Theories of surface elasticity for nanoscale objects

The emergence of nanotechnology has driven recent interest in systems having surface atoms as a significant fraction of all atoms present, in particular nano-sheets (ultra-thin slabs), nano-wires, and nano-particles. In these systems, the bulk (i.e. non-surface region or interior) is typically strained in response to the stress of the surface. This elastic strain of the bulk in turn changes the surface lattice constants. Since the bulk and the surface are coupled, the problem must be solved self-consistently. Solving this problem requires a quantitative model of the surface elastic properties which are different from the bulk. In this paper we consider various models that have been proposed for surface elasticity. Our goal is to elucidate the relationship between two contrasting approaches: (1) the Shuttleworth equation which defines a surface stress based on the strain derivative of the surface energy and (2) the Gurtin-Murdoch (GM) theory which considers the surface layer as a membrane with residual strain and with elastic constants different from the bulk. The GM theory is analogous to the 2-D Frenkel-Kontorova (FK) model and can be used to obtain quantitative parameters for the FK model. We present an embedded atom method calculation of the surface elastic constants of Cu(1 1 1) using the GM theory with the surface represented by a membrane one atomic layer thick. This quantitative approach describes the elastic properties of surfaces in a physically appealing way. Just as the bulk elastic constants provide direct information regarding the stress/strain relationship in a bulk material, the surface elastic constants provide similar information for a surface monolayer. This theory will allow elasticity analysis and atomistic calculations of properties of nano-scale objects.