Non-autonomous perturbation of autonomous semilinear differential equations: Continuity of local stable and unstable manifolds

In this paper we prove a result on lower semicontinuity of pullback attractors for dynamical systems given by semilinear differential equations in a Banach space. The situation considered is such that the perturbed dynamical system is non-autonomous whereas the limiting dynamical system is autonomous and has an attractor given as union of unstable manifold of hyperbolic equilibrium points. Starting with a semilinear autonomous equation with a hyperbolic equilibrium solution and introducing a very small non-autonomous perturbation we prove the existence of a hyperbolic global solution for the perturbed equation near this equilibrium. Then we prove that the local unstable and stable manifolds associated to them are given as graphs (roughness of dichotomy plays a fundamental role here). Moreover, we prove the continuity of this local unstable and stable manifolds with respect to the perturbation. With that result we conclude the lower semicontinuity of pullback attractors.     

Characterization of non-autonomous attractors of a perturbed infinite-dimensional gradient system

In this paper we determine the exact structure of the pullback attractors in non-autonomous problems that are perturbations of autonomous gradient systems with attractors that are the union of the unstable manifolds of a finite set of hyperbolic equilibria. We show that the pullback attractors of the perturbed systems inherit this structure, and are given as the union of the unstable manifolds of a set of hyperbolic global solutions which are the non-autonomous analogues of the hyperbolic equilibria. We also prove, again parallel to the autonomous case, that all solutions converge as t→+∞ to one of these hyperbolic global solutions. We then show how to apply these results to systems that are asymptotically autonomous as t→−∞ and as t→+∞, and use these relatively simple test cases to illustrate a discussion of possible definitions of a forwards attractor in the non-autonomous case.     

The quantum euler class and the quantum cohomology of the Grassmannians

The Poincaré duality of classical cohomology and the extension of this duality to quantum cohomology endows these rings with the structure of a Frobenius algebra. Any such algebra possesses a canonical “characteristic element;” in the classical case this is the Euler class, and in the quantum case this is a deformation of the classical Euler class which we call the “quantum Euler class.” We prove that the characteristic element of a Frobenius algebraA is a unit if and only ifA is semisimple, and then apply this result to the cases of the quantum cohomology of the finite complex Grassmannians, and to the quantum cohomology of hypersurfaces. In addition we show that, in the case of the Grassmannians, the [quantum] Euler class equals, as [quantum] cohomology element and up to sign, the determinant of the Hessian of the [quantum] Landau-Ginzbug potential.     

Breaking hyperbolicity for smooth symplectic toral diffeomorphisms

We study a smooth symplectic 2-parameter unfolding of an almost hyperbolic diffeomorphism on two-dimensional torus. This diffeomorphism has a fixed point of the type of the degenerate saddle. In the parameter plane there is a bifurcation curve corresponding to the transition from the degenerate saddle into a saddle and parabolic fixed point, separatrices of these latter points form a channel on the torus. We prove that a saddle period-2 point exists for all parameter values close to the co-dimension two point whose separatrices intersect transversely the boundary curves of the channel that implies the existence of a quadratic homoclinic tangency for this period-2 point which occurs along a sequence of parameter values accumulating at the co-dimension 2 point. This leads to the break of stable/unstable foliations existing for almost hyperbolic diffeomorphism. Using the results of Franks [1] on π ₁-diffeomorphisms, we discuss the possibility to get an invariant Cantor set of a positive measure being non-uniformly hyperbolic.     

Local analytic reduction of families of diffeomorphisms

We study local analytic simplification of families of analytic maps near a hyperbolic fixed point. A particularly important application of the main result concerns families of hyperbolic saddles, where Siegel's theorem is too fragile, at least in the analytic category. By relaxing on the formal normal form we obtain analytic conjugacies. Since we consider families, it is more convenient to state some results for analytic maps on a Banach space; this gives no extra complications. As an example we treat a family passing through a 1:−1 resonant saddle.     

Estimates for solutions of reduced hyperbolic equations of the second order with a large parameter

We consider solutions of inhomogeneous, reduced hyperbolic equations of the second order, with a large parameter multiplying the unknown function. These solutions are defined on the m-dimensional region outside a star-shaped body. They satisfy an “outgoing” radiation condition at infinity and a Dirichlet boundary condition.We obtain a priori estimates for these solutions, at every point outside or on the surface of a two- or three-dimensional star-shaped body, that hold for sufficiently large values of the parameter. We prove that each solution is bounded by a linear combination of (i) the maximum norm of its prescribed boundary values, (ii) the L₂ norm of the prescribed values of its tangential derivative, (iii) an L₂ norm of the source term. This result is based on similar inequalities that we first obtain for a certain L₂ norm of the gradient, and of the normal derivative on the boundary, of each solution defined outside an m-dimensional star-shaped body.For the special case of the reduced wave equation, Morawetz and Ludwig [1] have obtained similar estimates. Just as their results have been used in [3] to confirm the geometrical theory of diffraction, the estimates obtained in this paper can be used to establish the validity of certain formal asymptotic solutions of reduced hyperbolic equations.     

The Stratonovich Interpretation of Quantum Stochastic Approximations

The Stratonovich version of non-commutative stochastic calculus is introduced and shown to be equivalent to the Itô version developed by Hudson and Parthasarathy [1]. The conversion from Stratonovich to Itô version is shown to be implemented by a stochastic form of Wick's theorem: that is, involving the normal ordering of time-dependent noise fields. It is shown for a model of a quantum mechanical system coupled to a Bosonic field in a Gaussian state that under suitable scaling limits, in particular the weak coupling limit (for linear interactions) and low density limit (for scattering interactions), the limit form of the dynamical equation of motion is most naturally described as a quantum stochastic differential equation of Stratonovich form. We then convert the limit dynamical equations from Stratonovich to Itô form. Thermal Stratonovich noises are also presented.     

Unitarizable representations and fixed points of groups of biholomorphic transformations of operator balls

We show that the open unit ball of the space of operators from a finite-dimensional Hilbert space into a separable Hilbert space (we call it “operator ball”) has a restricted form of normal structure if we endow it with a hyperbolic metric (which is an analogue of the standard hyperbolic metric on the unit disc in the complex plane). We use this result to get a fixed point theorem for groups of biholomorphic automorphisms of the operator ball. The fixed point theorem is used to show that a bounded representation in a separable Hilbert space which has an invariant indefinite quadratic form with finitely many negative squares is unitarizable (equivalent to a unitary representation). We apply this result to find dual pairs of invariant subspaces in Pontryagin spaces. In Appendix A we present results of Itai Shafrir about hyperbolic metrics on the operator ball.     

A $${C^\infty}$$ closing lemma for Hamiltonian diffeomorphisms of closed surfaces

We prove a \({C^\infty}\) closing lemma for Hamiltonian diffeomorphisms of closed surfaces. This is a consequence of a \({C^\infty}\) closing lemma for Reeb flows on closed contact three-manifolds, which was recently proved as an application of spectral invariants in embedded contact homology. A key new ingredient of this paper is an analysis of an area-preserving map near its fixed point, which is based on some classical results in Hamiltonian dynamics: existence of KAM invariant circles for elliptic fixed points, and convergence of the Birkhoff normal form for hyperbolic fixed points.     

A solution formula for a non-convex scalar hyperbolic conservation law with monotone initial data

In this paper we prove an explicit representation formula for the solution of a one-dimensional hyperbolic conservation law with a non-convex flux function but monotone initial data. This representation formula is similar to those of Lax [10] and Kunik [7,8] and enables us to compute the solution pointwise explicitly. This result is a generalization of a theorem given in Kunik [8] where the case of only one inflexion point for the fluxes was considered. Its proof uses the polygonal method of Dafermos [2]. The application of this method leads to a simple explicit construction of the solutions for a Kynch sedimentation process [9] and to an explicit parameter representation for the shock curves evolving during the sedimentation process.     

An existence theorem for a type of functional differential equation with infinite delay

Summary We prove an existence theorem for a functional differential equation with infinite delay using the Schauder fixpoint theorem. We extend a result in [19] applying the fixed point procedure in an appropriate function space.     

Fibre functors of finite dimensional comodules

Let A be a commutative Hopf algebra over a field k; the k-valued fibre functors on the category of finite dimensional A-comodules correspond to Spec(A)-torsors over k as was shown by Saavedra Rivano and Deligne-Milne. We prove a non-commutative version of this result by using methods developed in a previous paper [5] for the case of finite Hopf algebras over a commutative ring. We also exhibit right adjoints for fibre functors under the assumption that the antipode is bijective.     

On the spectrum of evolution operators generated by hyperbolic systems

We prove that the asymptotic behavior of semigroups generated by mixed-initial value problems for hyperbolic systems in one space variable is determined by the zeroes of the characteristic equation. The proof is based on the following reduction principle: we construct a reduced system (which is much simpler than the given one) such that the difference of the semigroups is a compact operator. The construction of the reduced system is presented in the non-autonomous case because it has implifications in the study of systems which are time periodic.     

Finite jet determination of local analytic CR automorphisms and their parametrization by 2-jets in the finite type case

We show that germs of local real-analytic CR automorphisms of a real-analytic hypersurface M in $\mathbb{C}$² at a point p M are uniquelydetermined by their jets of some finite order at p if and only if M is not Levi-flat near p. This seems to be the first necessary and sufficient result on finite jet determination and the first result of this kind in the infinite type case.If M is of finite type at p, we prove a stronger assertion: the local real-analytic CR automorphisms of M fixing p are analytically parametrized (and hence uniquely determined) by their 2-jets at p. This result is optimal since the automorphisms of the unit sphere are not determined by their 1-jets at a point of the sphere. The finite type condition is necessary since otherwise the needed jet order can be arbitrarily high [Kow1,2], [Z2]. Moreover, we show, by an example, that determination by 2-jets fails for finite type hypersurfaces already in $\mathbb{C)$³.We also give an application to the dynamics of germs of local biholomorphisms of $\mathbb{C)$².     

A note on the uniqueness of the canonical connection of a naturally reductive space

We extend the result in Olmos and Reggiani (J. Reine Angew. Math. 664:29–53, 2012) to the non-compact case. Namely, we prove that the canonical connection on a simply connected and irreducible naturally reductive space is unique, provided the space is not a sphere, a compact Lie group with a bi-invariant metric or its symmetric dual. In particular, the canonical connection is unique for the hyperbolic space when the dimension is different from three. We also prove that the canonical connection on the sphere is unique for the symmetric presentation. Finally, we compute the full isometry group (connected component) of a compact and locally irreducible naturally reductive space.     

Any sub-Riemannian metric has points of smoothness

We prove the result stated in the title that is equivalent to the existence of a regular point of the sub-Riemannian exponential mapping. In the case of a complete real-analytic sub-Riemannian manifold, we prove that the metric is analytic on an open everywhere dense subset. Published in Doklady Akademii Nauk, 2009, Vol. 424, No. 3, pp. 295–298. Presented by Academician E.F. Mishchenko September 1, 2008 The article was translated by the author.     

Two-weight Hilbert transform and Lipschitz property of Jacobi matrices associated to hyperbolic polynomials

We are going to prove a Lipschitz property of Jacobi matrices built by orthogonalizing polynomials with respect to measures in the orbit of classical Perron-Frobenius-Ruelle operators associated to hyperbolic polynomial dynamics. This Lipschitz estimate will not depend on the dimension of the Jacobi matrix. It is obtained using some sufficient conditions for two-weight boundedness of the Hilbert transform. It has been proved in [F. Peherstorfer, A. Volberg, P. Yuditskii, Limit periodic Jacobi matrices with prescribed p-adic hull and a singular continuous spectrum, Math. Res. Lett. 13 (2-3) (2006) 215-230] for all polynomials with sufficiently big hyperbolicity and in the most symmetric case t=0 that the Lipschitz estimate becomes exponentially better when the dimension of the Jacobi matrix grows. This allows us to get for such polynomials the solution of a problem of Bellissard, in other words, to prove the limit periodicity of the limit Jacobi matrix. We suggest a scheme how to approach Bellissard's problem for all hyperbolic dynamics by uniting the methods of the present paper and those of [F. Peherstorfer, A. Volberg, P. Yuditskii, Limit periodic Jacobi matrices with prescribed p-adic hull and a singular continuous spectrum, Math. Res. Lett. 13 (2-3) (2006) 215-230]. On the other hand, the nearness of Jacobi matrices under consideration in operator norm implies a certain nearness of their canonical spectral measures. One can notice that this last claim just gives us the classical commutative Perron-Frobenius-Ruelle theorem (it is concerned exactly with the nearness of such measures). In particular, in many situations we can see that the classical Perron-Frobenius-Ruelle theorem is a corollary of a certain non-commutative observation concerning the quantitative nearness of pertinent Jacobi matrices in operator norm.     

Connected components of compact matrix quantum groups and finiteness conditions

We introduce the notion of identity component of a compact quantum group and that of total disconnectedness. As a drawback of the generalized Burnside problem, we note that totally disconnected compact matrix quantum groups may fail to be profinite. We consider the problem of constructing the identity component by introducing canonical approximating transfinite sequences of subgroups. These sequences have lengths ≤1 in the classical case but can be countably infinite for duals of discrete groups. We give examples of free product quantum groups where the identity component is not normal and the associated sequence has length 1.     

Symbolic dynamics and Arnold diffusion

We consider hyperbolic tori of three degrees of freedom initially hyperbolic Hamiltonian systems. We prove that if the stable and unstable manifold of a hyperbolic torus intersect transversaly, then there exists a hyperbolic invariant set near a homoclinic orbit on which the dynamics is conjugated to a Bernoulli shift. The proof is based on a new geometrico-dynamical feature of partially hyperbolic systems, the transversality-torsion phenomenon, which produces complete hyperbolicity from partial hyperbolicity. We deduce the existence of infinitely many hyperbolic periodic orbits near the given torus. The relevance of these results for the instability of near-integrable Hamiltonian systems is then discussed. For a given transition chain, we construct chain of hyperbolic periodic orbits. Then we easily prove the existence of periodic orbits of arbitrarily high period close to such chain using standard results on hyperbolic sets.