Strain gradient crystal plasticity effects on flow localization

In metal grains one of the most important failure mechanisms involves shear band localization. As the band width is small, the deformations are affected by material length scales. To study localization in single grains a rate-dependent crystal plasticity formulation for finite strains is presented for metals described by the reformulated Fleck–Hutchinson strain gradient plasticity theory. The theory is implemented numerically within a finite element framework using slip rate increments and displacement increments as state variables. The formulation reduces to the classical crystal plasticity theory in the absence of strain gradients. The model is used to study the effect of an internal material length scale on the localization of plastic flow in shear bands in a single crystal under plane strain tension. It is shown that the mesh sensitivity is removed when using the nonlocal material model considered. Furthermore, it is illustrated how different hardening functions affect the formation of shear bands.     

Strain gradient crystal plasticity analysis of a single crystal containing a cylindrical void

The effects of void size and hardening in a hexagonal close-packed single crystal containing a cylindrical void loaded by a far-field equibiaxial tensile stress under plane strain conditions are studied. The crystal has three in-plane slip systems oriented at the angle 60° with respect to one another. Finite element simulations are performed using a strain gradient crystal plasticity formulation with an intrinsic length scale parameter in a non-local strain gradient constitutive framework. For a vanishing length scale parameter the non-local formulation reduces to a local crystal plasticity formulation. The stress and deformation fields obtained with a local non-hardening constitutive formulation are compared to those obtained from a local hardening formulation and to those from a non-local formulation. Compared to the case of the non-hardening local constitutive formulation, it is shown that a local theory with hardening has only minor effects on the deformation field around the void, whereas a significant difference is obtained with the non-local constitutive relation. Finally, it is shown that the applied stress state required to activate plastic deformation at the void is up to three times higher for smaller void sizes than for larger void sizes in the non-local material.     

Nonlocal gradient-dependent modeling of plasticity with anisotropic hardening

This work addresses the formulation of the thermodynamics of nonlocal plasticity using the gradient theory. The formulation is based on the nonlocality energy residual introduced by Eringen and Edelen (1972). Gradients are introduced for those variables associated with isotropic and kinematic hardening. The formulation applies to small strain gradient plasticity and makes use of the evanescent memory model for kinematic hardening. This is accomplished using the kinematic flux evolution as developed by Zbib and Aifantis (1988). Therefore, the present theory is a four nonlocal parameter-based theory that accounts for the influence of large variations in the plastic strain, accumulated plastic strain, accumulated plastic strain gradients, and the micromechanical evolution of the kinematic flux. Using the principle of virtual power and the laws of thermodynamics, thermodynamically-consistent equations are derived for the nonlocal plasticity yield criterion and associated flow rule. The presence of higher-order gradients in the plastic strain is shown to enhance a corresponding history variable which arises from the accumulation of the plastic strain gradients. Furthermore, anisotropy is introduced by plastic strain gradients in the form of kinematic hardening. Plastic strain gradients can be attributed to the net Burgers vector, while gradients in the accumulation of plastic strain are responsible for the introduction of isotropic hardening. The equilibrium between internal Cauchy stress and the microstresses conjugate to the higher-order gradients frames the yield criterion, which is obtained from the principle of virtual power. Microscopic boundary conditions, associated with plastic flow, are introduced to supplement the macroscopic boundary conditions of classical plasticity. The nonlocal formulation developed here preserves the classical assumption of local plasticity, wherein plastic flow direction is governed by the deviatoric Cauchy stress. The theory is applied to the problems of thin films on both soft and hard substrates. Numerical solutions are presented for bi-axial tension and simple shear loading of thin films on substrates.     

A viscoplastic strain gradient analysis of materials with voids or inclusions

A finite strain viscoplastic nonlocal plasticity model is formulated and implemented numerically within a finite element framework. The model is a viscoplastic generalisation of the finite strain generalisation by Niordson and Redanz (2004) [Journal of the Mechanics and Physics of Solids 52, 2431–2454] of the strain gradient plasticity theory proposed by Fleck and Hutchinson (2001) [Journal of the Mechanics and Physics of Solids 49, 2245–2271]. The formulation is based on a viscoplastic potential that enables the formulation of the model so that it reduces to the strain gradient plasticity theory in the absence of viscous effects. The numerical implementation uses increments of the effective plastic strain rate as degrees of freedom in addition to increments of displacement. To illustrate predictions of the model, results are presented for materials containing either voids or rigid inclusions. It is shown how the model predicts increased overall yield strength, as compared to conventional predictions, when voids or inclusions are in the micron range. Furthermore, it is illustrated how the higher order boundary conditions at the interface between inclusions and matrix material are important to the overall yield strength as well as the material hardening.     

Finite element solutions for plane strain mode I crack with strain gradient effects

In this paper, a new phenomenological theory with strain gradient effects is proposed to account for the size dependence of plastic deformation at micro- and submicro-length scales. The theory fits within the framework of general couple stress theory and three rotational degrees of freedom ω_i are introduced in addition to the conventional three translational degrees of freedom u_i. ω_i is called micro-rotation and is the sum of material rotation plus the particles' relative rotation. While the new theory is used to analyze the crack tip field or the indentation problems, the stretch gradient is considered through a new hardening law. The key features of the theory are that the rotation gradient influences the material character through the interaction between the Cauchy stresses and the couple stresses; the term of stretch gradient is represented as an internal variable to increase the tangent modulus. In fact the present new strain gradient theory is the combination of the strain gradient theory proposed by Chen and Wang (Int. J. Plast., in press) and the hardening law given by Chen and Wang (Acta Mater. 48 (2000a) 3997). In this paper we focus on the finite element method to investigate material fracture for an elastic-power law hardening solid. With remotely imposed classical K fields, the full field solutions are obtained numerically. It is found that the size of the strain gradient dominance zone is characterized by the intrinsic material length l₁. Outside the strain gradient dominance zone, the computed stress field tends to be a classical plasticity field and then K field. The singularity of stresses ahead of the crack tip is higher than that of the classical field and tends to the square root singularity, which has important consequences for crack growth in materials by decohesion at the atomic scale.     

On free energy-based formulations for kinematic hardening and the decomposition F = fpfe

Within the framework of linear plasticity, based on additive decomposition of the linear strain tensor, kinematical hardening can be described by means of extended potentials. The method is elegant and avoids the need for evolution equations. The extension of small strain formulations to the finite strain case, which is based on the multiplicative decomposition of the deformation gradient into elastic and inelastic parts, proved not straight forward. Specifically, the symmetry of the resulting back stress remained elusive. In this paper, a free energy-based formulation incorporating the effect of kinematic hardening is proposed. The formulation is able to reproduce symmetric expressions for the back stress while incorporating the multiplicative decomposition of the deformation gradient. Kinematic hardening is combined with isotropic hardening where an associative flow rule and von Mises yield criterion are applied. It is shown that the symmetry of the back stress is strongly related to its treatment as a truly spatial tensor, where contraction operations are to be conducted using the current metric. The latter depends naturally on the deformation gradient itself. Various numerical examples are presented.     

Size effects in the conical indentation of an elasto-plastic solid

The size effect in conical indentation of an elasto-plastic solid is predicted via the Fleck and Willis formulation of strain gradient plasticity (Fleck, N.A. and Willis, J.R., 2009, A mathematical basis for strain gradient plasticity theory. Part II: tensorial plastic multiplier, J. Mech. Phys. Solids, 57, 1045–1057). The rate-dependent formulation is implemented numerically and the full-field indentation problem is analyzed via finite element calculations, for both ideally plastic behavior and dissipative hardening. The isotropic strain-gradient theory involves three material length scales, and the relative significance of these length scales upon the degree of size effect is assessed. Indentation maps are generated to summarize the sensitivity of indentation hardness to indent size, indenter geometry and material properties (such as yield strain and strain hardening index). The finite element model is also used to evaluate the pertinence of the Johnson cavity expansion model and of the Nix–Gao model, which have been extensively used to predict size effects in indentation hardness.     

A simple theory of strain gradient plasticity based on stress-induced anisotropy of defect diffusion

A new strain gradient plasticity theory is formulated to accommodate more than one material length parameter. The theory is an extension of the classical J₂ flow theory of metal plasticity to the micron scale. Distinctive features of the proposed theory as compared to other existing theories are the simplicities of mathematical formulation, numerical implementation and physical interpretation.     

Continuity in the plastic strain rate and its influence on texture evolution

Classical plasticity models evolve state variables in a spatially independent manner through (local) ordinary differential equations, such as in the update of the rotation field in crystal plasticity. A continuity condition is derived for the lattice rotation field from a conservation law for Burgers vector content—a consequence of an averaged field theory of dislocation mechanics. This results in a nonlocal evolution equation for the lattice rotation field. The continuity condition provides a theoretical basis for assumptions of co-rotation models of crystal plasticity. The simulation of lattice rotations and texture evolution provides evidence for the importance of continuity in modeling of classical plasticity. The possibility of predicting continuous fields of lattice rotations with sharp gradients representing non-singular dislocation distributions within rigid viscoplasticity is discussed and computationally demonstrated.     

Strain gradient near interface of coaxial cylinders in torsion

Classical elastoplastic theory predicts that the rotation angle near an interface between two mismatched materials is discontinuous under shear. The strain gradient effects, however, can be significant within a narrow region near the interface. This can be shown by application of the strain gradient plasticity. The matching expansion method was used to obtain asymptotic results. Comparison is then made with those found numerically for the interface torsion problem of a two-layered cylindrical tube. The strain gradient plasticity theory solution differs from that of the classical elastoplastic theory solution, depending on the properties aside from the interface behavior and the loading mode. A failure criterion is also proposed that accounts for the strain gradients.     

On the evolution of lattice deformation in austenitic stainless steels—The role of work hardening at finite strains

In this work, a three dimensional crystal plasticity-based finite element model is presented to examine the micromechanical behaviour of austenitic stainless steels. The model accounts for realistic polycrystal micromorphology, the kinematics of crystallographic slip, lattice rotation, slip interaction (latent hardening) and geometric distortion at finite deformation. We utilise the model to predict the microscopic lattice strain evolution of austenitic stainless steels during uniaxial tension at ambient temperature with validation through in situ neutron diffraction measurements. Overall, the predicted lattice strains are in very good agreement with those measured in both longitudinal and transverse directions (parallel and perpendicular to the tensile loading axis, respectively). The information provided by the model suggests that the observed nonlinear response in the transverse {200} grain family is associated with a competitive bimodal evolution of strain during inelastic deformation. The results associated with latent hardening effects at the microscale also indicate that in situ neutron diffraction measurements in conjunction with macroscopic uniaxial tensile data may be used to calibrate crystal plasticity models for the prediction of the inelastic material deformation response.     

Determination of material intrinsic length and strain gradient hardening in microbending process

Microbending experiments of pure aluminum show that the springback angles increase with the decrease of foil thickness, which indicates obvious size effects and attributes to plastic strain gradient hardening. Then a constitutive model, taking into accounts both plastic strain and plastic strain gradient hardening, is proposed to analyze the microbending process of thin foil. The model is based on the relationship between shear yield stress and dislocation density, in which the material intrinsic length is related to material properties and average grain numbers along the characteristic scale direction of part. It is adopted in analytical model to calculate the non-dimensional bending moment and predict the springback angle after microbending. It is confirmed that the predictions by the proposed hardening model agree well with the experimental data, while those predicted by the classical plasticity model cannot capture such size effects. The contribution of plastic strain gradient increases with the decrease of foil thickness and is independent on the bending angle.     

Alternative formulations of isotropic hardening for Mises materials, and associated variational inequalities

This work provides insight into aspects of classical Mises–Hill plasticity, its extension to the Aifantis theory of gradient plasticity, and the formulations of both theories as variational inequalities. Firstly, it is shown that the classical isotropic hardening rule, which is dissipative in nature, may equally well be characterized via a defect energy—and, what is striking, this energetically based hardening rule mimics dissipative behavior by describing loading processes that are irreversible. A second aspect concerns the equivalence between the conventional form of the flow rule and its formulation in terms of dissipation. This equivalence has been previously established using the tools of convex analysis (cf., e.g., Han and Reddy, Plasticity: mathematical theory and numerical analysis, Springer, New York, 1999)—in the current work this equivalence is derived directly from the constitutive equations and the specific form of the dissipation, without recourse to such machinery. Variational inequalities corresponding to the dissipative and energetic forms of the flow rule are derived; these inequalities involve only the displacement and plastic strain and are well suited to computational studies. Finally, it is shown that the framework developed for the classical theory is easily extended to incorporate the gradient-plasticity theory of Aifantis (Trans ASME J Eng Mater Technol 106:326–330, 1984).      

Analysis of size effects associated to the transformation strain in TRIP steels with strain gradient plasticity

The size dependent strengthening resulting from the transformation strain in Transformation Induced Plasticity (TRIP) steels is investigated using a two-dimensional embedded cell model of a simplified microstructure composed of small cylindrical metastable austenitic inclusions within a ferritic matrix. Earlier studies have shown that within the framework of classical plasticity or of the single length parameter Fleck–Hutchinson strain gradient plasticity theory, the transformation strain has no significant impact on the overall strengthening. The strengthening is essentially coming from the composite effect with a marked inclusion size effect resulting from the appearance during deformation of new boundaries constraining the plastic flow. The three parameters version of the Fleck–Hutchinson strain gradient plasticity theory is used here in order to better capture the effect of the plastic strain gradients resulting from the transformation strain. The three parameters theory incorporates separately the rotational and extensional gradients in the formulation, which leads to a significant influence of the shear component of the transformation strain, not captured by the single-parameter theory. When the size of the austenitic inclusions decreases, the overall strengthening increases due to a combined size dependent effect of the transformation strain and of the evolving composite structure. A parametric study is proposed and discussed in the light of experimental evidences giving indications on the optimization of the microstructure of TRIP-assisted multi-phase steels.     

Deformation gradient based kinematic hardening model

A kinematic hardening model applicable to finite strains is presented. The kinematic hardening concept is based on the residual stresses that evolve due to different obstacles that are present in a polycrystalline material, such as grain boundaries, cross slips, etc. Since these residual stresses are a manifestation of the distortion of the crystal lattice a corresponding deformation gradient is introduced to represent this distortion. The residual stresses are interpreted in terms of the form of a back-stress tensor, i.e. the kinematic hardening model is based on a deformation gradient which determines the back-stress tensor. A set of evolution equations is used to describe the evolution of the deformation gradient. Non-dissipative quantities are allowed in the model and the implications of these are discussed. Von Mises plasticity for which the uniaxial stress–strain relation can be obtained in closed form serves as a model problem. For uniaxial loading, this model yields a kinematic hardening identical to the hardening produced by isotropic exponential hardening. The numerical implementation of the model is discussed. Finite element simulations showing the capabilities of the model are presented.     

Finite viscoplasticity of amorphous glassy polymers in the logarithmic strain space

The paper outlines a new constitutive model and experimental results of rate-dependent finite elastic–plastic behavior of amorphous glassy polymers. In contrast to existing kinematical approaches to finite viscoplasticity of glassy polymers, the formulation proposed is constructed in the logarithmic strain space and related to a six-dimensional plastic metric. Therefore, it a priori avoids difficulties concerning with the uniqueness of a plastic rotation. The constitutive framework consists of three major steps: (i) A geometric pre-processing defines a total and a plastic logarithmic strain measures determined from the current and plastic metrics, respectively. (ii) The constitutive model describes the stresses and the consistent moduli work-conjugate to the logarithmic strain measures in an analogous structure to the geometrically linear theory. (iii) A geometric post-processing maps the stresses and the algorithmic tangent moduli computed in the logarithmic strain space to their nominal, material or spatial counterparts in the finite deformation space. The analogy between the formulation of finite plasticity in the logarithmic strain space and the geometrically linear theory of plasticity makes this framework very attractive, in particular regarding the algorithmic implementation. The flow rule for viscoplastic strains in the logarithmic strain space is adopted from the celebrated double-kink theory. The post-yield kinematic hardening is modeled by different network models. Here, we compare the response of the eight chain model with the newly proposed non-affine micro-sphere model. Apart from the constitutive model, experimental results obtained from both the homogeneous compression and inhomogeneous tension tests on polycarbonate are presented. Besides the load–displacement data acquired from inhomogeneous experiments, quantitative three-dimensional optical measurements of the surface strain fields are carried out. With regard to these experimental data, the excellent predictive quality of the theory proposed is demonstrated by means of representative numerical simulations.     

Mechanism-based strain gradient crystal plasticity—I. Theory

We have been developing the theory of mechanism-based strain gradient plasticity (MSG) to model size-dependent plastic deformation at micron and submicron length scales. The core idea has been to incorporate the concept of geometrically necessary dislocations into the continuum plastic constitutive laws via the Taylor hardening relation. Here we extend this effort to develop a mechanism-based strain gradient theory of crystal plasticity. In this theory, an effective density of geometrically necessary dislocations for a specific slip plane is introduced via a continuum analog of the Peach-Koehler force in dislocation theory and is incorporated into the plastic constitutive laws via the Taylor relation.     

A mathematical basis for strain-gradient plasticity theory. Part II: Tensorial plastic multiplier

A phenomenological, flow theory version of gradient plasticity for isotropic and anisotropic solids is constructed along the lines of Gudmundson [Gudmundson, P., 2004. A unified treatment of strain-gradient plasticity. J. Mech. Phys. Solids 52, 1379-1406]. Both energetic and dissipative stresses are considered in order to develop a kinematic hardening theory, which in the absence of gradient terms reduces to conventional J₂ flow theory with kinematic hardening. The dissipative stress measures, work-conjugate to plastic strain and its gradient, satisfy a yield condition with associated plastic flow. The theory includes interfacial terms: elastic energy is stored and plastic work is dissipated at internal interfaces, and a yield surface is postulated for the work-conjugate stress quantities at the interface. Uniqueness and extremum principles are constructed for the solution of boundary value problems, for both the rate-dependent and the rate-independent cases. In the absence of strain gradient and interface effects, the minimum principles reduce to the classical extremum principles for a kinematically hardening elasto-plastic solid. A rigid-hardening version of the theory is also stated and the resulting theory gives rise to an extension to the classical limit load theorems. This has particular appeal as previous trial fields for limit load analysis can be used to generate immediately size-dependent bounds on limit loads.     

Couple stresses in crystalline solids: origins from plastic slip gradients, dislocation core distortions, and three-body interatomic potentials

In the presence of plastic slip gradients, compatibility requires gradients in elastic rotation and stretch tensors. In a crystal lattice the gradient in elastic rotation can be related to bond angle changes at cores of so-called geometrically necessary dislocations. The corresponding continuum strain energy density can be obtained from an interatomic potential that includes two- and three-body terms. The three-body terms induce restoring moments that lead to a couple stress tensor in the continuum limit. The resulting stress and couple stress jointly satisfy a balance law. Boundary conditions are obtained upon stress, couple stress, strain and strain gradient tensors. This higher-order continuum theory was formulated by Toupin (Arch. Ration. Mech. Anal. 11 (1962) 385). Toupin's theory has been extended in this work to incorporate constitutive relations for the stress and couple stress under multiplicative elastoplasticity. The higher-order continuum theory is exploited to solve a boundary value problem of relevance to single crystal and polycrystalline nano-devices. It is demonstrated that certain slip-dominated deformation mechanisms increase the compliance of nanostructures in bending-dominated situations. The significance of these ideas in the context of continuum plasticity models is also dwelt upon.     

Prediction of the initial thickness of shear band localization based on a reduced strain gradient theory

Plastic flow localization in ductile materials subjected to pure shear loading and uniaxial tension is investigated respectively in this paper using a reduced strain gradient theory, which consists of the couple-stress (CS) strain gradient theory proposed by Fleck and Hutchinson (1993) and the strain gradient hardening (softening) law (C–W) proposed by Chen and Wang (2000). Unlike the classical plasticity framework, the initial thickness of the shear band and the strain rate distribution in both cases are predicted analytically using a bifurcation analysis. It shows that the strain rate is obviously non-uniform inside the shear band and reaches a maximum at the center of the shear band. The initial thickness of the shear band depends on not only the material intrinsic length l_cs but also the material constants, such as the yield strength, ultimate tension strength, the linear hardening and softening shear moduli. Specially, in the uniaxial tension case, the most possible tilt angle of shear band localization is consistent qualitatively with the existing experimental observations. The results in this paper should be useful for engineers to predict the details of material failures due to plastic flow localization.