A gradient theory of small-deformation, single-crystal plasticity that accounts for GND-induced interactions between slip systems

This paper develops a gradient theory of single-crystal plasticity based on a system of microscopic force balances, one balance for each slip system, derived from the principle of virtual power, and a mechanical version of the second law that includes, via the microscopic forces, work performed during plastic flow. When combined with thermodynamically consistent constitutive relations the microscopic force balances become nonlocal flow rules for the individual slip systems in the form of partial differential equations requiring boundary conditions. Central ingredients in the theory are densities of (geometrically necessary) edge and screw dislocations, densities that describe the accumulation of dislocations, and densities that characterize forest hardening. The form of the forest densities is based on an explicit kinematical expression for the normal Burgers vector on a slip plane.     

Nonlocal and gradient rate plasticity

This paper deals with a formulation of nonlocal and gradient plasticity with internal variables. The constitutive model complies with local internal variables which govern kinematic hardening and isotropic softening and with a nonlocal corrective internal variable defined either as the sum between a new internal variable and its spatial weighted average or as the gradient of a measure of plastic strain. The rate constitutive problem is cast in the framework provided by the convex analysis and the potential theory for monotone multivalued operators which provide the suitable tools to perform a theoretical analysis of such nonlocal and gradient problems. The validity of the maximum dissipation theorem is assessed and constitutive variational formulations of the rate model are provided. The structural rate problem for an assigned load rate is then formulated. The related variational formulation in the complete set of state variable is contributed and the methodology to derive variational formulations, with different combinations of the state variables, is explicitly provided. In particular the generalization to the present nonlocal and gradient model of the principles of Prager–Hodge, Greenberg and Capurso–Maier is presented. Finally nonlocal variational formulations provided in the literature are derived as special cases of the proposed model.     

Relaxation in crystal plasticity with three active slip systems

We study a variational model for finite crystal plasticity in the limit of rigid elasticity. We focus on the case of three distinct slip systems whose slip directions lie in one plane and are rotated by 120° with respect to each other, with linear self-hardening and infinite latent hardening, in the sense that each material point has to deform in single slip. Under these conditions, plastic deformation is accompanied by the formation of fine-scale structures, in which activity along the different slip systems localizes in different areas. The quasiconvex envelope of the energy density, which describes the macroscopic material behavior, is determined in a regime from small up to intermediate strains, and upper and lower bounds are provided for large strains. Finally sufficient conditions are given under which the lamination convex envelope of an extended-valued energy density is an upper bound for its quasiconvex envelope.     

Strain gradient plasticity analysis of transformation induced plasticity in multiphase steels

“To what extent do plastic strain gradients affect the strengthening resulting from the transformation of small metastable inclusions into hard inclusions within a plastically deforming matrix?” is the central question addressed here. Though general in the approach, the focus is on the behavior of TRIP-assisted multiphase steels. A two-dimensional embedded cell model of a simplified microstructure composed of a single metastable austenitic inclusion surrounded by a soft ferritic matrix is considered. The cell is inserted in a large homogenized medium. The transformation of a fraction of the austenite into a hard martensite plate is simulated, accounting for a transformation strain, and leading to complex elastic and plastic accommodation. The size of a transforming plate in real multiphase steels is typically between 0.1 and 2 μm, a range of size in which plastic strain gradient effects are expected to play a major role. The single parameter version of the Fleck–Hutchinson strain gradient plasticity theory is used to describe the plasticity in the austenite, ferrite and martensite phases. The higher order boundary conditions imposed on the plastic flow have a large impact on the predicted strengthening. Using realistic values of the intrinsic length parameter setting the scale at which the gradients effects have an influence leads to a noticeable increase of the strengthening on top of the increase due to the transformation of a volume fraction of the retained austenite. The geometrical parameters such as the volume fraction of retained austenite and of the transforming zone also bring significant strengthening. Strain gradient effects also significantly affect the stress state inside the martensite plate during and after transformation with a potential impact on the damage resistance of these steels.     

Strain gradient plasticity effects in whisker-reinforced metals

A metal reinforced by fibers in the micron range is studied using the strain gradient plasticity theory of Fleck and Hutchinson (J. Mech. Phys. Solids 49 (2001) 2245). Cell-model analyses are used to study the influence of the material length parameters numerically, for both a single parameter version and the multiparameter theory, and significant differences between the predictions of the two models are reported. It is shown that modeling fiber elasticity is important when using the present theories. A significant stiffening effect when compared to conventional models is predicted, which is a result of a significant decrease in the level of plastic strain. Moreover, it is shown that the relative stiffening effect increases with fiber volume fraction. The higher-order nature of the theories allows for different higher-order boundary conditions at the fiber-matrix interface, and these boundary conditions are found to be of importance. Furthermore, the influence of the material length parameters on the stresses along the interface between the fiber and the matrix material is discussed, as well as the stresses within the elastic fiber which are of importance for fiber breakage.     

Macro slip theory of plasticity for polycrystalline solids

A macro slip theory is presented in this paper. Four independent slip systems are proposed for polycrystalline solids. Each slip system consists of a slip plane which lies on a face of the octahedron in stress space and a slip direction which is coincident with shear stress acting on the same face of the octahedron. It is proved that for proportional loading, present results are identical with the classical flow theory of plasticity. For nonproportional loading, the macro slip theory shows good predicting ability. The calculated results are in good agreement with the experimental data. The project supported by Chinese Academy of Science     

Dislocation microstructures and strain-gradient plasticity with one active slip plane

We study dislocation networks in the plane using the vectorial phase-field model introduced by Ortiz and coworkers, in the limit of small lattice spacing. We show that, in a scaling regime where the total length of the dislocations is large, the phase field model reduces to a simpler model of the strain-gradient type. The limiting model contains a term describing the three-dimensional elastic energy and a strain-gradient term describing the energy of the geometrically necessary dislocations, characterized by the tangential gradient of the slip. The energy density appearing in the strain-gradient term is determined by the solution of a cell problem, which depends on the line tension energy of dislocations. In the case of cubic crystals with isotropic elasticity our model shows that complex microstructures may form in which dislocations with different Burgers vector and orientation react with each other to reduce the total self-energy.     

Strain gradient effects on cyclic plasticity

Size effects on the cyclic shear response are studied numerically using a recent higher order strain gradient visco-plasticity theory accounting for both dissipative and energetic gradient hardening. Numerical investigations of the response under cyclic pure shear and shear of a finite slab between rigid platens have been carried out, using the finite element method. It is shown for elastic-perfectly plastic solids how dissipative gradient effects lead to increased yield strength, whereas energetic gradient contributions lead to increased hardening as well as a Bauschinger effect. For linearly hardening materials it is quantified how dissipative and energetic gradient effects promote hardening above that of conventional predictions. Usually, increased hardening is attributed to energetic gradient effects, but here it is found that also dissipative gradient effects lead to additional hardening in the presence of conventional material hardening. Furthermore, it is shown that dissipative gradient effects can lead to both an increase and a decrease in the dissipation per load cycle depending on the magnitude of the dissipative length parameter, whereas energetic gradient effects lead to decreasing dissipation for increasing energetic length parameter. For dissipative gradient effects it is found that dissipation has a maximum value for some none zero value of the material length parameter, which depends on the magnitude of the deformation cycles.     

A physically based gradient plasticity theory

The intent of this work is to derive a physically motivated mathematical form for the gradient plasticity that can be used to interpret the size effects observed experimentally. The step of translating from the dislocation-based mechanics to a continuum formulation is explored. This paper addresses a possible, yet simple, link between the Taylor’s model of dislocation hardening and the strain gradient plasticity. Evolution equations for the densities of statistically stored dislocations and geometrically necessary dislocations are used to establish this linkage. The dislocation processes of generation, motion, immobilization, recovery, and annihilation are considered in which the geometric obstacles contribute to the storage of statistical dislocations. As a result, a physically sound relation for the material length scale parameter is obtained as a function of the course of plastic deformation, grain size, and a set of macroscopic and microscopic physical parameters. Comparisons are made of this theory with experiments on micro-torsion, micro-bending, and micro-indentation size effects.     

A unified treatment of strain gradient plasticity

A theoretical framework is presented that has potential to cover a large range of strain gradient plasticity effects in isotropic materials. Both incremental plasticity and viscoplasticity models are presented. Many of the alternative models that have been presented in the literature are included as special cases. Based on the expression for plastic dissipation, it is in accordance with Gurtin (J. Mech. Phys. Solids 48 (2000) 989; Int. J. Plast. 19 (2003) 47) argued that the plastic flow direction is governed by a microstress q_ij and not the deviatoric Cauchy stress σ_ij′ that has been assumed by many others. The structure of the governing equations is of second order in the displacements and the plastic strains which makes it comparatively easy to implement in a finite element programme. In addition, a framework for the formulation of consistent boundary conditions is presented. It is shown that there is a close connection between surface energy of an interface and boundary conditions in terms of plastic strains and moment stresses. This should make it possible to study boundary layer effects at the interface between grains or phases. Consistent boundary conditions for an expanding elastic-plastic boundary are as well formulated. As examples, biaxial tension of a thin film on a thick substrate, torsion of a thin wire and a spherical void under remote hydrostatic tension are investigated.     

On lower order strain gradient plasticity theories

By way of numerical examples, this paper explores the nature of solutions to a class of strain gradient plasticity theories that employ conventional stresses, equilibrium equations and boundary conditions. Strain gradients come into play in these modified conventional theories only to alter the tangent moduli governing increments of stress and strain. It is shown that the modification is far from benign from a mathematical standpoint, changing the qualitative character of solutions and leading to a new type of localization that is at odds with what is expected from a strain gradient theory. The findings raise questions about the physical acceptability of this class of strain gradient theories.     

A separated law of hardening in strain gradient plasticity

This paper presents a separated law of hardening in plasticity with strain gradient effects. The value of the length parameter ℓ contained in this model was estimated from the experimental data for copper. The project supported by the National Natural Science Foundation of China     

Grain boundary interface mechanics in strain gradient crystal plasticity

Interactions between dislocations and grain boundaries play an important role in the plastic deformation of polycrystalline metals. Capturing accurately the behaviour of these internal interfaces is particularly important for applications where the relative grain boundary fraction is significant, such as ultra fine-grained metals, thin films and micro-devices. Incorporating these micro-scale interactions (which are sensitive to a number of dislocation, interface and crystallographic parameters) within a macro-scale crystal plasticity model poses a challenge. The innovative features in the present paper include (i) the formulation of a thermodynamically consistent grain boundary interface model within a microstructurally motivated strain gradient crystal plasticity framework, (ii) the presence of intra-grain slip system coupling through a microstructurally derived internal stress, (iii) the incorporation of inter-grain slip system coupling via an interface energy accounting for both the magnitude and direction of contributions to the residual defect from all slip systems in the two neighbouring grains, and (iv) the numerical implementation of the grain boundary model to directly investigate the influence of the interface constitutive parameters on plastic deformation. The model problem of a bicrystal deforming in plane strain is analysed. The influence of dissipative and energetic interface hardening, grain misorientation, asymmetry in the grain orientations and the grain size are systematically investigated. In each case, the crystal response is compared with reference calculations with grain boundaries that are either ‘microhard’ (impenetrable to dislocations) or ‘microfree’ (an infinite dislocation sink).     

Mechanism-based strain gradient plasticity in C0 axisymmetric element

Non-uniform plastic deformation of materials exhibits a strong size dependence when the material and deformation length scales are of the same order at micro- and nano-metre levels. Recent progresses in testing equipment and computational facilities enhancing further the study on material characterization at these levels confirmed the size effect phenomenon. It has been shown that at this length scale, the material constitutive condition involves not only the state of strain but also the strain gradient plasticity. In this study, C⁰ axisymmetric element incorporating the mechanism-based strain gradient plasticity is developed. Classical continuum plasticity approach taking into consideration Taylor dislocation model is adopted. As the length scale and strain gradient affect only the constitutive relation, it is unnecessary to introduce either additional model variables or higher order stress components. This results in the ease and convenience in the implementation. Additional computational efforts and resources required of the proposed approach as compared with conventional finite element analyses are minimal. Numerical results on indentation tests at micron and submicron levels confirm the necessity of including the mechanism-based strain gradient plasticity with appropriate inherent material length scale. It is also interesting to note that the material is hardened under Berkovich compared to conical indenters when plastic strain gradient is considered but softened otherwise.     

Inspection of free energy functions in gradient crystal plasticity

The dislocation density tensor computed as the cud of plastic distortion is regarded as a new constitutive variable in crystal plasticity. The dependence of the free energy function on the dislocation density tensor is explored starting from a quadratic ansatz. Rank one and logarithmic dependencies are then envisaged based on considerations from the statistical theory of dislocations. The rele- vance of the presented free energy potentials is evaluated from the corresponding analytical solutions of the periodic two-phase laminate problem under shear where one layer is a single crystal material undergoing single slip and the second one remains purely elastic.