Some generic properties of α-nonexpansive mappings

Let X be a Banach space, C a bounded closed subset of X, A a convex closed subset of X, $\text{E}$ a complete metric space formed by all α-nonexpansive mappings fC → A and $\text{M}$ a complete metric space formed by α-nonexpansive differentiable mappings fC → X. The following assertions are proved in this paper: (1) Properness of I ? f is a generic property in $\text{E}$ (2)the subset of $\text{E}$ formed by all α-contractive mappings is of Baire first category in $\text{E}$; and (3) for every y?X, the functional equation x ? f(x) = y has generically a finite number of solutions for f in $\text{M}$. Some applications to the fixed point theory and calculation of the topological degree are given.     

C0-semigroups on a locally convex space

A necessary and sufficient condition that a densely defined linear operator A in a sequentially complete locally convex space X be the infinitesimal generator of a quasi-equicontinuous C₀-semigroup on X is that there exist a real number β ? 0 such that, for each λ > β, the resolvent (λI ? A)^?1 exists and the family {(λ ? β)^k(λI ? A)^?k; λ > β, k = 0, 1, 2,…} is equicontinuous. In this case all resolvents (λI ? A)^?1, λ > β, of the given operator A and all exponentials exp(tA), t ? 0, of the operator A belong to a Banach algebra $\text{B}{}_{\mathrm{г}}\text{(X)}$ which is a subspace of the space L(X) of all continuous linear operators on X, and, for each t ? 0 and for each x?X, one has lim_{k → z} (I ? k^?1tA)^?kx = exp(tA) x. A perturbation theorem for the infinitesimal generator of a quasi-equicontinuous C₀-semigroup by an operator which is an element of $\text{B}{}_{\mathrm{г}}\text{(X)}$ is obtained.     

Nonoscillation and disconjugacy of systems of linear differential equations

The differential equations under consideration are of the form $\text{dx}\text{dt}\text{= A(t)x}$, (1) where A(t) is a piecewise continuous real n × n matrix on a real interval α, and the vector x = (x₁,…,x_n) is continuous on α. The equation is said to be nonoscillatory on α if every nontrivial real solution vector x has at least one component x_k which does not vanish on α.The principal concern of this paper is the derivation of conditions, expressed in terms of various norms of A, which guarantee the nonoscillation of (1) in a given interval.     

Lifting commuting pairs of C1 algebras

Given a commuting pair $\text{A}$₁, $\text{A}$₂ of abelian $\text{C}{}^1$ subalgebras of the Calkin algebra, we look for a commuting pair $\text{B}$₁,$\text{B}$₂ of $\text{C}{}^1$ subalgebras of $\text{B(H)}$ which project onto $\text{A}$₁ and $\text{A}$₂. We do not insist that $\text{B}$_i, be abelian, so $\text{B}$_i, may contain nontrivial compact operators. If X is the joint spectrum σ($\text{A}$₁, $\text{A}$₂), it is shown that the existence of a pair $\text{B}$₁, $\text{B}$₂ depends only on the element τ in Ext(X) determined by $\text{A}$₁, $\text{A}$₂. The set L(X) of those τ in Ext(X) which “lift” in this sense is shown to be a subgroup of Ext(X) when Ext(X) is Hausdorff, and also when $\text{A}$_i are singly generated. In this latter case, L(X) can be explicitly calculated for large classes of joint spectra. These results are applied to lift certain pairs of commuting elements of the Calkin algebra to pairs of commuting operators.     

Analytic functions whose range is dense in a ball

Denote by Δ(resp. $\text{Δ}$) the open (resp. closed) unit disc in C. Let E be a closed subset of the unit circle T and let F be a relatively closed subset of T ? E of Lesbesgue measure zero. The following result is proved. Given a complex Banach space X and a bounded continuous function f:F → X, there exists an extension f? of f, bounded and continuous on $\text{}\text{?}\text{gD ? E}$, analytic on Δ and satisfying sup$\text{{6}\text{f}\text{?}\text{(z)6:zε}\text{δ}\text{?E}$. This is applied to show that for any separable complex Banach space X there exists an analytic function from Δ to X whose range is contained and dense in the unit ball of X.     

On D-Paracompact spaces

Following Pareek a topological space X is called D-paracompact if for every open cover $\text{A}$ of X there exists a continuous mapping f from X onto a developable T₁-space Y and an open cover $\text{B}$ of Y such that { f^-1[B]|B ∈ $\text{B}$ } refines $\text{A}$. It is shown that a space is D-paracompact if and only if it is subparacompact and D-expandable. Moreover, it is proved that D-paracompactness coincides with a covering property, called dissectability, which was introduced by the author in order to obtain a base characterization of developable spaces.     

Spaces of matrices of equal rank

Let M_m,n(F) denote the space of all mXn matrices over the algebraically closed field F. A subspace of M_m,n(F), all of whose nonzero elements have rank k, is said to be essentially decomposable if there exist nonsingular mXn matrices U and V respectively such that for any element A, UAV has the form

$\text{UAV=}\text{A}{}_1\text{A}{}_2\text{A}{}_3\text{0}$

where A₁ is iX(k–i) for some i?k. Theorem: If $\text{K}$ is a space of rank k matrices, then either $\text{K}$ is essentially decomposable or dim $\text{K}$?k+1. An example shows that the above bound on non-essentially-decomposable spaces of rank k matrices is sharp whenever n?2k–1.     

On operator-valued analytic functions with constant norm

Let X be a complex Banach space and $\text{D}$ a domain in the complex plane. Let f: $\text{D}$ → X be an analytic function such that ∥f(ζ)∥ is constant as ζ ? $\text{D}$. If X is the complex plane, then by the classical maximum modulus theorem f;(ζ) itself is constant on $\text{D}$. This is not the case in general. In the paper we study the norm-constant analytic functions whose values are bounded linear operators over an uniformly convex complex Banach space or, in particular, over a complex Hilbert space.     

Reduction of variance for Gaussian densities via restriction to convex sets

Let X be a random vector with values in $\text{R}$ⁿ and a Gaussian density f. Let Y be a random vector whose density can be factored as k · f, where k is a logarithmically concave function on $\text{R}$ⁿ. We prove that the covariance matrix of X dominates the covariance matrix of Y by a positive semidefinite matrix. When k is the indicator function of a compact convex set A of positive measure the difference is positive definite. If A and X are both symmetric Var(a · X) is bounded above by an expression which is always strictly less than Var(a · X) for every a ∈ $\text{R}$ⁿ. Finally some counterexamples are given to show that these results cannot be extended to the general case where f is any logarithmically concave density.     

A decomposition of R into two homeomorphic rigid parts

Let X be separable, completely metrizable, and dense in itself. We show that if X admits a triple (D₁, D₂, h) of two countable dense subsets D₁ and D₂ and a homeomorphism h: X?D₁ → X?D₂, satisfying some special properties, then there is a rigid subspace A of X such that A is homeomorphic to X?A = h[A]; for $\text{X =}\text{R}$, such atriple is shown to exist.     

The voltage and current transfer ratios of RLC operator networks

The subject of this work is the voltage and current transfer ratios of three-terminal networks having no mutual coupling and whose impedances are analytic functions taking their values in an abelian self-adjoint algebra of bounded linear operators on a Hilbert space. Each such value is also assumed to be invertible. It is shown that these ratios have the form [I + A(ζ)]^?1, where, for each ζ in a sufficiently small open cone in the right-half complex plane with apex at the origin and the real axis as its bisector, the numerical range of A(ζ) is contained in a compact subset of the open right-half plane. This implies that the ratios are strictly contractive for each ζ in the cone. The angle of the cone is $\text{π}\text{(2k + 2)}$, where k is the number of internal nodes of a certain “surrogate” network; this result is best possible. For two-terminal-pair networks the ratios are shown to be strictly contractive for each ζ in a similar cone with angle $\text{π}\text{(2k + 4)}$.     

Retraction spaces and the homotopy metric

Let X be a finite-dimensional compactum. Let $\text{R}$(X) and $\text{N}$(X) be the spaces of retractions and non-deformation retractions of X, respectively, with the compact-open (=sup-metric) topology. Let 2^X_h be the space of non-empty compact ANR subsets of X with topology induced by the homotopy metric. Let R^X_h be the subspace of 2^X_h consisting of the ANR's in X that are retracts of X.We show that $\text{N}$(S^m) is simply-connected for m > 1. We show that if X is an ANR and A₀?R^X_h, then lim_i→∞A_i=A₀ in 2^X_h if and only if for every retraction r₀ of X onto A₀ there are, for almost all i, retractions r_i of X onto A_i such that lim_i→∞r_i=r_o in $\text{R}$(X). We show that if X is an ANR, then the local connectedness of $\text{R}$(X) implies that of R^X_h. We prove that $\text{R}$(M) is locally connected if M is a closed surface. We give examples to show how some of our results weaken when X is not assumed to be an ANR.     

Tight uniform algebras and algebras of analytic functions

A uniform algebra A on a compact space X is tight if for each g?C(X), the Hankel-type operator f → gf + A from $\text{A}\text{to}\text{C}\text{A}$ is weakly compact. Two families of uniform algebras are shown to be tight: the algebras such as R(K) that arise in the theory of rational approximation on compact subsets of the complex plane, and algebras of analytic functions on domains in $\text{C}$ⁿ for which a certain $\text{?}$-problem is solvable. A couple of characterizations of tight algebras are given, and one of these is used to show that the property of being tight places severe restrictions on the Gleason parts of A and the measures in A^⊥.     

The inverse balayage problem for Markov chains,part II

This paper continues the study of the inverse balayage problem for Markov chains. Let X be a Markov chain with state space $\text{A ? B}{}_2$, let v be a probability measure on B₂ and let M(v) consist of probability measures μ on A whose X-balayage onto B₂ is v. The faces of the compact, convex set M(v) are characterized. For fixed μ?M(v) the set M(μ,v) of the measures ? of the form $\text{?(·) = P}{}^{\mathrm{\mu }}\text{{X(S) ? ·}}$, where S is a randomized stopping time, is analyzed in detail. In particular, its extreme points and edge are explicitly identified. A naturally defined reversed chain X, for which v is an inverse balayage of μ, is introduced and the relation between X and X^ is studied. The question of which $\text{? ? M(μ, v)}$ admit a natural stopping time $\text{S}{}_{\mathrm{?}}$ of X (not involving an independent randomization) such that $\text{?(·) = P}{}^{\mathrm{\mu }}\text{{X(S}{}_{\mathrm{?}}\text{) ? ·}}$, is shown to have rather different answers in discrete and continuous time. Illustrative examples are presented.     

Involutory matrices over finite commutative rings

An n × n matrix A is called involutory iff A²=I_n, where I_n is the n × n identity matrix. This paper is concerned with involutory matrices over an arbitrary finite commutative ring R with identity and with the similarity relation among such matrices. In particular the authors seek a canonical set $\text{C}$ with respect to similarity for the n × n involutory matrices over R—i.e., a set $\text{C}$ of n × n involutory matrices over R with the property that each n × n involutory matrix over R is similar to exactly on matrix in $\text{C}$. Because of the structure of finite commutative rings and because of previous research, they are able to restrict their attention to finite local rings of characteristic a power of 2, and although their main result does not completely specify a canonical set $\text{C}$ for such a ring, it does solve the problem for a special class of rings and shows that a solution to the general case necessarily contains a solution to the classically unsolved problem of simultaneously bringing a sequence A₁,…,A_v of (not necessarily involutory) matrices over a finite field of characteristic 2 to canonical form (using the same similarity transformation on each A_i). (More generally, the authors observe that a theory of similarity fot matrices over an arbitrary local ring, such as the well-known rational canonical theory for matrices over a field, necessarily implies a solution to the simultaneous canonical form problem for matrices over a field.) In a final section they apply their results to find a canonical set for the involutory matrices over the ring of integers modulo 2^m and using this canonical set they are able to obtain a formula for the number of n × n involutory matrices over this ring.     

Applications of the Connes spectrum to C1-dynamical systems,II

We show that for a C¹-dynamical system (A, G, α) with G discrete (abelian) the Connes spectrum Γ(α) is equal to $\text{G}\text{?}$ if and only if every nonzero closed ideal in G × _αA has a nonzero intersection with A. Denote by G_J the closed subgroup of G that leaves fixed the primitive ideal J of A. We show for a general group G that if all isotropy groups G_J are discrete, then GX_αA is simple if and only if A is G-simple and $\text{Γ(}\text{α}\text{) =}\text{G}\text{?}$. This result is applicable not only when G is discrete but also when G?$\text{R}$ or G?$\text{T}$ provided that A is not primitive. Specializing to single automorphisms (i.e., G=$\text{Z}$) we show that if (the transposed of) α acts freely on a dense set of points in $\text{A}\text{?}$, then Λ(α)=$\text{T}$. The converse is only proved when A is of type I.     

Finite generation of lifted p-adic homology with compact supports. Generalization of the weil conjectures to singular,non-complete algebraic varieties

In Section 1, if $\text{O}$ is a c.d.v.r. with quotient field of characteristic zero and residue class field k, if $\text{A}$ is an $\text{O}$-algebra and if $\text{A =}\text{A}$ ?_$\text{O}$k, then for algebraic families X over A that are polynomially properly embeddable over $\text{A}$, we define the lifted p-adic homology with compact supports$\text{H}{}_{\mathrm{h}}{}^{\mathrm{c}}\text{(X,}\text{A}$2 ?_zQ), which are functors with respect to proper maps. In Section 2, it is shown that, if X is an algebraic variety over k (i.e., if A = k), then the lifted p-adic homology of X with compact supports with coefficients in K is finite dimensional over K = quotient field of $\text{O}$. In Section 3, the results of Sections 1 and 2 are used to generalize both the statement and proof of the Weil “Lefschetz Theorem” Conjecture and the statement (but not the proof) of the Weil “Riemann Hypothesis” Conjecture, to non-complete, singular varieties over finite fields. In addition, the Weil zeta function of varieties over finite fields, is generalized by a device which we call the zeta matrices, W^h(X), 0 ≤ h ≤ 2 dim X, of an algebraic variety X, to varieties over even infinite fields of non-zero characteristic. These are used to give formulas for the zeta functions of each variety in an algebraic family, by means of the zeta matrices of an alebraic family. Sketches only are given. In Section 4, some of the material is duplicated, to define a q-adic homology with compact supports, q ≠ characteristic. The definition only makes sense for algebraic varieties; finite generation is proved. And the Weil “Lefschetz Theorem” Conjecture is established, even for singular, non-complete varieties, as well as a generalization of the Weil “Riemann Hypothesis” Conjecture. (However, zeta matrices do not make sense q-adically.)In Section 5, some special results are proved about p-adic homology with compact supports on affines. And the Weil “Riemann Hypothesis” conjecture is proved p-adically, p = characteristic, for projective, non-singular liftable varieties.     

Sperner families over a subset

Let |X| = n > 0, |Y| = k > 0, and Y ? X. A family A of subsets of X is a Sperner family of X over Y if A₁A₂ for every pair of distinct members of A and every member of A has a nonempty intersection with Y. The maximum cardinality f(n, k) of such a family is determined in this paper. $\text{f(n,k)=(}\text{n}\text{[n}\text{2]}\text{)?(}\text{?k}\text{[n}\text{2]}\text{)}$.     

Unitarization of symplectics and stability for causal differential equations in Hilbert space

Let Sp($\text{H}$) be the symplectic group for a complex Hibert space $\text{H}$. Its Lie algebra sp($\text{H}$) contains an open invariant convex cone C₀; each element of C₀ commutes with a unique sympletic complex structure. The Cayley transform $\text{C}$: X∈ sp($\text{H}$)→(I + X)¹∈ Sp($\text{H}$) is analyzed and compared with the exponential mapping. As an application we consider equations of the form $\text{(}\text{d}\text{dt}\text{) S = A(t)S,}\text{where}\text{t → A(t) ?}\text{C}\text{?}{}_0$ is strongly continuous, and show that if ∝_?∞^∞ ∥A(t)∥ dt < 2 and ∝_{? t8}^∞A(t) dt?C₀, the (scattering) operator

, where S_t′(t) is the solution such that S_t′(t′) = I, is in the range of $\text{B}$ restricted to C₀. It follows that S leaves invariant a unique complex structure; in particular, it is conjugate in Sp($\text{H}$) to a unitary operator.