和半导体到金属性质的转变. b-GeSe和g-GeSe在应力的作用下具有可调节的间接带隙范围.当沿dGeSe双轴方向施加压缩应力为1%和4%时, d-GeSe的能带从间接带隙转变成直接带隙.通过沿e-GeSe的扶手椅形方向施加10%的拉伸应变,出现了从间接带隙到直接带隙的转变;继续增加拉伸应变到20%,能带结构一直保持直接带隙的特征,其可调范围为1.21—1.44 eV.沿d-GeSe双轴方向施加10%拉伸应变时,也出现了从间接带隙到直接带隙的转变;该直接带隙在双轴拉伸应变增加到19%前一直保持,可调范围为0.61—1.19 eV.     

高压下ZnTe的电子结构和光电性质

应用第一性原理平面波赝势计算方法,研究了闪锌矿ZnTe晶体在外界压力下的电子结构和光电性质,并计算了介电函数和光学吸收系数随压力的变化情况。结果表明:在高压作用下,Te原子和Zn原子的态密度分布都向低能量方向移动,分布范围增大,Te 5p和Zn3d电子轨道杂化变强。随着压力的增大,直接带隙逐渐增大,而间接带隙逐渐变小。当压力为10.7GPa时,能带结构从直接带隙转变为间接带隙结构。压力增大,有利于Te 5p与Zn3d电子间的跃迁,光吸收系数增大,产生更多的电子-空穴对,材料导电能力增强。     

单轴〈111〉应力硅价带结构计算

基于k·p微扰法计算了单轴〈111〉应力作用下硅的价带结构, 并与未受应力时体硅的价带结构进行了比较. 给出了单轴〈111〉应力作用下硅价带顶处能级的移动、分裂以及空穴有效质量的变化情况. 计算所得未受应力作用时硅价带顶处重空穴带、轻空穴带有效质量与相关文献报道体硅有效质量结果一致. 拓展了单轴应力硅器件导电沟道应力与晶向的选择范围,给出的硅价带顶处重空穴带、轻空穴带能级间的分裂值和有效质量随应力的变化关系可为单轴〈111〉应力硅其他物理参数的计算提供参考. 关键词： 单轴应力硅 k·p法')" href="#">k·p法 价带结构     

Ga掺杂ZnO的电子结构与电性能的研究

采用密度泛函理论广义梯度近似第一性原理计算的方法研究了n型Ga掺杂的纤锌矿结构氧化物ZnO的晶格结构、能带结构和态密度,在此基础上分析了其电性能.计算结果表明,掺杂ZnO氧化物晶格a,b轴增大,c轴略有减小;Ga掺杂ZnO氧化物两能带之间具有0.6eV的直接带隙,需要载流子(电子)跃迁的能隙宽度较未掺杂的ZnO氧化物减小;掺杂体系费米能级附近的态密度大大提高,其能带主要由Gas态、Zns态和Os态电子构成,且他们之间存在着强相互作用,其中Gas态电子对导带贡献最大.电输运性能分析结果表明,Ga掺杂ZnO氧化物导电机构由Znp-Op电子在价带与导带的跃迁转变为Gas-Znd-Os电子在价带与导带的跃迁,这也表明Gas态电子在导电过程中的重要作用;掺杂体系费米能级附近的载流子有效质量较未掺杂体系增大,且价带中的载流子有效质量较大,导带中的载流子有效质量较小.     

表面钝化效应对GaAs纳米线电子结构性质影响的第一性原理研究

纳米线表面存在大量的表面态,它们能够引起电子分布在纳米线表面,使得纳米线的电学性质对表面条件变得更加敏感,严重地制约器件的性能.表面钝化能够有效地移除纳米线的表面态,进而能够有效地优化器件的性能.采用基于密度泛函理论的第一性原理计算方法研究了表面钝化效应对GaAs纳米线电子结构性质的影响.考虑了不同的钝化材料,包括氢元素、氟元素、氯元素和溴元素.研究结果表明:具有小尺寸的GaAs裸纳米线的能带结构呈间接带隙特征,表面经过完全钝化后,转变为直接带隙特征;GaAs纳米线表面经过氢元素不同位置和不同比例钝化后,展示出不同的电学性质;表面钝化的物理机理是钝化原子与纳米线表面原子通过电荷补偿移除纳米线表面的电子态;与氢元素钝化相比,GaAs纳米线表面经过氟元素、氯元素和溴元素钝化后,带隙宽度较小,原因是氟元素、氯元素和溴元素在钝化过程中具有较小的电荷补偿能力,不能完全移除表面态.     

The stability and electronic properties of wurtzite and zinc-blende ZnS nanowires

The stability and electronic properties of the pristine wurtzite (WZ) and zinc-blende (ZB) structural ZnS nanowires are investigated and compared by using first-principles approaches. It shows that the WZ-ZnS nanowire is more stable energetically than the ZB-ZnS nanowire. The two kinds of ZnS nanowires have different electronic properties due to both the quantum confinement effect and the surface effect. The band gaps of pristine WZ nanowires become larger than that of the corresponding bulk ZnS, while those of ZB nanowires are smaller. The electronic properties of the hydrogen-passivated WZ-ZnS and ZB-ZnS nanowires are further calculated. The underlying physical reason for their energetic and electronic structures is elucidated.     

Uniaxial strain-modulated electronic structures of CdX (X = S,Se, Te) from first-principles calculations:A comparison between bulk and nanowires

Using first-principles calculations based on density functional theory, we systematically study the structural deformation and electronic properties of wurtzite CdX(X = S, Se, Te) bulk and nanowires(NWs) under uniaxial [0001] strain. Due to the intrinsic shrinking strain induced by surface contraction, large NWs with {10ˉ10} facets have heavy hole(HH)-like valence band maximum(VBM) states, while NWs with {11ˉ20} facets have crystal hole(CH)-like VBM states. The external uniaxial strain induces an HH–CH band crossing at a critical strain for both bulk and NWs, resulting in nonlinear variations in band gap and hole effective mass at VBM. Unlike the bulk phase, the critical strain of NWs highly depends on the character of the VBM state in the unstrained case, which is closely related to the size and facet of NWs. The critical strain of bulk is at compressive range, while the critical strain of NWs with HH-like and CH-like VBM appears at compressive and tensile strain, respectively. Due to the HH–CH band crossing, the charge distribution of the VBM state in NWs can also be tuned by the external uniaxial strain. Despite the complication of the VBM state, the electron effective mass at conduction band minimum(CBM) of NWs shows a linear relation with the CBM–HH energy difference, the same as the bulk material.     

GaAs纳米线晶体结构及光学特性

采用分子束外延技术在N-型Si (111)衬底上利用自催化生长机制外延砷化镓(GaAs)纳米线,对生长的纳米线进行扫描电子显微镜测试,纳米线垂直度高,长度直径均匀度好.对纳米线进行光致发光(photoluminescence, PL)光谱测试,发现低温10 K下两个发光峰P1和P2分别位于1.493 eV和1.516 eV,推断可能是纤锌矿/闪锌矿(WZ/ZB)混相结构引起的发光以及激子复合引起的发光;随着温度升高,发现两峰出现红移,并通过Varshni公式拟合得到变温变化曲线.对纳米线进行变功率PL光谱测试,发现P1位置的峰位随功率增加而蓝移,而P2位置的峰位不变.通过拟合发现P1峰位与功率1/3次方成线性相关,判断可能是WZ/ZB混相结构引起的Ⅱ型发光;同时,对P2位置的峰位进行拟合,P2为激子复合发光.对纳米线进行拉曼光谱测试,从光谱图中发现GaAs WZ结构特有的E_2声子峰,因此证明生长出的纳米线为WZ/ZB混相结构,并通过高分辨透射电子显微镜更直观地观察到纳米线的混相结构.     

Raman spectra and structural peculiarities of GaAs nanowires

The Raman scattering spectra of nanowire samples in the region of fundamental modes (50–320 cm^?1) are studied to analyze the structural peculiarities of GaAs nanowires (nanowhiskers) grown on a Si (111) substrate. Factor analysis of the experimental data array consisting of 55 spectra, each of which contains 300 points, is carried out. It is found that the number of linearly independent contributions in these data arrays amounts to only two spectra. The form of each linearly independent contribution is close to zincblende (ZB) and wurtzite (WZ) spectra. It is established that ZB and WZ phases exist in nanowhiskers. Comparison with the calculated frequencies of the normal vibrations of hexagonal GaAs polytypes makes it possible to assume that the spectra of crystal nanowhiskers are combinations of ZB and WZ spectra with good accuracy and agree with the scheme of phonon branch folding of the ZB Brillouin zone.     

Indirect to direct gap transition in low-dimensional nanostructures of Silicon and Germanium

The electronic band structures of Si and Ge low-dimensional nanostructure such as nanofilms and nanowires have been calculated using first principles based on density functional theory (DFT) with the generalized gradient approximation (GGA). The calculation results show that a direct band gap can be obtained from Si orientation [100] or in Ge orientation [111] confined low dimensional nanostructure. However, an indirect band gap is still kept in the Si orientation [111] or in the Ge orientation [110] confined low dimensional nanostructure. The calculation results are interesting and the transition mechanism from indirect to direct band gap in low dimensional nanostructures is given in the physical structures model.     

Compressive mechanical behavior of Au nanowires

The structural evolution, deformation mechanism, and failure behavior of Au [001] nanowires with various sizes and slenderness ratios under uniaxial compression have been investigated using molecular dynamics. The results show that the elastic modulus, yield stress, and strain all are dependent on the diameters and slenderness ratios of the nanowires. Buckling behavior is observed in a long nanowire, followed by slips in the {111} planes. Differences are identified in the failure behavior of a short nanowire and a medium nanowire, although the plastic deformation of both types of nanowire originates from the slips in the {111} planes.     

First‐principle investigation of strain effects on the electronic properties of germanium nanowires

Using the GGA functional in density functional theory, the effects of axial strain on the band structure and effective mass of narrow [110] and [100] germanium nanowires are investigated. It is observed that both compressive and tensile strain cause indirect‐to‐direct bandgap transitions. One percent of tensile strain can cause a 40 meV change in the bandgap of [110] nanowires. Effective masses of electrons and holes are subject to a change of 3–4 times in the strain‐induced transition point. This change translates into a density of state modulation which opens new possibilities for the construction of Ge nanowire‐based sensors. (© 2009 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Tunable electronic and optical properties of SnC/BAs heterostructure by external electric field and vertical strain

Based on the first-principles method, we investigate the electronic structure of SnC/BAs van der Waals (vdW) heterostructure and find that it has an intrinsic type-II band alignment with a direct band gap of 0.22 eV, which favors the separation of photogenerated electron–hole pairs. The band gap can be effectively modulated by applying vertical strain and external electric field, displaying a large alteration of band gap via the strain and experiencing an indirect-to-direct band gap transition. Moreover, the band gap of the heterostructure varies almost linearly with external electric field, and the semiconductor-to-metal transition can be realized in the presence of a strong electric field. The calculated band alignment and the optical absorption reveal that the SnC/BAs heterostructure could present an excellent light-harvesting performance. Our designed heterostructure is expected to have great potential applications in nanoelectronic devices and photovoltaics and optical properties.