Superconductivity close to the Mott state: From condensed-matter systems to superfluidity in optical lattices

Since the discovery of high-temperature superconductivity in 1986 by Bednorz and Müller, great efforts have been devoted to finding out how and why it works. From the d-wave symmetry of the order parameter, the importance of antiferromagnetic fluctuations, and the presence of a mysterious pseudogap phase close to the Mott state, one can conclude that high-T_c superconductors are clearly distinguishable from the well-understood BCS superconductors. The d-wave superconducting state can be understood through a Gutzwiller-type projected BCS wavefunction. In this review article, we revisit the Hubbard model at half-filling and focus on the emergence of exotic superconductivity with d-wave symmetry in the vicinity of the Mott state, starting from ladder systems and then studying the dimensional crossovers to higher dimensions. This allows to confirm that short-range antiferromagnetic fluctuations can mediate superconductivity with d-wave symmetry. Ladders are also nice prototype systems allowing to demonstrate the truncation of the Fermi surface and the emergence of a Resonating Valence Bond (RVB) state with preformed pairs in the vicinity of the Mott state. In two dimensions, a similar scenario emerges from renormalization group arguments. We also discuss theoretical predictions for the d-wave superconducting phase as well as the pseudogap phase, and address the crossover to the overdoped regime. Finally, cold atomic systems with tunable parameters also provide a complementary insight into this outstanding problem.     

Interplay among superconductivity,charge density waves,and magnetism in EuMo6S8

In a one-dimensional metal, the energy of the electrons can always be lowered by opening an energy gap around the Fermi energy (the Peierls instability): all occupied states are then in the lower-energy band, while the higher-energy band is empty. The opening of such a gap requires a structural distortion, resulting in the formation of a charge density wave. In a three-dimensional system, the gapping takes place in the region where the Fermi surface is nested (i.e., large parallel areas of the Fermi surface are spanned by a certain wave vector), giving rise to partial gapping of the Fermi surface, accompanied by a structural distortion. In this case, a charge density wave can coexist with superconductivity. Both charge-density-wave and superconducting transitions involve the formation of an energy gap at the Fermi energy. A charge-density-wave gap is formed at a region of the Fermi surface where there is a high density of electronic states. In such a material, there is also a strong electronphonon interaction. A region with high density of states and a high electron-phonon interaction is just the portion of the Fermi surface that will enhance the superconducting transition temperature, according to the BCS (Bardeen-Cooper-Schrieffer) theory. When a charge-density-wave gap opens up at the Fermi surface these electronic states are no longer available to form Cooper pairs and to enhance the superconducting transition temperature. The opposite is also true; if a superconducting gap opens, the states involved in forming this gap are no longer available to take part in a charge-density-wave transition. It appears that charge density waves and superconductivity compete for the same portion of the Fermi surface and thus inhibit each other. In this paper, we will review a unique situation with respect to the competition between these two ground states and will also discuss how this competition affects the anomalous behavior of critical field in EuMo6S, at high pressure.     

铁基高温超导体电子结构的角分辨光电子能谱研究

铜氧化物超导体和铁基超导体是人类相继发现的两类高温超导家族,它们的高温超导机理是凝聚态物理领域中长期争论但悬而未决的重大问题.对铁基超导体广泛而深入的研究,以及与铜氧化物高温超导体的对比,对于发展新的量子固体理论、解决高温超导机理、探索新的超导体以及超导实际应用都具有重要意义.固体材料的宏观物性由其微观电子结构所决定,揭示高温超导材料的微观电子结构是理解高温超导电性的前提和基础.由于角分辨光电子能谱技术具有独特的同时对能量、动量甚至自旋的分辨能力,已成为探测材料微观电子结构的最直接、最有力的实验手段,在高温超导体的研究中发挥了重要作用.本文综述了在不同体系铁基超导体中费米面拓扑结构、超导能隙大小和对称性、轨道三维性和选择性、电子耦合模式等的揭示和发现,为甄别和提出铁基超导新理论、解决高温超导机理问题提供重要依据.     

Superconductivity in a simple model of the pseudogap state

An analysis is made of characteristics of the superconducting state (s-and d-pairing) using a simple, exactly solvable model of the pseudogap state produced by fluctuations of the short-range order (such as antiferromagnetic) based on a Fermi surface model with “hot” sections. It is shown that the superconducting gap averaged over these fluctuations is nonzero at temperatures higher than the mean-field superconducting transition temperature T _c over the entire sample. At temperatures T > T _c superconductivity evidently exists in isolated sections (“ drops”). Studies are made of the spectral density and the density of states in which superconducting characteristics exist in the range T > T _c however, in this sense the temperature T = T _c itself is no different in any way. These anomalies show qualitative agreement with various experiments using underdoped high-temperature superconducting cuprates.     

Distinct fermi surface topology and nodeless superconducting gap in a (Tl0.58Rb0.42)Fe1.72Se2 superconductor

High resolution angle-resolved photoemission measurements have been carried out to study the electronic structure and superconducting gap of the (Tl0.58Rb0.42)Fe1.72Se2 superconductor with a T(c) = 32 K. The Fermi surface topology consists of two electronlike Fermi surface sheets around the Γ point which is distinct from that in all other iron-based superconductors reported so far. The Fermi surface around the M point shows a nearly isotropic superconducting gap of ～12 meV. The large Fermi surface near the Γ point also shows a nearly isotropic superconducting gap of ～15 meV, while no superconducting gap opening is clearly observed for the inner tiny Fermi surface. Our observed new Fermi surface topology and its associated superconducting gap will provide key insights and constraints into the understanding of the superconductivity mechanism in iron-based superconductors.     

Phase fluctuations and pseudogap phenomena

This article reviews the current status of precursor superconducting phase fluctuations as a possible mechanism for pseudogap formation in high-temperature superconductors. In particular we compare this approach which relies on the two-dimensional nature of the superconductivity to the often used T-matrix approach. Starting from simple pairing Hamiltonians we present a broad pedagogical introduction to the BCS–Bose crossover problem. The finite temperature extension of these models naturally leads to a discussion of the Berezinskii–Kosterlitz–Thouless superconducting transition and the related phase diagram including the effects of quantum phase fluctuations and impurities. We stress the differences between simple Bose–BCS crossover theories and the current approach where one can have a large pseudogap region even at high carrier density where the Fermi surface is well-defined. Green's function and its associated spectral function, which explicitly show non-Fermi liquid behavior, is constructed in the presence of vortices. Finally different mechanisms including quasi-particle–vortex and vortex–vortex interactions for the filling of the gap above T_c are considered.     

Quasiparticles in a strongly correlated liquid with the fermion condensate: applications to high-temperature superconductors

A model of a strongly correlated electron liquid based on fermion condensation (FC) is extended to high-temperature superconductors. Within our model, the appearance of FC presents a boundary separating the region of a strongly interacting electron liquid from the region of a strongly correlated electron liquid. We study the superconductivity of a strongly correlated liquid and show that, under certain conditions, the superconductivity vanishes at temperatures T > T _c ≈ T _node, with the superconducting gap being smoothly transformed into a pseudogap. As a result, the pseudogap occupies only a part of the Fermi surface. The gapped area shrinks with increasing the temperature and vanishes at T = _T*. The single-particle excitation width is also studied. The quasiparticle dispersion in systems with FC can be represented by two straight lines, characterized by the effective masses and, intersecting near the binding energy that is on the order of the superconducting gap. It is argued that this strong change of the quasiparticle dispersion upon binding can be enhanced in underdoped samples because of strengthening the FC influence. The FC phase transition in the presence of the superconductivity is examined, and it is shown that this phase transition can be considered as driven by the kinetic energy.     

Optical conductivity in a simple model of a pseudogap state of a two-dimensional system

Calculations of the optical conductivity are performed in a simple model of the electronic spectrum of a two-dimensional system with “hot regions” on the Fermi surface. The model leads to a strong restructuring of the spectral density (pseudogap) in these regions. It is shown that this model makes it possible to reproduce qualitatively the basic features of the optical measurements in the pseudogap state of high-temperature superconducting cuprates. Pis’ma Zh. éksp. Teor. Fiz. 69, No. 6, 447–452 (25 March 1999)     

Coulomb pairing of like-charged particles with negative effective mass in high-temperature superconductors

Quasi-steady states of pairs of like-charged quasi-particles can be formed because the electronic structure of compounds exhibiting high-temperature superconductivity has various important characteristics: a quasi-two-dimensional electron spectrum, clearly defined nesting of constant-energy lines, and the presence of a logarithmic singularity of the density of states in the immediate vicinity of the Fermi level. Thus, a situation is achieved where, in an extensive region of the Brillouin zone adjacent to the Fermi level, the principal values of the tensor of the reciprocal effective masses have opposite signs and differ appreciably in absolute value. As a result, the nature of the Coulomb correlation interaction between charge carriers of the same sign (holes in p-cuprates) varies: effective attraction may predominate, leading to the formation of long-lived states of relative motion of quasi-particles which form a pair having a quasi-momentum approximately equal to twice the Fermi quasi-momentum typical of this direction (focused pairs). Assuming that the correlation interaction is short-range (screened Coulomb interaction attenuated by filling of states inside the Fermi contour), we determine the energies and envelope functions of the relative motion of a hole pair which correspond to the density-of-states maxima of the pairs attributable to these quasi-steady states. The dependence of these quantities on the polar angle in the plane of the conducting layer reflects the symmetry of the electronic structure of the compound in the normal state and is generally consistent with a mixture of states assigned to s and d types of orbital symmetry. The quasi-steady state as a function of the doping level of the system agrees qualitatively with the concentration dependence of the temperature for the appearance of a pseudogap observed in p-cuprates at below-optimum doping levels. An estimate of the pair concentration above which a gain in correlation energy occurs gives a value which corresponds to the onset of effective pair overlap (for which the characteristic spatial scale is a few or a few tens of interatomic distances).     

Simple theory of extremely overdoped HTS

We demonstrate the existence of a simple physical picture of superconductivity for extremely over-doped CuO₂ planes. It has all the characteristic features of HTS, such as a high superconducting transition temperature, the \(d_{x^2 - y^2 } \) symmetry of the order parameter, and the coexistence of a single-electron Fermi surface and a pseudogap in the normal state. The values of the pseudogap are calculated for different doping levels. Orbital paramagnetism of preformed pairs is predicted.     

Reconstruction of the Fermi surface in the pseudogap state of cuprates

Reconstruction of the Fermi surface of high-temperature superconducting cuprates in the pseudogap state is analyzed within a nearly exactly solvable model of the pseudogap state, induced by short-range order fluctuations of the antiferromagnetic (AFM), spin-density wave (SDW), or a similar charge-density wave (CDW) order parameter, competing with the superconductivity. We explicitly demonstrate the evolution from “Fermi arcs” (on the “large” Fermi surface) observed in the ARPES experiments at relatively high temperatures (when both the amplitude and phase of the density waves fluctuate randomly) towards the formation of typical “small” electron and hole “pockets,” which are apparently observed in the de Haas-van Alphen and Hall resistance oscillation experiments at low temperatures (when only the phase of the density waves fluctuate and the correlation length of the short-range order is large enough). A qualitative criterion for the quantum oscillations in high magnetic fields to be observable in the pseudogap state is formulated in terms of the cyclotron frequency, the correlation length of fluctuations, and the Fermi velocity. The text was submitted by the authors in English.     

Conservation of the particle-hole symmetry in the pseudogap state in optimally-doped Bi2Sr2CuO6+δ superconductor

The pseudogap state is one of the most enigmatic characteristics in the anomalous normal state properties of the high temperature cuprate superconductors. A central issue is to reveal whether there is a symmetry breaking and which symmetries are broken across the pseudogap transition. By performing high resolution laser-based angle-resolved photoemission measurements on the optimally-doped Bi₂Sr_1.6La_0.4CuO_6+δ superconductor, we report the observations of the particle-hole symmetry conservation in both the superconducting state and the pseudogap state along the entire Fermi surface. These results provide key insights in understanding the nature of the pseudogap and its relation with high temperature superconductivity.     

Electrons in cuprates: A consistent ARPES view

Angle resolved photoemission spectroscopy (ARPES) has been playing a crucial role in understanding of physics behind high-temperature superconductivity. Our ARPES investigation of superconducting cuprates, performed over a decade and accomplished by very recent results, suggests a consistent view of electronic interactions in cuprates which provides natural explanation of both the origin of the pseudogap state and the mechanism for high-temperature superconductivity. Within this scenario, the spin-fluctuations play a decisive role in formation of the fermionic excitation spectrum in the normal state and are sufficient to explain the high transition temperatures to the superconducting state while the pseudogap phenomenon is a consequence of a Peierls-type intrinsic instability of electronic system to formation of an incommensurate density wave. In view of these results and their projection to numerous other materials, two general questions are arising: is the normal state in 2D metals ever stable and how does this intrinsic instability interplay with superconductivity?     

Observation of pseudogap in SnSe2 atomic layers grown on graphite

Superconducting metal dichalcogenides (MDCs) present several similarities to the other layered superconductors like cuprates. The superconductivity in atomically thin MDCs has been demonstrated by recent experiments, however, the investigation of the superconductivity intertwined with other orders are scarce. Investigating the pseudogap in atomic layers of MDCs may help to understand the superconducting mechanism for these true two-dimensional (2D) superconducting systems. Herein we report a pseudogap opening in the tunneling spectra of thin layers of SnSe₂ epitaxially grown on highly oriented pyrolytic graphite (HOPG) with scanning tunneling microscopy/spectroscopy (STM/STS). A significant V-shaped pseudogap was observed to open near the Fermi level (E_F) in the STS. And at elevated temperatures, the gap gradually evolves to a shallow dip. Our experimental observations provide direct evidence of a pseudogap state in the electron-doped SnSe₂ atomic layers on the HOPG surface, which may stimulate further exploration of the mechanism of superconductivity at 2D limit in MDCs.     

Essence of Pseudogap and Oscillation in High-Temperature Cuprate Superconductor Junction of Pseudogap State

This paper gives methods to calculate the pairing temperature T*,at which a pseudogap is opened,and the superconducting temperature Tc,at which superconductivity appears,in the high-Tc cuprates,and demonstrates directly that at Tc ＜ T ＜ T* the pseudogap is the gap of Cooper pair without long-range phase coherence,and at T ＜ Tc there is long-range phase coherence between Cooper pairs.Based on the above clear physical picture on the pseudogap state and our mechanism for the ac Josephson effect,this paper proposes that there should be a novel oscillatory current in P-I-P junction,induced by a constant bias on the junction.Here,P represents the high-Tc curates in the pseudogap state,where Cooper pairs do not have long-range phase coherence,and I represents the thin insulating barrier.This paper conjectures that there is a possible high-temperature superconductivity in the heavily underdoped high-Tc cuprates.     

The “pair” Fermi contour and high-temperature superconductivity

Superconducting pairing of holes with a large (on the order of doubled Fermi) total pair momentum and small relative motion momenta is considered taking into account the quasi-two-dimensional electronic structure of high-T _c cuprates with clearly defined nesting of the Fermi contour situated in an extended neighborhood of the saddle point of the electronic dispersion law (the momentum space region with a hyperbolic metric) and the arising of a spatially inhomogeneous (stripe) structure as a result of the redistribution of current carriers (holes) that restores regions with antiferromagnetic ordering. The superconducting energy gap and condensation energy were determined, and their dependences on the doping level were qualitatively studied. The energy gap was shown to exist in some hole concentration region limited on both sides. The superconducting state with a positive condensation energy appears in a narrower range of doping within this region. The reason for the arising of the superconducting state at a repulsive screened Coulomb interaction between holes is largely the redistribution of hole pairs in the momentum space related to the special features of the hyperbolic metric, which is responsible for the formation of the “pair” Fermi contour, and the renormalization of the kinetic energy of holes when the chemical potential changes because of the condensation of pairs. Hole pairs of the type under consideration exist not only in the condensate but also in the form of quasi-stationary states with very weak decay at temperatures substantially exceeding the superconducting transition temperature. The pseudogap region of the phase diagram of high-T _c cuprates is related to such states. The pairing mechanism under consideration allows not only the principal characteristics of the phase diagram but also key experimental data on high-T _c cuprate materials to be qualitatively explained.     

Tetracritical point and staggered vortex currents in superconducting state

A phase diagram reflecting the main features of the typical phase diagram of cuprate superconductors has been studied within the framework of the Ginzburg-Landau phenomenology in the vicinity of a tetracritical point, which appears as a result of the competition of the superconducting and insulating pairing channels. The superconducting pairing under repulsive interaction corresponds to a two-component order parameter, whose relative phase is related to the orbital antiferromagnetic insulating ordering. Under weak doping, the insulating order coexists with the superconductivity at temperatures below the superconducting phase transition temperature and is manifested as a weak pseudogap above this temperature. A part of the pseudogap region adjacent to the superconducting state corresponds to developed fluctuations of the order parameter in the form of quasi-stationary states of noncoherent superconducting pairs and can be interpreted as a strong pseudogap. As the doping level is increased, the system exhibits a phase transition from the region of coexistence of the superconductivity and the orbital antiferromagnetism to the usual superconducting state. In this state, a region of developed fluctuations of the order parameter in the form of quasi-stationary states of uncorrelated orbital circular currents exists near the phase transition line.     

Fermi-liquid ground state in the n-type Pr(0.91)LaCe(0.09)CuO(4-y) copper-oxide superconductor

We report nuclear magnetic resonance studies on the low-doped n-type copper-oxide Pr(0.91)LaCe(0.09)CuO(4-y) (T(c)=24 K) in the superconducting state and in the normal state uncovered by the application of a strong magnetic field. We find that when the superconductivity is removed the underlying ground state is the Fermi liquid state. This result is at variance with that inferred from previous thermal conductivity measurement and appears to contrast with that in p-type copper oxides with a similar doping level where high-T(c) superconductivity sets in within the pseudogap phase. The data in the superconducting state are consistent with the line-node gap model.     

Pair-density-wave pseudogap and superconducting states in cuprates

Bogoliubov quasiparticle interference and localized high-energy excitations observed in cuprates in nodal and antinodal regions of the momentum space, respectively, would lead to a conclusion that only the nodal region might give rise to superconductivity whereas the antinodal one might be associated with the pseudogap. We argue that both pseudogap and superconducting states arise exactly in the antinodal region with pronounced nesting feature of the Fermi contour as spatially inhomogeneous incoherent and coherent states of pairs with large momentum. The nodal region gives rise to conventional superconducting pairing with zero momentum which, together with the pairing with large momentum in the antinodal region, forms a biordered superconducting state in the whole of the Brillouin zone. This coherent state with complicated momentum dependence of the order parameter manifests itself as a pair-density wave that can exist without any driving insulating order. We believe that quasiparticle interference, other than observed in the nodal region, should be observable in the antinodal region as well.     

Mott physics, sign structure, ground state wavefunction, and high-T c superconductivity

In this article I give a pedagogical illustration of why the essential problem of high-T _c superconductivity in the cuprates is about how an antiferromagnetically ordered state can be turned into a short-range state by doping. I will start with half-filling where the antiferromagnetic ground state is accurately described by the Liang-Doucot-Anderson (LDA) wavefunction. Here the effect of the Fermi statistics becomes completely irrelevant due to the no double occupancy constraint. Upon doping, the statistical signs reemerge, albeit much reduced as compared to the original Fermi statistical signs. By precisely incorporating this altered statistical sign structure at finite doping, the LDA ground state can be recast into a short-range antiferromagnetic state. Superconducting phase coherence arises after the spin correlations become short-ranged, and the superconducting phase transition is controlled by spin excitations. I will stress that the pseudogap phenomenon naturally emerges as a crossover between the antiferromagnetic and superconducting phases. As a characteristic of non Fermi liquid, the mutual statistical interaction between the spin and charge degrees of freedom will reach a maximum in a high-temperature ??strange metal phase?? of the doped Mott insulator.