Estimation of Multinomial Probabilities under a Model Constraint

In this paper estimation of the probabilities of a multinomial distribution has been studied. The five estimators considered are: unrestricted estimator (UE), restricted estimator (RE) (under model ), preliminary test estimator (PTE) based on a test of the model , shrinkage estimator (SE) and the positive-rule shrinkage estimator (PRSE). Asymptotic distributions of these estimators are given under Pitman alternatives and the asymptotic risk under a quadratic loss has been evaluated. The relative performance of the five estimators is then studied with respect to their asymptotic distributional risks (ADR). It is seen that neither of the preliminary test and shrinkage estimators dominates the other, though each fares well relative to the other estimators. However, the positive rule estimator is recommended for use for dimension 3 or more while the PTE is recommended for dimension less than 3.     

Scaling of decay lengths for surface states in the gaps of one-dimensional semi-infinite superlattices

We look at some one-dimensional semi-infinite superlattices with an underlying Hamiltonian that is of the nearest neighbour, tight binding type. A real space rescaling procedure which is exact in one dimension is applied to obtain the location of the subbands. It has been found that these subbands never overlap in 1D, and we interpret this as a band repulsion effect. Relevance in the case of a disordered system where this band repulsion crosses over to the well-known level repulsion is discussed. Then with a proper matching at the boundary we solve for the sets of denumerably infinite number of decaying solutions (the surface states) in the gaps. These types of states have been proposed quite some time ago. We look at detail theirexact analytical solutions in 1D and find that their decay lengths near the band edges diverge as |E–E _b|^–v, wherev=1/2 andE _b is the nearest band edge. The decay lengths and their divergence exponent match extremely well with those obtained from transfer matrix method. Some recent experiments on quantum well structures seem to have observed such states.