Representability of Hom implies flatness

LetX be a projective scheme over a noetherian base schemeS, and letF be a coherent sheaf onX. For any coherent sheaf ε onX, consider the set-valued contravariant functor Hom(ε,F)S-schemes, defined by Hom(ε,F) (T)= Hom(ε _T ,F _T) where ε _T andF _T are the pull-backs of ε andF toX _T =X x _S T. A basic result of Grothendieck ([EGA], III 7.7.8, 7.7.9) says that ifF is flat over S then Kom_ε,F) is representable for all ε. We prove the converse of the above, in fact, we show that ifL is a relatively ample line bundle onX over S such that the functor Hom(L ^-n ,F) is representable for infinitely many positive integersn, thenF is flat overS. As a corollary, takingX =S, it follows that ifF is a coherent sheaf on S then the functorT ↦H°(T, F _t) on the category ofS-schemes is representable if and only ifF is locally free onS. This answers a question posed by Angelo Vistoli. The techniques we use involve the proof of flattening stratification, together with the methods used in proving the author’s earlier result (see [N1]) that the automorphism group functor of a coherent sheaf onS is representable if and only if the sheaf is locally free.     

Semidefinite representation of convex sets

Let be a semialgebraic set defined by multivariate polynomials g _i (x). Assume S is convex, compact and has nonempty interior. Let , and ∂ S (resp. ∂ S _i ) be the boundary of S (resp. S _i ). This paper, as does the subject of semidefinite programming (SDP), concerns linear matrix inequalities (LMIs). The set S is said to have an LMI representation if it equals the set of solutions to some LMI and it is known that some convex S may not be LMI representable (Helton and Vinnikov in Commun Pure Appl Math 60(5):654–674, 2007). A question arising from Nesterov and Nemirovski (SIAM studies in applied mathematics. Society for Industrial and Applied Mathematics (SIAM), Philadelphia, 1994), see Helton and Vinnikov in Commun Pure Appl Math 60(5):654–674, 2007 and Nemirovski in Plenary lecture, International Congress of Mathematicians (ICM), Madrid, Spain, 2006, is: given a subset S of , does there exist an LMI representable set Ŝ in some higher dimensional space whose projection down onto equals S. Such S is called semidefinite representable or SDP representable. This paper addresses the SDP representability problem. The following are the main contributions of this paper: (i) assume g _i (x) are all concave on S. If the positive definite Lagrange Hessian condition holds, i.e., the Hessian of the Lagrange function for optimization problem of minimizing any nonzero linear function ℓ ^T x on S is positive definite at the minimizer, then S is SDP representable. (ii) If each g _i (x) is either sos-concave ( − ∇² g _i (x) = W(x) ^T W(x) for some possibly nonsquare matrix polynomial W(x)) or strictly quasi-concave on S, then S is SDP representable. (iii) If each S _i is either sos-convex or poscurv-convex (S _i is compact convex, whose boundary has positive curvature and is nonsingular, i.e., ∇g _i (x) ≠ 0 on ∂ S _i ∩ S), then S is SDP representable. This also holds for S _i for which ∂ S _i ∩ S extends smoothly to the boundary of a poscurv-convex set containing S. (iv) We give the complexity of Schmüdgen and Putinar’s matrix Positivstellensatz, which are critical to the proofs of (i)–(iii).      

Perfect Partitions of Convex Sets in the Plane

   Abstract. For a region X in the plane, we denote by area(X) the area of X and by ℓ (∂ (X)) the length of the boundary of X . Let S be a convex set in the plane, let n ≥ 2 be an integer, and let α ₁ , α ₂ , . . . ,α _n be positive real numbers such that α ₁ +α ₂ + ⋅ ⋅ ⋅ +α _n =1 and 0< α _i ≤ 1/2 for all 1 ≤ i ≤ n . Then we shall show that S can be partitioned into n disjoint convex subsets T ₁ , T ₂ , . . . ,T _n so that each T _i satisfies the following three conditions: (i) area(T _i )=α _i × area(S) ; (ii) ℓ (T _i ∩ ∂ (S))= α _i × ℓ (∂ (S)) ; and (iii) T _i ∩ ∂ (S) consists of exactly one continuous curve.     

Algebraic Osculation and Application to Factorization of Sparse Polynomials

We prove a theorem on algebraic osculation and apply our result to the computer algebra problem of polynomial factorization. We consider X a smooth completion of ℂ² and D an effective divisor with support the boundary ∂X=X∖ℂ². Our main result gives explicit conditions that are necessary and sufficient for a given Cartier divisor on the subscheme (|D|,O_D)(|D|,\mathcal{O}_{D}) to extend to X. These osculation criteria are expressed with residues. When applied to the toric setting, our result gives rise to a new algorithm for factoring sparse bivariate polynomials which takes into account the geometry of the Newton polytope.     

Perfect Partitions of Convex Sets in the Plane

Abstract. For a region X in the plane, we denote by area(X) the area of X and by ℓ (∂ (X)) the length of the boundary of X . Let S be a convex set in the plane, let n ≥ 2 be an integer, and let α ₁ , α ₂ , . . . ,α _n be positive real numbers such that α ₁ +α ₂ + ⋅ ⋅ ⋅ +α _n =1 and 0< α _i ≤ 1/2 for all 1 ≤ i ≤ n . Then we shall show that S can be partitioned into n disjoint convex subsets T ₁ , T ₂ , . . . ,T _n so that each T _i satisfies the following three conditions: (i) area(T _i )=α _i × area(S) ; (ii) ℓ (T _i ∩ ∂ (S))= α _i × ℓ (∂ (S)) ; and (iii) T _i ∩ ∂ (S) consists of exactly one continuous curve.     

Almost continuous orbit equivalence for non-singular homeomorphisms

Let X and Y be Polish spaces with non-atomic Borel measures μ and ν of full support. Suppose that T and S are ergodic non-singular homeomorphisms of (X, μ) and (Y, ν) with continuous Radon-Nikodym derivatives. Suppose that either they are both of type III ₁ or that they are both of type III _λ, 0 < λ < 1 and, in the III _λ case, suppose in addition that both ‘topological asymptotic ranges’ (defined in the article) are log λ · ℤ. Then there exist invariant dense G _δ-subsets X′ ⊂ X and Y′ ⊂ Y of full measure and a non-singular homeomorphism ϕ: X′ → Y′ which is an orbit equivalence between T| _X′ and S| _Y′, that is ϕ{T ⁱ x} = {S ⁱ ϕx} for all x ∈ X′. Moreover, the Radon-Nikodym derivative dν ∘ ϕ/dμ is continuous on X′ and, letting S′ = ϕ ⁻¹ Sϕ, we have T _x = S′ ^n(x) x and S′x = T ^m(x) x where n and m are continuous on X′.     

Coefficient Quantization in Banach Spaces

Let (e _i ) be a dictionary for a separable infinite-dimensional Banach space X. We consider the problem of approximation by linear combinations of dictionary elements with quantized coefficients drawn usually from a ‘finite alphabet’. We investigate several approximation properties of this type and connect them to the Banach space geometry of X. The existence of a total minimal system with one of these properties, namely the coefficient quantization property, is shown to be equivalent to X containing c ₀. We also show that, for every ε>0, the unit ball of every separable infinite-dimensional Banach space X contains a dictionary (x _i ) such that the additive group generated by (x _i ) is (3+ε)⁻¹-separated and 1/3-dense in X.      

On antipodal Euclidean tight (2e + 1)-designs

Neumaier and Seidel (1988) generalized the concept of spherical designs and defined Euclidean designs in ℝ ⁿ . For an integer t, a finite subset X of ℝ ⁿ given together with a weight function w is a Euclidean t-design if holds for any polynomial f(x) of deg(f)≤ t, where {S _i , 1≤ i ≤ p} is the set of all the concentric spheres centered at the origin that intersect with X, X _i = X∩ S _i , and w:X→ ℝ_{> 0}. (The case of X⊂ S ⁿ⁻¹ with w≡ 1 on X corresponds to a spherical t-design.) In this paper we study antipodal Euclidean (2e+1)-designs. We give some new examples of antipodal Euclidean tight 5-designs. We also give the classification of all antipodal Euclidean tight 3-designs, the classification of antipodal Euclidean tight 5-designs supported by 2 concentric spheres.     

On calculation of moments of ladder heights

Let X,X ₁,X ₂, … be independent identically distributed random variables, F(x) = P{X < x}, S ₀ = 0, and S _n =Σ _i=1 ⁿ X _i . We consider the random variables, ladder heights Z ₊ and Z ₋ that are respectively the first positive sum and the first negative sum in the random walk {S _n }, n = 0, 1, 2, …. We calculate the first three (four in the case EX = 0) moments of random variables Z ₊ and Z ₋ in the qualitatively different cases EX > 0, EX < 0, and EX = 0. __________ Translated from Lietuvos Matematikos Rinkinys, Vol. 46, No. 2, pp. 159–179, April–June, 2006.     

Large-deviation probability and the local dimension of sets

Let X ₁ , X ₂ , ..., X_n be n independent identically distributed real random variables and S_n = Σ _n=1 ⁿ X_i. We obtain precise asymptotics forP (S_n ∈ nA) for rather arbitrary Borel sets A₁ in terms of the density of the dominating points in A. Our result extends classical theorems in the field of large deviations for independent samples. We also obtain asymptotics forP (S_n ∈ γ_nA), with γ_n/n → ∞. Proceedings of the Seminar on Stability Problems for Stochastic Models, Vologda, Russia, 1998, Part I.     

On improved estimators of the generalized variance

Treated in this paper is the problem of estimating with squared error loss the generalized variance | Σ | from a Wishart random matrix S: p × p W_p(n, Σ) and an independent normal random matrix X: p × k N(ξ, Σ I_k) with ξ(p × k) unknown. Denote the columns of X by X₍₁₎ ,…, X_(k) and set ψ⁽⁰⁾(S, X) = {(n − p + 2)!/(n + 2)!} | S |, ψ⁽ⁱ⁾(X, X) = min[ψ⁽ⁱ⁻¹⁾(S, X), {(n − p + i + 2)!/(n + i + 2)!} | S + X₍₁₎ X′₍₁₎ + + X_(i) X′_(i) |] and Ψ⁽ⁱ⁾(S, X) = min[ψ⁽⁰⁾(S, X), {(n − p + i + 2)!/(n + i + 2)!}| S + X₍₁₎ X′₍₁₎ + + X_(i) X′_(i) |], i = 1,…,k. Our result is that the minimax, best affine equivariant estimator ψ⁽⁰⁾(S, X) is dominated by each of Ψ⁽ⁱ⁾(S, X), i = 1,…,k and for every i, ψ⁽ⁱ⁾(S, X) is better than ψ⁽ⁱ⁻¹⁾(S, X). In particular, ψ^(k)(S, X) = min[{(n − p + 2)!/(n + 2)!} | S |, {(n − p + 2)!/(n + 2)!} | S + X₍₁₎X′₍₁₎|,…,| {(n − p + k + 2)!/(n + k + 2)!} | S + X₍₁₎X′₍₁₎ + + X_(k)X′_(k)|] dominates all other ψ's. It is obtained by considering a multivariate extension of Stein's result (Ann. Inst. Statist. Math. 16, 155–160 (1964)) on the estimation of the normal variance.     

Almost 2-Homogeneous Graphs and Completely Regular Quadrangles

Many known distance-regular graphs have extra combinatorial regularities: One of them is t-homogeneity. A bipartite or almost bipartite distance-regular graph is 2-homogeneous if the number γ _i  = |{x | ∂(u, x) = ∂(v, x) = 1 and ∂(w, x) = i − 1}| (i = 2, 3,..., d) depends only on i whenever ∂(u, v) = 2 and ∂(u, w) = ∂(v, w) = i. K. Nomura gave a complete classification of bipartite and almost bipartite 2-homogeneous distance-regular graphs. In this paper, we generalize Nomura’s results by classifying 2-homogeneous triangle-free distance-regular graphs. As an application, we show that if Γ is a distance-regular graph of diameter at least four such that all quadrangles are completely regular then Γ is isomorphic to a binary Hamming graph, the folded graph of a binary Hamming graph or the coset graph of the extended binary Golay code of valency 24. We also consider the case Γ is a parallelogram-free distance-regular graph. This research was partially supported by the Grant-in-Aid for Scientific Research (No.17540039), Japan Society of the Promotion of Science.     

On moduli of vector bundles on surfaces with negative Kodaira dimension

Summary Here we prove the following result. Fix integersq, τ,a’, b’, a’ _i, 1≤i≤τ,a’, b’, a’ _i, 1≤i≤τ; then there is an integerew such that for every integert≥w, for every algebraically closed fieldK for every smooth complete surfaceX with negative Kodaira dimension, irregularityq andK _X ² =8(1−q)−τ, the following condition holds; ifX→S is a sequence fo τ blowing-downs which gives a relatively minimal model with ruling ρ:S→C, take as basis of the Neron Severi groupNS(X) a smooth rational curve which is the total transform of a fiber ofC, the total transform of a minimal section of ρ and the total transformD _i, 1≤i≤τ, of the exceptional curver; then for everyH andL∈Pic (X) withH ample,H (resp.L) represented by the integersa’, b’, a’ _i, (resp.a’, b’, a’ _i), 1≤i≤τ, in the chosen basis ofNS(X) the moduli spaceM(ZX, 2,H, L, t) of rank 2H-stable vector bundles onX with determinantL andc ₂=t is generically smooth and the number, dimension and ?birational structure? of the irreducible components ofM(X, 2,H, L, t)_red do not depend on the choice ofK andX. Furthermore the birational structure of these irreducible components can be loosely described in terms of the birational structure of the components of suitableM(S, 2,H’, L’, t’)_red withS a relatively minimal model ofX.

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Sunto SiaX una superficie algebrica liscia completa con dimensione di Kodaira negativa e definita su un campo algebricamente chiusoK; fissiamoH eL∈Pic (X),t∈Z; siaq l’irregolarità diX e τ≔8(1−q)−K _X ^Emphasis>2 ; siaM(X, 2,H, L, t) to schema dei moduli dei fibrati vettorialiH-stabili di rango 2 suX con determinateL ec ₂=t. Si dimostra che esiste una costantew che dipende solo daq, da τ e dalla classe numerica diH e diL (ma non da char (K) o dalla classe di isomorphismo diX) tale che per ognit≥w il numero, la dimensione e ?la struttura birazionale? delle componenti irriducibili diM(X, 2,H, L, t)_red non dipende dalla scelta di char (K),K eX ma solo daq, τ e dalle classi diH eL inNS(X). Inoltre la ?struttura birazionale? di queste componenti irriducibili può essere grossolanamente descritta in termini delle componenti di opportuni spazi di moduliM(S, 2,H’, L’, t’) (doveS è un modello minimale diX).

     

Ergodic Subequivalence Relations Induced by a Bernoulli Action

Let Γ be a countable group and denote by S{\mathcal{S}} the equivalence relation induced by the Bernoulli action G\curvearrowright [0, 1]^G{\Gamma\curvearrowright [0, 1]^{\Gamma}}, where [0, 1]^Γ is endowed with the product Lebesgue measure. We prove that, for any subequivalence relation R{\mathcal{R}} of S{\mathcal{S}}, there exists a partition {X _i } _i≥0 of [0, 1]^Γ into R{\mathcal{R}}-invariant measurable sets such that R_|X0{\mathcal{R}_{\vert X_{0}}} is hyperfinite and R_|Xi{\mathcal{R}_{\vert X_{i}}} is strongly ergodic (hence ergodic and non-hyperfinite), for every i ≥ 1.     

A Sharper Estimate on the Betti Numbers of Sets Defined by Quadratic Inequalities

In this paper we consider the problem of bounding the Betti numbers, b _i (S), of a semi-algebraic set S⊂ℝ ^k defined by polynomial inequalities P ₁≥0,…,P _s ≥0, where P _i ∈ℝ[X ₁,…,X _k ], s<k, and deg (P _i )≤2, for 1≤i≤s. We prove that for 0≤i≤k−1,

Resolutions of generic points lying on a smooth quadric

For a 0-dimensional schemeX on a smooth quadricQ we define a special type of resolution of its ideal sheaf as a locally freeO _Q. These resolutions allow to find, for schemes which are generic inQ, the minimal free resolution ofX as a subscheme of ℙ³. For almost all such schemes the graded Betti numbers in ℙ³ depend only on the Hilbert function ofX in ℙ³. Work done with financial support of M.U.R.S.T., while the authors were members of C.N.R.     

Clustering of linearly interacting diffusions and universality of their long-time limit distribution

Let K⊂ℝ ^d (d≥ 1) be a compact convex set and Λ a countable Abelian group. We study a stochastic process X in K ^Λ, equipped with the product topology, where each coordinate solves a SDE of the form dX _i (t) = ∑ _j a(j−i) (X _j (t) −X _i (t))dt + σ (X _i (t))dB _i (t). Here a(·) is the kernel of a continuous-time random walk on Λ and σ is a continuous root of a diffusion matrix w on K. If X(t) converges in distribution to a limit X(∞) and the symmetrized random walk with kernel a _S (i) = a(i) + a(−i) is recurrent, then each component X _i (∞) is concentrated on {x∈K : σ(x) = 0 and the coordinates agree, i.e., the system clusters. Both these statements fail if a _S is transient. Under the assumption that the class of harmonic functions of the diffusion matrix w is preserved under linear transformations of K, we show that the system clusters for all spatially ergodic initial conditions and we determine the limit distribution of the components. This distribution turns out to be universal in all recurrent kernels a _S on Abelian groups Λ. Received: 10 May 1999 / Revised version: 18 April 2000 / Published online: 22 November 2000     

Stochastic games on a product state space: the periodic case

We examine so-called product-games. These are n-player stochastic games played on a product state space S ¹ × ... × S ⁿ , in which player i controls the transitions on S ⁱ . For the general n-player case, we establish the existence of 0-equilibria. In addition, for the case of two-player zero-sum games of this type, we show that both players have stationary 0-optimal strategies. In the analysis of product-games, interestingly, a central role is played by the periodic features of the transition structure. Flesch et al. (Math Oper Res 33, 403–420, 2008) showed the existence of 0-equilibria under the assumption that, for every player i, the transition structure on S ⁱ is aperiodic. In this article, we examine product-games with periodic transition structures. Even though a large part of the approach in Flesch et al. (Math Oper Res 33, 403–420, 2008) remains applicable, we encounter a number of tricky problems that we have to address. We provide illustrative examples to clarify the essence of the difference between the aperiodic and periodic cases.     

On the derived category of a regular toric scheme

Let X be a quasi-compact scheme, equipped with an open covering by affine schemes U _σ = Spec A ^σ . A quasi-coherent sheaf on X gives rise, by taking sections over the U _σ , to a diagram of modules over the coordinate rings A ^σ , indexed by the intersection poset Σ of the covering. If X is a regular toric scheme over an arbitrary commutative ring, we prove that the unbounded derived category of quasi-coherent sheaves on X can be obtained from a category of Σ^op-diagrams of chain complexes of modules by inverting maps which induce homology isomorphisms on hyper-derived inverse limits. Moreover, we show that there is a finite set of weak generators, one for each cone in the fan Σ. The approach taken uses the machinery of Bousfield–Hirschhorn colocalisation of model categories. The first step is to characterise colocal objects; these turn out to be homotopy sheaves in the sense that chain complexes over different open sets U _σ agree on intersections up to quasi-isomorphism. In a second step it is shown that the homotopy category of homotopy sheaves is equivalent to the derived category of X.     

Products of Jacobians as Prym-Tyurin varieties

Let X ₁, ..., X _m denote smooth projective curves of genus g _i ≥ 2 over an algebraically closed field of characteristic 0 and let n denote any integer at least equal to . We show that the product JX ₁ × ... × JX _m of the corresponding Jacobian varieties admits the structure of a Prym-Tyurin variety of exponent n ^m-1. This exponent is considerably smaller than the exponent of the structure of a Prym-Tyurin variety known to exist for an arbitrary principally polarized abelian variety. Moreover it is given by explicit correspondences.