Gravitational phase transitions with an exclusion constraint in position space

We discuss the statistical mechanics of a system of self-gravitating particles with anexclusion constraint in position space in a space of dimension d. Theexclusion constraint puts an upper bound on the density of the system and can stabilize itagainst gravitational collapse. We plot the caloric curves giving the temperature as afunction of the energy and investigate the nature of phase transitions as a function ofthe size of the system and of the dimension of space in both microcanonical and canonicalensembles. We consider stable and metastable states and emphasize the importance of thelatter for systems with long-range interactions. For d ≤ 2, there is nophase transition. For d > 2, phase transitions can take place betweena “gaseous” phase unaffected by the exclusion constraint and a “condensed” phase dominatedby this constraint. The condensed configurations have a core-halo structure made of a“rocky core” surrounded by an “atmosphere”, similar to a giant gaseous planet. For largesystems there exist microcanonical and canonical first order phase transitions. Forintermediate systems, only canonical first order phase transitions are present. For smallsystems there is no phase transition at all. As a result, the phase diagram exhibits twocritical points, one in each ensemble. There also exist a region of negative specificheats and a situation of ensemble inequivalence for sufficiently large systems. We showthat a statistical equilibrium state exists for any values of energy and temperature inany dimension of space. This differs from the case of the self-gravitating Fermi gas forwhich there is no statistical equilibrium state at low energies and low temperatures whend ≥ 4. By a proper interpretation of the parameters, our results haveapplication for the chemotaxis of bacterial populations in biology described by ageneralized Keller-Segel model including an exclusion constraint in position space. Theyalso describe colloids at a fluid interface driven by attractive capillary interactionswhen there is an excluded volume around the particles. Connexions with two-dimensionalturbulence are also mentioned.