Chains,antichains, and complements in infinite partition lattices

We consider the partition lattice \(\Pi (\lambda )\) on any set of transfinite cardinality \(\lambda \) and properties of \(\Pi (\lambda )\) whose analogues do not hold for finite cardinalities. Assuming AC, we prove: (I) the cardinality of any maximal well-ordered chain is always exactly \(\lambda \); (II) there are maximal chains in \(\Pi (\lambda )\) of cardinality \(> \lambda \); (III) a regular cardinal \(\lambda \) is strongly inaccessible if and only if every maximal chain in \(\Pi (\lambda )\) has size at least \(\lambda \); if \(\lambda \) is a singular cardinal and \(\mu ^{< \kappa } < \lambda \le \mu ^\kappa \) for some cardinals \(\kappa \) and (possibly finite) \(\mu \), then there is a maximal chain of size \(< \lambda \) in \(\Pi (\lambda )\); (IV) every non-trivial maximal antichain in \(\Pi (\lambda )\) has cardinality between \(\lambda \) and \(2^{\lambda }\), and these bounds are realised. Moreover, there are maximal antichains of cardinality \(\max (\lambda , 2^{\kappa })\) for any \(\kappa \le \lambda \); (V) all cardinals of the form \(\lambda ^\kappa \) with \(0 \le \kappa \le \lambda \) occur as the cardinalities of sets of complements to some partition \(\mathcal {P} \in \Pi (\lambda )\), and only these cardinalities appear. Moreover, we give a direct formula for the number of complements to a given partition. Under the GCH, the cardinalities of maximal chains, maximal antichains, and numbers of complements are fully determined, and we provide a complete characterisation.     

Complete Continuity of Eigen-Pairs of Weighted Dirichlet Eigenvalue Problem

In this paper, we will study the dependence of eigen-pairs \((\lambda _k(\rho ), \varphi _k(x,\rho ))\) of weighted Dirichlet eigenvalue problem on weights \(\rho \). It will be shown that \(\lambda _k(\rho )\) and \(\varphi _k(x,\rho )\) are completely continuous (CC) in \(\rho \). Precisely, when \(\rho _n\) is weakly convergent to \(\rho \) in some Lebesgue space, \(\lambda _k(\rho _n)\) is convergent to \(\lambda _k(\rho )\). As for the convergence of eigenfunctions, since eigenvalues may have multiple eigenfunctions, it will be shown that the distance from \(\varphi _k(x,\rho _n)\) to the eigen space \(V_k(\rho )\) of \(\lambda _k(\rho )\) is tending to zero. As applications, the CC dependence of solutions of linear inhomogeneous equations and the CC dependence of the heat kernels on coefficients will be given.     

Reconstructing Real-Valued Functions from Unsigned Coefficients with Respect to Wavelet and Other Frames

In this paper we consider the following problem of phase retrieval: given a collection of real-valued band-limited functions \(\{\psi _{\lambda }\}_{\lambda \in \Lambda }\subset L^2(\mathbb {R}^d)\) that constitutes a semi-discrete frame, we ask whether any real-valued function \(f \in L^2(\mathbb {R}^d)\) can be uniquely recovered from its unsigned convolutions \({\{|f *\psi _\lambda |\}_{\lambda \in \Lambda }}\). We find that under some mild assumptions on the semi-discrete frame and if f has exponential decay at \(\infty \), it suffices to know \(|f *\psi _\lambda |\) on suitably fine lattices to uniquely determine f (up to a global sign factor). We further establish a local stability property of our reconstruction problem. Finally, for two concrete examples of a (discrete) frame of \(L^2(\mathbb {R}^d)\), \(d=1,2\), we show that through sufficient oversampling one obtains a frame such that any real-valued function with exponential decay can be uniquely recovered from its unsigned frame coefficients.     

On the image,characterization, and automatic continuity of $$\varvec{(\sigma }, \varvec{\tau }$$ )-derivations

The first main theorem of this paper asserts that any \((\sigma , \tau )\)-derivation d, under certain conditions, either is a \(\sigma \)-derivation or is a scalar multiple of (\(\sigma - \tau \)), i.e. \(d = \lambda (\sigma - \tau )\) for some \(\lambda \in \mathbb {C} \backslash \{0\}\). By using this characterization, we achieve a result concerning the automatic continuity of \((\sigma , \tau \))-derivations on Banach algebras which reads as follows. Let \(\mathcal {A}\) be a unital, commutative, semi-simple Banach algebra, and let \(\sigma , \tau : \mathcal {A} \rightarrow \mathcal {A}\) be two distinct endomorphisms such that \(\varphi \sigma (\mathbf e )\) and \(\varphi \tau (\mathbf e )\) are non-zero complex numbers for all \(\varphi \in \Phi _\mathcal {A}\). If \(d : \mathcal {A} \rightarrow \mathcal {A}\) is a \((\sigma , \tau )\)-derivation such that \(\varphi d\) is a non-zero linear functional for every \(\varphi \in \Phi _\mathcal {A}\), then d is automatically continuous. As another objective of this research, we prove that if \(\mathfrak {M}\) is a commutative von Neumann algebra and \(\sigma :\mathfrak {M} \rightarrow \mathfrak {M}\) is an endomorphism, then every Jordan \(\sigma \)-derivation \(d:\mathfrak {M} \rightarrow \mathfrak {M}\) is identically zero.     

Multiplicity Results for the Fractional Laplacian in Expanding Domains

In this paper, we establish a multiplicity result of nontrivial weak solutions for the problem \((-\Delta )^{\alpha } u +u= h(u)\)    in \(\Omega _{\lambda }\), \(u=0\)    on \(\partial \Omega _{\lambda }\), where \(\Omega _{\lambda }=\lambda \Omega \), \(\Omega \) is a smooth and bounded domain in \({\mathbb {R}}^N, N>2\alpha \), \(\lambda \) is a positive parameter, \(\alpha \in (0,1)\), \((-\Delta )^{\alpha }\) is the fractional Laplacian and the nonlinear term h(u) has subcritical growth. We use minimax methods, the Ljusternick–Schnirelmann and Morse theories to get multiplicity results depending on the topology of \(\Omega \).     

Littlewood–Paley Theory for Triangle Buildings

For the natural two-parameter filtration \(\left( {\mathcal {F}_\lambda }: {\lambda \in P}\right) \) on the boundary of a triangle building, we define a maximal function and a square function and show their boundedness on \(L^p(\Omega _0)\) for \(p \in (1, \infty )\). At the end, we consider \(L^p(\Omega _0)\) boundedness of martingale transforms. If the building is of \({\text {GL}}(3, \mathbb {Q}_p)\), then \(\Omega _0\) can be identified with p-adic Heisenberg group.     

Unconventional height functions in simultaneous Diophantine approximation

Simultaneous Diophantine approximation is concerned with the approximation of a point \(\mathbf x\in \mathbb R^d\) by points \(\mathbf r\in \mathbb Q^d\), with a view towards jointly minimizing the quantities \(\Vert \mathbf x - \mathbf r\Vert \) and \(H(\mathbf r)\). Here \(H(\mathbf r)\) is the so-called “standard height” of the rational point \(\mathbf r\). In this paper the authors ask: What changes if we replace the standard height function by a different one? As it turns out, this change leads to dramatic differences from the classical theory and requires the development of new methods. We discuss three examples of nonstandard height functions, computing their exponents of irrationality as well as giving more precise results. A list of open questions is also given.     

Sharp MSE Bounds for Proximal Denoising

Denoising has to do with estimating a signal \(\mathbf {x}_0\) from its noisy observations \(\mathbf {y}=\mathbf {x}_0+\mathbf {z}\). In this paper, we focus on the “structured denoising problem,” where the signal \(\mathbf {x}_0\) possesses a certain structure and \(\mathbf {z}\) has independent normally distributed entries with mean zero and variance \(\sigma ^2\). We employ a structure-inducing convex function \(f(\cdot )\) and solve \(\min _\mathbf {x}\{\frac{1}{2}\Vert \mathbf {y}-\mathbf {x}\Vert _2^2+\sigma {\lambda }f(\mathbf {x})\}\) to estimate \(\mathbf {x}_0\), for some \(\lambda >0\). Common choices for \(f(\cdot )\) include the \(\ell _1\) norm for sparse vectors, the \(\ell _1-\ell _2\) norm for block-sparse signals and the nuclear norm for low-rank matrices. The metric we use to evaluate the performance of an estimate \(\mathbf {x}^*\) is the normalized mean-squared error \(\text {NMSE}(\sigma )=\frac{{\mathbb {E}}\Vert \mathbf {x}^*-\mathbf {x}_0\Vert _2^2}{\sigma ^2}\). We show that NMSE is maximized as \(\sigma \rightarrow 0\) and we find the exact worst-case NMSE, which has a simple geometric interpretation: the mean-squared distance of a standard normal vector to the \({\lambda }\)-scaled subdifferential \({\lambda }\partial f(\mathbf {x}_0)\). When \({\lambda }\) is optimally tuned to minimize the worst-case NMSE, our results can be related to the constrained denoising problem \(\min _{f(\mathbf {x})\le f(\mathbf {x}_0)}\{\Vert \mathbf {y}-\mathbf {x}\Vert _2\}\). The paper also connects these results to the generalized LASSO problem, in which one solves \(\min _{f(\mathbf {x})\le f(\mathbf {x}_0)}\{\Vert \mathbf {y}-{\mathbf {A}}\mathbf {x}\Vert _2\}\) to estimate \(\mathbf {x}_0\) from noisy linear observations \(\mathbf {y}={\mathbf {A}}\mathbf {x}_0+\mathbf {z}\). We show that certain properties of the LASSO problem are closely related to the denoising problem. In particular, we characterize the normalized LASSO cost and show that it exhibits a “phase transition” as a function of number of observations. We also provide an order-optimal bound for the LASSO error in terms of the mean-squared distance. Our results are significant in two ways. First, we find a simple formula for the performance of a general convex estimator. Secondly, we establish a connection between the denoising and linear inverse problems.     

On Hecke groups,Schwarzian triangle functions and a class of hyper-elliptic functions

Let m be a positive integer \(\ge \)3 and \(\lambda =2\cos \frac{\pi }{m}\). The Hecke group \(\mathfrak {G}(\lambda )\) is generated by the fractional linear transformations \(\tau + \lambda \) and \(-\frac{1}{\tau }\) for \(\tau \) in the upper half plane \(\mathbb H\) of the complex plane \(\mathbb C\). We consider a set of functions \(\mathfrak {f}_0, \mathfrak {f}_i\) and \(\mathfrak {f}_{\infty }\) automorphic with respect to \(\mathfrak {G}(\lambda )\), constructed from the conformal mapping of the fundamental domain of \(\mathfrak {G}(\lambda )\) to the upper half plane \(\mathbb H\), and establish their connection with the Legendre functions and a class of hyper-elliptic functions. Many well-known classical identities associated with the cases of \(\lambda =1\) and 2 are preserved. As an application, we will establish a set of identities expressing the reciprocal of \(\pi \) in terms of the hypergeometric series.     

Upper and lower fast Khintchine spectra in continued fractions

For an irrational number \(x\in [0,1)\), let \(x=[a_1(x), a_2(x),\ldots ]\) be its continued fraction expansion. Let \(\psi : \mathbb {N} \rightarrow \mathbb {N}\) be a function with \(\psi (n)/n\rightarrow \infty \) as \(n\rightarrow \infty \). The (upper, lower) fast Khintchine spectrum for \(\psi \) is defined as the Hausdorff dimension of the set of numbers \(x\in (0,1)\) for which the (upper, lower) limit of \(\frac{1}{\psi (n)}\sum _{j=1}^n\log a_j(x)\) is equal to 1. The fast Khintchine spectrum was determined by Fan, Liao, Wang, and Wu. We calculate the upper and lower fast Khintchine spectra. These three spectra can be different.     

Extremal Problems for Mappings with Generalized Parametric Representation in $${{\mathbb {C}}}^{n}$$

In this paper we are concerned with the family \(\widetilde{S}^t_A(\mathbb {B}^n)\) (\(t\ge 0\)) of normalized biholomorphic mappings on the Euclidean unit ball \(\mathbb {B}^n\) in \({\mathbb {C}}^n\) that can be embedded in normal Loewner chains whose normalizations are given by time-dependent operators \(A\in \widetilde{\mathcal {A}}\), where \(\widetilde{\mathcal {A}}\) is a family of measurable mappings from \([0,\infty )\) into \(L({\mathbb {C}}^n)\) which satisfy certain natural assumptions. In particular, we consider extreme points and support points associated with the compact family \(\widetilde{S}^t_A(\mathbb {B}^n)\), where \(A\in \widetilde{\mathcal {A}}\). We prove that if \(f(z,t)=V(t)^{-1}z+\cdots \) is a normal Loewner chain such that \(V(s)f(\cdot ,s)\in \mathrm{ex}\,\widetilde{S}^s_A(\mathbb {B}^n)\) (resp. \(V(s)f(\cdot ,s)\in \mathrm{supp}\,\widetilde{S}^s_A(\mathbb {B}^n)\)), then \(V(t)f(\cdot ,t)\in \mathrm{ex}\, \widetilde{S}^t_A(\mathbb {B}^n)\), for all \(t\ge s\) (resp. \(V(t)f(\cdot ,t)\in \mathrm{supp}\,\widetilde{S}^t_A(\mathbb {B}^n)\), for all \(t\ge s\)), where V(t) is the unique solution on \([0,\infty )\) of the initial value problem: \(\frac{d V}{d t}(t)=-A(t)V(t)\), a.e. \(t\ge 0\), \(V(0)=I_n\). Also, we obtain an example of a bounded support point for the family \(\widetilde{S}_A^t(\mathbb {B}^2)\), where \(A\in \widetilde{\mathcal {A}}\) is a certain time-dependent operator. We also consider the notion of a reachable family with respect to time-dependent linear operators \(A\in \widetilde{\mathcal {A}}\), and obtain characterizations of extreme/support points associated with these families of bounded biholomorphic mappings on \(\mathbb {B}^n\). Useful examples and applications yield that the study of the family \(\widetilde{S}^t_A(\mathbb {B}^n)\) for time-dependent operators \(A\in \widetilde{\mathcal {A}}\) is basically different from that in the case of constant time-dependent linear operators.     

Groups with a ternary equivalence relation

We consider in a group \((G,\cdot )\) the ternary relation

$$\begin{aligned} \kappa := \{(\alpha , \beta , \gamma ) \in G^3 \ | \ \alpha \cdot \beta ^{-1} \cdot \gamma = \gamma \cdot \beta ^{-1} \cdot \alpha \} \end{aligned}$$

and show that \(\kappa \) is a ternary equivalence relation if and only if the set \( \mathfrak Z \) of centralizers of the group G forms a fibration of G (cf. Theorems 2, 3). Therefore G can be provided with an incidence structure

$$\begin{aligned} \mathfrak G:= \{\gamma \cdot Z \ | \ \gamma \in G , Z \in \mathfrak Z(G) \}. \end{aligned}$$

We study the automorphism group of \((G,\kappa )\), i.e. all permutations \(\varphi \) of the set G such that \( (\alpha , \beta , \gamma ) \in \kappa \) implies \((\varphi (\alpha ),\varphi (\beta ),\varphi (\gamma ))\in \kappa \). We show \(\mathrm{Aut}(G,\kappa )=\mathrm{Aut}(G,\mathfrak G)\), \(\mathrm{Aut} (G,\cdot ) \subseteq \mathrm{Aut}(G,\kappa )\) and if \( \varphi \in \mathrm{Aut}(G,\kappa )\) with \(\varphi (1)=1\) and \(\varphi (\xi ^{-1})= (\varphi (\xi ))^{-1}\) for all \(\xi \in G\) then \(\varphi \) is an automorphism of \((G,\cdot )\). This allows us to prove a representation theorem of \(\mathrm{Aut}(G,\kappa )\) (cf. Theorem 6) and that for \(\alpha \in G \) the maps

$$\begin{aligned} \tilde{\alpha }\ : \ G \rightarrow G;~ \xi \mapsto \alpha \cdot \xi ^{-1} \cdot \alpha \end{aligned}$$

of the corresponding reflection structure \((G, \widetilde{G})\) (with \( \tilde{G} := \{\tilde{\gamma }\ | \ \gamma \in G \}\)) are point reflections. If \((G ,\cdot )\) is uniquely 2-divisible and if for \(\alpha \in G\), \(\alpha ^{1\over 2}\) denotes the unique solution of \(\xi ^2=\alpha \) then with \(\alpha \odot \beta := \alpha ^{1\over 2} \cdot \beta \cdot \alpha ^{1\over 2}\), the pair \((G,\odot )\) is a K-loop (cf. Theorem 5).

     

Regularity for Inhomogeneous Dirichlet Problems of Some Schrödinger Equations on Domains

Let \(n\ge 3, \Omega \) be a bounded, simply connected and semiconvex domain in \({\mathbb {R}}^n\) and \(L_{\Omega }:=-\Delta +V\) a Schrödinger operator on \(L^2 (\Omega )\) with the Dirichlet boundary condition, where \(\Delta \) denotes the Laplace operator and the potential \(0\le V\) belongs to the reverse Hölder class \(RH_{q_0}({\mathbb {R}}^n)\) for some \(q_0\in (\max \{n/2,2\},\infty ]\). Assume that the growth function \(\varphi :\,{\mathbb {R}}^n\times [0,\infty ) \rightarrow [0,\infty )\) satisfies that \(\varphi (x,\cdot )\) is an Orlicz function and \(\varphi (\cdot ,t)\in {\mathbb {A}}_{\infty }({\mathbb {R}}^n)\) (the class of uniformly Muckenhoupt weights). Let \(H_{\varphi ,\,L_{{\mathbb {R}}^n},\,r}(\Omega )\) be the Musielak–Orlicz–Hardy space whose elements are restrictions of elements of the Musielak–Orlicz–Hardy space, associated with \(L_{{\mathbb {R}}^n}:=-\Delta +V\) on \({\mathbb {R}}^n\), to \(\Omega \). In this article, the authors show that the operators \(VL^{-1}_\Omega \) and \(\nabla ^2L^{-1}_\Omega \) are bounded from \(L^1(\Omega )\) to weak-\(L^1(\Omega )\), from \(L^p(\Omega )\) to itself, with \(p\in (1,2]\), and also from \(H_{\varphi ,\,L_{{\mathbb {R}}^n},\,r}(\Omega )\) to the Musielak–Orlicz space \(L^\varphi (\Omega )\) or to \(H_{\varphi ,\,L_{{\mathbb {R}}^n},\,r}(\Omega )\) itself. As applications, the boundedness of \(\nabla ^2{\mathbb {G}}_D\) on \(L^p(\Omega )\), with \(p\in (1,2]\), and from \(H_{\varphi ,\,L_{{\mathbb {R}}^n},\,r}(\Omega )\) to \(L^\varphi (\Omega )\) or to \(H_{\varphi ,\,L_{{\mathbb {R}}^n},\,r}(\Omega )\) itself is obtained, where \({\mathbb {G}}_D\) denotes the Dirichlet Green operator associated with \(L_\Omega \). All these results are new even for the Hardy space \(H^1_{L_{{\mathbb {R}}^n},\,r}(\Omega )\), which is just \(H_{\varphi ,\,L_{{\mathbb {R}}^n},\,r}(\Omega )\) with \(\varphi (x,t):=t\) for all \(x\in {\mathbb {R}}^n\) and \(t\in [0,\infty )\).     

The solution gap of the Brezis–Nirenberg problem on the hyperbolic space

We consider the positive solutions of the nonlinear eigenvalue problem \(-\Delta _{\mathbb {H}^n} u = \lambda u + u^p, \) with \(p=\frac{n+2}{n-2}\) and \(u \in H_0^1(\Omega ),\) where \(\Omega \) is a geodesic ball of radius \(\theta _1\) on \(\mathbb {H}^n.\) For radial solutions, this equation can be written as an ordinary differential equation having n as a parameter. In this setting, the problem can be extended to consider real values of n. We show that if \(2<n<4\) this problem has a unique positive solution if and only if \(\lambda \in \left( n(n-2)/4 +L^*\,,\, \lambda _1\right) .\) Here \(L^*\) is the first positive value of \(L = -\ell (\ell +1)\) for which a suitably defined associated Legendre function \(P_{\ell }^{-\alpha }(\cosh \theta ) >0\) if \(0 < \theta <\theta _1\) and \(P_{\ell }^{-\alpha }(\cosh \theta _1)=0,\) with \(\alpha = (2-n)/2\).     

Associate space with respect to a locally $$\sigma $$-finite measure on a $$\delta $$δ-ring and applications to spaces of integrable functions defined by a vector measure

We show that for a locally \(\sigma \)-finite measure \(\mu \) defined on a \(\delta \)-ring, the associate space theory can be developed as in the \(\sigma \)-finite case, and corresponding properties are obtained. Given a saturated \(\sigma \)-order continuous \(\mu \)-Banach function space E, we prove that its dual space can be identified with the associate space \(E ^\times \) if, and only if, \(E^\times \) has the Fatou property. Applying the theory to the spaces \(L^p (\nu )\) and \(L_w^p (\nu )\), where \(\nu \) is a vector measure defined on a \(\delta \)-ring \(\mathcal {R}\) and \(1 \le p < \infty \), we establish results corresponding to those of the case when the vector measure is defined on a \(\sigma \)-algebra.     

Eigenvalue Counting Function for Robin Laplacians on Conical Domains

We study the discrete spectrum of the Robin Laplacian \(Q^{\Omega }_\alpha \) in \(L^2(\Omega )\), \(u\mapsto -\Delta u, \quad D_n u=\alpha u \text { on }\partial \Omega \), where \(D_n\) is the outer unit normal derivative and \(\Omega \subset {\mathbb {R}}^{3}\) is a conical domain with a regular cross-section \(\Theta \subset {\mathbb {S}}^2\), n is the outer unit normal, and \(\alpha >0\) is a fixed constant. It is known from previous papers that the bottom of the essential spectrum of \(Q^{\Omega }_\alpha \) is \(-\alpha ^2\) and that the finiteness of the discrete spectrum depends on the geometry of the cross-section. We show that the accumulation of the discrete spectrum of \(Q^\Omega _\alpha \) is determined by the discrete spectrum of an effective Hamiltonian defined on the boundary and far from the origin. By studying this model operator, we prove that the number of eigenvalues of \(Q^{\Omega }_\alpha \) in \((-\infty ,-\alpha ^2-\lambda )\), with \(\lambda >0\), behaves for \(\lambda \rightarrow 0\) as

$$\begin{aligned} \dfrac{\alpha ^2}{8\pi \lambda } \int _{\partial \Theta } \kappa _+(s)^2\mathrm {d}s +o\left( \frac{1}{\lambda }\right) , \end{aligned}$$

where \(\kappa _+\) is the positive part of the geodesic curvature of the cross-section boundary.

     

Quadratic properties of least-squares solutions of linear matrix equations with statistical applications

Assume that a quadratic matrix-valued function \(\psi (X) = Q - X^{\prime }PX\) is given and let \(\mathcal{S} = \left\{ X\in {\mathbb R}^{n \times m} \, | \, \mathrm{trace}[\,(AX - B)^{\prime }(AX - B)\,] = \min \right\} \) be the set of all least-squares solutions of the linear matrix equation \(AX = B\). In this paper, we first establish explicit formulas for calculating the maximum and minimum ranks and inertias of \(\psi (X)\) subject to \(X \in {\mathcal S}\), and then derive from the formulas the analytic solutions of the two optimization problems \(\psi (X) =\max \) and \(\psi (X)= \min \) subject to \(X \in \mathcal{S}\) in the Löwner partial ordering. As applications, we present a variety of results on equalities and inequalities of the ordinary least squares estimators of unknown parameter vectors in general linear models.     

On the approximation of dynamical indicators in systems with nonuniformly hyperbolic behavior

Let f be a \(C^{1+\alpha }\) diffeomorphism of a compact Riemannian manifold and \(\mu \) an ergodic hyperbolic measure with positive entropy. We prove that for every continuous potential \(\phi \) there exists a sequence of basic sets \(\Omega _n\) such that the topological pressure \(P(f|\Omega _n,\phi )\) converges to the free energy \(P_{\mu }(\phi ) = h(\mu ) + \int \phi {d\mu }\). We also prove that for a suitable class of potentials \(\phi \) there exists a sequence of basic sets \(\Omega _n\) such that \(P(f|\Omega _n,\phi ) \rightarrow P(\phi )\).