Probabilistic formulation of classical mechanics

Starting axiomatically with a system of finite degrees of freedom whose logic _c is an atomic Boolean -algebra, we prove the existence of phase space _c, as a separable metric space, and a natural (weak) topology on the set of statesI (all the probability measures on _c) such that _c, the subspace of pure statesP, the set of atoms of _c and the spaceP( _c) of all the atomic measures on _c, are all homeomorphic. The only physically accessible states are the points of _c. This probabilistic formulation is shown to be reducible to a purely deterministic theory.     

Light absorption by free semiconductor carriers in the presence of a laser wave

Within the framework of the conditions ; » ^–1 ( ^–1 is the mean time of momentum relaxation), the coefficient of absorption () of a weak electromagnetic wave by the free carriers of a polar semiconductor is calculated in the presence of a strong wave (of frequency ), for arbitrary values of and . Photon absorption by band electrons is due to these latter interacting with optical phonons (of frequency _o). The problem is solved by using an analogous approach to the theory of the linear Kubo reaction. The results are valid in the absence of electron heating, when a strong wave only influences the scattering probability. The appearance of a photostimulated tail of absorption is predicted for < _o, including the jump () for ( – _o + ) ₀T as well as peaks in the function () at the points _s=s (s=1, 2, 3,...). The value (₁) is determined by the formula for the absorption coefficient for one strong wave.Translated from Izvestiya Vysshikh Uchebnykh Zavedenii, Fizika, No. 7, pp. 105–109, July, 1981.The authors are grateful to É. M. Épshtein and Sh. M. Kogan for useful discussions.     

Unbounded derivations and invariant states

Let be a von Neumann algebra with a cyclic and separating vector . Let =i[H, ·] be the spatial derivation implemented by a selfadjoint operatorH, such thatH=0. Let be the modular operator associated with the pair (, ). We prove the equivalence of the following three conditions:1)H is essential selfadjoint onD(), andH commutes strongly with .2) The restriction ofH toD() is essential selfadjoint onD(^1/2) equipped with the inner product(|)_#=(|)+(^1/2|^1/2), , D(^1/2).3) exp (itH) exp (–itH)= for anyt.We show by an example, that the first part of 1),H is essential selfadjoint onD(), does not imply 3). This disproves a conjecture due to Bratteli and Robinson [3].Part of this work was done while O.B. was a member of Zentrum für interdisziplinäre Forschung der Universität Bielefeld     

The electrodynamics and statistical mechanics of linear plasma response functions

The purpose of this paper is to review and to extend, wherever possible, the Kramers-Kronig relations, sum rules, and symmetry properties for the electrodynamic transport tensors of a linear plasma medium. For complete generality, we consider both nonrelativistic and relativistic plasmas with and without external magnetic fields. Our study is carried out first within the framework of classical electrodynamics. We then exploit the statistical-mechanical fluctuation-dissipation theorem to further obtain the Onsager symmetry relations and Kubo sum-rule frequency moments. Of special significance is the emergence of a variety of new Kramers-Kronig formulae andf-sum rules for the inverse dispersion tensor.Nomenclature E(k,) electric field intensity - Ê(k,) electric field in absence of plasma particles, - (k,) electric field due to the plasma particles (=E-Ê) - B(k,) magnetic induction - D(k,) electric induction - H(k,) magnetic field strength - B ₀ constant external magnetic field - A ₀ vector potential corresponding toB ₀ - (k,),j(k, co) charge and current densities due to the plasma particles - (k,),J(k,) charge and current densities of the external agency - (k,,B ₀) dielectric tensor of the plasma medium in the presence of B₀ - (k,,B ₀) diamagnetic tensor - (k, co,B ₀) (k,,B ₀) – 1, electric polarizability tensor - (k,,B ₀) magnetic polarizability tensor - (k,,B ₀) ordinary conductivity tensor - (k,,B ₀) external conductivity tensor - D(k,,B ₀) n²T–(k,,B ₀), dispersion tensor, where T=1-kk is the transverse projection tensor (k being the unit vector in the direction ofk) andn = kc/ the index of refraction - n²T – 1, = vacuum wave operator (value of D in vacuum) - 1/2( + ), Hermitian part of - ^{^} 1/2( – ), Anti-Hermitian part of a - , real and imaginary parts of a - R(r,t) dissipated power per unit volume of plasma - U total energy absorbed by the plasma - R(k,) E^*(k,) · (k,,b ₀) ·E(k,) corresponding spectral energy density - W(r,t) 1/2₀E²(r, 0 + (l/2₀) B²(r,t), field energy density - W(k,) 1/2₀E^*k,) ·E(k,) + (l/2₀)B ^*(k,) · B(k,), energy content in a certain domain of (k,)-space for a single mode - x _i,p _i,v _i coordinate, momentum, and velocity of ith electron - _i [1–(_i ²/c²)]^–1/2 - X _j,P _j,V _j coordinate, momentum, and velocity of jth ion - {A _q}, {E_q} field coordinates and momenta - j_k(t),J _k(t) perturbations in the microscopic electron and ion current densities due to the presence of the small external vector potential agencyâ(r,t) = (1/L³) â_k(t) expi k ·r - Liouville distribution function = ⁰ + - ⁰ macrocanonical distribution function characterizing the equilibrium state of the system in the infinite past - small perturbation due toA - H⁰ Hamiltonian of equilibrium system which includes interaction - H Hamiltonian for the interaction between the system and the small external perturbing agencyA - ⁰ = d^R()⁰ expectation value of any quantity over the equilibrium ensemble (d^R is an element of hypervolume in -phase space) - G(12) two-particle distribution function - F(1) one-particle distribution function - g(¦x₂ – x₁ ¦) [G(12)/F(1)F(2)] – 1, pair correlation function - N total number of electron in volume L³ - n ₀ equilibrium density (of electrons) - ^–1 temperature (in energy units) - ₀ (n₀e²/m₀)^1/2, equilibrium electron plasma frequency - _c ¦e ¦–B ₀/m, electron frequency - ^–1 ( ₀/n₀e²)^1/2, Debye length - ₀ (n₀Ze²/M₀)^1/2, equilibrium ion plasma frequency - _c ZeB₀/M, ion cyclotron frequency     

Conditional stability of multiple-charged solitons

The stability of the three-dimensional multiple-charged soliton solutions to the nonlinear field equations is studied by Lyapunov's method. It is proved that an absolutely stable soliton solution can not exist in any field model. By imposing the subsidiary condition ^pQ_i=0 (fixation of charges) we find a sufficient condition for stability of the stationary soliton which includes the inequality ^{k i} (Q ⁱ / ^k <0. An illustrative example is considered.     

2- And 3-cochains in 4-dimensional SU(2) gauge theory

Explicit formulae are derived for the 2- and 3-cochains _uvq ⁽²⁾ (i, j, k) and _uvq ⁽²⁾ (i, j, k, ) in SU(2) gauge theory in 4 dimensions. It turns out that _uvq ⁽²⁾ (i, j, k, ) is given by the volume of a spherical tetrahedron spanned by the gauge transformations relating the gaugesi, j, k, l.     

Spectral duality for planar billiards

For a bounded open domain with connected complement inR ² and piecewise smooth boundary, we consider the Dirichlet Laplacian- on and the S-matrix on the complement ^c . We show that the on-shell S-matricesS _k have eigenvalues converging to 1 askk ₀ exactly when-- has an eigenvalue at energyk ₀ ² . This includes multiplicities, and proves a weak form of transparency atk=k ₀. We also show that stronger forms of transparency, such asS _{k 0} having an eigenvalue 1 are not expected to hold in general.     

The thermodynamic limit for a crystal

Consider a crystal with nucleii fixed at the lattice points in ³, interacting by Coulomb forces with quantized electrons in . We prove that the pressure tends to a limit as grows infinitely large.Supported by NSF Grant No. MCS80-03072     

On the existence of invariant,absolutely continuous measures

Let (, , ) be a measure space with normalized measure,f: a nonsingular transformation. We prove: there exists anf-invariant normalized measure which is absolutely continuous with respect to if and only if there exist >0, and , 0<<1, such that (E)< implies (f ^–k(E))< for allk0.     

Half-Sided Translations and tye Type of von Neumann Algebras

Let M be a von Neumann algebra acting on a Hilbert space H and H a cyclic and separating vector for M. If there exists a half-sided translation for M, i.e. a continuous unitary group U(t) with U(t)=, a non-negative spectrum fulfilling Ad U(t)M M for t 0 (or 0), then we will show that either M is of type III₁ or U(t) is trivial.     

Cyclotron instabilities of a two-component electron plasma

A study is made of instability at frequencies close to the electron cyclotron frequency _B and its multiples, subject to the presence of two different groups of electrons. It is shown that a mixture of hot and cold electrons ( _ph ² _pc ² ) in the region of frequencies s _B, s2 can be unstable with respect to waves of the flute type (k _z=0) with maximum increment _max ( _ph/_pc). _B, if there exists an interval of transversal velocities in whichF/ >0. When the curvature of the magnetic field is taken into account, even waves with _B can be unstable in such a plasma. The effect of spatial inhomogeneity of the hot component on flute-type instability and on two-beam cyclotron instability is also examined.The author extends his thanks to A. B. Mikhajlovskij for his valuable comments and discussions.     

Inverse Spectral Problem for Analytic Domains I: Balian-Bloch Trace Formula

This is the first in a series of papers [Z3, Z4] on inverse spectral/resonance problems for analytic plane domains . In this paper, we present a rigorous version of the Balian-Bloch trace formula [BB1, BB2]. It is an asymptotic formula for the trace Tr1R(k+i log k) of the regularized resolvent of the Dirichlet or Neumann Laplacian of as k with >0. When the support of contains the length L of precisely one periodic reflecting ray , then the asymptotic expansion of Tr1R(k+i log k) is essentially the same as the wave trace expansion at . The raison dètre for this approach is that it leads to relatively simple explicit formulae for wave invariants. For example, we give the first formulae for wave invariants of bouncing ball orbits of plane domains (the details will appear in [Z3]). Although we only present details in dimension 2, the methods and results extend with few modifications to all dimensions.Research partially supported by NSF grants #DMS-0071358 and #DMS-0302518.     

Ultraviolet and soft X-ray photon-photon elastic scattering in an electron gas

We have considered the processes which lead to elastic scattering between two far ultraviolet or X-ray photons while they propagate inside a solid, modeled as a simple electron gas. The new ingredient, with respect to the standard theory of photon-photon scattering in vacuum, is the presence of low-energy, nonrelativistic electron-hole excitations. Owing to the existence of two-photon vertices, the scattering processes in the metal are predominantly of second order, as opposed to fourth order for the vacuum case. The main processes in second order are dominated by exchange of virtual plasmons between the two photons. For two photons of similar energy , this gives rise to a cross section rising like ² up to maximum of around 10^–32 cm², and then decreasing like ^–6. The maximal cross section is found for the photon wavevectorkk _F , the Fermi surface size, which typically means a photon energy in the keV range. Possible experiments aimed at checking the existence of these rare but seemingly measurable elastic photon-photon scattering processes are discussed, using in particular intense synchrotron sources.     

Matching the Kerr solution on the surface of a rotating perfect fluid

We investigate the possible shapes of the surface of a rigidly rotating perfect fluid on which is matched the Kerr metric, using the Boyer (1965) surface condition. The solution, given in Figures 1 to 5, depends on three parameters, = qK, q = a/m, - (a/gwc), wherem denotes the mass of the source, a its angular momentum per unit mass, the angular velocity of rotation, andK is an integration constant appearing in Boyer's surface condition. When < 1, as in Figures 1 to 3, there are, for givenq and, two possible surfaces, of which the smaller one touches the ring-singularity at = a, z = 0. When > 1, as in Figures 4 and 5, there is only one possible surface of kidney-shaped tori, which also touch the ring singularity. In the case of a differentially rotating perfect fluid, we find a variety of possible strictly spheroidal surfaces, depending on the choice of an arbitrary integration function() of the angular velocity . If we choose() so that, at each point on the surface, is single-valued, then the resulting distribution exhibits an equatorial acceleration, similar to what is observed on the surface of the sun. This angular velocity distribution turns out to be identical with Thorne's (1971) angular velocity of cumulative dragging.     

Group actions on C*-algebras, 3-cocycles and quantum field theory

We study group extensions , where acts on a C^*-algebraA. Given a twisted covariant representation ,V of the pairA, we construct 3-cocycles on with values in the centre of the group generated byV(). These 3-cocycles are obstructions to the existence of an extension of byV() which acts onA compatibly with . The main theorems of the paper introduce a subsidiary invariant which classifies actions of onV() and in terms of which a necessary and sufficient condition for the the cohomology class of the 3-cocycle to be non-trivial may be formulated. Examples are provided which show how non-trivial 3-cocycles may be realised. The framework we choose to exhibit these essentially mathematical results is influenced by anomalous gauge field theories. We show how to interpret our results in that setting in two ways, one motivated by an algebraic approach to constrained dynamics and the other by the descent equation approach to constructing cocycles on gauge groups. In order to make comparisons with the usual approach to cohomology in gauge theory we conclude with a Lie algebra version of the invariant and the 3-cocycle.     

Convective excitation of quasistatic waves in an inhomogeneous anisothermic plasma II. Nonlinear estimates

Nonlinear effects stabilizing the convective instabilities excited in an anisothermic plasma (T _etT _i) at the plasma boundaryaV_s/ _Bi) are discussed. Waves having in the linear theory (Part I) the highest growth rates ( _Bi) saturate at first. Being excited by a small part of slow plasma electrons ( _zTe) only, they saturate at a relatively low level. Further, surface waves with lower frequencies and higher phase velocities ( _ph/k_z) become dominant and a broadening of the plasma boundary occurs. For their saturation nonlinear interaction is more important than the quasilinear effects. During the time interval of several _Bi ^–1 the longest surface waves withk _yBi/V_s, _Bik_yV_s and _{ph Te} saturate at the absolutely highest level. The plasma boundary broadens in the meanwhile up toaV _s/_Bi. The wave energy is comparable to the whole energy connected with the longitudinal motion of the initially thermal electrons inside this boundary layer. The wave amplitude is large enough to trap the initially cold ions belonging to this layer and heat them up to energies comparable to those of the electron component. The heating process occurs again within several _Bi ^–1 and the Larmor radius of the ions is then comparable toV _s/_Bi. Further evolution of the system is governed by the unstable local perturbations.He leaves of absence from thePhysical and Technical Institute, Kharkov, USSR.     

Nelson's symmetry and the infinite volume behavior of the vacuum inP(φ)2

LetH _l be the Hamiltonian in aP()₂ theory with sharp space cutoff in the interval (–l/2,l/2). LetE _l =inf(H _l ), (l)=–E _l /l, and let _l be the vacuum forH _l . discuss properties of (l) and _l . In particular, asl, there are finite constants <0 and such that (l), ((l)–)l, and hence (l)=+/l+o(l ^–1). Moreover exp(–c ₁ l) _{l 1}exp(–c ₂ l) forc ₁,c ₂ positive constants, where _{l 1} is theL ¹(Q, d₀) norm of ₁ with respect to the Fock vacuum measure. We also present a new proof of recent estimates of Glimm and Jaffe on local perturbations ofH _l in the infinite volume limit.Research sponsored by AFOSR under Contract No. F44620-71-C-0108.On leave from Istituto di Fisica Teorica, Universitá di Napoli and Istituto Nazionale di Fisica Nucleare, Sezione di Napoli.A. Sloan Foundation Fellow.     

Relations between Black Hole Spin and Angular Velocity of Accreting Particles near the Horizon

Evolution characters of angular velocity _H of a Kerr black hole (BH) and distribution characters of angular velocity _p of accreting particles near the BH horizon are investigated in the case of thin and thick disks, respectively. It is shown that _H evolves in a non-monotonous way in the case of thin-disk-pure-accretion, attaining a maximum at a _* 0.994. This evolution character turns out to depend on the radial gradient of _p near the BH horizon. It is proved that both quantities, ( d_H /dt) _ms and ( _p /r)_{r=r H}, vanish at the same value of a _*: a _*0.994, and an explanation for the non-monotonousness of _H is provided.     

Betatron-synchrotron resonance in free electron laser

In terms of Bogoliubov's nonlinear theory, the first five betatron-synchrotron resonances of _s=(p q)2K, p/q=1/2, 1, 3/2, 1/3, 2/3 which may occur during laser satulation establishing process have been generally examined. Contrast to previous studies we found that the most dangerous resonance does not take place in the vicinity of _s=2k, but in that of _s=k. The width of region of _s=k is proportional to with (k _w ² /k) remittance, the passing time over the region due to the laser field being amplified is only one pass over the undulator at most and depends on the gain, and the increment of synchrotron amplitude in passing time is proportional to .In summary we conclude that the betatron-synchrotron resonances do not have any significant effect for detrapping off-axis electrons in a practical case.     

Combinations of Observables

This article begins with a review of the framework of fuzzy probability theory.The basic structure is given by the -effect algebra of effects (fuzzy events) E(,A) and the set of probability measures M ⁺ ₁ (, A) on a measurable space (,A). An observable X: B E(, A) is defined, where (, B) is the value spaceof X. It is noted that there exists a one-to-one correspondence between states onE(, A) and elements of M ⁺ (, A) and between observables X: B E(,A) and -morphisms from E(, B) to E(, A). Various combinations ofobservables are discussed. These include compositions, products, direct products,and mixtures. Fuzzy stochastic processes are introduced and an application toquantum dynamics is considered. Quantum effects are characterized from amonga more general class of effects. An alternative definition of a statistical map T:M ⁺ ₁ (, A) M ⁺ ₁ (, B) is given.