A mathematical basis for strain-gradient plasticity theory. Part II: Tensorial plastic multiplier

A phenomenological, flow theory version of gradient plasticity for isotropic and anisotropic solids is constructed along the lines of Gudmundson [Gudmundson, P., 2004. A unified treatment of strain-gradient plasticity. J. Mech. Phys. Solids 52, 1379-1406]. Both energetic and dissipative stresses are considered in order to develop a kinematic hardening theory, which in the absence of gradient terms reduces to conventional J₂ flow theory with kinematic hardening. The dissipative stress measures, work-conjugate to plastic strain and its gradient, satisfy a yield condition with associated plastic flow. The theory includes interfacial terms: elastic energy is stored and plastic work is dissipated at internal interfaces, and a yield surface is postulated for the work-conjugate stress quantities at the interface. Uniqueness and extremum principles are constructed for the solution of boundary value problems, for both the rate-dependent and the rate-independent cases. In the absence of strain gradient and interface effects, the minimum principles reduce to the classical extremum principles for a kinematically hardening elasto-plastic solid. A rigid-hardening version of the theory is also stated and the resulting theory gives rise to an extension to the classical limit load theorems. This has particular appeal as previous trial fields for limit load analysis can be used to generate immediately size-dependent bounds on limit loads.     

Characterization of yielding behavior of polycrystalline metals with single crystal plasticity based on representative characteristic length

Single crystal plasticity based on a representative characteristic length is proposed and introduced into a homogenization approach based on finite element analyses, which are applied to characterization of distinctive yielding behaviors of polycrystalline metals, yield-point elongation, and grain size strengthening. The computational manner for an implicit stress update is derived with the framework of a standard multi-surface plasticity at finite strain, where the evolution of the characteristic lengths are numerically converted from the accumulated slips of all of slip systems by exploiting the mathematical feature of the characteristic length as the intermediate function of the plastic internal variables. Furthermore, a constitutive model for a single crystal reproduces the stress–strain curve divided into three parts. Using two-scale finite element analysis, the macroscopic stress–strain response with yield-point elongation under a situation of low dislocation density is reproduced. Finally, the grain size effect on the yield strength is analyzed with modeling of the grain boundary in the context of the proposed constitutive model and is discussed from both macroscopic and microscopic views.     

An alternative treatment of phenomenological higher-order strain-gradient plasticity theory

Phenomenological higher-order strain-gradient plasticity is here presented through a formulation inspired by previous work for strain-gradient crystal plasticity. A physical interpretation of the phenomenological yield condition that involves an effect of second gradient of the equivalent plastic strain is discussed, applying a dislocation theory-based consideration. Then, a differential equation for the equivalent plastic strain-gradient is introduced as an additional governing equation. Its weak form makes it possible to deduce and impose extra boundary conditions for the equivalent plastic strain. A connection between the present treatment and strain-gradient theories based on an extended virtual work principle is discussed. Furthermore, a numerical implementation and analysis of constrained simple shear of a thin strip are presented.     

Geometrically necessary dislocation structure organization in FCC bicrystal subjected to cyclic plasticity

Crystal plasticity finite element analysis of cyclic deformation of compatible type FCC bicrystals are performed. The model specimen used in the analysis is a virtual FCC bicrystal with an isotropic elastic property; therefore, the effect of constraint due to elastic incompatibility does not appear. The results of the analysis show the strain-amplitude-dependence of both the organization of the GND structure and the stress–strain behavior. The calculated stress–strain curve with the largest strain amplitude shows additional cyclic hardening. The microscopic mechanisms of the strain-amplitude-dependent organization of the GND structure and additional cyclic hardening behavior are discussed in terms of the activation of secondary slip system(s). Finally, the effects of the elastic anisotropy, the lattice friction stress and the interaction between dislocations are also argued.     

Size-dependent yield strength of thin films

Biaxial strain and pure shear of a thin film are analysed using a strain gradient plasticity theory presented by Gudmundson [Gudmundson, P., 2004. A unified treatment of strain gradient plasticity. Journal of the Mechanics and Physics of Solids 52, 1379–1406]. Constitutive equations are formulated based on the assumption that the free energy only depends on the elastic strain and that the dissipation is influenced by the plastic strain gradients. The three material length scale parameters controlling the gradient effects in a general case are here represented by a single one. Boundary conditions for plastic strains are formulated in terms of a surface energy that represents dislocation buildup at an elastic/plastic interface. This implies constrained plastic flow at the interface and it enables the simulation of interfaces with different constitutive properties. The surface energy is also controlled by a single length scale parameter, which together with the material length scale defines a particular material.Numerical results reveal that a boundary layer is developed in the film for both biaxial and shear loading, giving rise to size effects. The size effects are strongly connected to the buildup of surface energy at the interface. If the interface length scale is small, the size effect vanishes. For a stiffer interface, corresponding to a non-vanishing surface energy at the interface, the yield strength is found to scale with the inverse of film thickness.Numerical predictions by the theory are compared to different experimental data and to dislocation dynamics simulations. Estimates of material length scale parameters are presented.     

A unified treatment of strain gradient plasticity

A theoretical framework is presented that has potential to cover a large range of strain gradient plasticity effects in isotropic materials. Both incremental plasticity and viscoplasticity models are presented. Many of the alternative models that have been presented in the literature are included as special cases. Based on the expression for plastic dissipation, it is in accordance with Gurtin (J. Mech. Phys. Solids 48 (2000) 989; Int. J. Plast. 19 (2003) 47) argued that the plastic flow direction is governed by a microstress q_ij and not the deviatoric Cauchy stress σ_ij′ that has been assumed by many others. The structure of the governing equations is of second order in the displacements and the plastic strains which makes it comparatively easy to implement in a finite element programme. In addition, a framework for the formulation of consistent boundary conditions is presented. It is shown that there is a close connection between surface energy of an interface and boundary conditions in terms of plastic strains and moment stresses. This should make it possible to study boundary layer effects at the interface between grains or phases. Consistent boundary conditions for an expanding elastic-plastic boundary are as well formulated. As examples, biaxial tension of a thin film on a thick substrate, torsion of a thin wire and a spherical void under remote hydrostatic tension are investigated.     

Strain gradient plasticity effects in whisker-reinforced metals

A metal reinforced by fibers in the micron range is studied using the strain gradient plasticity theory of Fleck and Hutchinson (J. Mech. Phys. Solids 49 (2001) 2245). Cell-model analyses are used to study the influence of the material length parameters numerically, for both a single parameter version and the multiparameter theory, and significant differences between the predictions of the two models are reported. It is shown that modeling fiber elasticity is important when using the present theories. A significant stiffening effect when compared to conventional models is predicted, which is a result of a significant decrease in the level of plastic strain. Moreover, it is shown that the relative stiffening effect increases with fiber volume fraction. The higher-order nature of the theories allows for different higher-order boundary conditions at the fiber-matrix interface, and these boundary conditions are found to be of importance. Furthermore, the influence of the material length parameters on the stresses along the interface between the fiber and the matrix material is discussed, as well as the stresses within the elastic fiber which are of importance for fiber breakage.     

Interfacial gradient plasticity governs scale-dependent yield strength and strain hardening rates in micro/nano structured metals

The effect of the material microstructural interfaces increases as the surface-to-volume ratio increases. It is shown in this work that interfacial effects have a profound impact on the scale-dependent yield strength and strain hardening of micro/nano-systems even under uniform stressing. This is achieved by adopting a higher-order gradient-dependent plasticity theory [Abu Al-Rub, R.K., Voyiadjis, G.Z., Bammann, D.J., 2007. A thermodynamic based higher-order gradient theory for size dependent plasticity. Int. J. Solids Struct. 44, 2888–2923] that enforces microscopic boundary conditions at interfaces and free surfaces. Those nonstandard boundary conditions relate a microtraction stress to the interfacial energy at the interface. In addition to the nonlocal yield condition for the material’s bulk, a microscopic yield condition for the interface is presented, which determines the stress at which the interface begins to deform plastically and harden. Hence, two material length scales are incorporated: one for the bulk and the other for the interface. Different expressions for the interfacial energy are investigated. The effect of the interfacial yield strength and interfacial hardening are studied by analytically solving a one-dimensional Hall–Petch-type size effect problem. It is found that when assuming compliant interfaces the interface properties control both the material’s global yield strength and rates of strain hardening such that the interfacial strength controls the global yield strength whereas the interfacial hardening controls both the global yield strength and strain hardening rates. On the other hand, when assuming a stiff interface, the bulk length scale controls both the global yield strength and strain hardening rates. Moreover, it is found that in order to correctly predict the increase in the yield strength with decreasing size, the interfacial length scale should scale the magnitude of both the interfacial yield strength and interfacial hardening.     

Macroscopic yield criteria for plastic anisotropic materials containing spheroidal voids

The combined effects of void shape and matrix anisotropy on the macroscopic response of ductile porous solids is investigated. The Gologanu–Leblond–Devaux’s (GLD) analysis of an rigid-ideal plastic (von Mises) spheroidal volume containing a confocal spheroidal cavity loaded axisymmetrically is extended to the case when the matrix is anisotropic (obeying Hill’s [Hill, R., 1948. A theory of yielding and plastic flow of anisotropic solids. Proc. Roy. Soc. London A 193, 281–297] anisotropic yield criterion) and the representative volume element is subjected to arbitrary deformation. To derive the overall anisotropic yield criterion, a limit analysis approach is used. Conditions of homogeneous boundary strain rate are imposed on every ellipsoidal confocal with the cavity. A two-field trial velocity satisfying these boundary conditions are considered. It is shown that for cylindrical and spherical void geometries, the proposed criterion reduces to existing anisotropic Gurson-like yield criteria. Furthermore, it is shown that for the case when the matrix is considered isotropic, the new results provide a rigorous generalization to the GLD model. Finally, the accuracy of the proposed approximate yield criterion for plastic anisotropic media containing non-spherical voids is assessed through comparison with numerical results.     

Couple stresses in crystalline solids: origins from plastic slip gradients, dislocation core distortions, and three-body interatomic potentials

In the presence of plastic slip gradients, compatibility requires gradients in elastic rotation and stretch tensors. In a crystal lattice the gradient in elastic rotation can be related to bond angle changes at cores of so-called geometrically necessary dislocations. The corresponding continuum strain energy density can be obtained from an interatomic potential that includes two- and three-body terms. The three-body terms induce restoring moments that lead to a couple stress tensor in the continuum limit. The resulting stress and couple stress jointly satisfy a balance law. Boundary conditions are obtained upon stress, couple stress, strain and strain gradient tensors. This higher-order continuum theory was formulated by Toupin (Arch. Ration. Mech. Anal. 11 (1962) 385). Toupin's theory has been extended in this work to incorporate constitutive relations for the stress and couple stress under multiplicative elastoplasticity. The higher-order continuum theory is exploited to solve a boundary value problem of relevance to single crystal and polycrystalline nano-devices. It is demonstrated that certain slip-dominated deformation mechanisms increase the compliance of nanostructures in bending-dominated situations. The significance of these ideas in the context of continuum plasticity models is also dwelt upon.     

Modelling the behaviour of polycrystalline austenitic steel with twinning-induced plasticity effect

A micromechanical model using the scale transition method in elastoviscoplasticity has been developed to describe the behaviour of those austenitic steels that display a TWIP effect. A physically based constitutive equation at the grain scale is proposed considering two inelastic strain modes: crystallographic slip and twinning. The typical organizations of microtwins observed in electron microscopy are considered, and the twin–slip as well as the twin–twin interactions are accounted for. The parameters for slip are first fitted on the uniaxial tensile response obtained at intermediate temperatures (when twinning is inhibited). Then, the parameters associated with twinning are identified using the stress–strain curve at room temperature. The simulated results in both macro and micro scales are in good agreement with experimentally obtained results.     

Forming limit stresses predicted by phenomenological plasticity theories with anisotropic work-hardening behavior

Forming limit stresses of sheet metals subjected to linear and combined stress paths are analyzed using the M-K model in conjunction with two anisotropic work-hardening models: a work-hardening model which is capable of describing Bauschinger and cross-hardening effects, and a work-hardening model which cannot predict the cross-hardening effect. It is found that the forming limit stress is path-independent when the stress–strain curves for the linear and combined stress paths agree well with each other. On the other hand, the forming limit stress for the combined stress path depends on the strain path when the prestrain changes the subsequent stress–strain relation. We conclude that the stress-based forming limit criterion is efficient only for a material with a work-hardening behavior that is not affected by strain path change. The influence of the work-hardening behavior on the forming limit stress is discussed in detail.     

A micromechanics based damage model for composite materials

The predictive capacity of ductile fracture models when applied to composite and multiphase materials is related to the accuracy of the estimated stress/strain level in the second phases or reinforcements, which defines the condition for damage nucleation. Second phase particles contribute to the overall hardening of the composite before void nucleation, as well as to its softening after their fracture or decohesion. If the volume fraction of reinforcement is larger than a couple of percents, this softening can significantly affect the resistance to plastic localization and cannot be neglected. In order to explicitly account for the effect of second phase particles on the ductile fracture process, this study integrates a damage model based on the Gologanu–Leblond–Devaux constitutive behavior with a mean-field homogenization scheme. Even though the model is more general, the present study focuses on elastic particles dispersed in an elasto-plastic matrix. After assessing the mean-field homogenization scheme through comparison with two-dimensional axisymmetric finite element calculations, an extensive parametric study is performed using the integrated homogenization-damage model. The predictions of the integrated homogenization-damage model are also compared with experimental results on cast aluminum alloys, in terms of both the fracture strain and overall stress–strain curves. The study demonstrates the complex couplings among the load transfer to second phase particles, their resistance to fracture, the void nucleation mode, and the overall ductility.     

Multi-axial behavior of shape-memory alloys undergoing martensitic reorientation and detwinning

Recently, a rate-independent, finite-deformation-based crystal mechanics constitutive model for martensitic reorientation and detwinning in shape-memory alloys has been developed by Thamburaja [Thamburaja, P., 2005. Constitutive equations for martensitic reorientation and detwinning in shape-memory alloys. Journal of the Mechanics and Physics of Solids 53, 825–856] and implemented in the ABAQUS/Explicit [Abaqus reference manuals. 2005. Providence, RI] finite-element program. In this work, we show that the aforementioned model is able to quantitatively predict the experimental response of an initially textured and martensitic polycrystalline Ti–Ni rod under a variety of uniaxial and multi-axial stress states. By fitting the material parameters in the model to the stress–strain response in simple tension, the constitutive model predicts the stress–strain curves for experiments conducted under simple compression, torsion, proportional-loading tension–torsion, and path-change tension–torsion loading conditions to good accord. Furthermore the constitutive model also reproduces the force–displacement response for an indentation experiment to reasonable accuracy.     

Gradient plasticity with the tangential-subloading surface model and the prediction of shear-band thickness of granular materials

An extended gradient elastoplastic constitutive equation is formulated, which is capable of describing the plastic strain rate due to the rate of stress inside the yield surface and the inelastic strain rate due to the stress rate component tangential to the subloading surface by incorporating the tangential-subloading surface model. Based on the extended constitutive equation, the post-localization analysis of granular materials is performed to predict the shear-band thickness. It is revealed that the shear-band thickness is almost determined by the gradient coefficient characterizing the inhomogeneity of deformation, although the stress–strain curve is strongly dependent on material properties.     

Size effects and idealized dislocation microstructure at small scales: Predictions of a Phenomenological model of Mesoscopic Field Dislocation Mechanics: Part I

A Phenomenological Mesoscopic Field Dislocation Mechanics (PMFDM) model is developed, extending continuum plasticity theory for studying initial-boundary value problems of small-scale plasticity. PMFDM results from an elementary space-time averaging of the equations of Field Dislocation Mechanics (FDM), followed by a closure assumption from any strain-gradient plasticity model that attempts to account for effects of geometrically necessary dislocations (GNDs) only in work hardening. The specific lower-order gradient plasticity model chosen to substantiate this work requires one additional material parameter compared to its conventional continuum plasticity counterpart. The further addition of dislocation mechanics requires no additional material parameters. The model (a) retains the constitutive dependence of the free-energy only on elastic strain as in conventional continuum plasticity with no explicit dependence on dislocation density, (b) does not require higher-order stresses, and (c) does not require a constitutive specification of a ‘back-stress’ in the expression for average dislocation velocity/plastic strain rate. However, long-range stress effects of average dislocation distributions are predicted by the model in a mechanistically rigorous sense. Plausible boundary conditions (with obvious implication for corresponding interface conditions) are discussed in some detail from a physical point of view. Energetic and dissipative aspects of the model are also discussed. The developed framework is a continuous-time model of averaged dislocation plasticity, without having to rely on the notion of incremental work functions, their convexity properties, or their minimization. The tangent modulus relating stress rate and total strain rate in the model is the positive-definite tensor of linear elasticity, and this is not an impediment to the development of idealized microstructure in the theory and computations, even when such a convexity property is preserved in a computational scheme. A model of finite deformation, mesoscopic single crystal plasticity is also presented, motivated by the above considerations.Lower-order gradient plasticity appears as a constitutive limit of PMFDM, and the development suggests a plausible boundary condition on the plastic strain rate for this limit that is appropriate for the modeling of constrained plastic flow in three-dimensional situations.     

On the Stress Field of a Nonlinear Elastic Solid Torus with a Toroidal Inclusion

Standard measures of local deformation such as deformation gradient, strain, elastic deformation, and plastic deformation are dimensionless. However, many macroscopic and submacroscopic geometrical changes observed in continuous bodies result in the formation of zones across whose boundaries significant changes in geometry can occur. In order to predict the sizes of such zones and their influence on material response, theories of elasticity and plasticity have been employed in which second gradients of deformation, gradients of strain, as well as gradients of elastic or of plastic deformation are taken into account. The theory of structured deformations provides additive decompositions of first deformation gradient and of second deformation gradient, valid for large deformations of any material, in which each term has a multiscale geometrical interpretation corresponding to the presence or absence of submacroscopic disarrangements (non-smooth geometrical changes such as slips and void formation). This article provides a field theory that broadens the earlier field theory, elasticity with disarrangements, by including energetic contributions from submacroscopic “gradient-disarrangements” (limits of averages of jumps in gradients of approximating deformations) and by treating particular kinematical conditions as internal constraints. An explicit formula is obtained showing the manner in which submacroscopic gradient-disarrangements determine a defectiveness density analogous to the dislocation density in theories of plasticity. A version of the new field theory incorporates this defectiveness density to obtain a counterpart of strain-gradient plasticity, while another instance of elasticity with gradient-disarrangements recovers an instance of strain-gradient elasticity with symmetric Cauchy stress. All versions of the new theory included here are compatible with the Second Law of Thermodynamics.     

Experiments and theory in strain gradient elasticity

Conventional strain-based mechanics theory does not account for contributions from strain gradients. Failure to include strain gradient contributions can lead to underestimates of stresses and size-dependent behaviors in small-scale structures. In this paper, a new set of higher-order metrics is developed to characterize strain gradient behaviors. This set enables the application of the higher-order equilibrium conditions to strain gradient elasticity theory and reduces the number of independent elastic length scale parameters from five to three. On the basis of this new strain gradient theory, a strain gradient elastic bending theory for plane-strain beams is developed. Solutions for cantilever bending with a moment and line force applied at the free end are constructed based on the new higher-order bending theory. In classical bending theory, the normalized bending rigidity is independent of the length and thickness of the beam. In the solutions developed from the higher-order bending theory, the normalized higher-order bending rigidity has a new dependence on the thickness of the beam and on a higher-order bending parameter, b_h. To determine the significance of the size dependence, we fabricated micron-sized beams and conducted bending tests using a nanoindenter. We found that the normalized beam rigidity exhibited an inverse squared dependence on the beam's thickness as predicted by the strain gradient elastic bending theory, and that the higher-order bending parameter, b_h, is on the micron-scale. Potential errors from the experiments, model and fabrication were estimated and determined to be small relative to the observed increase in beam's bending rigidity. The present results indicate that the elastic strain gradient effect is significant in elastic deformation of small-scale structures.