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基于B样条和聚类分析的非参数轮廓监控方法研究
引用本文:聂斌,叶文静,刘迪青,刘晓卉. 基于B样条和聚类分析的非参数轮廓监控方法研究[J]. 运筹与管理, 2021, 30(5): 79-87. DOI: 10.12005/orms.2021.0148
作者姓名:聂斌  叶文静  刘迪青  刘晓卉
作者单位:天津大学 管理与经济学部,天津 300072
基金项目:国家自然科学基金面上项目(71672122)
摘    要:在轮廓监控中,产品或过程的质量特征可以由一种特定的函数关系表示。如果轮廓的函数形式是已知的,则可以使用参数化方法来监控轮廓。然而,当轮廓形态复杂时,继续使用参数方法则可能导致由于模型设定不准确而无法正确识别异常轮廓的问题。因此本文提出了一种基于非参数回归的新方法以解决制造过程中常见的复杂轮廓监控问题。所提方法将基于非参数回归的B样条与迭代的聚类分析过程相结合,在应用过程中不需要对轮廓的形式进行限制性假设。仿真研究评估了该监控方法在不同变异情况下的性能,并且通过与现有方法的比较分析,验证了该方法的有效性和优越性。最后通过轮廓监控领域的一个经典案例说明了新方法的实际应用效果。

关 键 词:B样条  K-means  T2统计量  轮廓监控  统计过程控制  
收稿时间:2019-05-16

Nonparametric Profile Monitoring Using B-spline and Clustering Analysis
NIE Bin,YE Wen-jing,LIU Di-qing,LIU Xiao-hui. Nonparametric Profile Monitoring Using B-spline and Clustering Analysis[J]. Operations Research and Management Science, 2021, 30(5): 79-87. DOI: 10.12005/orms.2021.0148
Authors:NIE Bin  YE Wen-jing  LIU Di-qing  LIU Xiao-hui
Affiliation:College of Management and Economics, Tianjin University, Tianjin 300072, China
Abstract:When process or product data follow a particular curve in quality control, profile monitoring is suitable and appropriate for assessing and diagnosing quality status. If the functional form of the profile is known, parametric methods could be used to monitor the profile. However, when the profilehas complex shape, parametric methods may result in the problem that the outliers cannot be correctly detected due to the misspecified model. Therefore, this article proposes a novel approach based on nonparametric regression to monitor the phase I process for complex profiles. This approach combines the B-spline based on nonparametric regression with the modified cluster analysis process, and does not require restrictive assumptions on the form of the profile in the application. Our simulation study analyzes the performance of the proposed approach under different circumstances, and the effectiveness and applicability of the approach are verified by comparison with the existing approaches. Finally, a classic case in the field of profile T2 monitoring is used to illustrate the practical application of the novel approach in this article.
Keywords:B-spline  K-means  T2 statistics  profile monitoring  statistical process control  
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