Monomer insertion mechanism of ring-opening polymerization of -caprolactone with yttrium alkoxide intermediate: A DFT study

The mechanism of -caprolactone (CL) insertion into a Y–OCH₃ bond was investigated using density functional theory (DFT) calculations. The optimized geometries and corresponding Gibbs-free energies of the intermediates were obtained, which confirmed a four-step coordination-insertion mechanism. The coordination of CL onto yttrium center led to a nucleophilic addition of the carbonyl group of CL, followed by an intramolecular alkoxide ligand exchange. A monomer insertion was completed by the CL ring opening via acyl–oxygen bond cleavage. The formation of the five-coordinated yttrium intermediate, 3, was found to be the rate-determining step. This study could be applicable to ring-opening polymerisation (ROP) of CL initiated by lanthanide metal complexes.