The adiabatic approximation in time-dependent density matrix functional theory: response properties from dynamics of phase-including natural orbitals

The adiabatic approximation is problematic in time-dependent density matrix functional theory. With pure density matrix functionals (invariant under phase change of the natural orbitals) it leads to lack of response in the occupation numbers, hence wrong frequency dependent responses, in particular α(ω→0)≠α(0) (the static polarizability). We propose to relinquish the requirement that the functional must be a pure one-body reduced density matrix (1RDM) functional, and to introduce additional variables which can be interpreted as phases of the one-particle states of the independent particle reference system formed with the natural orbitals, thus obtaining so-called phase-including natural orbital (PINO) functionals. We also stress the importance of the correct choice of the complex conjugation in the two-electron integrals in the commonly used functionals (they should not be of exchange type). We demonstrate with the Lo?wdin-Shull energy expression for two-electron systems, which is an example of a PINO functional, that for two-electron systems exact responses (polarizabilities, excitation energies) are obtained, while writing this energy expression in the usual way as a 1RDM functional yields erroneous responses.     

Many-electron self-interaction and spin polarization errors in local hybrid density functionals

Errors for systems with noninteger occupation have been connected to common failures of density functionals. Previously, global hybrids and pure density functionals have been investigated for systems with noninteger charge and noninteger spin state. Local hybrids have not been investigated for either of those systems to the best of our knowledge. This study intends to close this gap. We investigate systems with noninteger charge to assess the many-electron self-interaction error and systems with noninteger spin state to assess the spin polarization error of recently proposed local hybrids and their range-separated variants. We find that long-range correction is very important to correct for many-electron self-interaction error in cations, whereas most full-range local hybrids seem to be sufficient for anions, where long-range-corrected density functionals tend to overcorrect. On the other hand, while all hitherto proposed long-range-corrected density functionals show large spin polarization errors, the Perdew-Staroverov-Tao-Scuseria (PSTS) functional performs best of all local hybrids in this case and shows an outstanding behavior for the dependence of the energy on the spin polarization.     

Open-shell reduced density matrix functional theory

Open-shell reduced density matrix functional theory is established by investigating the domain of the exact functional. For spin states that are the ground state, a particularly simple set is found to be the domain. It cannot be generalized to other spin states. A number of conditions satisfied by the exact density matrix functional is formulated and tested for approximate functionals. The exact functional does not suffer from fractional spin error, which is the source of the static correlation error in dissociated molecules. We prove that a simple approximation (called the Buijse-Baerends functional, Mu?ller or square root functional) has a non-positive fractional spin error. In the case of the H atom the error is zero. Numerical results for a few atoms are given for approximate density and density matrix functionals as well as a recently developed range-separated combination of both.     

A new local density functional for main-group thermochemistry, transition metal bonding, thermochemical kinetics, and noncovalent interactions

We present a new local density functional, called M06-L, for main-group and transition element thermochemistry, thermochemical kinetics, and noncovalent interactions. The functional is designed to capture the main dependence of the exchange-correlation energy on local spin density, spin density gradient, and spin kinetic energy density, and it is parametrized to satisfy the uniform-electron-gas limit and to have good performance for both main-group chemistry and transition metal chemistry. The M06-L functional and 14 other functionals have been comparatively assessed against 22 energetic databases. Among the tested functionals, which include the popular B3LYP, BLYP, and BP86 functionals as well as our previous M05 functional, the M06-L functional gives the best overall performance for a combination of main-group thermochemistry, thermochemical kinetics, and organometallic, inorganometallic, biological, and noncovalent interactions. It also does very well for predicting geometries and vibrational frequencies. Because of the computational advantages of local functionals, the present functional should be very useful for many applications in chemistry, especially for simulations on moderate-sized and large systems and when long time scales must be addressed.     

Structure and spin-purity conditions for reduced density matrices of arbitrary order

For arbitrary k, the separation of spin variables is performed in the reduced density matrix of the kth order (RDM -k) on the basis of the Fock coordinate function method. The independent spatial components of RDM -k are analyzed. For RDM -k of the total spin eigenstate, their number is proved never to exceed its spin multiplicity 2s + 1. Integral and other nontrivial interrelations between spatial components are established which turn out to be the necessary and sufficient conditions of spin purity of a wavefunction corresponding to a given RDM -k. It is shown that the r-rank k-particle spin distribution matrix F, defined as a spatial coefficient at the spin-tensorial operator of rank r in the RDM -k expansion, can be obtained by reduction of the (k + r)-particle charge density matrix F. In particular, all spatial components of RDM -2 are explicitly expressed in terms of the four-electron charge density matrix only. This allows us to purpose some approximative formulas for the McWeeny-Mizuno spin–orbit and spin–spin coupling functions in the case of the weak spin contamination.     

Spin densities in two-component relativistic density functional calculations: noncollinear versus collinear approach

With present day exchange-correlation functionals, accurate results in nonrelativistic open shell density functional calculations can only be obtained if one uses functionals that do not only depend on the electron density but also on the spin density. We consider the common case where such functionals are applied in relativistic density functional calculations. In scalar-relativistic calculations, the spin density can be defined conventionally, but if spin-orbit coupling is taken into account, spin is no longer a good quantum number and it is not clear what the "spin density" is. In many applications, a fixed quantization axis is used to define the spin density ("collinear approach"), but one can also use the length of the local spin magnetization vector without any reference to an external axis ("noncollinear approach"). These two possibilities are compared in this work both by formal analysis and numerical experiments. It is shown that the (nonrelativistic) exchange-correlation functional should be invariant with respect to rotations in spin space, and this only holds for the noncollinear approach. Total energies of open shell species are higher in the collinear approach because less exchange energy is assigned to a given Kohn-Sham reference function. More importantly, the collinear approach breaks rotational symmetry, that is, in molecular calculations one may find different energies for different orientations of the molecule. Data for the first ionization potentials of Tl, Pb, element 113, and element 114, and for the orientation dependence of the total energy of I+2 and PbF indicate that the error introduced by the collinear approximation is approximately 0.1 eV for valence ionization potentials, but can be much larger if highly ionized open shell states are considered. Rotational invariance is broken by the same amount. This clearly indicates that the collinear approach should not be used, as the full treatment is easily implemented and does not introduce much more computational effort.     

Kinetic energy density study of some representative semilocal kinetic energy functionals

There is a number of explicit kinetic energy density functionals for noninteracting electron systems that are obtained in terms of the electron density and its derivatives. These semilocal functionals have been widely used in the literature. In this work, we present a comparative study of the kinetic energy density of these semilocal functionals, stressing the importance of the local behavior to assess the quality of the functionals. We propose a quality factor that measures the local differences between the usual orbital-based kinetic energy density distributions and the approximated ones, allowing us to ensure if the good results obtained for the total kinetic energies with these semilocal functionals are due to their correct local performance or to error cancellations. We have also included contributions coming from the Laplacian of the electron density to work with an infinite set of kinetic energy densities. For all but one of the functionals, we have found that their success in the evaluation of the total kinetic energy is due to global error cancellations, whereas the local behavior of their kinetic energy density becomes worse than that corresponding to the Thomas-Fermi functional.     

Applicability to atoms of a large set of correlation energy functinals

An extensive study of the application of a large set of correlation energy functionals to atomic systems is presented. Hartree–Fock densities and, sometimes, generalized-valence-bond wave functions are used. The functionals have been grouped into four sets: (I) local density and local spin density, (II) local spin density with self-interactioon correction, (III) local spin density with gradient correction, and (IV) methods found on the correlation factor approach. In this bench mark, we report the results of calculations made for the ground states of the first and second rows, their anions and cations, and the two- and four-isoelectronic series. © 1994 John Wiley & Sons, Inc.     

Cubic response functions in time-dependent density functional theory

We present density-functional theory for time-dependent response functions up to and including cubic response. The working expressions are derived from an explicit exponential parametrization of the density operator and the Ehrenfest principle, alternatively, the quasienergy ansatz. While the theory retains the adiabatic approximation, implying that the time-dependency of the functional is obtained only implicitly-through the time dependence of the density itself rather than through the form of the exchange-correlation functionals-it generalizes previous time-dependent implementations in that arbitrary functionals can be chosen for the perturbed densities (energy derivatives or response functions). In particular, general density functionals beyond the local density approximation can be applied, such as hybrid functionals with exchange correlation at the generalized-gradient approximation level and fractional exact Hartree-Fock exchange. With our implementation the response of the density can always be obtained using the stated density functional, or optionally different functionals can be applied for the unperturbed and perturbed densities, even different functionals for different response order. As illustration we explore the use of various combinations of functionals for applications of nonlinear optical hyperpolarizabilities of a few centrosymmetric systems; molecular nitrogen, benzene, and the C(60) fullerene. Considering that vibrational, solvent, and local field factors effects are left out, we find in general that very good experimental agreement can be obtained for the second dynamic hyperpolarizability of these systems. It is shown that a treatment of the response of the density beyond the local density approximation gives a significant effect. The use of different functional combinations are motivated and discussed, and it is concluded that the choice of higher order kernels can be of similar importance as the choice of the potential which governs the Kohn-Sham orbitals.     

Binding of CO, NO, and O2 to heme by density functional and multireference ab initio calculations

Using the CASSCF/CASPT2 approach, along with several DFT methods (PBE0, B3LYP, BP86, OLYP), we have investigated the bonding of CO, NO, and O2 molecules to two model heme systems: an iron(II) porphyrin with and without an axial imidazole ligand. The experimentally available binding energies are best reproduced by the CASPT2 method and with the OLYP functional. The other functionals considered perform much worse, either severely overbinding (BP86) or underbinding (B3LYP, PBE0). Significant discrepancies between the different density functionals are observed, not only for the energetics but sometimes also for structure predictions. This confirms our viewpoint that a balanced treatment of the electronic exchange and correlation is vital to describe the weak metal-ligand bond between heme and CO, NO, or O2. The binding energies DeltaEb were split into two contributions: the so-called spin-pairing energy DeltaE sp and the "inherent" binding energy DeltaEb0, and both contributions were analyzed in terms of method and basis set effects. We have also investigated the spin density distributions resulting from the bonding of the NO molecule (a noninnocent ligand) to heme. Our analysis at the DFT and CASSCF level shows that, while various density functionals predict qualitatively very different spin distributions, the CASSCF spin populations most closely correspond to the results obtained with the pure BP86 or OLYP rather than with the hybrid functionals.     

On Koopmans' theorem in density functional theory

This paper clarifies why long-range corrected (LC) density functional theory gives orbital energies quantitatively. First, the highest occupied molecular orbital and the lowest unoccupied molecular orbital energies of typical molecules are compared with the minus vertical ionization potentials (IPs) and electron affinities (EAs), respectively. Consequently, only LC exchange functionals are found to give the orbital energies close to the minus IPs and EAs, while other functionals considerably underestimate them. The reproducibility of orbital energies is hardly affected by the difference in the short-range part of LC functionals. Fractional occupation calculations are then carried out to clarify the reason for the accurate orbital energies of LC functionals. As a result, only LC functionals are found to keep the orbital energies almost constant for fractional occupied orbitals. The direct orbital energy dependence on the fractional occupation is expressed by the exchange self-interaction (SI) energy through the potential derivative of the exchange functional plus the Coulomb SI energy. On the basis of this, the exchange SI energies through the potential derivatives are compared with the minus Coulomb SI energy. Consequently, these are revealed to be cancelled out only by LC functionals except for H, He, and Ne atoms.     

Generalized nonlocal kinetic energy density functionals based on the von Weizsäcker functional

We generalize the ideas behind the procedure for the construction of kinetic energy density functionals with a nonlocal term based on the structure of the von Weizs?cker functional, and present several types of nonlocal terms. In all cases, the functionals are constructed such that they reproduce the linear response function of the homogeneous electron gas. These functionals are designed by rewriting the von Weizs?cker functional with the help of a parameter β that determines the power of the electron density in the expression, a strategy we have previously used in the generalization of Thomas-Fermi nonlocal functionals. Benchmark calculations in localized systems have been performed with these functionals to test both their relative errors and the quality of their local behavior. We have obtained competitive results when compared to semilocal and previous nonlocal functionals, the generalized nonlocal von Weizs?cker functionals giving very good results for the total kinetic energies and improving the local behavior of the kinetic energy density. In addition, all the functionals discussed in this paper, when using an adequate reference density, can be evaluated as a single integral in momentum space, resulting in a quasilinear scaling for the computational cost.     

Databases for transition element bonding: metal-metal bond energies and bond lengths and their use to test hybrid, hybrid meta, and meta density functionals and generalized gradient approximations

We propose a data set of bond lengths for 8 selected transition metal dimers (Ag(2), Cr(2), Cu(2), CuAg, Mo(2), Ni(2), V(2), and Zr(2)) and another data set containing their atomization energies and the atomization energy of ZrV, and we use these for testing density functional theory. The molecules chosen for the test sets were selected on the basis of the expected reliability of the data and their ability to constitute a diverse and representative set of transition element bond types while the data sets are kept small enough to allow for efficient testing of a large number of computational methods against a very reliable subset of experimental data. In this paper we test 42 different functionals: 2 local spin density approximation (LSDA) functionals, 12 generalized gradient approximation (GGA) methods, 13 hybrid GGAs, 7 meta GGA methods, and 8 hybrid meta GGAs. We find that GGA density functionals are more accurate for the atomization energies of pure transition metal systems than are their meta, hybrid, or hybrid meta analogues. We find that the errors for atomization energies and bond lengths are not as large if we limit ourselves to dimers with small amounts of multireference character. We also demonstrate the effects of increasing the fraction of Hartree-Fock exchange in multireference systems by computing the potential energy curve for Cr(2) and Mo(2) with several functionals. We also find that BLYP is the most accurate functional for bond energies and is reasonably accurate for bond lengths. The methods that work well for transition metal bonds are found to be quite different from those that work well for organic and other main group chemistry.     

Magnetic exchange couplings evaluated with Rung 3.5 density functionals

Rung 3.5 exchange-correlation functionals are assessed for the calculation of magnetic exchange coupling parameters and atomic spin populations for a variety of inorganic and organic magnetic systems. Density functional theory calculations of exchange couplings sensitively depend on nonlocal contributions to the exchange-correlation functional. Semilocal functionals, Rungs 1-3 on "Jacob's Ladder" of density functional approximations, yield excessively delocalized electrons and overestimated absolute exchange couplings. Fourth-rung hybrid functionals admixing nonlocal exchange improve the results. We show that new "Rung 3.5" functionals give magnetic properties intermediate between semilocal and hybrid functionals, providing additional evidence that these functionals incorporate some desirable aspects of nonlocal exchange. Results for ferromagnetic complexes indicate areas for future improvement.