One-Parameter Fixed-Point Theory and Gradient Flows of Closed 1-Forms

We use the one-parameter fixed-point theory of Geoghegan and Nicas to get information about the closed orbit structure of transverse gradient flows of closed 1-forms on a closed manifold M. We define a noncommutative zeta function in an object related to the first Hochschild homology group of the Novikov ring associated to the 1-form and relate it to the torsion of a natural chain homotopy equivalence between the Novikov complex and a completed simplicial chain complex of the universal cover of M.     

Design and Cold Tests of Asymmetric Quasioptical Resonators

This paper presents the design and test of asymmetric quasioptical resonators for gyrotron applications, where most of the diffraction output coupling comes from the smaller of two mirrors. A computer code based on scalar diffraction theory is used to calculate the resonator losses and the electric field near the mirrors. Resonators with mirror separations approaching confocal have reduced side lobes in the diffraction patterns, which should allow for better power transmission and focusing. Cold tests have been performed at 94 and 141 GHz to measure the quality factor of the asymmetric resonators as a function of mirror separation and mirror misalignment. Typical resonator parameters include 65 cm mirror separation, 1-3% output coupling and 85% of the losses from the small mirror. A half-symmetric resonator with one flat and one curved mirror has also been investigated. The calculated values of Q are in reasonably good agreement with the cold test measurements.     

On the S-procedure and Some Variants

We give a concise review and extension of S-procedure that is an instrumental tool in control theory and robust optimization analysis. We also discuss the approximate S-Lemma as well as its applications in robust optimization.The many suggestions and detailed corrections of an anonymous referee are gratefully acknowledged.     

市场竞争与国有企业所有权安排

改进了张维迎对地区间竞争与国有企业民营化的分析,给出了经营者的剩余索取份额对竞争性的连续依赖关系:国有企业若要降低成本,就必须参与市场竞争,随着市场竞争的加强,国有企业经营者的剩余索取份额应该逐渐增大,而当市场竞争水平超过某一阈值,国有企业经营者拥有全部剩余索取权是最优的.     

On the Evaluation of Uncertain Courses of Action

We consider the problem of decision making under uncertainty. The fuzzy measure is introduced as a general way of representing available information about the uncertainty. It is noted that generally in uncertain environments the problem of comparing alternative courses of action is difficult because of the multiplicity of possible outcomes for any action. One approach is to convert this multiplicity of possible of outcomes associated with an alternative into a single value using a valuation function. We describe various ways of providing a valuation function when the uncertainty is represented using a fuzzy measure. We then specialize these valuation functions to the cases of probabilistic and possibilistic uncertainty.     

A linearized vector radiative transfer model for atmospheric trace gas retrieval

We present a plane parallel radiative transfer model for polarized light, that provides the intensity vector as well as the derivatives of the four Stokes parameters with respect to atmospheric trace gas profiles. These derivatives are essential for retrieval of height resolved trace gas information from satellite measurements of backscattered sunlight. The model uses the Gauss-Seidel iteration technique for solving the radiative transfer equation. For the first time, the forward-adjoint radiative perturbation theory is applied for the linearization of a radiative transfer model including polarization. The accuracy of the model is better than 0.025% for all four Stokes parameters and better than 0.03% for the derivatives.     

First-passage times in a critical stochastic model

Average first-passage times for a single-variable stochastic model with a critical fixed point at the origin are computed by exact enumeration. The numerical measurements show excellent agreement with analytical results. The scaling function approaches the predicted asymptotic dependence.     

Skein related links in 3-manifolds

This paper addresses two problems in the skein theory of homotopy spheres first posed by P. Traczyk. Solutions to both problems are obtained for a large class of manifolds and, since one of the basic techniques used requires the first homology group of the ambient manifold to be torsion free, the extent to which this hypothesis is actually necessary is further explored.     

矩孔金属光栅矢量模式理论的数值计算

根据矩孔金属光栅的矢量模式理论，计算了不同入射方向，波长及偏振态情况下衍射场的分布，研究了不同光栅结构对衍射效率，偏振态变化的影响；同时，根据实际需要，加工制作了一批不同深度的矩孔光栅样品，进行了实验测量，并将计算值与实验值进行了比较，两者基本相符。