CASSCF and CASPT2 studies on the structures, transition energies, and dipole moments of ground and excited states for azulene

The electronic structure of azulene molecule has been studied. We have obtained the optimized structures of ground and singlet excited states by using the complete active space self-consistent-field (CASSCF) method, and calculated vertical and 0-0 transition energies between the ground and excited states with second-order M?ller-Plesset perturbation theory (CASPT2). The CASPT2 calculations indicate that the bond-equalized C(2v) structure is more stable than the bond-alternating C(s) structure in the ground state. For a physical understanding of electronic structure change from C(2v) to C(s), we have performed the CASSCF calculations of Duschinsky matrix describing mixing of the b(2) vibrational mode between the ground (1A(1)) and the first excited (1B(2)) states based on the Kekule-crossing model. The CASPT2 0-0 transition energies are in fairly good agreement with experimental results within 0.1-0.3 eV. The CASSCF oscillator strengths between the ground and excited states are calculated and compared with experimental data. Furthermore, we have calculated the CASPT2 dipole moments of ground and excited states, which show good agreement with experimental values.     

Conical intersections in thymine

The mechanisms which are responsible for the radiationless deactivation of the npi* and pipi* excited singlet states of thymine have been investigated with multireference ab initio methods (the complete-active-space self-consistent-field (CASSCF) method and second-order perturbation theory with respect to the CASSCF reference (CASPT2)) as well as with the CC2 (approximated singles and doubles coupled-cluster) method. The vertical excitation energies, the equilibrium geometries of the 1npi*and 1pipi* states, as well as their adiabatic excitation energies have been determined. Three conical intersections of the S1 and S0 energy surfaces have been located. The energy profiles of the excited states and the ground state have been calculated with the CASSCF method along straight-line reaction paths leading from the ground-state equilibrium geometry to the conical intersections. All three conical intersections are characterized by strongly out-of-plane distorted geometries. The lowest-energy conical intersection (CI1) arises from a crossing of the lowest 1pipi* state with the electronic ground state. It is found to be accessible in a barrierless manner from the minimum of the 1pipi* state, providing a direct and fast pathway for the quenching of the population of the lowest optically allowed excited states of thymine. This result explains the complete diffuseness of the absorption spectrum of thymine in supersonic jets. The lowest vibronic levels of the optically nearly dark 1npi* state are predicted to lie below CI1, explaining the experimental observation of a long-lived population of dark excited states in gas-phase thymine.     

Striving to understand the photophysics and photochemistry of thiophosgene: a combined CASSCF and MR-CI study

The potential energy surfaces for Cl(2)CS dissociation into ClCS + Cl in the five lowest electronic states have been determined with the combined complete active space self-consistent field (CASSCF) and MR-CI method. The wavelength-dependent photodissociation dynamics of Cl(2)CS have been characterized through computed potential energy surfaces, surface crossing points, and CASSCF molecular dynamics calculations. Irradiation of the Cl(2)CS molecules at 360-450 nm does not provide sufficient internal energy to overcome the barrier on S(1) dissociation, and the S(1)/T(2) intersection region is energetically inaccessible at this wavelength region; therefore, S(1) --> T(1) intersystem crossing is the dominant process, which is the main reason S(1)-S(0) fluorescence breaks off at excess energies of 3484-9284 cm(-1). Also, the S(1) --> T(2) intersystem crossing process can take place via the S(1)-T(2) vibronic interaction in this range of excess energies, which is mainly responsible for the quantum beats observed in the S(1) emission. Both S(2) direct dissociation and S(2) --> S(3) internal conversion are responsible for the abrupt breakoff of S(2)-S(0) fluorescence at higher excess energies. S(2) direct dissociation leads to the formation of the fragments of Cl(X(2)P) + ClCS(A(2)A' ') in excited electronic states, while S(2) --> S(3) internal conversion followed by direct internal conversion to the ground electronic state results in the fragments produced in the ground state.     

Efficient implementation of restricted active space configuration interaction with the hole and particle approximation

The restricted active space configuration interaction (RASCI) formalism with the hole and particle truncation of the wavefunction, that is, RASCI(h,p), holds very nice properties such as balanced treatment of ground and low‐lying excited states, spin‐completeness, large flexibility of the wavefunction, and moderate computational cost. In this article, I present a new implementation of the RASCI(h,p) method using a general algorithm based on the integral‐driven approach. The new implementation allows to choose any electronic configuration as the single reference in combination with an excitation operator with any number of ionization, electron attachment, or spin‐flip (SF) excitations. The applicability and good performance of the new computational code is tested in the ground state calculation of water molecule with increasingly large active spaces and up to the full‐CI limit, the calculation of all‐trans linear polyenes with variable number of SF excitations, and the low‐lying states of fluorine molecule with a double‐ionization potential operator. © 2012 Wiley Periodicals, Inc.     

Predictions of the geometries and fluorescence emission energies of oxyluciferins

The complete active space self-consistent field (CASSCF) method and multiconfigurational second-order perturbation theory (CASPT2) have been used to study the structures and spectra of oxyluciferins (OxyLH2). The ground and lowest-lying singlet excited states geometries have been optimized using CASSCF. CASPT2 has been used to predict relaxed emission energies. The focus is on the lowest-lying singlet excited states of the anionic keto and enol forms of OxyLH2(-1) at the optimized excited-state geometries. The planar keto and enol forms of OxyLH2(-1) are minima on both the S0 and the S1 potential energy surfaces. The twisted keto and enol forms of OxyLH2(-1) are transition states on the S0 and S1 potential energy surfaces. The S1 --> S0 fluorescence emission energies are in the range of 54.2-58.4 kcal/mol for the anionic planar keto forms of OxyLH2, and in the range of 55.7-63.2 kcal/mol for the anionic enol forms of OxyLH2. S0 and S1 potential energy surfaces and thus are not implicated in the emission spectra in the gas phase.     

Singlet and triplet potential surfaces for the O2+C2H4 reaction

Electronic structure calculations at the CASSCF and UB3LYP levels of theory with the aug-cc-pVDZ basis set were used to characterize structures, vibrational frequencies, and energies for stationary points on the ground state triplet and singlet O(2)+C(2)H(4) potential energy surfaces (PESs). Spin-orbit couplings between the PESs were calculated using state averaged CASSCF wave functions. More accurate energies were obtained for the CASSCF structures with the MRMP2/aug-cc-pVDZ method. An important and necessary aspect of the calculations was the need to use different CASSCF active spaces for the different reaction paths on the investigated PESs. The CASSCF calculations focused on O(2)+C(2)H(4) addition to form the C(2)H(4)O(2) biradical on the triplet and singlet surfaces, and isomerization reaction paths ensuing from this biradical. The triplet and singlet C(2)H(4)O(2) biradicals are very similar in structure, primarily differing in their C-C-O-O dihedral angles. The MRMP2 values for the O(2)+C(2)H(4)→C(2)H(4)O(2) barrier to form the biradical are 33.8 and 6.1 kcal/mol, respectively, for the triplet and singlet surfaces. On the singlet surface, C(2)H(4)O(2) isomerizes to dioxetane and ethane-peroxide with MRMP2 barriers of 7.8 and 21.3 kcal/mol. A more exhaustive search of reaction paths was made for the singlet surface using the UB3LYP/aug-cc-pVDZ theory. The triplet and singlet surfaces cross between the structures for the O(2)+C(2)H(4) addition transition states and the biradical intermediates. Trapping in the triplet biradical intermediate, following (3)O(2)+C(2)H(4) addition, is expected to enhance triplet→singlet intersystem crossing.     

Theoretical investigation of excited states of C(3)

In this work, we present ab initio calculations for the potential energy surfaces of C(3) in different electronic configurations, including the singlet ground state [X (1)Sigma(g) (+),((1)A(1))], the triplet ground state [a (3)Pi(u),((3)B(1), (3)A(1))], and some higher excited states. The geometries studied include triangular shapes with two identical bond lengths, but different bond angles between them. For the singlet and triplet ground states in the linear geometry, the total energies resulting from the mixed density functional--Hartree-Fock and quadratic configuration interaction methods reproduce the experimental values, i.e., the triplet occurs 2.1 eV above the singlet. In the geometry of an equilateral triangle, we find a low-lying triplet state with an energy of only 0.8 eV above the energy of the singlet in the linear configuration, so that the triangular geometry yields the lowest excited state of C(3). For the higher excited states up to about 8 eV above the ground state, we apply time-dependent density functional theory. Even though the systematic error produced by this approach is of the order of 0.4 eV, the results give different prospective to insight into the potential energy landscape for higher excitation energies.     

The configuration interaction method,and the triplet-singlet splitting in CH2

A configuration-interaction (CI) method in which the interaction matrix is never constructed has been investigated, following the original suggestion of Roos. Two methods have been used (1) for singlet states, which can be represented by a one determinant configuration of doubly occupied orbitals, CI with all singly and doubly excited configurations, (2) for states for which the restricted self-consistent field approximation is a single determinant, CI with all singly and doubly excited determinants. In case (2), the wavefunction may not be exactly an eigenfunction of S ². The methods were investigated using a double-zeta plus polarisation basis for CH₂. Both methods must give the same result for the lowest singlet ground state. Keeping the bond length fixed at 2.10 and 2.04 bohr respectively the bond angle for the singlet and triplet were found to be 100.8 ° and 132.0 °, with energies ?39.0312 a.u. and ?39.0563 a.u. respectively. These are the lowest variational energies obtained for these systems; the singlet-triplet splitting is thus predicted to be 15.4 kcal/mol.     

Theoretical Study on Photoisomerization of 2-Methylfuran to 3-Methylfuran

1 INTRODUCTION 2-Methylfuran belongs to the basic heteroaromatic compounds relevant to many fields of modern che- mistry, ranging from the study of natural products and biologically active substances to the develop- ment of building blocks for organic synthesis and conducting polymers[1]. Since the photochemistry ofR-furan was gradually recognized in 1960s[2～7], lots of interest has been aroused. Herein we only study one branch of photoche- mistry of R-furan: the isomerization of 2-methy…     

Electronic structures of low-lying Bu excited states in trans-oligoenes: Pariser-Parr-Pople and ab initio calculations

Two lowest-lying excited singlets with B(u) symmetry of all-trans-oligoenes, the well-known ionic 1(1)B(u)(+) state as well as the "hidden" ionic-covalent-mixed 1(1)B(u)(-) state, are calculated within both the Pariser-Parr-Pople (PPP) model at full configuration interaction (FCI) level and ab initio methods. The vertical excitation energies as well as wavefunctions from PPP-FCI calculations are found to be in good agreement with those from high-level multi-reference methods, such as multi-reference complete active space self-consistent field (CASSCF) with second order perturbative corrections (CASPT2), multi-reference M?ller-Plesset perturbation theory (MRMP), and complete active space valence bond theory (CASVB). The oscillator strengths from PPP calculation are in good agreement with spectroscopy experiments. The relatively small oscillator strength of 1(1)B(u)(-) is due to the approximate electron-hole symmetry of this state. In addition, the bond lengths in both states are found to show remarkable relativity with the bond orders calculated with ground state geometries, which suggests a possible strategy for initial guess in geometry optimization of excited states.     

Computational studies on the ground and excited states of BrOOBr

In this work, theoretical computations for the ground and excited states of BrOOBr have been performed at high-level ab initio molecular orbital theories. The ground-state geometries of BrOOBr in different forms (trans, cis, and twist form) have been optimized at the couple-cluster CCSD(T) level of theory with cc-pVTZ and aug-cc-pVTZ basis sets, which indicates that at CCSD(T)/cc-pVTZ level of theory, the twist form is 4.96 kcal/mol more stable than the trans form and 10.67 kcal/mol more stable than the cis form; at the CCSD(T)/aug-cc-pVTZ basis set the twist form is 4.33 kcal/mol more stable than the trans form and 9.54 kcal/mol more stable than the cis form. The vertical excitation energies and potential-energy curves for the singlet and triplet low-lying excited states of BrOOBr were calculated at both the complete active space self-consistent-field (CASSCF) level of theory and the multireference internally contracted configuration interaction (MRCI) level of theory. The differences of potential-energy curves at CASSCF and MRCI levels of theory are found for the BrOOBr excited states. At CASSCF level of theory, none of the BrOOBr excited states are bound. However, at MRCI level of theory, all the BrOOBr states studied in this work are bound or slightly bound at the Frank-Condon region. In addition, the scalar relativistic effect and the spin-orbital coupling effect on the vertical excitation energies of the electronic states of BrOOBr were estimated.     

Spiro[4.4]nonatetraene and its Positive and Negative Radical Ions: Molectronic Structure Investigations

The electronic structure of spiro[4.4]nonatetraene 1 as well as that of its radical anion and cation were studied by different spectroscopies. The electron‐energy‐loss spectrum in the gas phase revealed the lowest triplet state at 2.98 eV and a group of three overlapping triplet states in the 4.5 – 5.0 eV range, as well as a number of valence and Rydberg singlet excited states. Electron‐impact excitation functions of pure vibrational and triplet states identified various states of the negative ion, in particular the ground state with an attachment energy of 0.8 eV, an excited state corresponding to a temporary electron attachment to the 2b₁ MO at an attachment energy of 2.7 eV, and a core excited state at 4.0 eV. Electronic‐absorption spectroscopy in cryogenic matrices revealed several states of the positive ion, in particular a richly structured first band at 1.27 eV, and the first electronic transition of the radical anion. Vibrations of the ground state of the cation were probed by IR spectroscopy in a cryogenic matrix. The results are discussed on the basis of density‐functional and CASSCF/CASPT2 quantum‐chemical calculations. In their various forms, the calculations successfully rationalized the triplet and the singlet (valence and Rydberg) excitation energies of the neutral molecule, the excitation energies of the radical cation, its IR spectrum, the vibrations excited in the first electronic absorption band, and the energies of the ground and the first excited states of the anion. The difference of the anion excitation energies in the gas and condensed phases was rationalized by a calculation of the Jahn‐Teller distortion of the anion ground state. Contrary to expectations based on a single‐configuration model for the electronic states of 1 , it is found that the gap between the first two excited states is different in the singlet and the triplet manifold. This finding can be traced to the different importance of configuration interaction in the two multiplicity manifolds.     

Theoretical study on the photolysis mechanism of 2,3-diazabicyclo[2.2.2]oct-2-ene

A CASPT2/CASSCF study has been carried out to investigate the mechanism of the photolysis of 2,3-diazabicyclo[2.2.2]oct-2-ene (DBO) under direct and triplet-sensitized irradiation. By exploring the detailed potential energy surfaces including intermediates, transition states, conical intersections, and singlet/triplet crossing points, for the first excited singlet (S(1)) and the low-lying triplet states (T(1), T(2), and T(3)), we provide satisfactory explanations of many experimental findings associated with the photophysical and photochemical processes of DBO. A key finding of this work is the existence of a significantly twisted S(1) minimum, which can satisfactorily explain the envelope of the broad emission band of DBO. It is demonstrated that the S(1) (n-pi*) intermediate can decay to the T(1) (n-pi*) state by undergoing intersystem crossing (rather inefficient) to the T(2) (pi-pi*) state followed by internal conversion to the T(1) state. The high fluorescence yield and the extraordinarily long lifetime of the singlet excited DBO are due to the presence of relatively high barriers, both for intersystem crossing and for C-N cleavage. The short lifetime of the triplet DBO is caused by fast radiationless decay to the ground state.     

Theoretical investigation of anthracene-9,10-endoperoxide vertical singlet and triplet excitation spectra

The electronic absorption spectrum of anthracene-9,10-endoperoxide (APO) has been investigated by means of multiconfigurational multi-state second order perturbation theory on complete active space self-consistent field wavefunctions (MS-CASPT2/CASSCF) and two single reference methods: time-dependent density functional theory (TD-DFT) and coupled cluster of second order (CC2). After testing several active spaces and basis sets, a CAS (14,12) active space together with an ANO-S basis set was found an appropriate choice to describe the vertical singlet and triplet electronic states of APO. Unfortunately, TD-DFT and CC2 methods cannot reproduce the MS-CASPT2 and experimental spectrum. Our MS-CASPT2//CASSCF(14,12)/ANO-S calculations predict a predominant pi*(OO)sigma*(OO) character for the lowest singlet excited state S(1) at 3.85 eV. Accordingly, the lowest singlet state of APO should be responsible for homolysis of the endoperoxide group. The next two absorbing excited states, experimentally proposed to be responsible for singlet oxygen production and therefore connected to the biological interest of APO, have been computed vertically at 4.34 and 4.59 eV and assigned to pi(CC)pi*(CC) and pi*(OO)pi*(CC) transitions, respectively. The vertical triplet electronic spectrum follows the singlet vertical spectrum ordering. The high density of triplet and singlet excited states of different nature within few eV points to the possibility of intersystem crossings between potential energy surfaces of different multiplicity.     

A theoretical study of the low-lying excited electronic states of thiocarbonyl chlorofluoride and their dissociation pathways

The spectroscopic constants for the ground (X (1)A(1)) and low-lying triplet and singlet excited states (a (3)A("),A (1)A("),B (1)A(')) of thiocarbonyl chlorofluoride (ClFCS) were obtained using the equation-of-motion coupled-cluster singles and doubles method. The calculated vibrational frequencies of the electronic states were within 4% of the experimental values for 21 of the frequencies, but four calculated frequencies were 20%-40% away from the corresponding experimentally reported values, suggesting the need to reexamine previous experimental spectra. The spectroscopic properties of the radical fragments (FCS, ClCS, and CClF) were also studied, and the correlation diagram between the excited electronic states of ClFCS and possible combinations of dissociation fragments were obtained. The potential energy surfaces (PESs) of the excited electronic states of ClFCS along possible dissociation pathways were also studied. The main qualitative dynamical features of the S(1)(A (1)A("))<--S(2)(B (1)A(')) fluorescence of ClFCS, which may occur in spite of the small barrier (8 kcalmol) on the S(2) PES to the dissociation of C-Cl bond, are discussed.     

Ab initio investigation on the structures and spectra of the firefly luciferin

The ground state (S0) geometry of the firefly luciferin (LH2) was optimized by both DFT B3LYP and CASSCF methods. The vertical excitation energies (Tv) of three low-lying states (S1, S2, and S3) were calculated by TD-DFT B3LYP//CASSCF method. The S1 geometry was optimized by CASSCF method. Its Tv and the transition energy (Te) were calculated by MS-CASPT2//CASSCF method. Both the TD-DFT and MS-CASPT2 calculated S1 state Tv values agree with the experimental one. The IPEA shift greatly affects the MS-CASPT2 calculated Tv values. Some important excited states of LH2 and oxyluciferin (oxyLH2) are charge-transfer states and have more than one dominant configuration, so for deeply researching the firefly bioluminescence, the multireference calculations are desired.     

A CASSCF-CASPT2 study of the excited-state intramolecular proton transfer reaction in 1-amino-3-propenal using different active spaces

In this work we analyze how the choice of the active space in the CASSCF (the complete-active-space multiconfiguration self-consistent-field method) and CASPT2 (the second-order perturbation theory based on the CASSCF reference wave function) calculations affects the computed potential energy curves (PECs) for the intramolecular proton transfer reaction in the ground state and the two lowest lying singlet excited states of 1-amino-3-propenal. As anticipated, the results revealed that, qualitatively, the proton transfer in the different states can be correctly described even by minimal active spaces, which include the orbitals involved in the electronic excitation of the considered state and the antibonding sigma orbital corresponding to the bond formed by the molecule with the migrating hydrogen atom. However, quantitatively, the relative energies of the two tautomers and the energy barriers computed at the CASSCF level change when the active space is increased, indicating importance of the dynamic electron correlation. Introducing the dynamic correlation effects via CASPT2 makes the calculated energy parameters more uniform among the different active spaces. The analysis suggested certain optimal active spaces for studying proton transfer reactions in systems similar to 1-amino-3-propenal. The PEC calculations for excited states showed that the results are sensitive to the molecular geometries used in the calculations, particularly near the transition point. ©1999 John Wiley & Sons, Inc. J Comput Chem 20: 1422–1431 (1999)     

Ab initio calculations of triplet excited states and potential-energy surfaces of vinyl chloride: insights into spectroscopy and photodissociation dynamics

The equilibrium geometries and harmonic vibrational frequencies of three low-lying triplet excited states of vinyl chloride have been calculated using the state-averaged complete active space self-consistent field (CASSCF) method with the 6-311++G(d,p) basis set and an active space of four electrons distributed in 13 orbitals. Both adiabatic and vertical excitation energies have been obtained using the state-averaged CASSCF and the multireference configuration-interaction methods. The potential-energy surfaces of six low-lying singlet states have also been calculated. While the 3(pi, pi*) state has a nonplanar equilibrium structure, the 3(pi, 3s) and 3(pi, sigma*) states are planar. The calculated vertical excitation energy of the 3(pi, pi*) state is in agreement with the experiment. The singlet excited states are found to be multiconfigurational, in particular, the first excited state is of (pi, 3s) character at the planar equilibrium structure, of (pi, sigma*) as the C-Cl bond elongates, and of (pi, pi*) for highly twisted geometries. Avoided crossings are observed between the potential-energy surfaces of the first three singlet excited states. The absorption spectra of vinyl chloride at 5.5-6.5 eV can be unambiguously assigned to the transitions from the ground state to the first singlet excited state. The dissociation of Cl atoms following 193-nm excitation is concluded to take place via two pathways: one is through (pi, sigma*) at planar or nearly planar structures leading to fast Cl atoms and the other through (pi, pi*) at twisted geometries from which internal conversion to the ground state and subsequent dissociation produces slow Cl atoms.     

Theoretical insight into the spectroscopy and photochemistry of isoalloxazine, the flavin core ring

The electronic singlet-singlet and singlet-triplet electronic transitions of the isoalloxazine ring of the flavin core are studied using second-order perturbation theory within the framework of the CASPT2//CASSCF protocol. The main features of the absorption spectrum are computed at 3.09, 4.28, 4.69, 5.00, and 5.37 eV. The lowest singlet (S1) and triplet (T1) excited states are found to be both of pi character with a singlet-triplet splitting of 0.57 eV. On the basis of the analysis of the computed spin-orbit couplings and the potential energy hypersurfaces built for the relevant excited states, the intrinsic mechanism for photoinduced population of T1 is discussed. Upon light absorption, evolution of the lowest singlet excited state along the relaxation pathway leads ultimately to the population of the lowest triplet state, which is mediated by a singlet-triplet crossing with a state of npi* type. Subsequently a radiationless decay toward T1 through a conical intersection takes place. The intersystem crossing mechanism and the internal conversion processes documented here provide a plausible route to access the lowest triplet state, which has a key role in the photochemistry of the flavin core ring and is mainly responsible for the reactivity of the system.