Unusual photochemical dynamics of a bridged azobenzene derivative

In a large-scale simulation study of ultrafast photochemical dynamics for an azobenzene compound with an additional ethylenic bridge we have found unexpected features: while the dynamics starting from the Z isomer follow a barrierless path with steep gradients, the dynamics starting from the E isomer proceed through a different conical intersection surrounded by a rather flat potential energy landscape and then encounter a sizeable barrier in the electronic ground state that markedly influences the reaction behavior. Direct comparisons with experimental static UV spectra, quantum yields, and transient absorption spectra show good agreement and reveal signatures of this unusual behavior.     

Quantum chemical investigation of the electronic spectra of the keto, enol, and keto-imine tautomers of cytosine

The low-lying excited singlet states of the keto, enol, and keto-imine tautomers of cytosine have been investigated employing a combined density functional/multireference configuration interaction (DFT/MRCI) method. Unconstrained geometry optimizations have yielded out-of-plain distorted structures of the pi --> pi and n --> pi excited states of all cytosine forms. For the keto tautomer, the DFT/MRCI adiabatic excitation energy of the pi --> pi state (4.06 eV including zero-point vibrational energy corrections) supports the resonant two-photon ionization (R2PI) spectrum (Nir et al. Phys. Chem. Chem. Phys. 2002, 5, 4780). On its S1 potential energy surface, a conical intersection between the 1pipi state and the electronic ground state has been identified. The barrier height of the reaction along a constrained minimum energy path amounts to merely 0.2 eV above the origin and explains the break-off of the R2PI spectrum. The 1pipi minimum of the enol tautomer is found at considerably higher excitation energies (4.50 eV). Because of significant geometry shifts with respect to the ground state, long vibrational progressions are expected, in accord with experimental observations. For the keto-imine tautomer, a crossing of the 1pipi potential energy surface with the ground-state surface has been found, too. Its n --> pi minimum (3.27 eV) is located well below the conical intersection between the pi --> pi and S0 states, but it will be difficult to observe because of its small transition moment. The identified conical intersections of the pi --> pi excited states of the keto cytosine tautomers are made responsible for the ultrafast decay to the electronic ground states and thus may explain their subpicoseconds lifetimes.     

The photochemical rearrangement pathways of imidazoles: a theoretical study

The mechanisms of the two reaction pathways for the photochemical transformations of methyl substituted imidazoles (i.e., 1,4-dimethyl-imidazole and 1,4,5-trimethyl-imidazole) in their first excited state (1pi --> 1pi*) have been determined using the CASSCF (10-electron/8-orbital active space) and MP2-CAS methods with the 6-311(d) basis set. These two reaction pathways are denoted as the conical intersection path (path 1) and the internal cyclization-isomerization path (path 2). Our model investigations suggest that conical intersections play a crucial role in the photorearrangements of imidazoles. Additionally, the present theoretical findings suggest that photoisomerizations of imidazoles via path 1 should adopt the reaction path as follows: imidazole --> Franck-Condon region --> conical intersection --> photoproduct. Moreover, we have examined the alternative mechanism, the internal cyclization-isomerization path (path 2), which consists of a sequence of small geometric rearrangements. Our theoretical investigations suggest that for the photorearrangement of 1,4-dimethyl-imidazole both mechanisms are comparable. On the other hand, for the photorearrangement of 1,4,5-trimethyl-imidazole path 1 should be favored over path 2. Our present theoretical results agree with the available experimental observations.     

CASCSF study on the photochemical transposition reactions of pyrazines

Several reaction pathways for the photochemical transformations of methyl-substituted pyrazine in its first excited state 1(pi --> pi*) have been determined using the CASSCF (six-orbital/six-electron active space) and MP2-CAS methods with the 6-311G(d) basis set. Our model investigations suggest that conical intersections play a crucial role in the photoisomerization of pyrazines. Moreover, the present theoretical findings indicate that all of the photoisomerizations of pyrazines adopt the same reaction path as follows: pyrazine --> Franck-Condon region --> conical intersection --> pyrimidine. That is, although an excited-state pyrazine molecule can initiate a phototransposition process easily, this process can be completed on the ground-state potential energy surface after passage through a conical intersection where a fast, radiationless decay is possible. The existence of these nonadiabatic reaction pathways is consistent with the available experimental observations of the photochemistry and photophysics of pyrazine and its methyl derivatives. In the present work, we propose a simple p-pi orbital topology model, which can be used as a diagnostic tool to predict the location of the conical intersections, as well as the geometries of the phototransposition products of various heterocycles.     

Energetics of cytosine singlet excited-state decay paths--a difficult case for CASSCF and CASPT2

Three deactivation paths for singlet excited cytosine are calculated at the CASPT2//CASSCF (complete active space second-order perturbation//complete active space self-consistent field) level of theory, using extended active spaces that allow for a reliable characterization of the paths and their energies. The lowest energy path, with a barrier of approximately 0.1 eV, corresponds to torsion of the C5-C6 bond, and the decay takes place at a conical intersection analogous to the one found for ethylene and its derivatives. There is a further path with a low energy barrier of approximately 0.2 eV associated with the (n(N),pi*) state which could also be populated with a low energy excitation. The path associated with a conical intersection between the ground and (n(O),pi*) states is significantly higher in energy (> 1 eV). The presence of minima on the potential energy surface for the (n,pi*) states that could contribute to the biexponential decay found in the gas phase was investigated, but could not be established unequivocally.     

Molecular driving forces for Z/E isomerization mediated by heteroatoms: the example hemithioindigo

A combined experimental and theoretical investigation of photoinduced Z/E isomerizations is presented. Unsubstituted Hemithioindigo is selected as a representative minimal model to unravel the reaction mechanism in the presence of heteroatoms on an atomic level. Time-resolved spectroscopy reveals multiexponential reaction dynamics on the few picoseconds time scale, which are interpreted by quantum chemical calculations at the CASSCF/CASPT2 level of theory. Detailed insight into the processes governing the ultrafast decay from the first excited state, mediated by a number of conical intersections, is provided. Charge separation and charge balance recovery on the reaction pathway play the leading role and are controlled by the electron-donating or -withdrawing character of the heteroatoms. The electronic and geometric structures of the individual minimum energy conical intersections governing the reaction are rationalized, and an extended energetically low lying conical intersection seam is extracted. Comparison to the experimental results permits linking the observed time constants to molecular intermediates and pathways. An explanation is provided for the pronounced differences of Z → E and the E → Z photoreactions upon excitation to the first excited singlet state.     

The decay from the dark npi* excited state in uracil: an integrated CASPT2/CASSCF and PCM/TD-DFT study in the gas phase and in water

By integrating the results of MS-CASPT2/CASSCF and TD-PBE0 calculations, we propose a mechanism for the decay of the excited dark state in pyrimidine, fully consistent with all the available experimental results. An effective conical intersection (CI-npi) exists between the spectroscopic pi/pi* excited state (Spi) and a dark n/pi* state (Sn), and a fraction of the population decays to the minimum of Sn (Sn-min). The conical intersection between Sn and the ground-state is not involved in the decay mechanism, because of its high energy gap with respect to Sn-min. On the other hand, especially in hydrogen bonding solvents, the energy gap between Sn-min and CI-npi is rather small. After thermalization in Sn-min, the system can thus recross CI-npi and then quickly proceed on the Spi barrierless path toward the conical intersection with the ground state.     

Connection between the upper and lower energy regions of the potential energy surface of the ground electronic state of the HSO2 system

The importance of the HSO(2) system in atmospheric and combustion chemistry has motivated several works dedicated to the study of associated structures and chemical reactions. Nevertheless, controversy still exists about a possible connection between the upper and lower energy regions of the potential energy surface (PES) for the ground electronic state of the system. Very recently, a path to connect these regions was proposed based on studies at the CASPT2/aug-cc-pV(T+d)Z level of calculation but the small energy difference between some of the transitions states along that path suggested the necessity of calculations at a higher level of theory. In the present work, we report a CCSD(T)/aug-cc-pV(T+d)Z study of the stationary states associated to the proposed connection path, including assessment of the most reliable complete basis set (CBS) extrapolation scheme for the system. Among the new features, the present calculations show that there are no structures corresponding to the HSO(2)(b) minimum and the TS3 saddle point obtained at the CASPT2 level and that the connection path between the upper and lower energy regions of the PES for the ground electronic state involves only one transition state and most probably more than one electronic state.     

The benzophenone S1(n,pi*) --> T1(n,pi*) states intersystem crossing reinvestigated by ultrafast absorption spectroscopy and multivariate curve resolution

The well-known benzophenone intersystem crossing from S(1)(n,pi*) to T(1)(n,pi*) states, for which direct transition is forbidden by El-Sayed rules, is reinvestigated by subpicosecond time-resolved absorption spectroscopy and effective data analysis for various excitation wavelengths and solvents. Multivariate curve resolution alternating least-squares analysis is used to perform bilinear decomposition of the time-resolved spectra into pure spectra of overlapping transient species and their associated time-dependent concentrations. The results suggest the implication of an intermediate (IS) in the relaxation process of the S(1) state. Therefore, a two step kinetic model, S(1) --> IS --> T(1), is successfully implemented as an additional constraint in the soft-modeling algorithm. Although this intermediate, which has a spectrum similar to the one of T(1)(n,pi*) state, could be artificially induced by vibrational relaxation, it is tentatively assigned to a hot T(1)(n,pi*) triplet state. Two characteristic times are reported for the transition S(1) --> IS and IS --> T(1), approximately 6.5 ps and approximately 10 ps respectively, without any influence of the solvent. Moreover, an excitation wavelength effect is discovered suggesting the participation of unrelaxed singlet states in the overall process. To go further discussing the spectroscopic relevancy of IS and to rationalize the expected involvement of the T(2)(pi,pi*) state, we also investigate 4-methoxybenzophenone. For this neighboring molecule, triplet energy level is tunable through solvent polarity and a clear correlation is established between the intermediate resolved by multivariate data analysis and the presence of a T(2)(pi,pi*) above the T(1)(n,pi*) triplet. It is therefore proposed that the benzophenone intermediate species is a T(1)(n,pi*) high vibrational level in interaction with T(2)(pi,pi*) state.     

Water effect on the excited-state decay paths of singlet excited cytosine

Two low-energy deactivation paths for singlet excited cytosine, one through a S₁/S₀ conical intersection of the ethylene type, and one through a conical intersection that involves the (n_N, π^*) state, are calculated in the presence of water. Water is included explicitly for several cytosine monohydrates, and as a bulk solvent, and the calculations are carried out at the complete active space self-consistent field (CASSCF) and complete active space second order perturbation (CASPT2) levels of theory. The effect of water on the lowest-energy path through the ethylenic conical intersection is a lowering of the energy barrier. This is explained by stabilization of the excited state, which has zwitterionic character in the vicinity of the conical intersection due to its similarity with the conical intersection of ethylene. In contrast to this, the path that involves the (n_N, π^*) state is destabilized by hydrogen bonding, although the bulk solvent effect reduces the destabilization. Overall, this path should remain energetically accessible.     

Potential energy surface crossings and the mechanistic spectrum for intramolecular electron transfer in organic radical cations.

The structure of the potential energy surface for the intramolecular electron transfer (IET) of four different model radical cations has been determined by using reaction path mapping and conical intersection optimization at the ab initio CASSCF level of theory. We show that, remarkably, the calculated paths reside in regions of the ground-state energy surface whose structure can be understood in terms of the position and properties of a surface crossing between the ground and the first excited state of the reactant. Thus, in the norbornadiene radical cation and in an analogue compound formed by two cyclopentene units linked by a norbornyl bridge, IET proceeds along direct-overlap and super-exchange concerted paths, respectively, that are located far from a sloped conical intersection point and in a region where the excited-state and ground-state surfaces are well separated. A second potential energy surface structure has been documented for 1,2-diamino ethane radical cation and features two parallel concerted (direct) and stepwise (chemical) paths. In this case a peaked conical intersection is located between the two paths. Finally, a third type of energy surface is documented for the bismethyleneadamantane radical cation and occurs when there is, effectively, a seam of intersection points (not a conical intersection) which separates the reactant and product regions. Since the reaction path cannot avoid the intersection, IET can only occur nonadiabatically. These IET paths indicate that quite different IET mechanisms may operate in radical cations, revealing an unexpectedly enriched and flexible mechanistic spectrum. We show that the origin of each path can be analyzed and understood in terms of the one-dimensional Marcus-Hush model.     

Cyclooctatetraene computational photo- and thermal chemistry: a reactivity model for conjugated hydrocarbons

We use ab initio CASSCF and CASPT2 computations to construct the composite multistate relaxation path relevant to cycloocta-1,3,5,7-tetraene singlet photochemistry. The results show that an efficient population of the dark excited state (S(1)) takes place after ultrafast decay from the spectroscopic excited state (S(2)). A planar D(8)(h)-symmetric minimum represents the collecting point on S(1). Nonadiabatic transitions to S(0) appear to be controlled by two different tetraradical-type conical intersections, which are directly accessible from the S(1) minimum following specific excited-state reaction paths. The higher-energy conical intersection belongs to the same type of intersections previously documented in linear and cyclic conjugated hydrocarbons and features a triangular -(CH)(3)- kink. This point mediates both cis --> trans photoisomerization and cyclopropanation reactions. The lowest energy conical intersection has a boat-shaped structure. This intersection accounts for production of semibullvalene or for double-bond shifting. The mapping of both photochemical and thermal reaction paths (including also Cope rearrangements, valence isomerizations, ring inversions, and double-bond shifting) has allowed us to draw a comprehensive reactivity scheme for cyclooctatetraene, which rationalizes the experimental observations and documents the complex network of photochemical and thermal reaction path interconnections. The factors controlling the selection and accessibility of a number of conjugated hydrocarbon prototype conical intersections and ground-state relaxation channels are discussed.     

Efficient photochemical merocyanine-to-spiropyran ring closure mechanism through an extended conical intersection seam. A model CASSCF/CASPT2 study

A mechanism of the thermal and photochemical bleaching of merocyanine to spiropyran is proposed on the basis of CASSCF/CASPT2 calculations on the 6-(2-propenyliden)cyclohexadienone model system. Our results suggest that this photochemical transformation takes place in two steps. First, the initially pumped 1(pi-pi) S2 undergoes radiationless decay to 1(n-pi) S1 via an extended S2/S1 conical intersection seam that runs approximately parallel to the trans-to-cis isomerization coordinate, a few kilocalories per mole higher in energy. Thus, S2 --> S1 internal conversion is possible at all values of the S2 trans-to-cis reaction coordinate. Second, on the S1 potential energy surface, there is a barrierless ring closure reaction path from the S1 cis minimum that leads to a peaked S1/S0 conical intersection where the deactivation to the ground state takes place. The inertia of the moving nuclei then drives the system toward the ground-state minimum of the 2H-chromene product. Thus, the extended seam topology of the S2/S1 conical intersection and the coordinate of the branching space of the S1/S0 conical intersection are essential to explain the efficiency and high speed of this reaction.     

Theoretical study of photodissociation dynamics on the lowest-lying Rydberg state of ketene

In the present study, an attempt is made to reveal the main mechanism of photodissociation on the lowest-lying Rydberg state (1)B(1) of ketene, referred to as the second singlet excited state S(2), by means of the complete active space self-consistent field and the second-order multiconfigurational perturbation theory methods. The located S(2)S(1)T(1) three-surface intersection plays an important role in the dissociation process. It is shown that the intersection permits an efficient internal conversion from S(2) to S(1) state, but prohibits the intersystem crossing from S(2) to T(1) state because of the small spin-orbital coupling value of 0.136 cm(-1). The main photodissociation process could be described as follows: after one photon absorption to the S(2) state, ketene preferentially relaxes to the minimum S(2)C(2v), and undergoes a transition state S(2)TS with small potential barrier along the C(s)-I (out-of-plane bent) symmetry, and passes through the S(2)S(1)T(1) intersection to reach S(1) surface, then arrives at the transition state S(1)TS along the minimum energy path. As is well known, S(1)-->S(0) internal conversion around the Franck-Condon region is expected to be very efficient, and eventually the hot S(0) molecule has accumulated enough energy to yield the CH(2) (a (1)A(1)) and CO (X (1)Sigma(+)) products.     

苯甲醛肟偶极互变反应的理论研究

研究了苯甲醛肟Z构型和E构型两种异构体与相应偶极体的3条互变反应途径:(1)单分子内质子转移反应,质子由肟羟基转移至邻位的氮上,过渡态为三角形结构,反应能垒较高;(2)二聚体内的质子互换反应,质子分别从一个肟羟基转移到另一个肟的氮上,过渡态为六元环结构,能垒较低,理论反应速度较大,但平衡常数较小;(3)肟羟基与甲醇的质子互换反应,过渡态具有五元环结构,能垒和反应速度介于上述两者之间.结果表明,在3条反应途径上,Z构型和E构型均有类似的过渡态,Z构型有利于偶极体存在.在室温下主要通过二聚体内质子交换进行互变反应,实际体系中由于偶极体不断被消耗,反应可以持续进行.     

Intramolecular charge transfer in 4-aminobenzonitriles does not necessarily need the twist

In electron donor/acceptor species such as 4-(dimethylamino)benzonitrile (DMABN), the excitation to the S(2) state is followed by internal conversion to the locally excited (LE) state. Dual fluorescence then becomes possible from both the LE and the twisted intramolecular charge-transfer (TICT) states. A detailed mechanism for the ICT of DMABN and 4-aminobenzonitrile (ABN) is presented in this work. The two emitting S(1) species are adiabatically linked along the amino torsion reaction coordinate. However, the S(2)/S(1) CT-LE radiationless decay occurs via an extended conical intersection "seam" that runs almost parallel to this torsional coordinate. At the lowest energy point on this conical intersection seam, the amino group is untwisted; however, the seam is accessible for a large range of torsional angles. Thus, the S(1) LE-TICT equilibration and dual fluorescence will be controlled by (a) the S(1) torsional reaction path and (b) the position along the amino group twist coordinate where the S(2)/S(1) CT-LE radiationless decay occurs. For DMABN, population of LE and TICT can occur because the two species have similar stabilities. However, in ABN, the equilibrium lies in favor of LE, as a TICT state was found at much higher energy with a low reaction barrier toward LE. This explains why dual fluorescence cannot be observed in ABN. The S(1)-->S(0) deactivation channel accessible from the LE state was also studied.     

Molecular mechanisms of the photostability of indigo

The photophysics of indigo as well as of bispyrroleindigo, the basic chromophore of indigo, has been investigated with ab initio electronic-structure calculations. Vertical electronic excitation energies and excited-state potential-energy profiles have been calculated with the CASSCF, CASPT2 and CC2 methods. The calculations reveal that indigo and bispyrroleindigo undergo intramolecular single-proton transfer between adjacent N-H and C=O groups in the (1)ππ* excited state. The nearly barrierless proton transfer provides the pathway for a very efficient deactivation of the (1)ππ* state via a conical intersection with the ground state. While a low-lying S(1)-S(0) conical intersection exists also after double-proton transfer, the latter reaction path exhibits a much higher barrier. The reaction path for trans→cis photoisomerization via the twisting of the central C=C bond has been investigated for bispyrroleindigo. It has been found that the twisting of the central C=C bond is unlikely to play a role in the photochemistry of indigo, because of a large potential-energy barrier and a rather high energy of the S(1)-S(0) conical intersection of the twisted structure. These findings indicate that the exceptional photostability of indigo is the result of rapid internal conversion via intramolecular single-proton transfer, combined with the absence of a low-barrier reaction path for the generation of the cis isomer via trans→cis photoisomerization.     

Theoretical study of the isomerization mechanism of azobenzene and disubstituted azobenzene derivatives

A series of azobenzenes was studied using ab initio methods to determine the substituent effects on the isomerization pathways. Energy barriers were determined from three-dimensional potential energy surfaces of the ground and electronically excited states. In the ground state (S(0)), the inversion pathway was found to be preferred. Our results show that electron donating substituents increase the isomerization barrier along the inversion pathway, whereas electron withdrawing substituents decrease it. The inversion pathway of the first excited state (S(1)) showed trans --> cis barriers with no curve crossing between S(0) and S(1). In contrast, a conical intersection was found between the ground and first excited states along the rotation pathway for each of the azobenzenes studied. No barriers were found in this pathway, and we therefore postulate that after n --> pi (S(1) <-- S(0)) excitation, the rotation mechanism dominates. Upon pi --> pi (S(2) <-- S(0)) excitation, there may be sufficient energy to open an additional pathway (concerted-inversion) as proposed by Diau. Our potential energy surface explains the experimentally observed difference in trans-to-cis quantum yields between S(1) and S(2) excitations. The concerted inversion channel is not available to the remaining azobenzenes, and so they must employ the rotation pathway for both n --> pi and pi --> pi excitations.     

Photochemical E (trans)-->Z (cis) isomerization in substituted 1-naphthylacrylates.

Substituted naphthylacrylates, 1-3, not showing rotamerism have been synthesized with a view to study photochemical E (trans)-->Z (cis) isomerization. Photostationary state composition of the isomers upon direct excitation, triplet sensitized isomerization, quantum yield of isomerization, and steady state and time-resolved fluorescence behavior have been studied for these naphthylacrylates. The direct excitations of the compounds yield high Z (approximately 80%) isomer composition, whereas the triplet sensitization results in less Z (approximately 20%) isomer composition. This indicates that the singlet pathway is very efficient in converting the E isomer to the Z isomer. The naphthylacrylates 1 and 2 exhibit structured fluorescence at room temperature in hexane and upon changing the solvent to CH3CN; the structure of the fluorescence is lost, indicating that the singlet excited-state develops a polar character in a polar environment. The polar nature of the singlet excited state becomes more clear in the case of 3 from its fluorescence solvatochromism. The naphthylacrylates did not exhibit excitation wavelength-dependent fluorescence at room temperature suggesting that the ground state conformers (rotamers) are not involved. Fluorescence lifetimes measured for these compounds displayed biexponential behavior, which is explained using a two-state model.