Eigenvalue asymptotics for an elliptic boundary problem involving an indefinite weight

We are concerned here with the eigenvalue asymptotics for a non-selfadjoint elliptic boundary problem involving an indefinite weight function which vanishes on a set of positive measure. The asymptotic behaviour of the eigenvalues is well known for the case of second order operators. However for higher order operators, results have only been established under the restriction that the order of the operator exceeds the dimension of the underlying Euclidean space in which the problem is set. In this paper we establish the eigenvalue asymptotics for the case of higher order operators without any such restriction.Supported in part by the John Knopfmacher Centre for Applicable Analysis and Number Theory, University of the Witwatersrand.     

Computable bounds for eigenvalues and eigenfunctions of elliptic differential operators

Summary We are concerned with bounds for the error between given approximations and the exact eigenvalues and eigenfunctions of self-adjoint operators in Hilbert spaces. The case is included where the approximations of the eigenfunctions don't belong to the domain of definition of the operator. For the eigenvalue problem with symmetric elliptic differential operators these bounds cover the case where the trial functions don't satisfy the boundary conditions of the problem. The error bounds suggest a certain defectminization method for solving the eigenvalue problems. The method is applied to the membrane problem.     

Upper eigenvalue estimates for Dirac operators

We derive upper eigenvalue estimates for generalized Dirac operators on closed Riemannian manifolds. In the case of the classical Dirac operator the estimates on the first eigenvalues are sharp for spheres of constant curvature.     

Mixed principal eigenvalues in dimension one

This is one of a series of papers exploring the stability speed of one-dimensional stochastic processes. The present paper emphasizes on the principal eigenvalues of elliptic operators. The eigenvalue is just the best constant in the L ²-Poincaré inequality and describes the decay rate of the corresponding diffusion process. We present some variational formulas for the mixed principal eigenvalues of the operators. As applications of these formulas, we obtain case by case explicit estimates, a criterion for positivity, and an approximating procedure for the eigenvalue.     

Sharp bounds for the first eigenvalue of symmetric Markov processes and their applications

By adopting a nice auxiliary transform of Markov operators, we derive new bounds for the first eigenvalue of the generator corresponding to symmetric Markov processes. Our results not only extend the related topic in the literature, but also are efficiently used to study the first eigenvalue of birth-death processes with killing and that of elliptic operators with killing on half line. In particular, we obtain two approximation procedures for the first eigenvalue of birth-death processes with killing, and present qualitatively sharp upper and lower bounds for the first eigenvalue of elliptic operators with killing on half line.     

A generalized Rayleigh quotient for eigenvalue problems nonlinear in the parameter

A functional is given which generalizes the Rayleigh quotient to eigenvalue problems for linear operators where the eigenvalue parameter appears nonlinearly. Particular emphasis is given to the development of perturbation-type results for eigenvalues and characteristic values which generalize the classical results. Applications are made to eigenvalue and characteristic value problems for integral and matrix operators and to the critical length problem for integral operators. Both symmetric and nonsymmetric operators are treated.The author would like to acknowledge the work of Gloria Golberg in the preparation of this paper.     

Eigenvalue estimates for Dirac operators coupled to instantons

We prove a sharp lower bound for the first positive eigenvalue of Dirac operators coupled to instantons and discuss the limit case.     

Perturbed preconditioned inverse iteration for operator eigenvalue problems with applications to adaptive wavelet discretization

In this paper we discuss an abstract iteration scheme for the calculation of the smallest eigenvalue of an elliptic operator eigenvalue problem. A short and geometric proof based on the preconditioned inverse iteration (PINVIT) for matrices (Knyazev and Neymeyr, SIAM J Matrix Anal 31:621–628, 2009) is extended to the case of operators. We show that convergence is retained up to any tolerance if one only uses approximate applications of operators which leads to the perturbed preconditioned inverse iteration (PPINVIT). We then analyze the Besov regularity of the eigenfunctions of the Poisson eigenvalue problem on a polygonal domain, showing the advantage of an adaptive solver to uniform refinement when using a stable wavelet base. A numerical example for PPINVIT, applied to the model problem on the L-shaped domain, is shown to reproduce the predicted behaviour.     

一类算子矩阵特征值的代数指标和代数重数

自伴算子特征值的几何重数与代数重数相等,但对于非自伴算子不一定成立,这主要是特征值的代数指标起着决定性的作用.讨论了一类非自伴算子矩阵特征值的几何重数,代数指标与代数重数.     

Collapse of Keldysh chains and stability boundaries of non‐conservative systems

Eigenvalue problems for non‐selfadjoint linear differential operators smoothly dependent on a vector of real parameters are considered. Bifurcation of eigenvalues along smooth curves in the parameter space is studied. The case of a multiple eigenvalue with the Keldysh chain of arbitrary length is investigated. Explicit expressions describing bifurcation of eigenvalues are found. The obtained formulae use eigenfunctions and associated functions of the adjoint eigenvalue problems as well as the derivatives of the differential operator taken at the initial point of the parameter space. These results are important for the stability theory and sensitivity analysis of non‐conservative systems. Mechanical examples are considered and discussed in detail.     

Nonlinear eigenvalues and analytic hypoellipticity

Motivated by the problem of analytic hypoellipticity, we show that a special family of compact non-self-adjoint operators has a nonzero eigenvalue. We recover old results obtained by ordinary differential equations techniques and show how it can be applied to the higher dimensional case. This gives in particular a new class of hypoelliptic, but not analytic hypoelliptic operators.     

On the leading eigenvalue of neutron transport models

We give variational characterizations of the leading eigenvalue of neutron transport-like operators. The proofs rely on sub- and super-eigenvalues. Various bounds of the leading eigenvalue are derived.     

Canonical forms for boundary conditions of self-adjoint differential operators

Canonical forms of boundary conditions are important in the study of the eigenvalues of boundary conditions and their numerical computations. The known canonical forms for self-adjoint differential operators, with eigenvalue parameter dependent boundary conditions, are limited to 4-th order differential operators. We derive canonical forms for self-adjoint $2n$-th order differential operators with eigenvalue parameter dependent boundary conditions. We compare the 4-th order canonical forms to the canonical forms derived in this article.     

The Dirichlet problem for the Bellman equation at resonance

We generalize the Donsker-Varadhan minimax formula for the principal eigenvalue of a uniformly elliptic operator in nondivergence form to the first principal half-eigenvalue of a fully nonlinear operator which is concave (or convex) and positively homogeneous. Examples of such operators include the Bellman operator and the Pucci extremal operators. In the case that the two principal half-eigenvalues are not equal, we show that the measures which achieve the minimum in this formula provide a partial characterization of the solvability of the corresponding Dirichlet problem at resonance.     

输运方程特征值问题的高精度求积方法

<正>1引言考虑平板各向异性散射和裂变的输运方程:其中,2a为平板厚度.-a≤x≤a,-1≤μ,μ′≤1,V是临界特征值.如何求解输运方程的最大的简单特征值问题是一个重要课题[1].关于它的存在性已     

Inverse Problems on the Least Eigenvalue

Some uniqueness theorems on the least eigenvalue are provided for wide classes of self-adjoint operators: differential operators with operator-valued potentials, higher-order partial differential operators and the p-Laplacian.     

An unusual self-adjoint linear partial differential operator

In an American Mathematical Society Memoir, published in 2003, the authors Everitt and Markus apply their prior theory of symplectic algebra to the study of symmetric linear partial differential expressions, and the generation of self-adjoint differential operators in Sobolev Hilbert spaces. In the case when the differential expression has smooth coefficients on the closure of a bounded open region, in Euclidean space, and when the region has a smooth boundary, this theory leads to the construction of certain self-adjoint partial differential operators which cannot be defined by applying classical or generalized conditions on the boundary of the open region.

This present paper concerns the spectral properties of one of these unusual self-adjoint operators, sometimes called the ``Harmonic' operator.

The boundary value problems considered in the Memoir (see above) and in this paper are called regular in that the cofficients of the differential expression do not have singularities within or on the boundary of the region; also the region is bounded and has a smooth boundary. Under these and some additional technical conditions it is shown in the Memoir, and emphasized in this present paper, that all the self-adjoint operators considered are explicitly determined on their domains by the partial differential expression; this property makes a remarkable comparison with the case of symmetric ordinary differential expressions.

In the regular ordinary case the spectrum of all the self-adjoint operators is discrete in that it consists of a countable number of eigenvalues with no finite point of accumulation, and each eigenvalue is of finite multiplicity. Thus the essential spectrum of all these operators is empty.

This spectral property extends to the present partial differential case for the classical Dirichlet and Neumann operators but not to the Harmonic operator. It is shown in this paper that the Harmonic operator has an eigenvalue of infinite multiplicity at the origin of the complex spectral plane; thus the essential spectrum of this operator is not empty.

Both the weak and strong formulations of the Harmonic boundary value problem are considered; these two formulations are shown to be equivalent.

In the final section of the paper examples are considered which show that the Harmonic operator, defined by the methods of symplectic algebra, has a domain that cannot be determined by applying either classical or generalized local conditions on the boundary of the region.

     

The extrapolation of numerical eigenvalues by finite elements for differential operators

This paper discusses the extrapolation of numerical eigenvalues by finite elements for differential operators and obtains the following new results: (a) By extending a theorem of eigenvalue error estimate, which was established by Osborn, a new expansion of eigenvalue error is obtained. Many achievements, which are about the asymptotic expansions of finite element methods of differential operator eigenvalue problems, are brought into the framework of functional analysis. (b) The Richardson extrapolation of nonconforming finite elements for multiple eigenvalues and splitting extrapolation of finite elements based on domain decomposition of non-selfadjoint differential operators for multiple eigenvalues are achieved. In addition, numerical examples are provided to support the theoretical analysis.     

On a Class of <Emphasis Type="Italic">L</Emphasis>-Wiener-Hopf Operators

By replacement in the definition of the convolution operator of Fourier transform by a spectral transform of a selfadjoint Sturm-Liouville operator on the axis L, the concepts of Lconvolution and L-Wiener-Hopf operators are introduced. The case of the reflectorless potentials with a single eigenvalue is considered. A relationship between the Wiener-Hopf and L-Wiener- Hopf operators is established. In the case of piecewise continuous symbol the Fredholm property and invertibility of the L-Wiener-Hopf operator are investigated.     

Eigenvalue problem of a class of fourth-order Hamiltonian operators

The eigenvalue problem of a class of fourth-order Hamiltonian operators is studied. We first obtain the geometric multiplicity, the algebraic index and the algebraic multiplicity of each eigenvalue of the Hamiltonian operators. Then, some necessary and sufficient conditions for the completeness of the eigen or root vector system of the Hamiltonian operators are given, which is characterized by that of the vector system consisting of the first components of all eigenvectors. Moreover, the results are applied to the plate bending problem.