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碳排放许可初始分配研究综述
引用本文:袁永娜,吴水龙,徐丽杰. 碳排放许可初始分配研究综述[J]. 北京理工大学学报, 2014, 34(S2): 41-46
作者姓名:袁永娜  吴水龙  徐丽杰
作者单位:中国科学院大学 科技管理学院, 北京 100190;北京理工大学 管理与经济学院, 北京 100081;河南财经政法大学 经济学院, 河南, 郑州 450046
基金项目:国家自然科学基金资助项目(71203215, 41101556,71372017);中国科学院大学院长基金资助项目(Y1510RY00);北京市自然科学基金资助项目(9142019)
摘    要:碳排放许可的初始分配直接产生结构调整和收入分配效应,关系到碳排放交易制度的政治可行性与经济效率,是碳排放交易制度设计和研究的核心问题.关于碳排放许可初始分配的研究主要集中在如何进行碳排放许可的分配、碳排放交易机制初始分配的效率如何、会产生何种收入调整效应和结构调整效应、如何构建成本控制机制以缓解初始分配带来的负面影响等.现有研究得出了一些共性的结论,可以为碳交易机制政策的制定提供科学参考,当然现有研究也存在不足,尤其碳排放交易机制区域内的区域经济发展问题、对发展中国家碳排放交易机制以及碳排放许可对经济发展的作用机制的研究仍需进一步探索.

关 键 词:碳排放许可  初始分配  强度分配标准  成本控制机制
收稿时间:2014-06-02

A Survey on Initial Allocation Scheme of Carbon Emission Permits
YUAN Yong-n,WU Shui-long and XU Li-jie. A Survey on Initial Allocation Scheme of Carbon Emission Permits[J]. Journal of Beijing Institute of Technology(Natural Science Edition), 2014, 34(S2): 41-46
Authors:YUAN Yong-n  WU Shui-long  XU Li-jie
Affiliation:College of Technology Management, University of Chinese Academy of Science, Beijing 100190, China;School of Management and Economics, Beijing Institute of Technology, Beijing 100081, China;School of Economics, He'nan University of Economics and Law, Zhengzhou, He'nan 450046, China
Abstract:The initial allocation of carbon emission permission (abbreviated as IASCEP) can cause structural adjustment and income distribution effects, and has a great influence on the political feasibility and economic efficiency of a carbon trading system. It is the core issue of designing the carbon emission trading system. Researches on IASCEP focus on how to allocate carbon emission permission, allocation efficiency, effect of revenue adjustment and structure adjustment, and how to use cost control mechanism to reduce the negative effects on economic development. These researches achieve some common conclusions which can provide a scientific reference for designing carbon emission trading system. But they have some limits. Especially, the region economy development question in the area of carbon emission trading mechanism, carbon emissions trading mechanism of developing countries and the effect of carbon emission permission on economy development still need further exploration.
Keywords:carbone mission permission  initial allocation  intensity allocation criterion  cost control mechanism
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