对DEA中有效单元排序的一种新方法

文章对数据包络分析(DEA)的强有效性问题提出了一种新的研究方法.利用有效值和负有效值来构造复合输入和输出这种方法可以实现有效决策单元的完全排序.文章还给出了新方法中模型的一些性质.最后,用两个例子来检验此方法并和其他模型的计算结果进行了比较.     

General theory of information transfer: Updated

We report on ideas, problems and results, which occupied us during the past decade and which seem to extend the frontiers of information theory in several directions. The main contributions concern information transfer by channels. There are also new questions and some answers in new models of source coding. While many of our investigations are in an explorative state, there are also hard cores of mathematical theories. In particular we present a unified theory of information transfer, which naturally incorporates Shannon's theory of information transmission and the theory of identification in the presence of noise as extremal cases. It provides several novel coding theorems. On the source coding side we introduce data compression for identification. Finally we are led beyond information theory to new concepts of solutions for probabilistic algorithms.

The original paper [R. Ahlswede, General theory of information transfer, Preprint 97-118, SFB 343 Diskrete Strukturen in der Mathematik, Universität Bielefeld, 1997] gave to and received from the ZIF-project essential stimulations which resulted in contributions added as GTIT-Supplements “Search and channels with feedback” and “Noiseless coding for multiple purposes: a combinatorial model”.

Other contributions—also to areas initiated—are published in the recent book [R. Ahlswede et al. (Eds.), General Theory of Information Transfer and Combinatorics, Lecture Notes in Computer Science, vol. 4123, Springer, Berlin, 2006].

The readers are advised to study always the pioneering papers in a field—in this case the papers [R. Ahlswede, G. Dueck, Identification via channels, IEEE Trans. Inform. Theory 35 (1989) 15–29; R. Ahlswede, G. Dueck, Identification in the presence of feedback—a discovery of new capacity formulas, IEEE Trans. Inform. Theory 35 (1989) 30–39] on identification. It is not only the most rewarding way to come to new ideas, but it also helps to more quickly grasp the more advanced formalisms without going through too many technicalities. Perhaps also the recent Shannon Lecture [R. Ahlswede, Towards a General Theory of Information Transfer, Shannon Lecture at ISIT in Seattle 13th July 2006, IEEE Information Theory Society Newsletter, 2007], aiming at an even wider scope, gives further impetus.     

Efficiency decomposition in two-stage data envelopment analysis: An application to non-life insurance companies in Taiwan

The efficiency of decision processes which can be divided into two stages has been measured for the whole process as well as for each stage independently by using the conventional data envelopment analysis (DEA) methodology in order to identify the causes of inefficiency. This paper modifies the conventional DEA model by taking into account the series relationship of the two sub-processes within the whole process. Under this framework, the efficiency of the whole process can be decomposed into the product of the efficiencies of the two sub-processes. In addition to this sound mathematical property, the case of Taiwanese non-life insurance companies shows that some unusual results which have appeared in the independent model do not exist in the relational model. In other words, the relational model developed in this paper is more reliable in measuring the efficiencies and consequently is capable of identifying the causes of inefficiency more accurately. Based on the structure of the model, the idea of efficiency decomposition can be extended to systems composed of multiple stages connected in series.     

Chemometrical strategies for feature selection and data compression applied to NIR and MIR spectra of extra virgin olive oils for cultivar identification

The possibility provided by Chemometrics to extract and combine (fusion) information contained in NIR and MIR spectra in order to discriminate monovarietal extra virgin olive oils according to olive cultivar (Casaliva, Leccino, Frantoio) has been investigated.Linear discriminant analysis (LDA) was applied as a classification technique on these multivariate and non-specific spectral data both separately and jointly (NIR and MIR data together).In order to ensure a more appropriate ratio between the number of objects (samples) and number of variables (absorbance at different wavenumbers), LDA was preceded either by feature selection or variable compression. For feature selection, the SELECT algorithm was used while a wavelet transform was applied for data compression.Correct classification rates obtained by cross-validation varied between 60% and 90% depending on the followed procedure. Most accurate results were obtained using the fused NIR and MIR data, with either feature selection or data compression.Chemometrical strategies applied to fused NIR and MIR spectra represent an effective method for classification of extra virgin olive oils on the basis of the olive cultivar.     

Data fusion in multivariate calibration transfer

We report the use of stacked partial least-squares regression and stacked dual-domain regression analysis with four commonly used techniques for calibration transfer to improve predictive performance from transferred multivariate calibration models. The predictive performance from three conventional calibration transfer methods, piecewise direct standardization (PDS), orthogonal signal correction (OSC) and model updating (MUP), requiring standards measured on both instruments, was significantly improved from data fusion either by stacking of wavelet scales or by stacking of spectral intervals, as demonstrated by transfer of calibrations developed on near-infrared spectra of synthetic gasoline. Stacking did not produce as significant an improvement for calibration transfer using a finite impulse response (FIR) filter, but application of SPLS regression to FIR-transferred spectra improves predictive performance of the transferred model.     

Comparative evaluation of software for retention time alignment of gas chromatography/time-of-flight mass spectrometry-based metabonomic data

In chromatography-based metabonomic research, retention time (RT) alignment of chromatographic peaks poses a challenge for the accurate profiling of biomarkers. Although a number of RT alignment software has been reported, the performance of these software packages have not been comprehensively evaluated. This study aimed to evaluate the RT alignment accuracy of publicly available and commercial RT alignment software. Two gas chromatography/mass spectrometry (GC/MS) datasets acquired from a mixture of standard metabolites and human bladder cancer urine samples, were used to assess three publicly available software packages, MetAlign, MZmine and TagFinder, and two commercial applications comprising the Calibration feature and Statistical Compare of ChromaTOF software. The overall RT alignment accuracies in aligning standard compounds mixture were 93, 92, 74, 73 and 42% for Calibration feature, MZmine, MetAlign, Statistical Compare and TagFinder, respectively. Additionally, unique trends were observed for the individual software with regards to the different experimental conditions related to extent and direction of RT shifts. Conflicting performance was observed for human urine samples suggesting that RT misalignments still occurred despite the use of RT alignment software. While RT alignment remains an inevitable step in data preprocessing, metabonomic researchers are recommended to perform manual check on the RT alignment of important biomarkers as part of their validation process.     

Beam reception and data transmission performance analysis of optical taper used in a mobile wireless optical communication

Mobile wireless optical communication system was demonstrated experimentally by using a special solid coupling optical taper. The performance of special solid coupling optical taper and the data transmission performance with 240 Mbit/s were investigated on the rectilinear orbit between the mobile terminal and the fixed terminal. The experimental results shown that the scheme used in the mobile wireless optical communication system is reliable and quite simple, which could be widely used in future.     

用于新一代高密度可录光盘的有机材料研究进展

本文在总结近几年来国内外文献和专利报道的最新研究成果基础上,简要阐述了新一代高密度可录光盘的数据存储机理以及激光器工作波长与有机材料薄膜最大吸收波长相匹配的要求,介绍了在蓝(紫)光波段内(350～400nm)具有显著吸收的有机材料研究概况,并讨论了这些有机材料作为新一代高密度可录光盘数据存储介质的可能性。最后,对有机材料用于新一代高密度可录光盘数据存储介质的研究重点以及今后的发展前景进行简要讨论和展望。     

基于小波变换和高斯拟合的在线谱图综合处理方法

微小型移动式现场在线检测技术是分析仪器发展的新领域。针对复杂工作环境中谱图存在强噪声干扰、谱峰重叠、不规则峰形等严重影响仪器的定性和定量准确度的瓶颈技术,提出了一种基于小波变换和高斯拟合相结合的谱图在线综合处理方法,用自研的仪器对甲苯和全氟三丁胺两种典型化合物的谱图进行了处理,并与实验室分析仪器普遍应用的算法进行了对比分析。结果表明,综合方法能够有效解决强噪声干扰、谱峰重叠、不规则峰形问题,提高仪器的定性和定量准确性,同时能够实现数据压缩,满足仪器的在线实时检测要求。综合方法处理甲苯特征峰的平均信噪比(SNR)较移动平滑方法提高了1.3倍,峰位误差ΔM降低了3.6倍,处理全氟三丁胺谱图的数据压缩比为197∶1。     

资料同化中的数字滤波弱约束试验及分析

气象数值预报中,由于分析过程引入初始非平衡,从而引起虚假快波振荡,重力波控制弱约束把资料分析过程和初始化过程结合在一起,通过数字滤波弱约束在极小化过程中实现对分析场的平衡约束,克服非平衡问题. 以2008年初的一次南方雨雪天气为研究个例,进行了数字滤波弱约束的同化试验和预报试验,结果表明,数字滤波弱约束4D-Var能充分控制快波振荡的出现和初始调整现象,使得到的分析场不仅能更好的逼近观测,而且能更好地与模式动力相协调. 预报检验的结果表明,在同化过程中施加数字滤波弱约束,能有效滤除由于地形或观测资料等因素 关键词： 变分同化 初始非平衡 数字滤波 弱约束