On Global Optimality Conditions for Nonlinear Optimal Control Problems

Let a trajectory and control pair maximize globally the functional g(x(T)) in the basic optimal control problem. Then (evidently) any pair (x,u) from the level set of the functional g corresponding to the value g( (T)) is also globally optimal and satisfies the Pontryagin maximum principle. It is shown that this necessary condition for global optimality of turns out to be a sufficient one under the additional assumption of nondegeneracy of the maximum principle for every pair (x,u) from the above-mentioned level set. In particular, if the pair satisfies the Pontryagin maximum principle which is nondegenerate in the sense that for the Hamiltonian H, we have along the pair on [0,T], and if there is no another pair (x,u) such that g(x(T))=g( (T)), then is a global maximizer.     

Optimal control of semilinear parabolic systems with state constraint

The aim of this work is to obtain the existence of optimal solution and maximum principle for optimal control problem with pointwise type state constraint governed by semilinear parabolic systems with certain polynomial-like nonlinearity. Application to optimal control problems of the phase transition system is given.     

Optimal control of heterogeneous systems: Basic theory

A general model of a heterogeneous control system is introduced in the form of a first order distributed system with nonlocal dynamics and exogenous side-conditions. The heterogeneity is represented by a parameter taking values in an abstract measurable space, so that both continuous and discrete heterogeneity, as well as probabilistic heterogeneity without density, are included. A distributed and a lumped controls are involved, the latter appearing also in the side conditions. An existence theorem is proved for the uncontrolled system, and the sensitivity of the solution with respect to the control variables is estimated. The main result is an optimality condition in the form of the Pontryagin local maximum principle. A global maximum principle holds for the distributed control under an additional condition that rules out discrete measurable heterogeneity spaces. A number of possible applications are outlined: age-structured systems, size-structured systems, (nonlocal) advection-reaction equations, static parametric heterogeneity in epidemiology, and two-stage control systems with uncertain switching time.     

Optimal Control for an Obstruction Problem

A question of flow around an obstacle leads to an optimal control problem. If an optimum path exists, then it is calculable from the Pontryagin principle. The optimum is verified to be reached, using a discretization of the problem.     

Finite-time stabilization for hyper-chaotic Lorenz system families via adaptive control

This paper is concerned with finite-time stabilization of hyper-chaotic Lorenz system families. Based on the finite-time stability theory, a novel adaptive control technique is presented to achieve finite-time stabilization for hyper-chaotic system. The controller is simple and easy to be implemented, and can stabilize almost all well known high-dimensional chaotic systems. Simulation results for hyper-chaotic Lorenz system, Chua’s oscillator, Rössler system are provided to illustrate the effectiveness of the proposed scheme.     

Adaptive scheme for time-varying anticipating synchronization of certain or uncertain chaotic dynamical systems

In this paper, a new type of anticipating synchronization, called time-varying anticipating synchronization, is defined firstly. Then novel adaptive schemes for time-varying anticipating synchronization of certain or uncertain chaotic dynamical systems are designed based on the Lyapunov function and invariance principle. The update gain of coupling strength can be automatically adapted to a suitable strength depending on the initial values and can be properly chosen to adjust the speed of achieving synchronization, so these schemes are analytical and simple to implement in practice. A classical chaotic dynamical system is used to demonstrate the effectiveness of the proposed adaptive schemes with or without parameter uncertainties.     

Finite-time stabilization of a class of chaotic systems via adaptive control method

This paper investigates the stabilization of three dimensional chaotic systems in a finite time by extending our previous method for chaos stabilization. Based on the finite-time stability theory, a control law is proposed to realize finite-time stabilization of three dimensional chaotic systems. In comparison with the previous methods, the controller obtained by our method is simpler than those. Moreover, the method obtained in this paper is suitable for a class of three dimensional chaotic systems. The efficiency of the control scheme is revealed by some illustrative simulations.     

On the Pontryagin maximum principle for constant-time linear control systems in Banach spaces

We give some dual characterizations (i.e., in terms of certain suprema) of linear systems satisfying the Pontryagin maximum principle. We give several applications, among which a solution of a problem raised by Rolewicz.     

Optimal control of time-delay systems with distributed parameters

An optimal control problem with a prescribed performance index for parabolic systems with time delays is investigated. A necessary condition for optimality is formulated and proved in the form of a maximum principle. Under additional conditions, the maximum principle gives sufficient conditions for optimality. It is also shown that the optimal control is unique. As an illustration of the theoretical consideration, an analytic solution is obtained for a time-delayed diffusion system.The author wishes to express his deep gratitude to Professors J. M. Sloss and S. Adali for the valuable guidance and constant encouragement during the preparation of this paper.     

Optimal control of impulsive hybrid systems

In this paper, we deal with optimization techniques for a class of hybrid systems that comprise continuous controllable dynamics and impulses (jumps) in the state. Using the mathematical techniques of distributional derivatives and impulse differential equations, we rewrite the original hybrid control system as a system with autonomous location transitions. For the obtained auxiliary dynamical system and the corresponding optimal control problem (OCP), we apply the Lagrange approach and derive the reduced gradient formulas. Moreover, we formulate necessary optimality conditions for the above hybrid OCPs, and discuss the newly elaborated Pontryagin-type Maximum Principle for impulsive OCPs. As in the case of the conventional OCPs, the proposed first order optimization techniques provide a basis for constructive computational algorithms.     

Tracking control of nonlinear chaotic systems with dynamics uncertainties

This paper deals with the tracking control of nonlinear chaotic systems with dynamics uncertainties. A robust control strategy is developed to control a class of nonlinear chaotic systems with uncertainties. The proposed strategy is an input-output control scheme which comprises an uncertainty estimator and a linearizing-like feedback. The control time is explicitly computed. Computer simulations of the Duffing system are provided to verify the validity of the proposed control scheme.     

Optimal control for a class of nonlinear age-distributed population systems

This paper deals with an optimal control problem for a kind of age-dependent biological population systems. The well-posedness of the state system is treated by means of characteristics line and fixed-point principle. Necessary optimality conditions are obtained via tangent-normal cone technique in nonlinear functional analysis. The existence and uniqueness of the optimal controller are established by the use of Ekeland’s principle.     

Optimal control problems for distributed parameter systems in Banach spaces

We consider the infinite-dimensional nonlinear programming problem of minimizing a real-valued functionf ₀ (u) defined in a metric spaceV subject to the constraintf(u) Y, wheref(u) is defined inV and takes values in a Banach spaceE and Y is a subset ofE. We derive and use a theorem of Kuhn-Tucker type to obtain Pontryagin's maximum principle for certain semilinear parabolic distributed parameter systems. The results apply to systems described by nonlinear heat equations and reaction-diffusion equations inL ¹ andL spaces.This work was supported in part by the National Science Foundation under Grant DMS-9001793.     

Synchronization of non-autonomous chaotic systems with time-varying delay via delayed feedback control

In this paper, we investigate the synchronization of non-autonomous chaotic systems with time-varying delay via delayed feedback control. Using a combination of Riccati differential equation approach, Lyapunov-Krasovskii functional, inequality techniques, some sufficient conditions for exponentially stability of the error system are formulated in form of a solution to the standard Riccati differential equation. The designed controller ensures that the synchronization of non-autonomous chaotic systems are proposed via delayed feedback control and intermittent linear state delayed feedback control. Numerical simulations are presented to illustrate the effectiveness of these synchronization criteria.     

Optimal scanning control of flexible structures in two-dimensional space

A class of optimal control problems for hyperbolic systems in two-dimensional space is considered. An approach is proposed to damp the undesirable vibrations in the structures by pointwise moving force actuators extending over the spatial region occupied by the structure. A class of performance indices is introduced that includes functions of the state variable, its first and second-order space derivatives and first-order time derivative evaluated at a preassigned terminal time, and a suitable penalty term involving the control forces. A maximum principle is given for such general scanning control problem that facilitates the determination of the unique optimal control. A solution method is developed for the active vibration control of plates of general shape. The implementation of the method is presented and the effectiveness of a single moving force actuator is investigated and compared to a single fixed force actuator by a specific numerical example.     

Optimality conditions for age-structured control systems

We consider a fairly general model (extension of the Gurtin-MacCamy model of population dynamics) of an age structured control system with nonlocal dynamics and nonlocal boundary conditions. A necessary optimality condition is obtained in the form of Pontryagin's maximum principle, which is applicable to a number of practically meaningful models where the previously known results fail. We discuss such models (an epidemic control, and a capital accumulation model) as illustrations.     

Control of a novel class of fractional-order chaotic systems via adaptive sliding mode control approach

In this paper, an adaptive sliding mode controller for a novel class of fractional-order chaotic systems with uncertainty and external disturbance is proposed to realize chaos control. The bounds of the uncertainty and external disturbance are assumed to be unknown. Appropriate adaptive laws are designed to tackle the uncertainty and external disturbance. In the adaptive sliding mode control (ASMC) strategy, fractional-order derivative is introduced to obtain a novel sliding surface. The adaptive sliding mode controller is shown to guarantee asymptotical stability of the considered fractional-order chaotic systems in the presence of uncertainty and external disturbance. Some numerical simulations demonstrate the effectiveness of the proposed ASMC scheme.