Excited-state proton transfer behavior of 7-hydroxy-4-methylcoumarin in AOT reverse micelles

The excited-state proton transfer and phototautomerization of 7-hydroxy-4-methylcoumarin (7H4MC) dye has been studied in the confined water pools of AOT reverse micelles using steady-state and time-resolved fluorescence measurements. In the "dry" reverse micelles ([water]/[AOT], w(0) = 0), only the neutral form of the dye is present both in the ground and the excited states. At higher w(0) values, three prototropic forms, namely, neutral, anionic, and tautomeric, can be identified in the excited state, although only the neutral form of the dye is present in the ground state. From steady-state fluorescence results and time-resolved area-normalized emission spectra (TRANES), it is indicated that the anionic and tautomeric forms of the dye are the excited-state reaction products and that they arise apparently independently from the excited neutral form of the dye. In bulk water, however, there is no evidence of the tautomeric species and only the anionic form is observed in the excited state. The fluorescence quenching results of the three forms of 7H4MC by the different quenchers, potassium iodide, aniline, and N, N-dimethylaniline, suggest that the distribution of 7H4MC molecules in the reverse micelles is not diverse but that the different prototropic forms arise from the same population of the excited dye in the interfacial region.     

Excited-state proton transfer in 2-(2'-hydroxyphenyl)benzothiazole: formation of the anion in polar solvents

Excited-state proton transfer in 2-(2'-hydroxyphenyl)benzothiazole (HBT) dissolved in pyridine is investigated. New absorptions and fluorescence bands are detected after addition of water or NaOH to the solution. The spectra are identical to the HBT anion absorption and fluorescence. Picosecond spectroscopy is used to determine the kinetics of electronically excited states. The excited-state lifetime of the anion is 3.5 ns. The tautomeric fluorescence of HBT after proton transfer builds up within 4 ps after excitation and decays with a time constant of 20 ps.     

12-hydroxy-1-azaperylene-limiting case of the ESIPT system: enol-keto tautomerization in S0 and S1 states

Absorption, fluorescence, and fluorescence excitation spectra of 12-hydroxy-1-azaperylene (HAP) and 1-azaperylene were studied in n-alkane matrices at 5 K. Two stable tautomers of HAP, each of them in n-nonane embedded in two sites, were identified and attributed to the enol and keto forms. Theoretical calculations of the energy and vibrational structure of the spectra suggest that tautomer A, with the (0, 0) transition energy at 18,980 ± 10 cm(-1) (and 19,060 ± 10 cm(-1) in the high energy site), should be identified as the keto form, whereas tautomer B, with the (0, 0) energy at 19,200 ± 20 cm(-1) (19,290 ± 20 cm(-1)), as the enol form. Observation of absorption and fluorescence of both tautomeric forms and lack of large Stokes shift of fluorescence of the keto form classify HAP as the limiting case of the excited-state intramolecular proton transfer system.     

Modulation of Excited‐State Proton Transfer of 2‐(2′‐Hydroxyphenyl)benzimidazole in a Macrocyclic Cucurbit[7]uril Host Cavity: Dual Emission Behavior and pKa Shift

The effect of the macrocyclic host, cucurbit[7]uril (CB7), on the photophysical properties of the 2‐(2′‐hydroxyphenyl)benzimidazole (HPBI) dye have been investigated in aqueous solution by using ground‐state absorption and steady‐state and time‐resolved fluorescence measurements. All three prototropic forms of the dye (cationic, neutral, and anionic) form inclusion complexes with CB7, with the largest binding constant found for the cationic form (K≈2.4×10⁶ M ^?1). At pH≈4, the appearance of a blue emission band upon excitation of the HPBI cation in the presence of CB7 indicates that encapsulation into the CB7 cavity retards the deprotonation process of the excited cation, and hence reduces its subsequent conversion to the keto form. Excitation of the neutral form (pH≈8.5), however, leads to an increase in the keto form fluorescence, indicating an enhanced excited‐state intramolecular proton‐transfer process for the encapsulated dye. In both the ground and excited states, the two pK_a values of the HPBI dye show upward shifts in the presence of CB7. The prototropic equilibrium of the CB7‐complexed dye is represented by a six‐state model, and the pH‐dependent changes in the binding constants have been analyzed accordingly. It has been observed that the calculated pK_a values using this six‐state model match well with the values obtained experimentally. The changes in the pK_a values in the presence of CB7 have been corroborated with the modulation of the proton‐transfer process of the dye within the host cavity.     

Excited-state Intramolecular Proton–transfer-induced Charge Transfer of Polyquinoline

The excited-state intramolecular proton–transfer-induced charge transfer of semirigid polyquinoline (PQH) is explored in 1,1,2,2-tetrachloroethane (TCE) and N-methyl-2-pyrrolidinone (MP) using picosecond time-resolved fluorescence spectroscopy. Reaction mechanisms are found to depend on the rotational conformations of PQH at the moment of excitation; whereas the trans-enolic form does not undergo intramolecular proton transfer within its excited-state lifetime, the cis-enolic form does within 15 ps to form a tautomeric zwitterion species. While the subsequent intramolecular charge transfer of the zwitterionic species to yield a tautomeric keto species takes place on time scales of 25 ps in TCE (ε = 8.50) and 62 ps in MP (ε = 32.55), its reverse reaction is also followed on time scales of 28 ps in TCE and 20 ps in MP. The lack of a kinetic isotope effect in both forward and reverse charge-transfer reactions support our proposed mechanisms.     

Excited-state intramolecular charge transfer in 9-aminoacridine derivative

A new fluorochromic dye was obtained from the reaction of 9-aminoacridine with ethyl-2-cyano-3-ethoxyacrylate. It displays complex fluorescence that is ascribed to normal emission from the acridine chromophore in addition to excited-state intramolecular charge transfer (ESICT) formed upon light excitation. The analysis of the fluorescence decays in different solvents reveals two short-lived components in the range of 80-450 ps and 0.7-3.2 ns, ascribed to the formation and decay of the intramolecular charge transfer (ICT) state, in addition to a third component of about 9.0 ns, which is related to the normal emission from the acridine singlet excited state, probably in an enol-imine tautomeric form. The ICT emission is readily quenched by water addition to polar solvents, and this effect is ascribed to changes in the keto-amine/enol-imine equilibrium of this fluorochromic dye.     

基于异噁唑酮类份菁染料的激发态分子内质子转移的研究

运用量子化学理论计算方法研究了3-甲基-4-(1H-吲哚-3-次甲基)-异噁唑-5-酮(A)及其衍生物份菁染料的激发态分子内质子转移性质.研究表明:在基态3种染料AH(R=H),AO(R=—O(H3))和AP(R=—O(H2Ph))只存在酮式构型,在激发态AH与AP存在酮式和烯醇式2种构型,而AO存在酮式、烯醇式和仲胺式3种构型.红外光谱表明化合物从基态跃迁到激发态存在分子内的氢键增强作用,势能曲线显示激发态的质子转移为放热反应且能垒较低,通过分析电子光谱得到具有较大斯托克位移的激发态分子内质子转移的荧光发射峰,前线分子轨道理论计算进一步说明了其质子转移的发生过程.     

2-hydroxypyridine <--> 2-pyridone tautomerization: catalytic influence of formic acid

A 1:1 hydrogen-bonded complex between 2-pyridone and formic acid has been characterized using laser-induced-fluorescence excitation and dispersed fluorescence spectroscopy in a supersonic jet expansion. Under the same expansion condition, the fluorescence signal of the tautomeric form of the complex (2-hydroxypyridine...formic acid) is absent, although both the bare tautomeric molecules exhibit well-resolved laser-induced-fluorescence spectra. Quantum chemistry calculation at the DFT/B3LYP/6-311++G** level predicts that in the ground electronic state the activation barrier for tautomerization from hydroxy to keto form in bare molecules is very large (approximately 34 kcal/mol). However, the process turns out to be nearly barrierless when assisted by formic acid, and double proton transfer occurs via a concerted mechanism.     

Density functional theory study of tautomerization of 2‐aminothiazole in the gas phase and in solution

The amino/imino tautomeric equilibrium in the isolated, mono‐, di‐, and trihydrate forms and dimer of 2‐aminothiazole, and the effects of hydration or self‐assistance on the transition state structures corresponding to proton transfer from the amino to imino form, have been investigated by the B3LYP method in conjunction with 6‐31+G(d,p) and 6‐311+G(3df,2p) basis sets in the gas phase and in solution. The amino form has been found to be the predominant tautomer. The tautomeric barrier heights for water‐ and self‐assisted tautomerization reactions are significantly lower than that from the amino to imino form by the intramolecular proton transfer, showing the catalytic effect of water molecule(s) and the important role of 2‐aminothiazole itself for intermolecular proton transfer. Comparison between the tautomeric barriers demonstrates that the self‐association tautomerization through the dimerization is the most favorable pathway. Bulk solvent effects have been taken into account using the polarizable continuum model (PCM) of water and CCl₄. The polar medium is favorable for the population of the imino form. The amino/imino equilibrium is also analyzed using the aromaticity index nucleus‐independent chemical shift (NICS); the NICS values for the amino form (about ?10 ppm) are more negative than the imino species (about ?8 ppm), showing that the amino form is more stable. The time‐dependent density functional theory (TDDFT) calculations of electronic absorption spectra suggest that the λ_max of dimer is 255 nm. The oscillator strength of the imino forms is less than the amino form, and increases with the polarity of the solvents. All calculations for the tautomerization of 2‐aminothiazole are in reasonable line with the available experiments. © 2006 Wiley Periodicals, Inc. Int J Quantum Chem, 2007     

Excited-state double proton transfer of 7-azaindole dimers in a low-temperature organic glass

The excited-state double proton transfer of model DNA base pairs, 7-azaindole (7AI) dimers, is explored in a low-temperature organic glass of n-dodecane using picosecond time-resolved fluorescence spectroscopy. Reaction mechanisms are found to depend on the conformations of 7AI dimers at the moment of excitation; whereas planar conformers tautomerize rapidly (<10 ps), twisted conformers undergo double proton transfer to form tautomeric dimers on the time scale of 250 ps at 8 K. The proton transfer is found to consist of two orthogonal steps: precursor-configurational optimization and intrinsic proton transfer via tunneling. The rate is almost isotope independent at cryogenic temperatures because configurational optimization is the rate-determining step of the overall proton transfer. This optimization is assisted by lattice vibrations below 150 K or by librational motions above 150 K.     

Two competitive routes in the lactim-lactam phototautomerization of a hydroxypyridine derivative cation in water: dissociative mechanism versus water-assisted proton transfer

Ground-state tautomerism and excited-state proton-transfer processes of 2-(6'-hydroxy-2'-pyridyl)benzimidazolium in H2O and D2O have been studied by means of UV-vis absorption and fluorescence spectroscopy in both steady-state and time-resolved modes. In the ground state, this compound shows a tautomeric equilibrium between the lactim cation, protonated at the benzimidazole N3, and its lactam tautomer, obtained by proton translocation from the hydroxyl group to the pyridine nitrogen. Direct excitation of the lactam tautomer leads to its own fluorescence emission, while as a result of the increase of acidity of the OH group and basicity at the pyridine N upon excitation, the lactim species undergoes a proton translocation from the hydroxyl group to the nitrogen, favoring the lactam structure in the excited state. No fluorescence emission from the initially excited lactim species was detected due to the ultrafast rate of the excited-state proton-transfer processes. The lactim-lactam phototaumerization process takes place via two competitive excited-state proton-transfer routes: a one-step water-assisted proton translocation (probably a double proton transfer) and a two-step pathway which involves first the dissociation of the lactim cation to form an emissive intermediate zwitterionic species and then the acid-catalyzed protonation at the pyridine nitrogen to give rise to the lactam tautomer.     

Excited state properties of 7-hydroxy-4-methylcoumarin in the gas phase and in solution. A theoretical study

TDDFT/B3LYP and RI-CC2 calculations with different basis sets have been performed for vertical and adiabatic excitations and emission properties of the lowest singlet states for the neutral (enol and keto), protonated and deprotonated forms of 7-hydroxy-4-methylcoumarin (7H4MC) in the gas phase and in solution. The effect of 7H4MC-solvent (water) interactions on the lowest excited and fluorescence states were computed using the Polarizable Continuum Method (PCM), 7H4MC-water clusters and a combination of both approaches. The calculations revealed that in aqueous solution the pi pi* energy is the lowest one for excitation and fluorescence transitions of all forms of 7H4MC studied. The calculated excitation and fluorescence energies in aqueous solution are in good agreement with experiment. It was found that, depending on the polarity of the medium, the solvent shifts vary, leading to a change in the character of the lowest excitation and fluorescence transition. The dipole-moment and electron-density changes of the excited states relative to the ground state correlate with the solvation effect on the singlet excited states and on transition energies, respectively. The calculations show that, in contrast to the ground state, the keto form has a lower energy in the pi pi* state as compared to enol, demonstrating from this point of view the energetic possibility of proton transfer from the enol to the keto form in the excited state.     

Influences of Acid on Molecular Forms of Fluorescein and Photoinduced Electron Transfer in Fluorescein‐Dispersing Sol–Gel Titania Films

Fluorescein‐dispersing titania gel films were prepared by the acid‐catalyzed sol–gel reaction using a titanium alkoxide solution containing fluorescein. The molecular forms of fluorescein in the films, depending on its acid–base equilibria, and the complex formation and photoinduced electron transfer process between the dye and titania surface were investigated by fluorescence and photoelectric measurements. The titanium species were coordinated to the carboxylate and phenolate‐like groups of the fluorescein species. The quantum efficiencies of the fluorescence quenching and photoelectric conversion were higher upon excitation of the dianion species interacting with the titania, i.e. the dye–titania complex. This result indicated that the dianion form was the most favorable for formation of the dye–titania complex exhibiting the highest electron transfer efficiency. Using nitric acid as the catalyst, the titania surface bonded to the fluorescein instead of the adsorbed nitrate ion during the steam treatment. The dye–titania complex formation played an important role in the electron injection from the dye to the titania conduction band.     

Excited-state double proton transfer dynamics of model DNA base pairs: 7-hydroxyquinoline dimers

The excited-state double proton transfer of model DNA base pairs, 7-hydroxyquinoline dimers, in benzene has been investigated using picosecond time-resolved fluorescence spectroscopy. Upon excitation, whereas singly hydrogen-bonded noncyclic dimers do not go through tautomerization within the relaxation time of 1400 ps, doubly hydrogen-bonded cyclic dimers undergo excited-state double proton transfer on the time scale of 25 ps to form tautomeric dimers, which subsequently undergo a conformational change in 180 ps to produce singly hydrogen-bonded tautomers. The rate constant of the double proton transfer reaction is temperature-independent, showing a large kinetic isotope effect of 5.2, suggesting that the rate is governed mostly by tunneling.     

NEW FEATURES IN THE PHOTOPHYSICS and PHOTOCHEMISTRY OF 2-(2''-HYDROXY-PHENYL)BENZOTHIAZOLES INTRODUCED BY AMINE SUBSTITUTION

The photophysics and photochemistry of the 4'-diethylamino derivative of both 2-phenyl-benzothiazole and 2-(2'-hydroxyphenyl)benzothiazole have been studied by nanosecond and microsecond laser flash photolysis and picosecond emission spectroscopy. For the non-hydroxy substituted molecule, the singlet excited state was shown to relax primarily via fluorescence emission, and a very weak triplet transient was observed after laser flash excitation. The 2-(2'-hydroxy-4'-diethylaminophenyl)benzothiazole (AHBT) was shown to undergo excited state intramolecular proton transfer (ESIPT) in the picosecond timescale (k greater than 3 x 10(10) s-1) to form a colored zwitter-ion/keto form in solution at room temperature while the ground state back proton transfer was slower by a factor of approximately 10(5). However, in marked contrast with other derivatives of 2-(2'-hydroxyphenyl)benzothiazole and related molecules, the ESIPT was not the only deactivation process of the lowest singlet excited state of the enol form. Under steady-state excitation at room temperature (and low temperature), the fluorescence emission of the enol form was observed. The T-T absorption of the enol form was also observed and furthermore, the ESIPT was shown to have an activation energy which was estimated to be approximately 4 kJ. None of the foregoing, fluorescence and T-T absorption of the enol nor activation energy for proton transfer have been observed for the parent or derivatives of 2-(2'-hydroxyphenyl)benzothiazoles. The striking new features for the ESIPT photochemistry and photophysics for the 4'-diethylamino derivative of 2-(2'-hydroxyphenyl)benzothiazole are discussed and MO calculations are used to aid in the interpretation of some of the experimental results.     

The invalidity of intermolecular proton transfer triggered twisted intramolecular charge transfer in excited state for 2-(4′-diethylamino-2′-hydroxyphenyl)-1H-imidazo-[4,5-b]pyridine

The excited-state dynamics of the excited-state proton transfer and intramolecular twisted charge transfer (TICT) reactions of a molecular photoswitch 2-(4′-diethylamino-2′-hydroxyphenyl)-1H-imidazo-[4,5-b]pyridine (DHP) in aprotic and alcoholic solvents have been theoretically investigated by using time-dependent density functional theory. The excited-state intramolecular proton transfer (ESIPT) reaction of DHP proceeding upon excitation in all the solvents has been confirmed, and the dual emission has been assigned to the enol and keto forms of DHP. However, for methanol and ethanol solvents within strong hydrogen-bonded capacity, the intermolecular hydrogen bonds between DHP and methanol/ethanol would promote an excited-state double proton transfer (ESDPT) along the hydrogen-bonded bridge. Importantly, the previous proposed ESDPT-triggered TICT mechanism of DHP in methanol and ethanol was not supported by our calculations. The twist motion would increase the total energy of the system for both the products of ESIPT and ESDPT. According to the calculations of the transition states, the ESDPT reaction occurs much easier in keto form generated by ESIPT. Therefore, a sequential ESIPT and ESDPT mechanism of DHP in methanol and ethanol has been reasonably proposed.     

Dual fluorescence of ellipticine: excited state proton transfer from solvent versus solvent mediated intramolecular proton transfer

Photophysical properties of a natural plant alkaloid, ellipticine (5,11-dimethyl-6H-pyrido[4,3-b]carbazole), which comprises both proton donating and accepting sites, have been studied in different solvents using steady state and time-resolved fluorescence techniques primarily to understand the origin of dual fluorescence that this molecule exhibits in some specific alcoholic solvents. Ground and excited state calculations based on density functional theory have also been carried out to help interpretation of the experimental data. It is shown that the long-wavelength emission of the molecule is dependent on the hydrogen bond donating ability of the solvent, and in methanol, this emission band arises solely from an excited state reaction. However, in ethylene glycol, both ground and excited state reactions contribute to the long wavelength emission. The time-resolved fluorescence data of the system in methanol and ethylene glycol indicates the presence of two different hydrogen bonded species of ellipticine of which only one participates in the excited state reaction. The rate constant of the excited state reaction in these solvents is estimated to be around 4.2-8.0 × 10(8) s(-1). It appears that the present results are better understood in terms of solvent-mediated excited state intramolecular proton transfer reaction from the pyrrole nitrogen to the pyridine nitrogen leading to the formation of the tautomeric form of the molecule rather than excited state proton transfer from the solvents leading to the formation of the protonated form of ellipticine.     

Unusual Solvatofluorochromism of the Asymmetrically Substituted Aromatic Acetylene Derivative CNAacDMA**

The photophysical properties of the newly synthesized unsymmetrically substituted aromatic acetylene derivative 9-(2-(4-(N,N-dimethylamino)phenyl)ethynyl)anthracene-10-carbonitrile (CNAacDMA) were investigated with the steady-state and time-resolved fluorometry. In saturated hydrocarbon solvents, only fluorescence from a locally-excited state (LE) is recorded. In more polar solvents however, excitation of this dye leads to a charge transfer state (CT). In moderate polar solvents (ϵ=4–8) dual emission is observed as a result of competition between structural change and intramolecular charge transfer in the excited state. In polar solvents only one emission band, at shorter wavelength than CT emission, is observed, indicating a bidirectional solvatofluorochromism.     

LUMINESCENCE STUDIES ON FORMYCIN, ITS AGLYCONE, AND THEIR N-METHYL DERIVATIVES: TAUTOMERISM, SITES OF PROTONATION AND PHOTOTAUTOMERISM

Abstract— A detailed study has been made of the luminescence spectra of 3-β-d -ribofuranosyl-7-amino-pyrazolo(4,3-d)pyrimidine (formycin A), 3-propyl-7-aminopyrazolo(4,3-d)pyrimidine (7APP), and their various N-methyl derivatives, at room temperature and in methanol-water glasses at 77 K. Comparisons of the foregoing, together with the observed dependence of the emission spectra of formycin and 7APP on excitation wavelength, demonstrated that these consist of two tautomeric species, N(1)H and N(2)H, both of which emit at 300 and 77 K. The two tautomers may be distinguished by the location of the emission maxima, especially for phosphorescence, and quantum yields for emission. Comparisons of the emission spectra of the protonated forms of 7APP and its N-methyl derivatives showed that the fluorescence of the cations of 7APP and its N,- and N₂-methyl derivatives originates from the forms protonated on N(4). By contrast, the forms protonated on N(6) contribute appreciably to the phosphorescence at 77 K. On the basis of the emission spectra at 77 K, it is concluded that the major tautomeric form of the formycin cation is N(1)H,N(4)H₊, but there is also some contribution by the form N(2)H,N(4)H₊. In acid medium at room temperature, there is photodissociation of a proton from the pyrazole ring of the formycin cation. This leads to formation in the state S! of the tautomeric species N(4)H, which does not exist in the ground state. This conclusion, similar to that previously reported for the analogous isomeric 4-aminopyrazolo(3,4-d)pyrimidines, is derived from a comparison of the fluorescence spectra of the cations of formycin and N₄-methylformycin, which exhibit two bands at 375 and 440 nm, the latter corresponding to the emission of the neutral form of N,i-methylformycin. The proposed mechanism of phototautomerization is supported by a study of solvent and salt effects.     

Intramolecular Proton Transfer in 2‐(2′‐hydroxyphenyl)oxazolo[4,5‐b]pyridine: Evidence for Tautomer in the Ground State

The intramolecular proton transfer in a newly synthesized molecule, 2‐(2′‐hydroxyphenyl)oxazolo[4,5‐b]pyridine (HPOP) is studied using UV‐visible absorption, fluorescence emission, fluorescence excitation and time‐resolved fluorescence spectroscopy. In the ground state, the molecule exists as cis‐ and trans‐enol in all the solvents. However, in dioxane, alcohols, acetonitrile, dimethylformamide and dimethylsulfoxide the keto tautomer is also observed in the ground state. Dual fluorescence is observed in HPOP where the large Stoke shifted emission is due to emission from the excited‐state intramolecular proton transfer product, whereas the other emission is the normal emission from enol form. The fluorescence (both normal and tautomer emission) of HPOP is less than those of corresponding benzoxazole and imidazopyridine derivatives. This reveals that the nonradiative decay becomes more efficient upon substitution of electronegative atom on the charge acceptor group. The pH studies substantiate the conclusion that (unlike in its imidazole analog) the third ground state species is the keto tautomer and not the monoanion. The effect of temperature on cis‐enol‐trans‐enol‐keto equilibrium and the nonradiative deactivation from the excited state are also investigated.