Chang’s conjecture for ℵω

We establish, starting from some assumptions of the order of magnitude of a huge cardinal, the consistency of (ℵ_ω+1,ℵ_ω)↠(ω₁,ω₀), as well as of some other transfer properties of the type (κ⁺,κ)↠(α⁺,α), where κ is singular.     

More on countably compact,locally countable spaces

Following [5], aT ₃ spaceX is called good (splendid) if it is countably compact, locally countable (andω-fair).G(κ) (resp.S(κ)) denotes the statement that a good (resp. splendid) spaceX with |X|=κ exists. We prove here that (i) Con(ZF)→Con(ZFC+MA+2 ^ω is big+S(κ) holds unlessω=cf(κ)<κ); (ii) a supercompact cardinal implies Con(ZFC+MA+2suω>_ω+₁+┐G(ω_ω+₁); (iii) the “Chang conjecture” (ω_ω+₁),→(ω ₁,ω) implies ┐S(κ) for allκ≧k≧ω_ω; (iv) ifP addsω ₁ dominating reals toV iteratively then, in , we haveG(λ^ω) for allλ. Research supported by Hungarian National Foundation for Scientific Research grant no. 1805.     

An infinite combinatorial statement with a poset parameter

We introduce an extension, indexed by a partially ordered set P and cardinal numbers κ,λ, denoted by (κ,<λ)⇝P, of the classical relation (κ,n,λ)→ρ in infinite combinatorics. By definition, (κ,n,λ)→ρ holds if every map F: [κ] ⁿ →[κ]^<λ has a ρ-element free set. For example, Kuratowski’s Free Set Theorem states that (κ,n,λ)→n+1 holds iff κ ≥ λ ⁺ⁿ , where λ ⁺ⁿ denotes the n-th cardinal successor of an infinite cardinal λ. By using the (κ,<λ)⇝P framework, we present a self-contained proof of the first author’s result that (λ ⁺ⁿ ,n,λ)→n+2, for each infinite cardinal λ and each positive integer n, which solves a problem stated in the 1985 monograph of Erdős, Hajnal, Máté, and Rado. Furthermore, by using an order-dimension estimate established in 1971 by Hajnal and Spencer, we prove the relation $(\lambda ^{ + (n - 1)} ,r,\lambda ) \to 2^{\left\lfloor {\tfrac{1} {2}(1 - 2^{ - r} )^{ - n/r} } \right\rfloor } $(\lambda ^{ + (n - 1)} ,r,\lambda ) \to 2^{\left\lfloor {\tfrac{1} {2}(1 - 2^{ - r} )^{ - n/r} } \right\rfloor } , for every infinite cardinal λ and all positive integers n and r with 2≤r<n. For example, (ℵ₂₁₀,4,ℵ₀)→32,768. Other order-dimension estimates yield relations such as (ℵ₁₀₉,4,ℵ₀) → 257 (using an estimate by Füredi and Kahn) and (ℵ₇,4,ℵ₀)→10 (using an exact estimate by Dushnik).     

On the weight-spectrum of a compact space

The weight-spectrumSp(w, X) of a spaceX is the set of weights of all infinite closed subspaces ofX. We prove that ifκ>ω is regular andX is compactT ₂ withω(X)≥κ then some λ withκ≤λ≤2^<κ is inSp(ω, X). Under CH this implies that the weight spectrum of a compact space can not omitω ₁, and thus solves problem 22 of [M]. Also, it is consistent with 2^ω=c being anything it can be that every countable closed setT of cardinals less thanc withω ∈ T satisfiesSp(w, X)=T for some separable compact LOTSX. This shows the independence from ZFC of a conjecture made in [AT]. Research supported by OTKA grant no. 1908.     

Separating ultrafilters on uncountable cardinals

A uniform ultrafilterU on κ is said to be λ-separating if distinct elements of the ultrapower never projectU to the same uniform ultrafilterV on λ. It is shown that, in the presence of CH, an ω-separating ultrafilterU on κ>ω is non-(ω, ω₁)-regular and, in fact, if κ < ℵ_ω thenU is λ-separating for all λ. Several large cardinal consequences of the existence of such an ultrafilterU are derived.     

On Closed Weingarten Surfaces

We investigate closed surfaces in Euclidean 3-space satisfying certain functional relations κ = F(λ) between the principal curvatures κ, λ. In particular we find analytic closed surfaces of genus zero where F is a quadratic polynomial or F(λ) = cλ²ⁿ⁺¹. This generalizes results by H. Hopf on the case where F is linear and the case of ellipsoids of revolution where F(λ) = cλ³.     

Linear series onk-gonal curves

Here we prove the following result. Theorem 1.1.Let X be an integral projective curve of arithmetic genus g and k≧ ≧4 an integer. Assume the existence of L ∈ Pic^k (X) with h ⁰ (X, L)=2 and L spanned. Fix a rank 1 torsion free sheaf M on X with h ⁰(X,M)=r+1≧2, h¹ (X, M)≧2 and M spanned by its global sections. Set d≔deg(M) and s≔max {n≧0:h ⁰ (X, M ⊗(L^*)^⊗n)>0}. Then one of the following cases occur:

On Closed Weingarten Surfaces

We investigate closed surfaces in Euclidean 3-space satisfying certain functional relations κ = F(λ) between the principal curvatures κ, λ. In particular we find analytic closed surfaces of genus zero where F is a quadratic polynomial or F(λ) = cλ²ⁿ⁺¹. This generalizes results by H. Hopf on the case where F is linear and the case of ellipsoids of revolution where F(λ) = cλ³.     

Exponents of someN-compact spaces

For any topological spaceT, S. Mrówka has defined Exp (T) to be the smallest cardinal κ (if any such cardinals exist) such thatT can be embedded as a closed subset of the productN ^κ of κ copies ofN (the discrete space of cardinality ℵ₀). We prove that forQ, the space of the rationals with the inherited topology, Exp (Q) is equal to a certain covering number, and we show that by modifying some earlier work of ours it can be seen that it is consistent with the usual axioms of set theory including the choice that this number equal any uncountable regular cardinal less than or equal to 2^ℵ ₀. Mrówka has also defined and studied the class ℳ={κ: Exp (N _κ)=κ} whereN _κ is the discrete space of cardinality κ. It is known that the first cardinal not in ℳ must not only be inaccessible but cannot even belong to any of the first ω Mahlo classes. However, it is not known whether every cardinal below 2^ℵ ₀ is contained in ℳ. We prove that if there exists a maximal family of almost-disjoint subsets ofN of cardinality κ, then κ∈ℳ, and we then use earlier work to prove that if it is consistent that there exist cardinals which are not in the first ω Mahlo classes, then it is consistent that there exist such cardinals below 2^ℵ ₀ and that ℳ nevertheless contain all cardinals no greater than 2^ℵ ₀. Finally, we consider the relationship between ℳ and certain “large cardinals”, and we prove, for example, that if μ is any normal measure on a measurable cardinal, then μ(ℳ)=0.     

The total reducibility order of a polynomial in two variables

LetK be an algebraically closed field of characteristic zero. ForA ∈K[x, y] let σ(A) = {λ ∈K:A − λ is reducible}. For λ ∈ σ(A) letA − λ = ∏ _i=1 ^n(λ) A _iλ ^k _μ whereA _iλ are distinct primes. Let ϱ_λ(A) =n(λ) − 1 and let ρ(A) = Σ_λɛσ(A)ϱ_λ(A). The main result is the following: Theorem.If A ∈ K[x, y] is not a composite polynomial, then ρ(A) < degA.     

Correlation structure of intermittency in the parabolic Anderson model

Consider the Cauchy problem ∂u(x, t)/∂t = ℋu(x, t) (x∈ℤ^d, t≥ 0) with initial condition u(x, 0) ≡ 1 and with ℋ the Anderson Hamiltonian ℋ = κΔ + ξ. Here Δ is the discrete Laplacian, κ∈ (0, ∞) is a diffusion constant, and ξ = {ξ(x): x∈ℤ ^d } is an i.i.d.random field taking values in ℝ. G?rtner and Molchanov (1990) have shown that if the law of ξ(0) is nondegenerate, then the solution u is asymptotically intermittent. In the present paper we study the structure of the intermittent peaks for the special case where the law of ξ(0) is (in the vicinity of) the double exponential Prob(ξ(0) > s) = exp[−e ^{s /θ}] (s∈ℝ). Here θ∈ (0, ∞) is a parameter that can be thought of as measuring the degree of disorder in the ξ-field. Our main result is that, for fixed x, y∈ℤ ^d and t→∈, the correlation coefficient of u(x, t) and u(y, t) converges to ∥w _ρ∥⁻² _ℓ2Σ_{z ∈ℤd} w _ρ(x+z)w _ρ(y+z). In this expression, ρ = θ/κ while w _ρ:ℤ^d→ℝ⁺ is given by w _ρ = (v _ρ)^{⊗ d} with v _ρ: ℤ→ℝ⁺ the unique centered ground state (i.e., the solution in ℓ²(ℤ) with minimal l ²-norm) of the 1-dimensional nonlinear equation Δv + 2ρv log v = 0. The uniqueness of the ground state is actually proved only for large ρ, but is conjectured to hold for any ρ∈ (0, ∞). empty It turns out that if the right tail of the law of ξ(0) is thicker (or thinner) than the double exponential, then the correlation coefficient of u(x, t) and u(y, t) converges to δ _{x, y} (resp.the constant function 1). Thus, the double exponential family is the critical class exhibiting a nondegenerate correlation structure. Received: 5 March 1997 / Revised version: 21 September 1998     

Sull'equivalenza tra matrici normali di Severi

Sunto Si tratta il problema di determinare se e in quali casi gli interi caratteristici p, δ₁, δ₂, ρ e i divisori elementari delle matrici normali diSeveri equivalenti ad una prefissata matrice ω dello stesso tipo possono essere diversi da quelli della ω. Il problema è risolto completamente se p=ρ ovvero se p=ρ+1; è risolto per le matrici generiche se p>ρ+1.     

The chromatic number of the product of two ℵ1-chromatic graphs can be countable

We prove (in ZFC) that for every infinite cardinal ϰ there are two graphsG ₀,G ₁ with χ(G ₀)=χ(G ₁)=ϰ⁺ and χ(G ₀×G ₁)=ϰ. We also prove a result from the other direction. If χ(G ₀)≧≧ℵ₀ and χ(G ₁)=k<ω, then χ(G ₀×G ₁)=k.     

Riemann surfaces in fibered polynomial hulls

Let Δ be the closed unit disk in C, let Γ be the circle, let Π: Δ×C→Δ be projection, and letA(Δ) be the algebra of complex functions continuous on Δ and analytic in int Δ. LetK be a compact set in C² such that Π(K)=Γ, and letK _λ≠{w∈C|(λ,w)∈K}. Suppose further that (a) for every λ∈Γ,K _λ is the union of two nonempty disjoint connected compact sets with connected complement, (b) there exists a function Q(λ,w)≠(w-R(λ))²-S(λ) quadratic in w withR,S∈A(Δ) such that for all λ∈Γ, {w∈C|Q(λ,w)=0}υ intK _λ, whereS has only one zero in int Δ, counting multiplicity, and (c) for every λ∈Γ, the map ω→Q(λ,ω) is injective on each component ofK _λ. Then we prove that К/K is the union of analytic disks 2-sheeted over int Δ, where К is the polynomial convex hull ofK. Furthermore, we show that БК/K is the disjoint union of such disks.     

Splitting ρκλ into maximally many stationary sets

Letκ >ω be a regular cardinal and λ >κ a cardinal. Solovay’s classical result for κ[So] led Menas [Me] to conjecture that a stationary subset ofP _κλ would split into λ^<κ stationary set of size κ⁺ (see[BT]), the conjecture implies that the size is (κ⁺)^<κ as well. Part of this work was done during the author’s stay at Boston University as one of the Japanese Overseas Research Fellows. He gratefully acknowledge Professor Akihiro Kanamori’s hospitality. He also wishes to thank members of the set theory seminar at Waseda University for their interest at the early stage.     

Higher order Riesz transforms associated with Bessel operators

In this paper we investigate Riesz transforms R _μ ^(k) of order k≥1 related to the Bessel operator Δ_μ f(x)=-f”(x)-((2μ+1)/x)f’(x) and extend the results of Muckenhoupt and Stein for the conjugate Hankel transform (a Riesz transform of order one). We obtain that for every k≥1, R _μ ^(k) is a principal value operator of strong type (p,p), p∈(1,∞), and weak type (1,1) with respect to the measure dλ(x)=x ^2μ+1  dx in (0,∞). We also characterize the class of weights ω on (0,∞) for which R _μ ^(k) maps L ^p (ω) into itself and L ¹(ω) into L ^1,∞(ω) boundedly. This class of weights is wider than the Muckenhoupt class of weights for the doubling measure dλ. These weighted results extend the ones obtained by Andersen and Kerman.     

Further cardinal arithmetic

We continue the investigations in the author’s book on cardinal arithmetic, assuming some knowledge of it. We deal with the cofinality of (S _{≤ℵ 0}(κ), ⊆) for κ real valued measurable (Section 3), densities of box products (Section 5,3), prove the equality cov(λ,λ,θ⁺,2) in more cases even when cf(λ)=ℵ₀ (Section 1), deal with bounds of pp(λ) for λ limit of inaccessible (Section 4) and give proofs to various claims I was sure I had already written but did not find (Section 6). Done mainly 1–4/1991. I thank Alice Leonhardt for typing and retyping so beautifully and accurately. Partially supported by the Basic Research Fund, Israel Academy of Sciences. Publication number 430.     

Random matrix products and applications to cellular automata

Let λ be the upper Lyapunov exponent corresponding to a product of i.i.d. randomm×m matrices (X _i) _i ^0/∞ over ℂ. Assume that theX _i's are chosen from a finite set {D ₀,D ₁...,D _t-1(ℂ), withP(X _i=D_j)>0, and that the monoid generated byD ₀, D₁,…, D_q−1 contains a matrix of rank 1. We obtain an explicit formula for λ as a sum of a convergent series. We also consider the case where theX _i's are chosen according to a Markov process and thus generalize a result of Lima and Rahibe [22]. Our results on λ enable us to provide an approximation for the numberN _≠0(F(x)ⁿ,r) of nonzero coefficients inF(x) ⁿ.(modr), whereF(x) ∈ ℤ[x] andr≥2. We prove the existence of and supply a formula for a constant α (<1) such thatN _≠0(F(x)ⁿ,r) ≈n ^α for “almost” everyn. Supported in part by FWF Project P16004-N05     

Estimates for parametric Marcinkiewicz integrals in BMO and Campanato spaces

In this paper, the authors consider the behaviors of a class of parametric Marcinkiewicz integrals μ _Ω ^ρ , μ _Ω,λ ^*,ρ and μ _Ω,S ^ρ on BMO(ℝ ⁿ ) and Campanato spaces with complex parameter ρ and the kernel Ω in Llog⁺ L(S ⁿ⁻¹). Here μ _Ω,λ ^*,ρ and μ _Ω,S ^ρ are parametric Marcinkiewicz functions corresponding to the Littlewood-Paley g _λ *-function and the Lusin area function S, respectively. Under certain weak regularity condition on Ω, the authors prove that if f belongs to BMO(ℝ ⁿ ) or to a certain Campanato space, then [μ _Ω,λ ^*,ρ (f)]², [μ _Ω,S ^ρ (f)]² and [μ _Ω ^ρ (f)]² are either infinite everywhere or finite almost everywhere, and in the latter case, some kind of boundedness are also established.